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The Age of Reform 

From Bryan to F.D.R. 

B Y 

RICHARD HOFSTADTER 



New York Alfred A. Knopf 1956 




L C catalog card number 54-7206 
© Richard Hofstadter, 1955 

H THIS IS A BORZOI BOOK, 

^ PUBLISHED BY ALFRED A. KNOPF, INC. g 

Copyright 1955 by Richard Hofstadter . AZZ rights reserved. No 
part of this book may be reproduced in any form without permis- 
sion in writing from the publisher , except by a reviewer who may 
quote brief passages in a review to be printed in a magazine or 
newspaper. Manufactured in the United States of America Pub- 
lished simultaneously in Canada by McClelland 6- Stewart Limited. 


Published October 17 , 1955 
Second printing , September 1956 



T O 


BE A TRICE 




CONTENTS 


Introduction 


i. The Agrarian Myth and Commercial Realities 23 

1 . THE YEOMAN AND THE MYTH 23 

2. THE FARMER AND THE REALITIES 36 

3. THE FRONTIER OR THE MARKET? 46 

n. The Folklore of Populism 60 

1 . THE TWO NATIONS 60 

2 . HISTORY AS CONSPIRACY 70 

3. THE SPIRIT MILITANT 8l 

in. From Pathos to Parity 94 

1 . SUCCESS THROUGH FAILURE 94 

2 . THE GOLDEN AGE AND AFTER IO9 

3 - THE VANISHING HAYSEED 120 

iv. The Status Revolution and Progressive Leaders 131 

1. THE PLUTOCRACY AND THE MUGWUMP TYPE 131 

2. THE ALIENATION OF THE PROFESSIONALS 148 

3. FROM THE MUGWUMP TO THE PROGRESSIVE 163 



v. The Progressive Impulse 173 

2 . THE URBAN SCENE 173 

2 . MUCKRAKING: THE REVOLUTION IN JOURNAL- 
ISM 185 

3. REALITY AND RESPONSIBILITY 196 

vi. The Struggle over Organization 213 

2 . ORGANIZATION AND THE INDIVIDUAL 2 X 3 

2 . THE STATE AND THE TRUSTS 225 

3. THE CITIZEN AND THE MACHINE 254 

vn. From Progressivism to the New Deal 270 

2 . PROGRESSIVISM AND WAR 270 

2 . ENTRACTE 280 

3. THE NEW DEPARTURE 3OO 

4 . THE NEW OPPORTUNISM 314 


Acknowledgments 

Index 


327 

follows page 328 



The Age of Reform 




INTRODUCTION 


ClFust as the cycle of American history running from the Civil 
War to the 1890’s can be thought of chiefly as a period of in- 
dustrial and continental expansion and political conservatism, 
so the age that has just passed, running from about 1890 to the 
second World War, can be considered an age of reform. The 
surge of reform, though largely turned back in the 1890’s and 
temporarily reversed in the 1920’s, has set the tone of American 
politics for the greater part of the twentieth century. The reform 
movements of the past sixty-five years fall readily into three 
main episodes, the first two of which are almost continuous with 
each other: the agrarian uprising that found its most intense 
expression in the Populism of the 1890’s and the Bryan cam- 
paign of 1896; the Progressive movement, which extended from 
about 1900 to 1914, and the New Deal, whose dynamic phase 
was concentrated in a few years of the 1930’s. 

This book has been inspired not by a desire to retell the 
familiar story of the primary movements of reform in the United 
States since 1890, but by the need for a new analysis from the 
perspective of our own time. My first interest was in the period 
from 1890 to the beginning of the first World War, but the more 
I worked upon the problems of that period, the more it was im- 
pressed upon me that its character could be far better under- 
stood if it was briefly compared and contrasted with the New 
Deal. Hence I have added a final chapter, which should not 
be taken as a full exploration of that relationship. Today we 
are more remote in time from the first inaugural address of 
Franklin D. Roosevelt than Roosevelt himself was on March 4, 
1933 from the first inaugural address of Woodrow Wilson. As 



6 


THE AGE OF REFORM 


courts, nor the work of regulatory commissions, but the ideas 
of the participants— their conception of what was wrong, the 
changes they sought, and the techniques they thought desirable. 
My theme, then, is the conception the participants had of their 
own work and the place it would occupy in the larger stream of 
our history. While my book is, in this sense, primarily a study of 
political thinking and of political moods, it is not a study of our 
high culture, but of the kind of thinking that impinged most 
directly upon the ordinary politically conscious citizen. Mor- 
ton G. White in his Social Thought in America has analyzed 
the impact of the Progressive era upon more advanced specu- 
lation in philosophy, political theory, sociology, and history. My 
chief concern is not with such work, not with the best but with 
the most characteristic thinking, with the middlebrow writers, 
and with the issues as they were presented in the popular maga- 
zines, the muckraking articles, the campaign speeches, and the 
essays of the representative journalists and influential publicists. 
Of course the high culture and the ordinary culture overlapped 
and interacted, as they always do, and there were men capable 
of playing a part in both. At some points, too, the more specu- 
lative thinkers who could be classed as Progressives were them- 
selves critical of important aspects of what I have called Pro- 
gressive thinking. For instance, when I argue that the goals of 
most Progressives were profoundly individualistic, I do not for- 
get that some of the most important speculative writing of the 
age in politics, psychology, and philosophy drew upon the same 
events and concerns to arrive at opposite conclusions. Nor do I 
intend to ignore the fact that some Progressive thinkers, like 
Herbert Croly, and even a few Progressive political leaders, like 
Theodore Roosevelt, were astute critics of this predominant 
yearning for individualism. Intellectuals, and often indeed some 
of our shrewdest politicians, keep a certain distance even from 
the political and social movements with which they sympathize, 
and their work becomes a criticism both of these movements and 
of the institutions they are directed against. One of the ironic 



Introduction 


7 


problems confronting reformers around the turn of the century 
was that the very activities they pursued in attempting to de- 
fend or restore the individualistic values they admired brought 
them closer to the techniques of organization they feared. The 
most penetrating thinkers of the age understood somewhat more 
of this situation than was understood in common discourse. 

The Populist and Progressive movements took place during a 
rapid and sometimes turbulent transition from the conditions of 
an agrarian society to those of modern urban life. Standing 
much closer to the completion of this change, we have in some 
respects a clearer judgment of its meaning, but we are likely to 
lose sight of the poignancy with which it was experienced by 
earlier generations. The American tradition of democracy was 
formed on the farm and in small villages, and its central ideas 
were founded in rural sentiments and on rural metaphors (we 
still speak of "grass-roots democracy”). For reasons I will try 
to explore, the American was taught throughout the nineteenth 
and even in the twentieth century that rural life and farming as 
a vocation were something sacred. Since in the beginning the 
majority of the people were farmers, democracy, as a rather 
broad abstraction, became in the same way sacrosanct. A certain 
complacency and self-righteousness thus entered into rural 
thinking, and this complacency was rudely shocked by the 
conquests of industrialism. A good deal of the strain and the 
sense of anxiety in Populism results from this rapid decline of 
rural America. 

And yet it is too little realized that the farmers, who were 
quite impotent as a special interest when they were numerous, 
competing, and unorganized, grew stronger as they grew rela- 
tively fewer, became more concerted, more tenaciously organ- 
ized and self-centered. One of the cliches of Populism was the 
notion that, whatever the functions of the other vocations, the 
function of the farmer was pre-eminent in importance because 
he fed, and thus supported, all the others. Although it has been 
heard somewhat less frequently of late, and a counter-ideology 



8 


THE AGE OF REFORM 


of urban resentment has even begun to appear, our national 
folklore still bears the heavy imprint of that idea. In reality 
something like the opposite has become true — that the rest 
of us support the farmer; for industrial and urban America, 
sentimentally and morally committed to the ideal of the family 
farm, has undertaken out of its remarkable surpluses to support 
more farm-owners on the farm than it really needs under mod- 
em agricultural technology. It is in part because of the persist- 
ence of our agrarian traditions that this concession to the farm- 
ers arouses less universal antagonism than do the efforts of other 
groups menaced by technological changes — say, the musicians 
and the building-trades workers — to set up artificial safeguards 
for themselves. My opening pages are given to the exploration 
of this long-range swing from the pastoral legends of early 
nineteenth-century democracy to the complexities of modem 
American life. 

Another circumstance attending the rise of Populism and 
Progressivism m America was unique in the modern world. Here 
the industrialization and urbanization of the country were cou- 
pled with a breakdown m the relative homogeneity of the 
population. American democracy, down to about 1880, had 
been not only rural but Yankee and Protestant m its basic 
notions, and such enclaves of immigrants as had thus far 
developed were too small and scattered to have a major nation- 
wide impact upon the scheme of its civic life. The rise of in- 
dustry, however, brought with it what contemporaries thought 
of as an “immigrant invasion,” a massive forty-year migration of 
Europeans, chiefly peasants, whose religions, traditions, lan- 
guages, and sheer numbers made easy assimilation impossible. 
Populism and Progressivism were in considerable part colored 
by the reaction to this immigrant stream among the native ele- 
ments of the population. Out of the clash between the needs of 
the immigrants and the sentiments of the natives there emerged 
two thoroughly different systems of political ethics, the nature 
and interactions of which I have tried briefly to define. One, 



Introduction 


9 


founded upon the indigenous Yankee-Protestant political tradi- 
tions, and upon middle-class life, assumed and demanded the 
constant, disinterested activity of the citizen in public affairs, 
argued that political life ought to be run, to a greater degree 
than it was, in accordance with general principles and abstract 
laws apart from and superior to personal needs, and expressed 
a common feeling that government should be in good part an 
effort to moralize the lives of individuals while economic life 
should be intimately related to the stimulation and development 
of individual character. The other system, founded upon the 
European backgrounds of the immigrants, upon their unfamili- 
arity with independent political action, their familiarity with 
hierarchy and authority, and upon the urgent needs that so often 
grew out of their migration, took for granted that the political 
life of the individual would arise out of family needs, interpreted 
political and civic relations chiefly in terms of personal obliga- 
tions, and placed strong personal loyalties above allegiance to 
abstract codes of law or morals. It was chiefly upon this system 
of values that the political life of the immigrant, the boss, and 
the urban machine was based. In many ways the struggles of 
the Progressive era were influenced by the conflict between the 
two codes elaborated on one side by the highly moral leaders 
of Protestant social reform and on the other by the bosses, po- 
litical professionals, and immigrant masses. Since they stemmed 
from different views not only of politics but of morals and even 
of religion, it is hardly surprising that the conflicts of the period, 
often so modest in actual substance, aroused antagonisms so 
intense and misunderstandings so complete. 

The political values and the ideas of government that had 
been formed in the rural Yankee world were profoundly influ- 
enced by entrepreneurship and the ideal of individual success. 
The side of the left in American political history — that is, the 
side of popular causes and of reform — had always been rela- 
tively free of the need or obligation to combat feudal traditions 
and entrenched aristocracies. It had neither revolutionary tradi- 



10 


THE AGE OF REFORM 


tions, in the bourgeois sense (the American Revolution itself 
was a legalistic and socially conservative affair), nor proletarian- 
ism and social democracy of the kind familiar in all the great 
countries' of the West in the late nineteenth century. American 
traditions of political revolt had been based upon movements 
against monopolies and special privileges in both the economic 
and the political spheres, against social distinctions and the re- 
striction of credit, against limits upon the avenues of personal 
advancement. Because it was always possible to assume a re- 
markable measure of social equality and a fair minimum of sub- 
sistence, the goal of revolt tended to be neither social democracy 
nor social equality, but greater opportunities. At the turn of the 
century the world with which the majority even of the reformers 
was most affectionately familiar was the passing world of indi- 
vidual enterprise, predominantly small or modest-sized business, 
and a decentralized, not too highly organized life. In the Pro- 
gressive era the life of business, and to some degree even of 
government, was beginning to pass from an individualistic form 
toward one demanding industrial discipline and engendering a 
managerial and bureaucratic outlook. The protests of reformers 
against this state of affairs often took the form of demands for 
the maintenance of the kind of opportunity that was passing 
rather than for the furtherance of existing tendencies toward 
organization. Most Americans who came from the Yankee- 
Protestant environment, whether they were reformers or con- 
servatives, wanted economic success to continue to be related 
to personal character, wanted the economic system not merely 
to be a system for the production of sufficient goods and services 
but to be an effectual system of incentives and rewards. The 
great corporation, the crass plutocrat, the calculating political 
boss, all seemed to defy these desires. Success in the great cor- 
poration seemed to have a very dubious relation to character 
and enterprise; and when one observed the behavior of the 
plutocracy, it seemed to be inversely related to civic responsi- 
bility and personal restraint. The competitive process seemed to 



Introduction 


11 


be drying up. All of society was felt to be threatened — not by 
economic breakdown but by moral and social degeneration and 
the eclipse of democratic institutions. This is not to say, how- 
ever, that the men of the age gave way to despair; for they 
believed that, just as the sinner can be cleansed and saved, so 
the nation could be redeemed if the citizens awoke to their 
responsibilities. This mood of hope, in which the Progressive 
agitations were conducted, lasted until the first World War. 

The next episode in the history of reform, the New Deal, was 
itself a product of that overorganized world which had so much 
troubled the Progressives. The trend toward management, to- 
ward bureaucracy, toward bigness everywhere had gone so far 
that even the efforts of reform itself had to be consistent with it. 
Moreover, as the New Deal era went on, leadership in reform 
had to be shared increasingly with an organized working class 
large enough to make important demands and to wield great 
political power. The political and moral codes of the immigrant 
masses of the cities, of the political bosses, of labor leaders, of 
intellectuals and administrators, now clashed with the old no- 
tions of economic morality. Some of the social strata and many 
of the social types that had seen great merit in the more limited 
reforms of the Progressive era found themselves in a bewildering 
new situation and, especially after the passing of the most criti- 
cal depression years, grew increasingly offended by the novelties 
with which they were surrounded. The New Deal, with its prag- 
matic spirit and its relentless emphasis upon results, seemed to 
have carried them farther than ever from the kind of society in 
which economic life was linked to character and to distinctively 
entrepreneurial freedoms and opportunities. 

In the attempts of the Populists and Progressives to hold on 
to some of the values of agrarian life, to save personal entre- 
preneurship and individual opportunity and the character type 
they engendered, and to maintain a homogeneous Yankee civili- 
zation, I have found much that was retrograde and delusive, a 
little that was vicious, and a good deal that was comic. To say 



12 


THE AGE OF REFORM 


this is not to say that these values were in themselves nonsensi- 
cal or bad. The ideal of a life lived close to nature and the soil, 
the esteem for the primary contacts of country and village life, 
the cherished image of the independent and self-reliant man, 
even the desire (for all the snobberies and hatreds it inspired) 
to maintain an ethnically more homogeneous nation — these were 
not negligible or contemptible ideals, and to those who felt most 
deeply about them their decline was a tragic experience that 
must be attended to with respect even by those who can share 
it only through some effort of the imagination. My comments, 
then, on the old agrarian and entrepreneurial aspirations are not 
intended to disparage them as ultimate values but to raise some 
safeguards against the political misuse of them that was and 
sometimes still is attempted, and perhaps to shed some indirect 
light on the methods by which that part of them that is still 
meaningful can be salvaged. 

I find that I have been critical of the Populist-Progressive tra- 
dition — more so than I would have been had I been writing such 
a study fifteen years ago. I say critical, but not hostile, for I am 
criticizing largely from within. The tradition of Progressive re- 
form is the one upon which I was reared and upon which my 
political sentiments were formed, as it is, indeed, the tradition 
of most intellectuals in America. Perhaps because in its politics 
the United States has been so reliably conservative a country 
during the greater part of its history, its main intellectual tradi- 
tions have been, as a reaction, ‘liberal,” as we say — that is, popu- 
lar, democratic, progressive. For all our conservatism as a peo- 
ple, we have failed to develop a sound and supple tradition of 
candidly conservative thinking. As Lionel Trilling remarks in 
The Liberal Imagination , our conservatives, with only a few 
exceptions, have not sought to express themselves in ideas, as 
opposed to action; they have only manifested “irritable mental 
gestures which seek to resemble ideas.” The American business- 
man is expected to be a conservative in his politics. The con- 



Introduction 


13 


servative American politician can expect widespread recogni- 
tion, frequently a long tenure in office, and usually a rewarding 
sense of public usefulness, even though we usually reserve our 
highest acclaim for the politician who has in him a touch of the 
liberal reformer. A conservative politician who has sufficient 
gifts — Theodore Roosevelt is the best example — can in fact en- 
joy both respectability and the financial support of the great 
interests and all the satisfactions of the conservative role in 
public affairs and yet exert his maximal influence by using the 
rhetoric of progressivism and winning the plaudits of the re- 
formers. In times past, however, the conservative intellectual, 
and with him the conservative politician who attempted to give 
to his actions the support of reasoned belief, has been rather out 
of touch with the main lines of thought and with the primary 
public that he wanted to reach. The flow of criticism be- 
tween conservatives and liberals in the United States has been 
somewhat blocked, with the consequence that men on both sides 
have grown excessively complacent about their intellectual po- 
sitions. In the absence of a formidable and reasoned body of 
conservative criticism, liberals have been driven, for that exer- 
cise of the mind which intellectuals seek, to self-criticism, which 
has been of less value to them than powerful and searching 
opposition. 

In our own day, perhaps for the first time since the 1890’s, this 
situation is changing, for there are some signs that liberals are 
beginning to find it both natural and expedient to explore the 
merits and employ the rhetoric of conservatism. They find them- 
selves far more conscious of those things they would like to 
preserve than they are of those things they would like to change. 
The immense enthusiasm that was aroused among American 
intellectuals by such a circumspect and sober gentleman as^ 
Adlai Stevenson in 1952 is the most outstanding evidence of this 
conservatism. Stevenson himself remarked during the course of 
his campaign that the liberals have become the true conserva- 
tives of our time. This is true not because they have some 



14 


THE AGE OF REFORM 


sweeping ideological commitment to conservatism (indeed, 
their sentiments and loyalties still lie mainly in another direc- 
tion) but because they feel that we can better serve ourselves 
in the calculable future by holding to what we have gained and 
learned, while trying to find some way out of the dreadful im- 
passe of our polarized world, than by dismantling the social 
achievements of the past twenty years, abandoning all that is 
best in American traditions, and indulging in the costly pietense 
of repudiating what we should not and in fact cannot repudiate. 

My criticisms of the Populist-Progressive tradition, in so far 
as they are at all tinctured by conservatism, are no doubt in 
part a response to this mood. I do not like to think of these 
criticisms as being associated with the "New Conservatism” of 
our time, which seems so modish that I find myself uncomforta- 
ble with it. The use of such a term as “New Conservatism” only 
suggests to me how uneasy Americans still are in the presence 
of candidly conservative ideas. I should have thought that any- 
thing that was good in conservatism was very old indeed, and 
so that finest of American conservatives, John Adams, would tell 
us if he could. To propagate something called “New Conserva- 
tism” sounds to me too much like the crasser forms of salesman- 
ship. It is in itself a capitulation to the American demand for 
constant change, and hence a betrayal of conservatism at the 
outset. We Americans love to have everything labeled "new” and 
"big,” and yet what is of most value in conservatism is its feeling 
for the past and for nuances of thought, of administration, of 
method, of meaning, that might be called "little.” What appeals 
to me in the New Conservatism, in so far as anything does at all, 
is simply the old liberalism, chastened by adversity, tempered 
by time, and modulated by a growing sense of reality. Hence, 
to the degree that I have been critical in these pages of the 
Populist-Progressive tradition, it is criticism that aims to reveal 
some of the limitations of that tradition and to help free it of its 
sentimentalities and complacencies — in short, to carry on with 



Introduction 15 

a task so largely shirked by its opponents that it must be per- 
formed by its supporters. 

It would be unfair not to add — indeed, to emphasize as much 
as it is possible to do here — that most of the failings in the 
liberal tradition that have attracted my interest are also failings 
of American political culture in general, and that they are usu- 
ally shared by American conservatives. The most prominent and 
pervasive failing is a certain proneness to fits of moral crusading 
that would be fatal if they were not sooner or later tempered 
with a measure of apathy and of common sense. Eric Goldman, 
in his history of American reform, Rendezvous with Destiny , 
criticizes Progressive intellectuals for propagating a moral rela- 
tivism that, by making all moral judgments the products of par- 
ticular locales and particular historical situations, eventually 
undermined confidence in the significance of moral judgments 
as such. "The real trouble with us reformers,” he quotes J. Allen 
Smith as having said, "is that we made reform a crusade against 
standards. Well, we smashed them all and now neither we nor 
anybody else have anything left.” This accusation has, in my 
view, a certain pertinence to some liberals in our time, and par- 
ticularly to those who were known a few years ago as "totali- 
tarian liberals” — that is, to the type of professed liberals who 
failed to demand of their own side the civic principles they ex- 
pected of others, who exempted movements deemed to be "his- 
torically progressive” from the moral judgments to which all 
other movements were subjected, and who in particular denied 
or granted special indulgences to the barbarities and tyrannies 
of Soviet politics that they freely recognized and condemned in 
the fascist countries. But this kind of thing, lamentable as it was, 
has not been the characteristic failing of most modern American 
reform movements, and certainly was not widely characteristic 
of the Populist-Progressive thinking of the period from 1890 to 
1917. My criticism of the Progressivism of that period is the 
opposite of Smith’s — not that the Progressives most typically 



16 


THE AGE OF REFORM 


undermined or smashed standards, but that they set impossible 
standards, that they were victimized, in brief, by a form of 
moral absolutism. It is possible that the distinction between 
moral relativism and moral absolutism has sometimes been 
blurred because an excessively consistent practice of either leads 
to the same practical result — ruthlessness in political life. 

A great part of both the strength and the weakness of our 
national existence lies in the fact that Americans do not abide 
very quietly the evils of life. We are forever restlessly pitting 
ourselves against them, demanding changes, improvements, 
remedies, but not often with sufficient sense of the limits that 
the human condition will in the end insistently impose upon us. 
This restlessness is most valuable and has its most successful 
consequences wherever dealing with things is involved, in tech- 
nology and invention, in productivity, in the ability to meet 
needs and provide comforts. In this sphere we have surpassed 
all other peoples. But in dealing with human beings and insti- 
tutions, in matters of morals and politics, the limits of this un- 
dying, absolutist restlessness quickly become evident. At the 
so-called grass roots of American politics there is a wide and 
pervasive tendency to believe — I hasten to add that the majority 
of Americans do not habitually succumb to this tendency — that 
there is some great but essentially very simple struggle going on, 
at the heart of which there lies some single conspiratorial force, 
whether it be the force represented by the "gold bugs,” the 
Catholic Church, big business, corrupt politicians, the liquor 
interests and the saloons, or the Communist Party, and that this 
evil is something that must be not merely limited, checked, and 
controlled but rather extirpated root and branch at the earliest 
possible moment. It is widely assumed that some technique can 
be found that will really do this, though there is always likely 
to be a good deal of argument as to what that technique is. All 
too often the assumption prevails among our political and intel- 
lectual leaders that the judgment of the people about such 
things must of necessity be right, and that it is therefore their 



Introduction 


17 


own business not to educate the public or to curb its demands 
for the impossible but to pretend that these demands are alto- 
gether sensible and to try to find ways to placate them. 

So we go off on periodical psychic sprees that purport to be 
moral crusades: liberate the people once and for all from the 
gold bugs, restore absolute popular democracy or completely 
honest competition in business, wipe out the saloon and liquor 
forever from the nation’s life, destroy the political machines and 
put an end to corruption, or achieve absolute, total, and final 
security against war, espionage, and the affairs of the external 
world. The people who attach themselves to these several abso- 
lutisms are not always the same people, but they do create for 
each other a common climate of absolutist enthusiasm. Very 
often the evils they are troubled about do exist in some form, 
usually something can be done about them, and in a great many 
historical instances something has been done. It is the merit of 
our reform tradition that it has usually been the first to point to 
the real and serious deficiencies in our economic system and that 
it has taken the initiative in making improvements. It is its limi- 
tation that it often wanders over the border between reality and 
impossibility. This was, I believe, pre-eminently true of the 
Progressive generation. It is hardly an accident that the gener- 
ation that wanted to bring about direct popular rule, break up 
the political machines, and circumvent representative govern- 
ment was the same generation that imposed Prohibition on the 
country and proposed to make the world safe for democracy. 

I believe it will be clear that what I am trying to establish 
is not that the Populist and Progressive movements were foolish 
and destructive but only that they had, like so many things in 
life, an ambiguous character. Of their substantial net value in 
the main stream of American political experience I have no 
doubt. There has always been in the United States a struggle 
against those forces which were too exclusively preoccupied 
with the organization of economic life and the milking of our 
resources to give much thought to the human costs or to expend 



18 


THE AGE OF REFORM 


much sympathy on the victims of their work It has been the 
function of the liberal tradition in American politics, from the 
time of Jeffersonian and Jacksonian democracy down through 
Populism, Progressivism, and the New Deal, at first to broaden 
the numbers of those who could benefit from the great American 
bonanza and then to humanize its workings and help heal its 
casualties. Without this sustained tradition of opposition and 
protest and reform, the American system would ha\e been, as 
in times and places it was, nothing but a jungle, and would 
probably have failed to develop into the remarkable system for 
production and distribution that it is. If we were to follow the 
history of but one issue alone — that of taxation in all its aspects 
— we would be quickly reminded of the enormous debt we owe 
to the liberal tradition for shifting the costs of society to those 
who are best able to bear them. Fifty or sixty years ago our 
social system had hardly begun to be touched by the gentle 
hands of remorse or reform. Today, as a result of an unintended, 
intermittent, and usually hostile collaboration of the opposing 
forces of matter-of-fact profit-seeking, engineering, and sales- 
manship on one hand and dissent and reform on the other, it 
has been altered and softened in countless ways. The place of 
the progressive tradition in this achievement is so secure that it 
should now be possible to indulge in some critical comments 
without seeming to impugn its entire value. 

While it is always both feasible and desirable to formulate 
ideal programs of reform, it is asking too much to expect that 
history will move, so to speak, in a straight line to realize them. 
Liberal intellectuals, who have rather well-rationalized systems 
of political beliefs, tend to expect that the masses of people, 
whose actions at certain moments in history coincide with some 
of these beliefs, will share their other convictions as a matter of 
logic and principle. Intellectuals, moreover, suffer from a sense 
of isolation which they usually seek to surmount by finding ways 
of getting into rapport with the people, and they readily suc- 
cumb to a tendency to sentimentalize the folk. Hence they 



Introduction 


19 


periodically exaggerate the measure of agreement that exists 
between movements of popular reform and the considered prin- 
ciples of political liberalism. They remake the image of popular 
rebellion closer to their heart’s desire. They choose to ignore not 
only the elements of illiberalism that frequently seem to be an 
indissoluble part of popular movements but also the very com- 
plexity of the historical process itself. In theory we may feel 
that we can in most cases distinguish without excessive difficulty 
between reforms that are useful remedies for the evils and 
abuses of our society and changes that are in fact only additions 
to or aggravations of such abuses. Popular movements do not 
always operate with the same discrimination, and it is often 
hard to tell when such a movement has passed beyond the de- 
mand for important and necessary reforms to the expression of 
a resentment so inclusive that it embraces not only the evils and 
abuses of a society but the whole society itself, including some 
of its more liberal and humane values. One can hardly read such 
works as Reinhard Luthin’s recent study of twentieth-century 
American demagogy or Albert D. Kirwan’s treatise on Missis- 
sippi politics, Revolt of the Rednecks , without finding abundant 
evidence of this coexistence of illiberalism and reform, and of 
its continuity in our history. 

These points are, I believe, applicable to the history of 
twentieth-century American reform movements. We tend, for 
instance, to think of both Populism and Progressivism in con- 
nection with the many ways in which they can be considered 
precursors of the more useful reforms of the New Deal era. 
Actually, as I suggest in my final chapter, the spirit of the Pro- 
gressive era was quite different from that of the New Deal. 
While there are genuine points of similarity and continuity, 
which I do not wish to deny or minimize, my own interest has 
been drawn to that side of Populism and Progressivism — par- 
ticularly of Populism — which seems very strongly to foreshadow 
some aspects of the cranky pseudo-conservatism of our time. 
Somewhere along the way a large part of the Populist-Progres- 



20 


THE AGE OF REFORM 


sive tradition has turned sour, become illiberal and ill-tempered. 
Since most of my concern in this volume has been with the 
period before 1917, and since the greater part of this souring 
process took place after 1917, and even after 1930, I have not 
attempted to deal in any detail with this transformation. And 
yet I think it might well be a leading preoccupation of any 
history of American political movements since the first World 
War. What I have tried to do, in my treatment of the earlier 
history of reform, is to show that this process of deconversion 
from reform to reaction did not require the introduction of any- 
thing wholly new into the political sensibilities of the American 
public but only a development of certain tendencies that had 
existed all along, particularly in the Middle West and the South. 

Such tendencies in American life as isolationism and the ex- 
treme nationalism that usually goes with it, hatred of Europe 
and Europeans, racial, religious, and nativist phobias, resent- 
ment of big business, trade-unionism, intellectuals, the Eastern 
seaboard and its culture — all these have been found not only 
in opposition to reform but also at times oddly combined with 
it One of the most interesting and least studied aspects of 
American life has been the frequent recurrence of the demand 
for reforms, many of them aimed at the remedy of genuine ills, 
combined with strong moral convictions and with the choice of 
hatred as a kind of creed. The history of this characteristic of 
our political experience has never been studied on the folk level, 
but it has been reflected in the caliber of our leadership. One 
finds it, for instance, in the families of the two Charles A. Lind- 
berghs, and the two Martin Dieses, where in both cases the 
fathers were populistic or Progressive isolationists and the sons 
became heroes of the extreme right. One finds it in the careers of 
such Western and Midwestern Senators as Burton K. Wheeler, 
Gerald P. Nye, Lynn Frazier, and William Lemke, and in such 
Southerners as Tom Watson, Pitchfork Ben Tillman, Cole 
Blease, James K. Vardaman, and Huey Long. Nor is it confined 
to practical politics. It has its representatives in literature, like 



Introduction 


21 


Jack London, and in journalism, like William Randolph Hearst. 

We have ah been taught to regard it as more or less “natural” 
for young dissenters to become conservatives as they grow older; 
but the phenomenon I am concerned with is not quite the same, 
for it involves not so much the progression from one political 
position to another as the continued coexistence of reformism 
and reaction; and when it takes the form of a progression in 
time, it is a progression very often unattended by any real 
change in personal temper. No doubt the precise line between 
useful and valid criticism of any society and a destructive alien- 
ation from its essential values is not always easy to draw. Some 
men, and indeed some political movements, seem to live close 
to that line and to swing back and forth across it more than once 
in their lives. The impulses behind yesterday's reform may be 
put in the service of reform today, but they may also be enlisted 
in the service of reaction. 

I am fully aware of the dangers of overemphasizing here the 
resemblances and the continuities between the currents of po- 
litical feeling that trouble liberals today and their counterparts 
in earlier reform movements — the danger of becoming too 
present-minded to have a sound sense of historical veracity, of 
pushing an insight beyond the bounds of its valid application. 
Populism, for all its zany fringes, was not an unambiguous fore- 
runner of modern authoritarian movements; nor was Progres- 
sivism, despite the falhble concept of mass democracy it some- 
times sought to advance, an unambiguous harbinger of our most 
troublesome contemporary delusions. Among those things which 
must be kept in mind when we think of the period between 1890 
and 1917 is that it had about it an innocence and relaxation that 
cannot again be known, now that totalitarianism has emerged. 
Mr. Dooley, one of the shrewdest commentators of that age, 
saw its character quite clearly when he said, even at the height 
of the Progressive ferment: “Th’ noise ye hear is not th’ first gun 
iv a rivolution. It’s on’y th’ people iv the United States batin’ a 
carpet.” 



22 


THE AGE OF REFORM 


There are, however, complexities in our history which our 
conventional images of the past have not caught, and we need to 
know more than we do about our political traditions before our 
own generation can finish its portraits of earlier reformers. For 
this reason I hope that my observations will be taken as a pre- 
lude and a spur to further studies of American reform move- 
ments and not as an attempt to render a final judgment. 



((( 23 ))) 


CHAPTER I 

THE AGRARIAN MYTH 
AND COMMERCIAL REALITIES 


i. The Yeoman and the Myth 

T 

JL he United States was born in the country and has moved to 
the city. From the beginning its political values and ideas were 
of necessity shaped by country life. The early American poli- 
tician, the country editor, who wished to address himself to the 
common man, had to draw upon a rhetoric that would touch 
the tillers of the soil; and even the spokesman of city people 
knew that his audience had been in very large part reared upon 
the farm. But what the articulate people who talked and wrote 
about farmers and farming — the preachers, poets, philosophers, 
writers, and statesmen — liked about American farming was not, 
in every respect, what the typical working farmer liked. For the 
articulate people were drawn irresistibly to the noncommercial, 
nonpecuniary, self-sufficient aspect of American farm life. To 
them it was an ideal. Writers like Thomas Jefferson and Hector 
St. Jean de Crevecoeur admired the yeoman farmer not for his 
capacity to exploit opportunities and make money but for his 
honest industry, his independence, his frank spirit of equality, 
his ability to produce and enjoy a simple abundance. The farmer 
himself, in most cases, was in fact inspired to make money, and 
such self-sufficiency as he actually had was usually forced upon 
him by a lack of transportation or markets, or by the necessity 
to save cash to expand his operations. For while early American 



24 


THE AGE OF REFORM 


society was an agrarian society, it was fast becoming more com- 
mercial, and commercial goals made their way among its agri- 
cultural classes almost as rapidly as elsewhere. The more com- 
mercial this society became, however, the more reason it found 
to cling in imagination to the noncommercial agrarian values. 
The more farming as a self-sufficient way of life was aban- 
doned for farming as a business, the more merit men found in 
what was being left behind. And the more rapidly the farmers’ 
sons moved into the towns, the more nostalgic the whole culture 
became about its rural past. The American mind was raised 
upon a sentimental attachment to rural living and upon a series 
of notions about rural people and rural life that I have chosen 
to designate as the agrarian myth . 1 The agrarian myth represents 
a kind of homage that Americans have paid to the fancied in- 
nocence of their origins. 

Like any complex of ideas, the agrarian myth cannot be de- 
fined in a phrase, but its component themes form a clear pat- 
tern. Its hero was the yeoman farmer, its central conception the 
notion that he is the ideal man and the ideal citizen. Unstinted 
praise of the special virtues of the farmer and the special values 
of rural life was coupled with the assertion that agriculture, as 
a calling uniquely productive and uniquely important to society, 
had a special right to the concern and protection of government. 
The yeoman, who owned a small farm and worked it with the 
aid of his family, was the incarnation of the simple, honest, in- 
dependent, healthy, happy human being. Because he lived in 
close communion with beneficent nature, his life was believed to 
have a wholesomeness and integrity impossible for the depraved 
populations of cities. His well-being was not merely physical, 
it was moral; it was not merely personal, it was the central 

x By “myth,” as I use the word here, I do not mean an idea that is 
simply false, but rather one that so effectively embodies men’s values that 
it profoundly influences their way of perceiving reality and hence their be- 
havior. In this sense myths may have varying degrees of fiction or reality. 
The agrarian myth became increasingly fictional as time went on. 



25 


Chapter i: The Agrarian Myth and Commercial Realities 

source of civic virtue; it was not merely secular but religious, for 
God had made the land and called man to cultivate it. Since the 
yeoman was believed to be both happy and honest, and since he 
had a secure propertied stake in society in the form of his own 
land, he was held to be the best and most reliable sort of citizen. 
To this conviction Jefferson appealed when he wrote: “The small 
land holders are the most precious part of a state .” 2 

In origin the agrarian myth was not a popular but a literary 
idea, a preoccupation of the upper classes, of those who enjoyed 
a classical education, read pastoral poetry, experimented with 
breeding stock, and owned plantations or country estates. It was 
clearly formulated and almost universally accepted in America 
during the last half of the eighteenth century. As it took shape 
both in Europe and America, its promulgators drew heavily 
upon the authority and the rhetoric of classical writers — Hesiod, 
Xenophon, Cato, Cicero, Virgil, Horace, and others — whose 
works were the staples of a good education. A learned agricul- 
tural gentry, coming into conflict with the industrial classes, 
welcomed the moral strength that a rich classical ancestiy 
brought to the praise of husbandry. In France the Physiocrats 
preached that agriculture is the only true source of wealth. In 
England the rural entrepreneurs, already interested in breeding 
and agricultural improvement, found the praise of husbandry 
congenial. They enjoyed it in James Thomsons Seasons , or in 
Drydens translation of Horace: 

How happy in his low degree , 

How rich in humble poverty , is he. 

Who leads a quiet country life. 

Discharged of business, void of strife, 

And from the griping scrivener free? 

2 Writings, ed. by Paul L. Ford (New York, 1892-9), Vol. VII, p. 36 
For a full statement of the agiarian myth as it was formulated by Jefferson 
see A. Whitney Gnswold: Farming and Democracy (New York, 1948), 
chapter n. 



26 


THE AGE OF REFORM 


Thus, ere the seeds of vice were sown. 
Lived men in better ages horn. 
Who plough'd with oxen of their own, 
Their small paternal field of corn . 


“There is, indeed, scarcely any writer,” declared Samuel Johnson 
in 1751, “who had not celebrated the happiness of rural pri- 
vacy. 3 

Wherever the peasantry was being displaced by industry or 
commercial farming, and particularly in England, where rustic 
life was devastated by the enclosures, such literature took on 
special poignancy. Oliver Goldsmiths classic statement, “The 
Deserted Village,” became well over a hundred years later the 
unchallenged favorite of American Populist writers and orators. 
Chiefly through English experience, and from English and clas- 
sical writers, the agrarian myth came to America, where, like 
so many other cultural importations, it eventually took on al- 
together new dimensions in its new setting. In America such 
men as Jefferson and Crevecosur, Thomas Paine, Philip Freneau, 
Hugh Henry Brackenridge, and George Logan propagated the 

3 Quoted by Paul H. Johnstone: “Turnips and Romanticism,” Agricul- 
tural History , Vol. XII (July 1938), p. 239. This article and the same au- 
thor's “In Praise of Husbandry,” ibid., Vol. XI (April 1937), pp. 80-95, 
give an excellent brief history of the entire agrarian tradition. 

With Dryden's Horace compare Benjamin Franklin's almanac, quoted by 
Chester E. Eismger: “The Fanner m the Eighteenth Century Almanac,” 
ibid., Vol. XXVIII (July 1954), p. 112: 

O happy he! happiest of mortal Men! 

Who far remov'd from Slavery, as from Pnde, 

Fears no Man's Frown, nor cringing waits to catch 
The gracious Nothing of a great Man's Nod, 

Tempted nor with the Pnde nor Pomp of Power, 

Nor Pageants of Ambition, nor the Mines 
Of grasping Av'nce, nor the poison'd Sweets 
Of pamper'd Luxury, he plants his Foot 
With Firmness on his old paternal Fields, 

And stands unshaken. 



Chapter i: The Agrarian Myth and Commercial Realities 27 

myth, and after them a multitude of writers whose lives reach 
well into the nineteenth century. 4 So appealing were its symbols 
that even an arch-opponent of the agrarian interest like Alex- 
ander Hamilton found it politic to concede in his Report on 
Manufactures that "the cultivation of the earth, as the primary 
and most certain source of national supply, . . . has intrinsi- 
cally a strong claim to pre-eminence over every other kind of 
industry/’ 5 And Benjamin Franklin, urban cosmopolite though 
he was, once said that agriculture was "the only honest way * for 
a nation to acquire wealth, "wherein man receives a real increase 
of the seed thrown into the ground, a kind of continuous mira- 
cle, wrought by the hand of God in his favour, as a reward for 
his innocent life and virtuous industry.” 6 

Among the intellectual classes in the eighteenth century the 
agrarian myth had virtually universal appeal. It was every- 
where: in tracts on agricultural improvement and books on eco- 
nomics, in pastoral poetry and political philosophy. At once 
primitivist and rationalist, it could be made congenial to almost 
every temperament. Some writers used it to give simple, direct, 
and emotional expression to their feelings about life and nature; 
others linked agrarianism with a formal philosophy of natural 
rights. The application of the natural-rights philosophy to land 
tenure became especially popular in America. Since the time of 
Locke it had been a standard argument that the land is the 
common stock of society to which every man has a right — what 
Jefferson called "the fundamental right to labour the earth”; that 
since the occupancy and use of land are the true criteria of valid 
ownership, labor expended in cultivating the earth confers title 


4 The prevalence of the myth in eighteenth-century America is shown 
by Chester E. Eismger: “The Freehold Concept in Eighteenth-Century 
American Letters,” William and Mary Quarterly, third senes, Vol. IV (Jan- 
uary 1947), pp. 42-59. 

5 Works , Vol. Ill, pp. 215-16. 

6 Writings, ed. by Albert H. Smyth (New York, 1906), Vol. V, pp. 
200 - 2 . 



28 


THE AGE OF REFORM 


to it; that since government was created to protect property, the 
property of working landholders has a special claim to be fos- 
tered and protected by the state . 7 

At first, as I have said, the agrarian myth was a notion of the 
educated classes, but by the early nineteenth century it had be- 
come a mass creed , 8 a part of the country's political folklore and 
its nationalist ideology. The roots of this change may be found 
as far back as the American Revolution, which, appearing to 
many Americans as the victory of a band of embattled farmers 
over an empire, seemed to confirm the moral and civic superior- 
ity of the yeoman, made the farmer a symbol of the new nation, 
and wove the agrarian myth into its patriotic sentiments and 
republican idealism. Still more important, the myth played a 
role in the first party battles under the Constitution. The Jef- 
fersonians appealed again and again to the moral primacy of 
the yeoman farmer in their attacks on the Federalists. The fam- 
ily farm and American democracy became indissolubly con- 
nected in Jeffersonian thought , 9 and was inherited from the 

7 Chester E. Eisinger: “The Influence of Natural Rights and Physio- 
cratic Doctrines on American Agrarian Thought during the Revolutionary 
Period, ” Agricultural History , Vol. XXI (January 1947), pp. 12-23. Cf. 
Gnswold, op cit., pp 36-45 

8 It is, of course, no more than a plausible guess what working farmers 
actually believed, as opposed to what politicians and other opinion-makers 
told them. Eisinger notes (“The Farmer m the Eighteenth Century Alma- 
nac,” p 108 ) that even in the eighteenth century the editors of the farmers 5 * 
almanacs neglected the practical aspects of farming to publish large 
amounts of pastoral verse employing the familiar agrarian themes. Ap- 
parently these editors felt that it was easier or more important to reassure 
the farmer about the value of his role in society than to advise him how to 
run his farm If the premises of the agrarian myth did not appeal to the 
farmers, then they were completely misunderstood by all those who spoke 
to and for them. For an excellent illustration of the acceptance of the 
agranan myth m the nineteenth century by an influential editor, see Roland 
Van Zandt: “Horace Greeley: Agranan Exponent of American Idealism,” 
Rural Sociology , Vol XIII (December 1948), pp. 411-19. For the place of 
the myth in Emerson's thought, see Douglas C. Stenerson: “Emerson and 
the Agranan Tradition,” Journal of the History of Ideas , Vol. XIV (Jan- 
uary 1953), pp. 95-115 

9 Cf. Griswold's conclusion that Jefferson's view of the small farmers as 
“the most precious part of a state” is “the classic American statement of the 



29 


Chapter i: The Agrarian Myth and Commercial Realities 

Jeffersonians by exponents of popular causes in the Jackson era. 
By 1840 even the more conservative party, the Whigs, took over 
the rhetorical appeal to the common man, and elected a Presi- 
dent in good part on the strength of the fiction that he lived in 
a log cabin. 

The Jeffersonians, moreover, made the agrarian myth the 
basis of a strategy of continental development. 1 Many of them 
expected that the great empty inland regions would guarantee 
the preponderance of the yeoman — and therefore the dominance 
of Jeffersonianism and the health of the state — for an unlimited 
future. In his first inaugural address Jefferson spoke of the 
United States as "a chosen country, with room enough for our 
descendants to the thousandth and thousandth generation.” The 
opening of the trans-Allegheny region, its protection from slav- 
ery, and the purchase of the Louisiana Territory were the first 
great steps in a continental strategy designed to establish an 
internal empire of small farms. Much later the Homestead Act, 
though temporarily blocked by the South (the only section of 
the country where the freehold concept was seriously contested 
as an ideal), was meant to carry to its completion the process 
of continental settlement by small homeowners. The failure of 
the Homestead Act “to enact by statute the fee-simple empire” 2 
was, as we shall see, one of the original sources of Populist 
grievances, and one of the central points at which the agrarian 
myth was overrun by the commercial realities. 

Above all, however, the myth was powerful because the 
United States in the first half of the nineteenth century consisted 
predominantly of literate and politically enfranchised farmers. 
Offering what seemed harmless flattery to this numerically domi- 

political theory of the family farm. . . . [Jefferson’s] ideal of democracy 
as a community of family farms has lived on to inspire the modem law- 
makers and color the thoughts of their constituents when they turn their 
minds to rural life ” Op. cit., pp. 45-6. 

1 For a remarkable exposition of the fate of the agrarian myth as a 
source of political measures and strategies, see Henry Nash Smith: Virgin 
Land (Cambridge, 1950), Book Three, “The Garden of the World.” 

2 Ibid , p. 170. 



30 


THE AGE OF REFORM 


nant class, the myth suggested a standard vocabulary to rural 
editors and politicians . 3 Although farmers may not have been 
much impressed by what was said about the merits of a non- 
commercial way of life, they could only enjoy learning about 
their special virtues and their unique services to the nation, 
could hardly mind hearing that their life was intrinsically more 
virtuous and closer to God than the lives of many people who 
seemed to be better off. Moreover, the editors and politicians 
who so flattered them need not in most cases have been insin- 
cere. More often than not they too were likely to have begun life 
in little villages or on farms, and what they had to say stirred 
in their own breasts, as it did in the breasts of a great many 
townspeople, nostalgia for their early years, and perhaps re- 
lieved some residual feelings of guilt at having deserted parental 
homes and childhood attachments . 4 They also had the satisfac- 
tion in the early days of knowing that in so far as it was based 
upon the life of the largely self-sufficient yeoman the agrarian 
myth was a depiction of reality as well as the assertion of an 
ideal. 

Oddly enough, the agrarian myth came to be believed more 
widely and tenaciously as it became more fictional. At first it 
was propagated with a kind of genial candor, and only later did 
it acquire overtones of insincerity. There survives from the Jack- 
son era a lithograph that shows Joseph Ritner, Governor of 


3 In fact agricultural spokesmen have long fallen into two types. The 
flatterers, usually politicians and journalists, are agrarians whose objective 
is political and whose approach is to reassure the farmers about the im- 
portance and the nobility of their role in society. The self-critics , usually 
to be found among agricultural editors and some rural professional peo- 
ple, are not agrarians but agriculturists. Their objectives are not political 
but economic and technological. They tell the farmers that they are neg- 
lectful and ignorant, that they largely earn their own misfortunes, and that 
they must save themselves by studying science and improving their meth- 
ods. 

4 This nostalgia is a leading theme in the works of James Whitcomb 
Riley, the most popular of American folk poets. Some of Hamhn Garland’s 
stones in Main-Traveled Roads (Boston, 1891) deal with the sense of guilt 
connected with migration from country to city. 



31 


Chapter i: The Agrarian Myth and Commercial Realities 

Pennsylvania, standing by a primitive plow at the end of a fur- 
row. There is no pretense that the Governor has actually been 
plowing — he wears broadcloth pants and a silk vest, and his tall 
black beaver hat has been carefully laid in the grass beside him 
— but the picture is meant as a reminder of both his rustic 
origin and his present high station in life. By contrast, Calvin 
Coolidge posed almost a century later for a series of photographs 
that represented him as haying in Vermont. In one of them the 
President sits on the edge of a hay rig in a white shirt, collar 
detached, wearing highly polished black shoes under a fresh 
pair of overalls; in the background stands his Pierce Arrow, a 
secret-service man on the running board, plainly waiting to 
hurry the President away from his bogus rural labors. 5 That the 
second picture is so much more pretentious and disingenuous 
than the first is a measure of the increasing hollowness of the 
myth as it became more and more remote from the realities of 
agriculture. Well on into the twentieth century eminent Ameri- 
cans continued to pay this ritualistic obeisance to what one 
writer has called “agricultural fundamentalism.” 6 Coolidge him- 
self, who showed monumental indifference to the real problems 
of farmers in the 1920’s, none the less declared: “It has been 
attested by all experience that agriculture tends to discourage- 
ment and decadence whenever the predominant interests of the 
country turn to manufacture and trade.” 7 Likewise Bernard 
Baruch, a metropolitan financier whose chief contact with agri- 
culture consisted in the absentee ownership of a country estate, 
asserted: “Agriculture is the greatest and fundamentally the 
most important of our American industries. The cities are but 


5 On the survival of the agrarian myth in politics, see Roger Butter- 
field's amusing essay “The Folldore of Politics,” Pennsylvania Magazine of 
History and Biography , Vol. LXXIV (April 1950), pp. 165-70; the pic- 
tures may be found facing pp. 166 and 167. 

6 Joseph S Davis has discussed this survival in an essay on “Agricul- 
tural Fundamentalism” in On Agricultural Policy (Stanford, 1939), pp. 
24-43 

7 Ibid., p. 38. 



32 


THE AGE OF REFORM 


the branches of the tree of national life, the roots of which go 
deeply into the land. We all flourish or decline with the 
farmer,” 8 

Throughout the nineteenth century hundreds upon hundreds 
of thousands of farm-born youths had set the example that 
Coolidge and Baruch only followed: they sang the praises of 
agriculture but eschewed farming as a vocation and sought their 
careers in the towns and cities. For all the rhetoric of the pasto- 
ral tradition, nothing could keep the boys on the farm, and 
nothing could conceal from the farm population itself the con- 
tinuous restless movement not merely to farms farther west but 
to urban areas, East and West. Particularly after 1840, which 
marked the beginning of a long cycle of heavy country-to-city 
migration, farm children repudiated their parents’ way of life 
and took off for the cities, where in agrarian theory, if not in 
fact, they were sure to succumb to vice and poverty. Farm jour- 
nals were full of editorials, stories, and poems voicing the plain- 
tive theme: “Boys, Stick to the Farm!” and of advice to farmers 
on how to rear their sons so that farming as a way of life would 
be attractive to them. 9 A typical bit of this folklore runs: 1 

The great busy West has inducements , 

And so has the busiest mart ; 

But wealth is not made in a day , boys. 

Don’t be in a hurry to start! 

The bankers and brokers are wealthy , 

They take in their thousands or so; 

Ah! think of the frauds and deceptions — 

Don’t be in a hurry to go. 


8 Ibid., p. 25. 

9 Albert J. Demaree: The American Agricultural Press , 1819-1860 
(New York, 1941), pp 86-8, 183 ff ; Richard Bardolph: Agricultural Lit- 
erature and the Early Illinois Farmer (Urbana, 1948), pp. 162-4. 

1 Quoted by Bardolph, op. cit., p. 164 n. 



Chapter i: The Agrarian Myth and Commercial Realities 33 

The farm is the safest and surest; 

The orchards are loaded today ; 

You re free as the air of the mountains, 

And monarch of all you survey. 

Better stay on the farm a while longer, 

Though profits come in rather slow; 

Remember you’ve nothing to risk, boys — 

Don’t be in a hurry to go. 

In the imagery of these appeals the earth was characteristi- 
cally a mother, trade a harlot, and desertion of ancestral ways 
a betrayal that invited Providential punishment. When a cor- 
respondent of the Prairie Farmer in 1849 made the mistake of 
praising the luxuries, the ‘polished society,” and the economic 
opportunities of the city, he was rebuked for overlooking the 
fact that city life “crushes, enslaves, and ruins so many thou- 
sands of our young men who are insensibly made the victims of 
dissipation, of reckless speculation, and of ultimate crime.” 2 
Such warnings, of course, were futile. “Thousands of young 
men,” wrote the New York agriculturist Jesse Buel, “do annually 
forsake the plough, and the honest profession of their fathers, 
if not to win the fair, at least from an opinion, too often con- 
firmed by mistaken parents, that agriculture is not the road to 
wealth, to honor, nor to happiness. And such will continue to 
be the case, until our agriculturists become qualified to assume 
that rank in society to which the importance of their calling, 
and their numbers, entitle them, and which intelligence and 
self-respect can alone give them ” 3 

Rank in society! That was close to the heart of the matter, for 

2 Paul H. Johnstone: “Old Ideals versus New Ideas in Farm Life,” m 
Farmers in a Changing World , U.S Department of Agriculture Yearbook 
(Washington, 1940), p. 119. I am much indebted to this penetrating study 
of the changmg identity of the American farmer. 

3 Quoted by P. W. Bidwell and John I Falconer: History of Agriculture 
in the Northern United States (New York, 1941), p. 205. 



34 


THE AGE OF REFORM 


the farmer was beginning to realize acutely not merely that the 
best of the world’s goods were to be had in the cities and that 
the urban middle and upper classes had much more of them 
than he did but also that he was losing in status and respect as 
compared with them. He became aware that the official respect 
paid to the farmer masked a certain disdain felt by many city 
people. In time the eulogies of country life that appeared in 
farm journals lost their pleasantly complacent tone and took on 
some of the sharpness of a "defensive gesture against real or 
imagined slurs.” 4 "There has ... a certain class of individuals 
grown up in our land,” complained a farm writer in 1835, "who 
treat the cultivators of the soil as an inferior caste . . . whose 
utmost abilities are confined to the merit of being able to discuss 
a boiled potato and a rasher of bacon.” The city was symbolized 
as the home of loan sharks, dandies, fops, and aristocrats with 
European ideas who despised farmers as hayseeds. One writer 
spoke in a magnificent stream of mixed metaphor of "the butter- 
flies who flutter over them in British broadcloth, consuming the 
fruits of the sweat of their brows.” 5 

The growth of the urban market intensified this antagonism. 
In areas like colonial New England, where an intimate connec- 
tion had existed between the small town and the adjacent coun- 
tryside, where a community of interests and even of occupations 
cut across the town line, the rural-urban hostility had not devel- 
oped so sharply as in the newer areas where the township plan 
was never instituted and where isolated farmsteads were more 
common. As settlement moved west, as urban markets grew, as 
self-sufficient farmers became rarer, as farmers pushed into com- 
mercial production for the cities they feared and distrusted, they 
quite correctly thought of themselves as a vocational and eco- 
nomic group rather than as members of a neighborhood. In the 
Populist era the city was totally alien territory to many farmers, 
and the primacy of agriculture as a source of wealth was reas- 

4 Johnstone: “Old Ideals versus New Ideas,” op. cit., p. 118. 

5 Ibid., p. 118, for both quotations. 



35 


Chapter i: The Agrarian Myth and Commercial Realities 

serted with much bitterness. “The great cities rest upon our 
broad and fertile prairies,” declared Bryan in his Cross of Gold 
speech. “Burn down your cities and leave our farms, and your 
cities will spring up again as if by magic; but destroy our farms, 
and the grass will grow in the streets of every city in the coun- 
try.” Out of the beliefs nourished by the agrarian myth there 
had arisen the notion that the city was a parasitical growth on 
the country. Bryan spoke for a people raised for generations on 
the idea that the farmer was a very special creature, blessed by 
God, and that in a country consisting largely of farmers the 
voice of the farmer was the voice of democracy and of virtue 
itself. The agrarian myth encouraged farmers to believe that 
they were not themselves an organic part of the whole order of 
business enterprise and speculation that flourished in the city, 
partaking of its character and sharing in its risks, but rather the 
innocent pastoral victims of a conspiracy hatched in the dis- 
tance. The notion of an innocent and victimized populace colors 
the whole history of agrarian controversy, and indeed the whole 
history of the populistic mind. 

For the farmer it was bewildering, and irritating too, to think 
of the great contrast between the verbal deference paid him by 
almost everyone and the real status, the real economic position, 
in which he found himself. Improving his economic position was 
always possible, though this was often done too little and too 
late; but it was not within anyone’s power to stem the decline 
in the rural values and pieties, the gradual rejection of the moral 
commitments that had been expressed in the early exaltations 
of agrarianism. It was the fate of the farmer himself, as we shall 
see, to contribute to this decline. Like almost all good Americans 
he had innocently sought progress from the very beginning, and 
thus hastened the decline of many of his own values. Elsewhere 
the rural classes had usually looked to the past, had been bearers 
of tradition and upholders of stability. The American farmer 
looked to the future alone, and the story of the American land 
became a study in futures. In the very hours of its birth as a 



36 


THE AGE OF REFORM 


nation Crevecoeur had congratulated America for having, in 
effect, no feudal past and no industrial present, for having no 
royal, aristocratic, ecclesiastical, or monarchical power, and no 
manufacturing class, and had rapturously concluded: "We are 
the most perfect society now existing in the world.” Here was 
the irony from which the farmer suffered above all others: the 
United States was the only country in the world that began with 
perfection and aspired to progress. 


ii. The Farmer and the Realities 

To what extent was the agrarian myth actually false? When it 
took form in America during the eighteenth century, its stereo- 
types did indeed correspond to many of the realities of Ameri- 
can agricultural life. There were commercial elements in co- 
lonial agriculture almost from the earliest days, but there were 
also large numbers of the kind of independent yeomen idealized 
in the myth, men who had remarkable self-sufficiency and be- 
queathed to their children a strong penchant for craftsmanlike 
improvisation and a tradition of household industry. For a long 
time the commercial potentialities of agriculture were held in 
check by severe obstacles. Only the farmers very near to the 
rivers and the towns had adequate transportation. The small 
industrial population provided a very limited domestic market, 
and the villagers raised a large part of their own food. Outside 
the South operations above the size of the family farm were 
cramped by the absence of a force of wage laborers. At the 
beginning of the nineteenth century, when the American popu- 
lation was still living largely in the forests, poised at the edge 
of the Appalachians, and standing on the verge of the great 
drive across the prairies that occupied settlers for half a century, 
the yeoman was by no means a fiction. 

The early panegyrists of the agrarian myth were, of course, 
aware of the commercial farmers, but it was this independent 



37 


Chapter i: The Agrarian Myth and Commercial Realities 

yeoman who caught their fancy. Admiring the natural abun- 
dance produced and consumed by the family on its own farm, 
they assumed that the family farm would always be, as it so 
frequently was in the early days, a diversified and largely self- 
sufficient unit. Even Jefferson, who was far from a humble 
yeoman, and whose wants were anything but simple, succeeded 
to a remarkable degree in living up to the ideal of self-suffi- 
ciency. Like many planters, he numbered among his slaves a 
balanced group of craftsmen; and even if the luxuries of Jeffer- 
son the planter had to be imported, the necessities at least of 
Jefferson the farmer, and of all his "people," were yielded by 
his own land . 6 This was also the goal set by the theorists for 
the yeoman. Making at home almost everything he needed, 
buying little, using each year but a pocketful of cash, he would 
be as independent of the marketplace as he was of the favors 
of others. The yeoman, too, valued this self-sufficiency and the 
savings it made possible, but he seems to have valued it more 
often than not as a means through which he could eventually 
enter the marketplace rather than as a means of avoiding it. 
"My farm," said a farmer of Jefferson’s time, "gave me and my 
family a good living on the produce of it; and left me, one year 
with another, one hundred and fifty silver dollars, for I have 
never spent more than ten dollars a year, which was for salt, 
nails, and the like. Nothing to wear, eat, or drink was purchased, 
as my farm provided all. With this saving, I put money to inter- 
est, bought cattle, fatted and sold them, and made great profit ." 7 
Here, then, was the significance of self-sufficiency for the char- 
acteristic family farmer: "great profit." Commercialism had al- 
ready begun to enter the American Arcadia. 

From colonial days there had always been before the eyes of 
the yeoman farmer in the settled areas alluring models of com- 
mercial success in agriculture: the tobacco, rice, and indigo 

6 Albert J. Nock: Jefferson (Washington, 1926), pp. 66-8; cf. Wilson 
Gee. The Social Economics of Agriculture (New York, 1942), p. 39. 

7 Quoted by Griswold, op. cit , p. 136. 



38 


THE AGE OF REFORM 


planters of the South, the grain, meat, and cattle exporters of the 
middle colonies. In America the spirit of emulation was excep- 
tionally strong, the opportunities were considerable. The farmer 
knew that without cash he could never rise above the hardships 
and squalor of pioneering and log-cabin life. Self-sufficiency 
produced savings, and savings went into the purchase of more 
land, of herds and flocks, of better tools; they erected bams and 
silos and better dwellings, and made other improvements. When 
there was spare time, the farmer often worked off the farm to 
add to his cash resources, at first in trapping, hunting, fishing, 
or lumbering, later in the maintenance and repair of railroads. 
Domestic politics were persistently affected by his desire for the 
means of getting a cash crop to market, for turnpikes and canals. 
The foreign policy of the early Republic was determined again 
and again by the clamor of farmers to keep open the river out- 
lets for American produce. 

Between 1815 and 1860 the character of American agriculture 
was transformed. The independent yeoman, outside of excep- 
tional or isolated areas, almost disappeared before the relentless 
advance of commercial agriculture. The rise of native industry 
created a home market for agriculture, while at the same time 
demands arose abroad, at first for American cotton and then 
for American foodstuffs. A network of turnpikes, canals, and 
railroads linked the planter and the advancing Western fanner 
to these new markets, while the Eastern farmer, spurred by 
Western competition, began to cultivate more thoroughly the 
nearby urban outlets for his products. As the farmer moved out 
onto the flat, rich prairies, he found possibilities for the use of 
machinery that did not exist in the forest. Before long he was 
cultivating the prairies with horse-drawn mechanical reapers, 
steel plows, wheat and com drills, and threshers. The cash crop 
converted the yeoman into a small entrepreneur, and the devel- 
opment of horse-drawn machinery made obsolete the simple old 
agrarian symbol of the plow. Farmers ceased to be free of what 
the early agrarian writers had called the "corruptions” of trade. 



Chapter i: The Agrarian Myth and Commercial Realities 39 

They were, to be sure, still "independent,” in the sense that they 
owned their own land. They were a hardworking lot in the old 
tradition. But no longer did they grow or manufacture what 
they needed: they concentrated on the cash crop and began to 
buy more and more of their supplies from the country store. To 
take full advantage of mechanization, they engrossed as much 
land as they could. To mechanize fully, they borrowed cash. 
Where they could not buy or borrow they might rent: by the 
1850’s Illinois farmers who could not afford machines and large 
barns were hiring itinerant jobbers with machines to do their 
threshing. The shift from self-sufficient to commercial farming 
varied in time throughout the West and cannot be dated with 
precision, but it was complete in Ohio by about 1830 and twenty 
years later in Indiana, Illinois, and Michigan. All through the 
great Northwest, farmers whose ancestors might have lived in 
isolation and self-sufficiency were surrounded by jobbers, banks, 
stores, middlemen, horses, and machinery; and in so far as this 
process was unfinished in 1860, the demands of the Civil War 
brought it to completion. As the Prairie Farmer said in 1868: 
"The old rule that a farmer should produce all that he required, 
and that the surplus represented his gains, is part of the past. 
Agriculture, like all other business, is better for its subdivisions, 
each one growing that which is best suited to his soil, skill, 
climate and market, and with its proceeds purchasing] his 
other needs.” 8 

The triumph of commercial agriculture not only rendered ob- 
solete the objective conditions that had given to the agrarian 

8 Quoted by Paul H. Johnstone: “On the Identification of the Farmer,” 
Rural Sociology , Vol. V (March 1940), p. 39. For this transformation in 
agriculture, see Bidwell and Falconer, op. cit., pp 126-32, 164-5, chapters 
xni, xix, xxiii, and Everett E. Edwards: “Amencan Agnculture — the First 
300 Years,” in Farmers in a Changing World , esp. pp. 202-8, 213-22, 
228-32. On the foreign market see Edwin G. Nourse. American Agricul- 
ture and the European Market (New York, 1924), pp. 8-16, and on the 
disappearance of household industry, Rolla M. Try on* Household Manu- 
factures in the United States , 1640-1860 (Chicago, 1917), chapters vii 
and vm. 



40 


THE AGE OF REFORM 


myth so much of its original force, but also showed that the ideal 
implicit in the myth was contesting the ground with another, 
even stronger ideal — the notion of opportunity, of career, of the 
self-made man. The same forces in American life that had made 
Jacksonian equahtarianism possible and had given to the equali- 
tarian theme in the agrarian romance its most compelling appeal 
had also unleashed in the nation an entrepreneurial zeal proba- 
bly without precedent in history, a rage for business, for profits, 
for opportunity, for advancement. If the yeoman family was to 
maintain itself m the simple terms eulogized in the myth, it had 
to produce consistently a type of character that was satisfied 
with a traditional way of life. Rut the Yankee farmer, continually 
exposed to the cult of success that was everywhere around him, 
became inspired by a kind of personal dynamism which called 
upon the individual to surpass traditions. He was, in terms that 
David Riesman has made familiar, not a tradition-directed but 
an inner-directed man . 9 Agrarian sentiment sanctified labor in 
the soil and the simple life, but the prevailing Calvinist atmos- 
phere of rural life implied that virtue was rewarded, after all, 
with success and material goods. 

From the standpoint of the familiar agrarian panegyrics, the 
supreme irony was that the immense interior that had been 
supposed to underwrite the dominion of the yeoman for centu- 
ries did as much as anything else to destroy the yeomanlike 
spirit and replace it with the spirit of the businessman, even of 
the gambler. Cheap land invited extensive and careless culti- 
vation. Rising land values in areas of new settlement tempted 
early liquidation and frequent moves, and made of the small 
entrepreneur a land speculator. Already in the late eighteenth 

9 David Riesman: The Lonely Crowd (New Haven, 1950). It should be 
added, however, that the idea of career, as it reached country youth be- 
fore the Civil War, was strongly tinctured by Yankee intellectualism and 
did not as yet exalt businessmen Farm boys were encouraged to emulate 
inventors, scientists, writers, philosophers, and military figures. Of course 
all these pointed toward urban life. Johnstone: “Old Ideals versus New 
Ideas,” pp. 137-8. 



41 


Chapter i: The Agrarian Myth and Commercial Realities 

century writers on American agriculture noticed that American 
farmers were tempted to buy more land than they could prop- 
erly cultivate. George Washington wrote apologetically to 
Arthur Young about the state of American farming, admitting 
that "the aim of farmers in this country, if they can be called 
farmers, is not to make the most they can from the land, which 
is, or has been cheap, but the most of the labour, which is dear; 
the consequence of which has been, much ground has been 
scratched over and none cultivated or improved as it ought to 
have been. . . .” 1 This tendency was strengthened by the rapid 
march of settlement across the prairies. In 1818 the English 
immigrant Morris Birkbeck wrote from Illinois that merchants, 
professional men, and farmers alike were investing their profits 
and savings in uncultivated land. "The farmer, instead of com- 
pleting the improvement of his present possessions, lays out all 
he can save in entering more land. In a district which is settling, 
this speculation is said to pay on the average, when managed 
with judgment, fifteen per cent. Who then will submit to the 
toils of agriculture, further than bare necessity requires, for 
fifteen per cent? Or who would loan his money, even at fifteen 
per cent, where he can obtain that interest by investing it in 
land? Thus every description of men, almost every man, is poor 
in convertible property.” 2 

Frequent and sensational rises in land values bred a boom 
psychology in the American farmer and caused him to rely for 
his margin of profit more on the process of appreciation than 
on the sale of crops. It took a strong man to resist the temptation 
to ride skyward on lands that might easily triple or quadruple 
their value in one decade and then double again in the next. 3 It 
seemed ultraconservative to improve existing possessions if one 
could put savings or borrowings into new land. What developed 

1 Bidwell and Falconer, op. cit, p. 119. 

2 Ibid, p. 154, cf. pp. 82-3, 115, 166 

3 Benjamin H. Hibbard: History of Agriculture in Dane County , Wis- 
consin (Madison, 1904), pp. 195 ff. 



42 


THE AGE OF REFORM 


in America was an agricultural society whose real attachment 
was not to the land but to land values. In the 1830’s Tocqueville 
found this the prevailing characteristic of American agriculture: 
"Almost all the farmers of the United States combine some trade 
with agriculture; most of them make agriculture itself a trade. 
It seldom happens that an American farmer settles for good 
upon the land which he occupies: especially in the districts of 
the far West he brings land into tillage in order to sell it again, 
and not to farm it: he builds a farmhouse on the speculation 
that, as the state of the country will soon be changed by the 
increase of population, a good price will be gotten for it. . . . 
Thus the Americans carry their business-like qualities into agri- 
culture; and their trading passions are displayed in that as in 
their other pursuits.” 4 

The penchant for speculation and the lure of new and differ- 
ent lands bred in the American farmer a tremendous passion for 
moving — and not merely, as one common view would have it, 
on the part of those who had failed, but also on the part of those 
who had succeeded. For farmers who had made out badly, the 
fresh lands may have served on occasion as a safety valve, but 
for others who had made out well enough on a speculative basis, 
or who were beginning a farming "career,” it was equally a risk 
valve — an opportunity to exploit the full possibilities of the 
great American land bubble. Mobility among farmers had seri- 
ous effects upon an agricultural tradition never noted for careful 
cultivation: in a nation whose soil is notoriously heterogeneous, 
farmers too often had little chance to get to know the quality 
of their land; they failed to plan and manure and replenish; they 
neglected diversification for the one-crop system and ready 
cash. 5 There was among them little attachment to land or lo~ 

4 Democracy in America (New York, ed 1899), Vol. II, p. 644. 

5 Some aspects of agrarian mobility and mechanized agriculture for the 
market are discussed by James C. Malm m “Mobility and History,” Agri- 
cultural History , Vol XVII (October 1943), pp. 177-91. The general char- 
acteristics of American agriculture in the period after the Civil War are 



Chapter i: The Agrarian Myth and Commercial Realities 43 

cality; instead there developed the false euphoria of local “boost- 
ing,” encouraged by railroads, land companies, and fanners 
themselves; in place of village contacts and communal spirit 
based upon ancestral attachments, there was professional opti- 
mism based upon hopes for a quick rise in values . 6 

In a very real and profound sense, then, the United States 
failed to develop ( except in some localities, chiefly in the East ) 7 
a distinctively rural culture. If a rural culture means an emo- 
tional and craftsmanlike dedication to the soil, a traditional and 
pre-capitalist outlook, a tradition-directed rather than career- 
directed type of character, and a village community devoted to 
ancestral ways and habitually given to communal action, then 
the prairies and plains never had one. What differentiated the 
agricultural life of these regions from the practices widespread 
in European agriculture — or, for that matter, from the stereo- 
type of the agrarian myth — was not simply that it produced for 
a market but that it was so speculative, so mobile, so mecha- 
nized, so “progressive,” so thoroughly imbued with the com- 
mercial spirit. 

Immigrant farmers, who really were yeomen with a back- 
ground of genuine agrarian values, were frequently bewildered 
at the ethos of American agriculture. Marcus Hansen points out: 
“The ambition of the German-American father, for instance, was 
to see his sons on reaching manhood established with their fami- 
lies on farms clustered about his own. To take complete posses- 

discussed by Fred A. Shannon: The Farmer's Last Frontier (New York, 
1945), passim . 

6 Thorstem Veblen, who not only wrote about farmers as an economist 
but lived among them, deals penetratmgly with “the independent farmer” 
and “the country town” in Absentee Ownership (New York, 1923), pp. 
1.20-65. 

7 Compare Arthur F. Raper’s account of the people of these localities 
in Carl C. Taylor et al : Rural Life m the United States (New York, 1949), 
chapter xxvi, with the similar picture of the old yeoman farmer. For an 
excellent account of the transformation m farming by one who saw it at 
both ends, see Rodney Welch: “The Farmer’s Changed Condition,” 
Forum, Vol. X (February 1891), pp. 689-700. 




44 


THE AGE OF REFORM 


sion of a township with sons, sons-in-law and nephews was not 
an unrealizable ideal. To this end the would-be patriarch dedi- 
cated all his plodding industry. One by one, he bought adjacent 
farms, the erstwhile owners joining the current to the farther 
West. Heavily timbered acres and swamp lands which had been 
lying unused were prepared for cultivation by patient and un- 
ceasing toil. When the German comes in, the Yankee goes out/ 
was a local proverb that varied as Swedes, Bohemians or other 
immigrant groups formed the invading element. But the Ameri- 
can father made no such efforts on behalf of his offspring. To 
be a self-made man was his ideal. He had come in as a "first 
settler and had created a farm with his ax; let the boys do the 
same. One of them perhaps was kept at home as a helper to his 
aging parents; the rest set out to achieve beyond the mountains 
or beyond the river what the father had accomplished in the 
West of his day. Thus mobility was fostered by family policy ” 8 
The continuing influx of immigrants, ready to settle on cleared 
and slightly improved land, greatly facilitated the Yankee race 
across the continent . 9 

American agriculture was also distinguishable from European 
agriculture in the kind of rural life and political culture it sus- 
tained. In Europe the managers of agriculture and the owners 
of land were characteristically either small peasant proprietors, 
or substantial landholders of traditional and conservative out- 
look with powerful political and military connections. The 
American fanner, whose holdings were not so extensive as those 
of the grandee nor so tiny as those of the peasant, whose psy- 
chology was Protestant and bourgeois, and whose politics were 

8 Marcus Lee Hansen: The Immigrant in American History (Cam- 
bridge, 1940), pp. 61-2. 

9 Ibid., pp. 63—71. I do not wish to imply that the immigrant was in 
every respect the superior fanner. He took better care of the land, but was 
not so quick as the Yankee to take advantage of mechanization or scientific 
fanning. This pattern persisted for a long time. See John A Hawgood: 
The Tragedy of German-America (New York, 1940), chapter i, esp. pp. 
26-33, Edmund de S. Brunner: Immigrant Farmers and Their Children 
(New York, 1929), chapter u. 



45 


Chapter i. The Agrarian Myth and Commercial Realities 

petty-capitalist rather than traditionalist, had no reason to share 
the social outlook of the rural classes of Europe. In Europe land 
was limited and dear, while labor was abundant and relatively 
cheap; in America this ratio between land and labor was in- 
verted. In Europe small farmers lived in villages, where gener- 
ations of the same family were reared upon the same soil, and 
where careful cultivation and the minute elimination of waste 
were necessary to support a growing population on a limited 
amount of land. Endless and patient labor, including the labor 
of peasant women and children exploited to a degree to which 
the Yankee would not go except under the stress of pioneering 
conditions, was available to conserve and tailor the land and 
keep it fertile. On limited plots cultivated by an ample labor 
force, the need for machinery was not urgent, and hence the 
demand for liquid capital in large amounts was rare. Diversifi- 
cation, self-sufficiency, and the acceptance of a low standard of 
living also contributed to hold down this demand. Much mana- 
gerial skill was required for such an agricultural regime, but it 
was the skill of the craftsman and the traditional tiller of the 
soil. Village life provided a community and a co-operative mi- 
lieu, a pooling of knowledge and lore, a basis of common action 
to minimize risks. 

In America the greater availability of land and the scarcity 
of labor made for extensive agriculture, which was wasteful of 
the soil, and placed a premium on machines to bring large tracts 
under cultivation. His demand for expensive machinery, his 
expectation of higher standards of living, and his tendency to go 
into debt to acquire extensive acreage created an urgent need 
for cash and tempted the farmer into capitalizing more and 
more on his greatest single asset: the unearned appreciation in 
the value of his land. The managerial skill required for success 
under these conditions was as much businesslike as craftsman- 
like. The predominance in American agriculture of the isolated 
farmstead standing in the midst of great acreage, the frequent 
movements, the absence of village life, deprived the farmer and 



46 


THE AGE OF REFORM 


his family of the advantages of community, lowered the chances 
of association and co-operation, and encouraged that rampant, 
suspicious, and almost suicidal individualism for which the 
American farmer was long noted and which organizations like 
the Grange tried to combat. 1 The characteristic product of 
American rural society was not a yeoman or a villager, but a 
harassed little country businessman who worked very hard, 
moved all too often, gambled with his land, and made his way 
alone. 


in. The Frontier or the Market? 

The American farmer was unusual in the agricultural world in 
the sense that he was running a mechanized and commercialized 
agricultural unit of a size far greater than the small proprietary 
holdings common elsewhere, and yet he was running it as a 
family enterprise on the assumption that the family could supply 
not only the necessary capital and managerial talent but also 
most of the labor. This system, however applicable to the sub- 
sistence farm or the small yeoman s farm, was hardly adequate 
to the conditions of commercial agriculture. 2 As a businessman, 
the farmer was appropriately hardheaded, he tried to act upon 
a cold and realistic strategy of self-interest. As the head of a 
family, however, the farmer felt that he was investing not only 
his capital but his hard work and that of his wife and children, 
that when he risked his farm he risked his home — that he was, 
in short, a single man running a personal enterprise in a world 
of impersonal forces. It was from this aspect of his situation — 
seen in the hazy glow of the agrarian myth — that his political 
leaders in the 1890’s developed their rhetoric and some of their 
concepts of political action. The farmer s commercial position 

1 There is an excellent comparison of American and European agricul- 
ture m Wilson Gee, op cit., chapter ni. 

2 Malm: “Mobility and History,” pp. 182 ff. 



47 


Chapter i: The Agrarian Myth and Commercial Realities 

pointed to the usual strategies of the business world: combina- 
tion, co-operation, pressure politics, lobbying, piecemeal activity 
directed toward specific goals. But the bathos of the agrarian 
rhetoric pointed in a different direction: broad political goals, 
ideological mass politics, third parties, the conquest of the 
"money power,” the united action of all labor, rural and urban. 
When times were persistently bad, the farmer tended to reject 
his business role and its failures to withdraw into the role of the 
injured little yeoman. This made the differences between his 
situation and that of any other victim of exploitation seem un- 
important to him. As a Southern journalist wrote of the situation 
in the cotton country: "The landowner was so poor and dis- 
tressed that he forgot that he was a capitalist ... so weary of 
hand and sick of spirit that he imagined himself in precisely the 
same plight as the hired man. ...” 3 

The American farmer thus had a dual character, and one way 
of understanding our agrarian movements is to observe which 
aspect of the farmer’s double personality is uppermost at a given 
time. It is my contention that both the Populist rhetoric and the 
modern liberal’s indulgent view of the farmers’ revolt have been 
derived from the "soft” side of the farmers existence — that is, 
from agrarian "radicalism” and agrarian ideology — while most 
farm organizations since the decline of the Populists have been 
based primarily upon the "hard” side, upon agricultural im- 
provement, business methods, and pressure politics. Populism 
itself had a hard side, especially in the early days of the Farm- 
ers’ Alliance and the Populist Party, but this became less and 
less important as the depression of the nineties deepened and 
other issues were dropped in favor of the silver panacea. 

Most of our views of the historical significance of Populism 

3 Quoted by C. Vann Woodward: Origins of the New South (Baton 
Rouge, 1951), p. 194. During the late 1880’s, when farm discontent was 
not yet at its peak, such farm organizations as the Farmers’ Alliances de- 
veloped limited programs based upon economic self-interest, m the 1890’s, 
when discontent became most acute, it produced a national third-party 
movement. 



48 


THE AGE OF REFORM 


have been formed by the study of the frontier process and the 
settlement of the internal empire. This approach turned atten- 
tion to some significant aspects of American agrarian develop- 
ment, but also diverted attention from others. To a writer like 
Frederick Jackson Turner the farmer on the plains was signifi- 
cant above all as the carrier of the tiaditions of the frontier. To 
Turner the frontier, or the West, was the primary source of 
most of <£ what has been distinctive and valuable in America’s 
contributions to the history of the human spirit. . . .” 4 Hence 
the primary interest of the Populist lay in the fact that he was 
"a survival of the pioneer, striving to adjust present conditions 
to his old ideals.” 5 While Turner did on occasion comment on 
the capitalistic and speculative character of the farmer, he saw 
this as something of no special importance, when compared with 
the farmer’s role as the bearer of the yeoman tradition and “the 
old pioneer ideals of the native American. ...” 6 The chief dif- 
ference between Populist thinking and the pioneer tradition, 
Turner felt, was that the Populists showed an increasing sense 
of the need for governmental help in realizing the old ideals. 
His explanation of this change in philosophy — indeed, of the 
entire agiarian revolt of the 1890’s — was formulated in the light 
of the frontier theory and the alleged exhaustion of “free” land. 
“Failures in one area can no longer be made good by taking up 
land on a new frontier,” he wrote in 1896. “The conditions of 
settled society are being reached with suddenness and with con- 
fusion. . . . The frontier opportunities are gone. Discontent is 
demanding an extension of governmental activity in its behalf. 

. . . A people composed of heterogeneous materials, with di- 

4 Frederick Jackson Turner. The Frontier in American History (New 
York, 1920, ed., 1947), preface, p n, cf. pp. 211, 266. 

5 Ibid , p. 155 

6 Ibid., p. 148. Note his comments on another writer's characterization 
of the commercial nature of settlement, p. 211. Turner himself, it should 
perhaps be added, was not a Populist. He disapproved of the “lax financial 
integrity” of the Populists, though he thought it was too much to expect “a 

E nmitive society” to show “an intelligent appreciation of the complexity of 
usraess interests m a developed society.” Ibid., p. 32. 



49 


Chapter i: The Agrarian Myth and Commercial Realities 

verse and conflicting ideals and social interests, having passed 
from the task of filling up the vacant spaces of the continent, is 
now thrown back upon itself and is seeking an equilibrium.” 7 
The idea that the agrarian uprising was precipitated by the dis- 
appearance of the frontier and the exhaustion of the public 
domain has also been given the scholarly support of John D. 
Hicks’s standard history of The Populist Revolt . Earlier discon- 
tents, Hicks concluded, had been lightened by the departure of 
the restless and disgruntled for the West, a process that created 
new opportunities for them and eased the pressure on those they 
left behind. But by the nineties, "with the lands all taken and 
the frontier gone, this safety valve was closed. The frontier was 
turned back on itself. The restless and discontented voiced their 
sentiments more and fled from them less.” 8 

The conclusion that it was the West, the frontier spirit, that 
produced American democracy, and that Populism was the 
logical product of this spirit, is a deceptive inheritance from the 
Turnerian school. The decisive role played by the South in 
Populism suggests instantly the limitations of this view. Terms 
that are superficially appealing when applied to Kansas become 
meaningless when applied to Georgia. Southern Populism, 
which could hardly have been close to the frontier spirit, was at 
least as strong as the Western brand and contained the more 
radical wing of the agrarian revolt of the nineties. 9 Moreover, 
the extent to which "the West” as a whole supported the agrar- 
ian revolt has commonly been exaggerated, as the distribution 
of Populist votes in 1892 and of Bryan votes in 1896 clearly 

7 Ibid., pp. 219-21; cf. pp 147-8, 218, 276-7, 305-6. 

8 John D. Hicks The Populist Revolt (Minneapolis, 1931), p 95; cf. 
also p. vn. “The role of the fanner m American history has always been 
prominent, but it was only as the West wore out and cheap lands were no 
longer abundant that well-developed agranan movements began to ap- 
pear.” But the Granger movement of the 1870’s, while it may perhaps be 
dismissed as an undeveloped agrarian movement, manifested acute agrar- 
ian unrest long before the disappearance of the frontier hne m 1890 

9 Woodward: Origins of the New South , p. 200; cf. pp. 277-8 on the 
greater staying power of Southern Populism. 



50 


THE AGE OF REFORM 


shows. 1 Populism had only three compact centers. Each was 
overwhelmingly rural. Each was dominated by a product whose 
price had catastrophically declined: the South, based chiefly 
upon cotton; a narrow tier of four Northwestern states, Kansas, 
Nebraska, and the two Dakotas, based upon wheat; and the 
mountain states, based chiefly upon silver. Silver is a special 
case, though strategically an important one, and we can for the 
moment postpone consideration of it, except to remark that the 
free-silver Populism of the mountain-states variety was not 
agrarian Populism at all, but simply silverism. Elsewhere agrar- 
ian discontent, where it reached a peak of local intensity suf- 
ficient to yield an independent Populist Party of notable 
strength or to win a state for Bryan in 1896, was roughly co- 
terminous with the cash-staple export crops and the burden of 
heavy mortgage indebtedness. 

The common tendency to focus upon the internal frontier as 
the matrix of Populism has obscured the great impoitance of the 
agrarian situation in the external world, which is profoundly 
relevant to both Southern and Western Populism. The frontier 
obsession has been identified in America with a kind of intel- 
lectual isolationism. 2 The larger and more important answer to 
the causes of the agrarian crisis of the 1890’s must be found not 
in the American West, but in the international market. While 
American Populism has been seen almost solely in terms of 
domestic events and the internal frontier, the entire European 
and American world was shaken by an agrarian crisis that knew 
no national boundaries and that struck at several nations with- 
out internal frontiers on the verge of real or imagined exhaus- 
tion. "Almost everywhere,” declared an English observer in 

1 See chapter lii, section 1. 

2 As an illustration of the misleading consequences of the “closed space” 
obsession, see Turner’s comment m 1910 that “the pressure of population 
upon the food supply is already felt.” Op. cit., p. 279. This at a time when 
the United States was rapidly losmg its place m the world market because 
of a surfeit of total world agricultural production. Nourse, op. cit., pp. 28- 
42. 



Chapter i. The Agrarian Myth and Commercial Realities 51 

1893, “certainly in England, France, Germany, Italy, Scandina- 
via, and the United States, the agriculturists, formerly so in- 
stinctively conservative, are becoming fiercely discontented, de- 
clare they gain less by civilization than the rest of the commu- 
nity, and are looking about for remedies of a drastic nature.” 3 

During the last three decades of the nineteenth century a 
revolution took place in international communications. For the 
first time the full effects of steam locomotion and steam naviga- 
tion were felt in international trade. In 1869 the Suez Canal was 
opened and the first transcontinental railroad in the United 
States was completed. Europe was connected by submarine 
cable with the United States in 1866, and with South America in 
1874. A great network of telegraph and telephone communica- 
tion was spun throughout the world. Huge tracts of new land 
being settled in Argentina, Australia, Canada, and the American 
West were now pulled together in one international market, 
while improvements in agricultural technology made possible 
the full exploitation of areas susceptible to extensive and 
mechanized cultivation. Agrarian depressions, formerly of a 
local or national character, now became international, and with 
them came international agrarian discontent, heightened by the 
almost uninterrupted international price decline that occurred 
from the early 1870’s to the 1890’s. 4 It is hardly accidental that 

3 Quoted from Spectator , Vol LXX, p. 247, by C. F. Emerick, "An 
Analysis of Agricultural Discontent in the Umted States,” Political Science 
Quarterly , Vol. XI (September 1896), p. 433; see this series of articles for 
a valuable contemporary account of the mtemational aspect of agricultural 
upheaval, ibid., pp. 433-63, 601-39, Vol. XII (1897), pp. 93-127. 

4 For a review of the literature on the Communication Revolution, see 
Lee Benson: "The Historical Background of Tumer’s Frontier Essay,” 
Agricultural History, Vol. XXV (April 1951), pp. 59-64. The point of view 
expressed here was originally stated by James C. Malin: "Notes on the 
Literature of Populism,” Kansas Historical Quarterly, Vol. I (February 
1932), pp. 160-4, the term "Communication Revolution” was first used by 
Robert G. Albion: "The 'Communication Revolution/ ” American Historical 
Review, Vol. XXXVII (July 1932), pp 718-20 See also Hans Rosenberg: 
"Political and Social Consequences of the Great Depression of 1873-1896 
in Central Europe,” Economic History Review, Vol. XIII (1943), pp. 58- 
73. 



52 


THE AGE OF REFORM 


the products of the American staple-growing regions showing 
the highest discontent were the products most dependent upon 
exports. 5 

The notion that the unavailability of free land for further ex- 
pansion of the American fanning system was chiefly responsible 
for the remarkable surge of agrarian discontent no longer seems 
credible. It is true that many Americans, including some Popu- 
list spokesmen, were concerned during the 1890’s about what 
they thought to be the imminent disappearance of the public 
domain. 6 There was also a school of thought among those in- 
terested in the agrarian problem that took pleasure in the pros- 
pect that the approaching exhaustion of new lands would lower 
the expansion of the agricultural economy to the point at which 
the values of already settled land would begin to rise sharply, 
and thus put an end to the problem of settled farmers. 7 How- 
ever, the entire conception of exhausted resources has been re- 
examined and found to be delusive; actually an abundance of 
new land was available long after the so-called disappearance 
of the frontier in 1890. During the decade 1890-1900, in which 
the discontent was most acute, 1,100,000 new farms were set- 
tled, 500,000 more than the number in the previous decade. In 
the twenty years after the farmers’ organizations met in 1890 at 
Ocala, Florida, to formulate their demands, 1,760,000 new farms 
and 225,600,000 new acres were added to the nation s agricul- 

5 Wheat-growers were dependent for about 30 to 40 per cent of their 
gross annual income upon the export market, cotton-growers for about 70 
per cent; raisers of pork and pork products for about 15 to 23 per cent. 
Frederick Strauss. 'The Composition of Gross Farm Income since the Civil 
War,” National Bureau of Economic Research Bulletin No. 78 (April 28, 
1940), esp. pp. 15-18. 

6 Cf. Senator Wilham A. PefFer as quoted by Elizabeth N. Barr m Wil- 
liam E Connelley, ed.: A Standard History of Kansas and Kansans (Chi- 
cago, 1919), Vol. II, p. 1159, Hamlin Garland* Jason Edwards (Boston, 
1892), p. v, Mary E. Lease: The Problem of Cimlization Soloed (Chicago, 
1895), pp. 177-8. 

7 An excellent account of speculations about the approaching exhaustion 
of the pubhc domain is given by Benson, op. cit , pp. 59-82. 



Chapter i: The Agrarian Myth and Commercial Realities 53 

tural domain. 8 More land, indeed, was taken up after 1890 under 
the terms of the Homestead Act and its successors than had 
been taken up before. True, a high proportion of this was suit- 
able only for grazing and dry farming, but the profitability of 
land is a result not merely of soil chemistry or soil humidity 
but also of the economic circumstances under which the land is 
cultivated; the condition of the market in the early years of the 
twentieth century admitted of more profitable cultivation of 
these relatively barren lands than of much richer lands in the 
depressed period. Finally, there were after 1890 still more sup- 
plies of rich land in Canada, which farmers from the United 
States did not hesitate to occupy. In 1914, Canadian officials es- 
timated that 925,000 Americans had moved, chiefly during the 
sixteen years past, across the border to the lands of Alberta and 
Saskatchewan. 9 Lavish opportunities to settle on new lands or 
open new acres were still available after 1890, 1 and in fact much 
use was made of these opportunities during the nineties. In so 
far as farmers were deterred from further settlement, it was not 
by the absence of land but because the international agrarian 
depression made the nineties a hazardous time to begin a farm. 

The conception that the end of free or cheap land was pri- 

8 A. W. Zelomek and Irving Mark: “Historical Perspectives for Post- 
War Agricultural Forecasts/' Rural Sociology , Vol. X (March 1945), p. 51; 
cf. Final Report of the Industrial Commission (Washington, 1902), Vol. 
XIX, pp. 58, 105-6; Benjamin H. Hibbard: A History of the Public Land 
Policies (New York, 1924), pp. 396-8. 

9 Marcus L. Hansen and J. Bartlet Brebner: The Mingling of the Cana- 
dian and American Peoples (New York, 1940), pp. 219-35; Paul F. Sharp: 
The Agrarian Revolt in Western Canada (Minneapolis, 1948), pp. 1-8, 17. 

1 As late as 1913, when David F. Houston became Wilson’s Secretary 
of Agriculture, he found that “less than 60 per cent of our arable land was 
under cultivation, and of the land under cultivation not more than 12 per 
cent was yielding reasonably full returns/' Eight Years with Wilsons Cabi- 
net (New York, 1926), Vol. I, p. 200. The largest number of final entnes 
under the Homestead Act came in 1913, almost a quarter century after the 
alleged disappearance of the frontier. During World War I it was still pos- 
sible to expand crop acreages very substantially even within states long 
settled. See Lloyd P. Jorgensen: “Agricultural Expansion," Agricultural 
History , Vol. XXIII (January 1949), pp. 30-40. 



54 


THE AGE OF REFORM 


marily responsible for precipitating discontent implies that the 
existence of such land had been effective in alleviating it, and 
suggests that the effects of the Homestead Act up to about 1890 
were what had been hoped for at the time of its passage. But 
the Homestead Act had never been successful in creating the in- 
land freehold empire that agrarian reformeis had dreamed of. 
Its maladministration and its circumvention by speculators and 
railroads is by now well known. From 1860 to 1900, for every 
free farm entered and kept by a bona fide farmer under the 
act there were about nine bought from railroads or speculators 
or from the government itself. 2 Speculators, engrossing immense 
tracts of land under the privilege of unrestricted “entry,” which 
was not abolished until 1888, did far more damage to rural so- 
ciety in the West than merely transmitting “free” land to farm- 
ers at substantial prices. They drove immigrants to remote parts 
of the frontier; they created “speculators’ deserts” — large tracts 
of uncultivated absentee-owned land — and thus added to the 
dispersal of the population, making the operation of roads and 
railroads far more costly than necessary; they refused to pay 
taxes, thus damaging local government finances and limiting 
local improvements; they added to all the characteristic evils of 
our rural culture while they built up land prices and kept a large 
portion of the farm population in a state of tenancy. 3 

The promise of free Homestead land or cheap land was self- 
defeating. The Homestead Act itself, which required five years 
of residence before title to a free farm was granted, was based 
upon the assumption that settlement would take place in a 


2 Fred A. Shannon: The Farmers Last Frontier (New York, 1945), pp. 
51, 55. Shannon estimates that about 400,000 farms were alienated under 
Homestead terms during a period m which 3,730,000 new farms were 
created. 

3 Paul Wallace Gates: “Land Policy and Tenancy in the Prairie States,” 
Journal of Economic History , Vol. I (May 1941), pp. 60-82, see also his 
“The Homestead Act m an Incongruous Land System,” American Histori- 
cal Review , Vol. XLI (July 1936), pp. 652r-81. 



Chapter i: The Agrarian Myth and Commercial Realities 55 

gradual and stable way, after the manner of the mythical yeo- 
man. It made no allowance for the mobile habits of the Ameri- 
can farmer. 4 The number of forfeited entries under the Home- 
stead Act was extraordinary. What effect the Homestead Act 
might have had if the West had been gradually settled by yeo- 
man farmers protected from speculators and living after the 
fashion of the myth seems no more than a utopian conjecture. 
As it worked out, the Homestead Act was a triumph for specu- 
lative and capitalistic forces, and it translated cheap or free 
land into a stimulus for more discontent that it could quiet. The 
promise of the Homestead Act was a lure for over-rapid settle- 
ment in regions where most settlers found, instead of the agrar- 
ian utopia, a wilderness of high costs, low returns, and mort- 
gages. 

The self-defeating tendency of relatively cheap land in a 
speculative society is perfectly illustrated in an intensive con- 
temporary study of a Nebraska township by Arthur F. Bentley. 
This township was first settled in 1871-2. In the early days when 
land prices were low, there was a prosperous period of rapid 
settlement, and the farmer s rate of profit was high whenever he 
had good crops; this encouraged him to buy and work more 
land than he could properly manage. The rapid appreciation of 
the price of land led him to try to realize his gains in advance by 
mortgaging. As fast as he could increase his loan he would do so, 
using the funds either to pay temporary losses or for further in- 
vestment or speculation. “It is true,” Bentley observed, “the 
farmer may often have suffered from excessive interest and 
grasping creditors; but it was less frequently the avarice of the 
lender that got him into trouble than the fact that he was too 
sanguine and too prone to believe that he could safely go into 
debt, on the assumption that crops and prices in the future 

4 Malm: “Mobility and History,” pp 181-2. For the maladministration 
of the Homestead Act, see Hoy M. Robbins: Our Landed Heritage (Prince- 
ton, 1942), part III. 



56 


THE AGE OF REFORM 


would equal those in the present.” 5 At any rate, the typical 
farmer soon found himself in such a vulnerable position that 
one bad crop year or a brief tempoiary cessation of increase in 
land values, such as that of 1890-1, would put him on the verge 
of failure. Those farmers who came in early and took govern- 
ment land, who managed with some skill and got clear of heavy 
debt, made out well; those who came later, took railroad land, 
and made the usual errors of management were in straits. 6 By 
1892, when Bentley made his study, he concluded that a 
would-be pui chaser who did not have enough capital to buy his 
farm outright and to hold it over subsequent periods of hard 
times “had almost better throw his money away than invest it 
in farming operations in Nebraska at the current pi ices of land 
and under the present agrieultuial conditions, unless, he be pos- 
sessed of unusual energy and ability.” 7 

It is evident that Western Populism was, among other things, 
the outgrowth of a period of incredible expansion, one of the 
gieatest m the world histoiy of agriculture. From 1870 to 1900 
more new faim land was taken up than in all previous American 
history. s By the mid-eighties a feverish land boom was under 
way, and it is the collapse of this boom that provides the im- 
mediate background of Western Populism. We may take the ex- 
perience of Kansas as illustrative. The boom, originally based on 
the high prices of farm produce, had reached the point of arti- 
ficial inflation by 1885. It had swept not only the country, where 
the rapid advance in prices had caused latecomers to buy and 
mortgage at hopelessly inflated values, but also the rising towns, 

5 Arthur F. Bentley: The Condition of the Western Farmer as Illus- 
trated by the Economic History of a Nebraska Township (Baltimore, 
1893), p. 46, for substantial evidence that the speculative and nsk-ridden 
character of Western settlement could be as important as “the avarice of 
the lender,” see Allan G. Bogue: “The Land Mortgage Company m the 
Early Plains States,” Agricultural History , Vol. XXV (January 1951), pp. 
20-33. 

6 Bentley, op. cit., pp. 46, 68, 76, 79, 80. 

7 Ibid., pp. 69-70. 

8 Land in farms rose from 407,735,000 acres m 1870 to 838,592,000 in 
1900. 



57 


Chapter x: The Agrarian Myth and Commercial Realities 

which were all “bonded to the limit for public improvements 
[and] public utilities.” 9 As a state official later remarked, “Most 
of us crossed the Mississippi or Missouri with no money but 
with a vast wealth of hope and courage. . . . Haste to get rich 
has made us borrowers, and the borrower has made booms, and 
booms made men wild, and Kansas became a vast insane asylum 
covering 80,000 square miles.” 1 In the winter of 1887-8 this 
boom, which had been encouraged by railroads, newspapers, 
and public officials, abruptly collapsed — in part because of 
drought in the western third of the state, in part because farm 
prices had stopped going up, and in part because the self- 
created confidence upon which the fever fed had broken. 

The fathers of the Homestead Act and the fee-simple empire 
had acted upon a number of assumptions stemming from the 
agrarian myth which were out of date even before the act was 
passed. They trusted to the beneficence of nature, to permanent 
and yeomanlike nonspeculative settlement; they expected that 
the land really would pass without cost into the hands of the 
great majority of settlers; and they took it for granted that 
the native strength of the farmer would continue to rest upon 
the abundance produced on and for the farm. These assumptions 
were incongruous with the Industrial Revolution that was al- 
ready well under way by 1862 and with the Communications 
Revolution that was soon to come; they were incongruous even 
with the natural character of the plains, with their winds, sand- 
storms, droughts, and grasshoppers. And the farmer, caught in 
the toils of cash-crop commercial farming, did not, and could 
not, reckon his prosperity by the abundance produced on the 
farm but rather by the exchange value of his products as meas- 
ured by the supplies and services they could buy. His standard 

9 William Allen White* Autobiography (New York, 1946), p 187. 

1 Quoted in Raymond C Miller: The Populist Party in Kansas , ms. 
Ph.D. dissertation. University of Chicago, 1928, p. 22; cf. Miller’s article: 
‘The Background of Populism m Kansas,” Mississippi Valley Historical Re- 
view, Vol. II (March 1925), pp. 474-85; Hicks, op. cit., chapter i, has a 
good bnef account of the speculative background. 



58 


THE AGE OF REFORM 


of living, as well as the security of his home, became dependent 
upon his commercial position, which in turn was dependent 
upon the vicissitudes of the world market . 2 

In pointing to the farmer s commercial role I am not trying 
to deny the difficulties of his position or the reality and serious- 
ness of his grievances: the appreciation of debts through de- 
flation, the high cost of credit, inequitable tax burdens, dis- 
criminatory railroad rates , 3 unreasonable elevator and storage 
charges. Populism can best be understood, however, not as a 
product of the frontier inheritance, but as another episode in 
the well-established tradition of American enterpreneurial radi- 
calism, which goes back at least to the Jacksonian era . 4 It was 
an effort on the part of a few important segments of a highly 
heterogeneous capitalistic agriculture to restore profits in the 

2 The farmer himself was not content to be told that his living standards 
had improved, because he looked to his commercial welfare as well. Disap- 
pointments are relative to expectations. While enduring the short-lived 
rigors of frontier existence, the farmer lived on expectation and hope, ac- 
cepting present sacrifices m the interest of a future that seemed rosy to 
the mind of the boomer. Once tins stage was passed, he assumed that his 
living standards would rise materially and was irritated at the very sugges- 
tion that this alone should satisfy him. Cf. Bentley, op. cit., p. 87; Henri- 
etta M. Larson: The Wheat Market and the Farmer in Minnesota , 1858- 
1900 (New York, 1926), p. 167. 

3 Concerning the place of freight rates in the background of the farmer's 
situation, Theodore Saloutos has reinforced a reservation advanced much 
earlier by Charles F Adams, Jr.: “Historians have repeatedly attributed 
the plight of the farmers, at least in part, to high freight rates, yet available 
figures show conclusively that the rates dropped drastically during the last 
half of the nineteenth century, while the farmers' returns failed to show 
anything commensurate with the drop in rates. Many farmers attributed 
the sagging prices to these alleged extortionate rates, but by doing so they 
overlooked the fact that it was these lower rates that had made it possible 
for them to reach markets which were formerly considered incredible . . . 
rates that in many other countries would have been considered incredibly 
low.” See the rest of the argument in Saloutos’s astute article: “The Agri- 
cultural Problem and Nineteenth-Century Industrialism,” Agricultural His- 
tory , Vol. XXI (July 1948), p. 167. On this issue, however, see Shannon: 
The Farmers Last Frontier , pp. 295-302. 

4 For die entrepreneurial interpretation of Jacksonian democracy see the 
review by Bray Hammond, Journal of Economic History , Vol. VI (May 
1946), pp. 78-84, and Richard Hofstadter: The American Political Tradi- 
tion (New York, 1948), chapter ui. 



59 


Chapter i: The Agrarian Myth and Commercial Realities 

face of much exploitation and under unfavorable market and 
price conditions. It arose as a part of a transitional stage in the 
history of American agriculture, in which the commercial farmer 
was beginning to cast off habits of thought and action created 
almost as much by the persistence of the agrarian myth as by 
the realities of his position. He had long since taken from busi- 
ness society its acquisitive goals and its speculative temper, but 
he was still practicing the competitive individualism that the 
most advanced sectors of industry and finance had outgrown. 
He had not yet learned much from business about its marketing 
devices, strategies of combination, or skills of self-defense and 
self-advancement through pressure politics. His dual identity 
itself was not yet resolved. He entered the twentieth century 
still affected by his yeoman inheritance but with a growing 
awareness of the businesslike character of his future. 



((( 60 ))) 


CHAPTER II 

THE FOLKLORE OF POPULISM 


i. The Two Nations 

F 

IL oh a generation after the Civil War, a time of great eco- 
nomic exploitation and waste, grave social corruption and ugli- 
ness, the dominant note in American political life was com- 
placency. Although dissenting minorities were always present, 
they were submerged by the overwhelming realities of indus- 
trial growth and continental settlement. The agitation of the 
Populists, which brought back to American public life a ca- 
pacity for effective political indignation, marks the beginning of 
the end of this epoch. In the short run the Populists did not get 
what they wanted, but they released the flow of protest and 
criticism that swept through American political affairs from the 
189G’s to the beginning of the first World War. 

Where contemporary intellectuals gave the Populists a per- 
functory and disdainful hearing, later historians have freely rec- 
ognized their achievements and frequently overlooked their 
limitations. Modem liberals, finding the Populists’ grievances 
valid, their programs suggestive, their motives creditable, have 
usually spoken of the Populist episode in the spirit of Vachel 
Lindsay’s bombastic rhetoric; 

Prairie avenger , mountain lion, > 

Bryan , Bryan , Bryan , Bryan , 

Gigantic troubadour , speaking like a siege gun , 

Smashing Plymouth Bock with his boulders from the West . 



61 


Chapter h: The Folklore of Populism 

There is indeed much that is good and usable in our Populist 
past. While the Populist tradition had defects that have been too 
much neglected, it does not follow that the virtues claimed for 
it are all fictitious. Populism was the first modern political move- 
ment of practical importance in the United States to insist that 
the federal government has some responsibility for the common 
weal; indeed, it was the first such movement to attack seriously 
the problems created by industrialism. The complaints and de- 
mands and prophetic denunciations of the Populists stirred the 
latent liberalism in many Americans and startled many conserv- 
atives into a new flexibility. Most of the "radical” reforms in the 
Populist program proved in later years to be either harmless or 
useful. In at least one important area of American life a few 
Populist leaders in the South attempted something profoundly 
radical and humane — to build a popular movement that would 
cut across the old barriers of race — until persistent use of the 
Negro bogy distracted their following. To discuss the broad 
ideology of the Populists does them some injustice, for it was in 
their concrete programs that they added most constructively to 
our political life, and in their more general picture of the world 
that they were most credulous and vulnerable. Moreover, any 
account of the fallibility of Populist thinking that does not ac- 
knowledge the stress and suffering out of which that thinking 
emerged will be seriously remiss. But anyone who enlarges our 
portrait of the Populist tradition is likely to bring out some un- 
seen blemishes. In the books that have been written about the 
Populist movement, only passing mention has been made of its 
significant provincialism; little has been said of its relations with 
nativism and nationalism; nothing has been said of its tincture 
of anti-Semitism. 

The Populist impulse expressed itself in a set of notions that 
represent what I have called the "soft” side of agrarianism. 
These notions, which appeared with regularity in the political 
literature, must be examined if we are to re-create for ourselves 
the Populist spirit. To extract them from the full context of the 



62 


THE AGE OF REFORM 


polemical writings in which they appeared is undoubtedly to 
oversimplify them; even to name them in any language that 
comes readily to the histoiian of ideas is peihaps to suggest that 
they had a formality and coherence that in reality they clearly 
lacked. But since it is less feasible to have no labels than to have 
somewhat too facile ones, we may enumerate the dominant 
themes in Populist ideology as these: the idea of a golden age; 
the concept of natural harmonies, the dualistic version of social 
struggles; the conspiracy theory of history; and the doctrine of 
the primacy of money. The last of these I will touch upon in 
connection with the free-silver issue. Here I propose to analyze 
the others, and to show how they were nurtured by the tradi- 
tions of the agrarian myth. 

The utopia of the Populists was in the past, not the future. 
According to the agrarian myth, the health of the state was pro- 
portionate to the degree to which it was dominated by the ag- 
ricultural class, and this assumption pointed to the superiority 
of an earlier age. The Populists looked backward with longing 
to the lost agrarian Eden, to the republican America of the early 
years of the nineteenth century in which there were few mil- 
lionaires and, as they saw it, no beggars, when the laborer had 
excellent prospects and the farmer had abundance, when states- 
men still responded to the mood of the people and there was no 
such thing as the money power . 1 What they meant — though 
they did not express themselves in such terms — was that they 
would like to restore the conditions prevailing before the de- 
velopment of industrialism and the commercialization of agri- 
culture. It should not be surprising that they inherited the tradi- 


1 Thomas E, Watson: The Life and Tiroes of Andrew Jackson (Thom- 
son, Ga., 1912), p. 325: "All the histories and all the statesmen agree that 
during the first half-century of our national existence, we had no poor. A 
pauper class was unthought of : a beggar, or a tramp never seen.” Cf . Mrs. 
S. E. V. Emery: Seven Financial Conspiracies which have Enslaved the 
American Feople (Lansing, ed. 1896), pp. 10-11. 



Chapter n: The Folklore of Populism 


63 


tions of Jacksonian democracy, that they revived the old Jack- 
sonian cry: "Equal Rights for All, Special Privileges for None,” 
or that most of the slogans of 1896 echoed the battle cries of 
1836. 2 General James B. Weaver, the Populist candidate for the 
presidency in 1892, was an old Democrat and Free-Soiler, bom 
during the days of Jackson s battle with the United States Bank, 
who drifted into the Greenback movement after a short spell 
as a Republican, and from there to Populism. His book, A Call 
to Action , published in 1892, drew up an indictment of the busi- 
ness corporation which reads like a Jacksonian polemic. Even 
in those hopeful early days of the People’s Party, Weaver pro- 
jected no grandiose plans for the future, but lamented the 
course of recent history, the growth of economic oppression, and 
the emergence of great contrasts of wealth and poverty, and 
called upon his readers to do "All in [their] power to arrest the 
alarming tendencies of our times.” 3 

Nature, as the agrarian tradition had it, was beneficent. The 
United States was abundantly endowed with rich land and rich 
resources, and die "natural” consequence of such an endowment 
should be the prosperity of the people. If the people failed to 
enjoy prosperity, it must be because of a harsh and arbitrary 
intrusion of human greed and error. "Hard times, then,” said 
one popular writer, "as well as the bankruptcies, enforced idle- 
ness, starvation, and the crime, misery, and moral degradation 
growing out of conditions like the present, being unnatural, not 
in accordance with, or the result of any natural law, must be at- 
tributed to that kind of unwise and pernicious legislation which 
history proves to have produced similar results in all ages of the 
world. It is the mission of the age to correct these errors in 
human legislation, to adopt and establish policies and systems, 
in accord with, rather than in opposition to divine law.” 4 

2 Note for instance the affectionate treatment of Jacksonian ideas m 
Watson, op. cit , pp. 343-4. 

3 James B Weaver. A Call to Action (Des Moines, 1892), pp. 377-8. 

4 B. S. Heath: Labor and Finance Revolution (Chicago, 1892), p. 5. 



64 


THE AGE OF REFORM 


In assuming a lush natural order whose workings were being 
deranged by human laws. Populist writers were again drawing 
on the Jacksonian tradition, whose spokesmen also had pleaded 
for a proper obedience to “natural” laws as a prerequisite of 
social justice . 5 

Somewhat akin to the notion of the beneficence of nature was 
the idea of a natural harmony of interests among the productive 
classes. To the Populist mind there was no fundamental con- 
flict between the farmer and the worker, between the toiling 
people and the small businessman. While there might be cor- 
rupt individuals in any group, the underlying interests of the 
productive majority were the same; predatory behavior existed 
only because it was initiated and underwritten by a small para- 
sitic minority in the highest places of power. As opposed to the 
idea that society consists of a number of different and frequently 
clashing interests — the social pluralism expressed, for instance, 
by Madison in the Federalist — the Populists adhered, less for- 
mally to be sure, but quite persistently, to a kind of social dual- 
ism: although they knew perfectly well that society was com- 
posed of a number of classes, for all practical purposes only 
one simple division need be considered. There were two na- 
tions. “It is a struggle” said Sockless Jerry Simpson, “between 
the robbers and tire robbed.” 6 “There are but two sides in the 
conflict that is being waged in this country today,” declared a 
Popuhst manifesto. “On tire one side are the allied hosts of 
monopolies, the money power, great trusts and railroad corpora- 
tions, who seek the enactment of laws to benefit them and im- 
poverish the people. On the other are the farmers, laborers, 
merchants, and all other people who produce wealth and bear 
the burdens of taxation. . . . Between these two there is no 

5 For this strain in Jacksonian thought, see Richard Hofstadter: “Wil- 
liam Leggett, Spokesman of Jacksonian Democracy,” Political Science 
Quarterly , Vol. XL VIII (December 1943), pp. 581-94, and The American 
Political Tradition , pp. 60-1. 

6 Elizabeth N. Barr. “The Popuhst Uprising,” in William E. Connefley, 
ed.: A Standard History of Kansas and Kansans , Vol. II, p. 1170. 



63 


Chapter ii: The Folklore of Populism 

middle ground.” 7 “On the one side,” said Bryan in his famous 
speech against the repeal of the Sherman Silver Purchase Act, 
“stand the corporate interests of the United States, the moneyed 
interests, aggregated wealth and capital, imperious, arrogant, 
compassionless. . . . On the other side stand an unnumbered 
throng, those who gave to the Democratic party a name and for 
whom it has assumed to speak.” 8 The people versus the inter- 
ests, the public versus the plutocrats, the toiling multitude ver- 
sus the money power — in various phrases this central antagon- 
ism was expressed. From this simple social classification it 
seemed to follow that once the techniques of misleading the 
people were exposed, victory over the money power ought to 
be easily accomphshed, for in sheer numbers the people were 
overwhelming. “There is no power on earth that can defeat us,” 
said General Weaver during the optimistic days of the campaign 
of 1892. “It is a fight between labor and capital, and labor is in 
the vast majority.” 9 

The problems that faced the Populists assumed a delusive 
simplicity: the victory over injustice, the solution for all social 
ills, was concentrated in the crusade against a single, relatively 
small but immensely strong interest, the money power. “With 
the destruction of the money power,” said Senator Peffer, “the 
death knell of gambling in grain and other commodities will be 
sounded; for the business of the worst men on earth will have 
been broken up, and the mainstay of the gamblers removed. 
It will be an easy matter, after the greater spoilsmen have been 

7 Ray Allen Billington: Westward Expansion ( New York, 1949), p. 741. 

8 Allan Nevins: Grover Cleveland (New York, 1933), p. 540; Heath, op. 
cit., p. 27. “The world has always contained two classes of people, one that 
lived by honest labor and the other that lived off of honest labor.” Cf. 
Governor Lewellmg of Kansas: “Two great forces are forming m battle 
line: the same under different form and guise that have long been in 
deadly antagonism, represented m master and slave, lord and vassal, king 
and peasant, despot and serf, landlord and tenant, lender and borrower, 
organized avarice and the necessities of the divided and helpless poor.” 
James A. Barnes. John G Carlisle (New York, 1931), pp 254-5. 

9 George H. Knoles. The Presidential Campaign and Election of 1892 
(Stanford, 1942), p. 179. 



66 


THE AGE OF REFORM 


shorn of their power, to clip the wings of the little ones. Once 
get rid of the men who hold the country by the throat, the para- 
sites can be easily removed.” 1 Since the old political parties 
were the primary means by which the people were kept wander- 
ing in the wilderness, the People’s Party advocates insisted, only 
a new and independent political party could do this essential 
job. 2 As the silver question became more prominent and the 
idea of a third party faded, the need for a monolithic solution 
became transmuted into another form: there was only one issue 
upon which the money power could really be beaten and this 
was the money issue. "When we have restored the money of the 
Constitution,” said Bryan in his Cross of Gold speech, "all other 
necessary reforms will be possible; but . . . until this is done 
there is no other reform that can be accomplished.” 

While the conditions of victory were thus made to appear 
simple, they did not always appear easy, and it would be mis- 
leading to imply that the tone of Populistic thinking was uni- 
formly optimistic. Often, indeed, a deep-lying vein of anxiety 
showed through. The very sharpness of the struggle, as the 
Populists experienced it, the alleged absence of compromise so- 
lutions and of intermediate groups in the body politic, the bru- 
tality and desperation that were imputed to the plutocracy — all 
these suggested that failure of the people to win the final con- 
test peacefully could result only in a total victory for the pluto- 
crats and total extinction of democratic institutions, possibly 
after a period of bloodshed and anarchy. "We are nearing a 
serious crisis,” declared Weaver. "If the present strained rela- 
tions between wealth owners and wealth producers continue 
much longer they will ripen into frightful disaster. This univer- 
sal discontent must be quickly interpreted and its causes re- 
moved.” 3 "We meet,” said the Populist platform of 1892, "in the 
midst of a nation brought to the verge of moral, political, and 

1 William A. PefFer: The Farmers Side (New York, 1891), p. 273. 

2 Ibid., pp. 148-50. 

8 Weaver, op. cit., p. 5. 



67 


Chapter n: The Folklore of Populism 

material ruin. Corruption dominates the ballot-box, the Legisla- 
tures, the Congress, and touches even the ermine of the bench. 
The people are demoralized. . . . The newspapers are largely 
subsidized or muzzled, public opinion silenced, business pros- 
trated, homes covered with mortgages, labor impoverished, and 
the land concentrating in the hands of the capitalists. The urban 
workmen are denied the right to organize for self-protection, 
imported pauperized labor beats down their wages, a hireling 
standing army, unrecognized by our laws, is established to 
shoot them down, and they are rapidly degenerating into Euro- 
pean conditions. The fruits of the toil of millions are boldly 
stolen to build up colossal fortunes for a few, unprecedented in 
the history of mankind; and the possessors of these, in turn, de- 
spise the Republic and endanger liberty.” Such conditions fore- 
boded "the destruction of civilization, or the establishment of 
an absolute despotism.” 

The common fear of*an impending apocalypse had its most 
striking articulation in Ignatius Donnelly’s fantastic novel 
Caesars Column. This book, published under a pseudonym, was 
a piece of visionary writing, possibly inspired by the success a 
few years earlier of Bellamy’s utopian romance Looking Back- 
ward , which called forth a spate of imitators during the last 
decade of the century . 4 5 Praised by leading members of the 
Populist movement and by persons as diverse as Cardinal Gib- 
bons, George Cary Eggleston, Frances E. Willard, and Julian 
Hawthorne , 6 Caesars Column became one of the most widely 
read books of the early nineties. Donnelly’s was different from 
the other utopias. Although in its antielimactic conclusion it did 
describe a utopia in a remote spot of Africa, the main story por- 
trayed a sadistic anti-utopia arrived at, as it were, by standing 
Bellamy on his head. The idea seems to have occurred to Don- 
nelly in a moment of great discouragement at the close of the 

4 See Allyn B. Forbes; “The Literary Quest for Utopia,” Social Forces , 
Vol. VI (1927), pp. 178-9. 

5 E. W. Fish: Donnelliana (Chicago, 1892), pp. 121-2. 



68 


THE AGE OF REFORM 


unusually corrupt Minnesota legislative session of 1889, 6 when 
he was struck with the thought of what might come to be if the 
worst tendencies of current society were projected a century 
into the future. The story takes place in the year 1988, missing 
by four years the date of the more recent anti-utopia of George 
Orwell, with which it invites comparison, though not on literary 
grounds. 

Donnelly's hero and narrator is a stranger, a shepherd of 
Swiss extraction living in the state of Uganda, Africa, who visits 
New York and reports his adventures in a series of letters. New 
York is a center of technological marvels much like Bellamy's. 
The stranger approaches it in an airship, finds it fit so brightly 
that its life goes on both night and day. Its streets are covered 
with roofs of glass; underneath them is the city's subway sys- 
tem, with smokeless and noiseless electric trains to which pas- 
sengers are lowered by electric elevators. Its air-conditioned 
hotels are capped by roof-top restaurants serving incredible 
luxuries, where “star-eyed maidens . . . wander half seen amid 
the foliage, like the houris in the Mohammedan s heaven.” 7 

This sybaritic life is supported at the cost of great mass suffer- 
ing, and conceals a fierce social struggle. The world of 1988 is 
governed by an inner council of plutocratic leaders who stop at 
nothing to crush potential opposition. They keep in their hire a 
fleet of “Demons,” operators of dirigibles carrying poison-gas 
bombs, whose aid they are ready to use at any sign of popular 
opposition. The people themselves have become equally ruthless 
— “brutality above had produced brutality below.” The farmers 
are “no longer the honest yeomanry who had filled, in the old 
time, the armies of Washington, and Jackson, and Grant, and 
Sherman , . . but their brutalized descendants — fierce serfs — 
cruel and bloodthirsty peasants.” 8 The brunt of the social strug- 


6 Ibid., pp. 119-20. 

7 Caesars Column (Chicago, 1891), p. 327. 

8 Ibid. 



69 


Chapter ii: The Folklore of Populism 

gle, however, is borne by the urban laborers, a polyglot, silent 
mass of sullen, underfed humanity. The traveler from Uganda 
learns in a conversation (documented by Donnelly with real 
articles from current magazines) that as early as 1889 many 
writers had warned against the potentialities of this state of af- 
fairs. It was not an inevitable development, but greed and 
stupidity had kept the ruling classes from heeding such prophets 
of disaster. Rapacious business methods, the bribery of voters, 
the exploitation of workers and farmers by the plutocracy, had 
gone unchecked until the end of the nineteenth century, when 
the proletariat had rebelled. The rebellion had been put down 
by the farmers, not yet completely expelled by mortgage fore- 
closures from their position as property-owners and business- 
men. Now that the farmers too are destroyed as a prop of the 
existing order, the rulers rely solely upon the bomb, the dirigi- 
ble, and a mercenary army. 

The convolutions of Donnelly’s plot, which includes two taste- 
less love stories, do little more than entitle the book to be called 
a novel, and the work is full of a kind of suppressed lascivious- 
ness that one finds often in popular writing of the period. At 
the climax of the story, the secret revolutionary organization, 
the Brotherhood of Destruction, after buying off the “Demons,” 
revolts and begins an incredible round of looting and massacre 
which may have been modeled on the French Revolutionary 
Terror but makes it seem pale and bloodless in comparison. 
Some members of the governing class are forced to build a 
pyre on which they are then burned. There is so much carnage 
that the disposal of the bodies becomes an immense sanitary 
problem. Caesar, one of the three leaders (who is himself be- 
headed in the end ) , commands that the corpses be piled up and 
covered with cement to form a gigantic pyramidal column as a 
monument to the uprising. The city is finally burned, but a sav- 
ing remnant of decent folk escapes in a dirigible to the African 
mountains, where under the guidance of an elite of intellectuals 



70 


THE AGE OF REFORM 


they form a Christian socialist state in which the Populist pro- 
gram for land, transportation, and finance becomes a reality and 
interest is illegal. 

Doubtless this fantasy was meant to say what would happen 
if the warnings of the reformers and the discontents of the peo- 
ple went unheard and unalleviated. Far more ominous, how- 
ever, than any of the vivid and hideous predictions of the book 
is the sadistic and nihilistic spirit in which it was written. It is 
perhaps a childish book, but in the middle of the twentieth cen- 
tury it seems any tiling but laughable: it affords a frightening 
glimpse into the ugly potential of frustrated popular revolt. 
When Caesars Column appeared, the reform movement in 
America had not yet made a dent upon the torments and op- 
pressions that were felt by a large portion of the people. In some 
men the situation fostered a feeling of desperation, and Don- 
nelly’s was a desperate work. It came at a moment when the 
threat of a social apocalypse seemed to many people not at all 
remote, and it remains even now a nettlesome if distinctly minor 
prophetic book. 


n. History as Conspiracy 

Both sides of Donnelly’s struggle, the Council of governing 
plutocrats and the Brotherhood of Destruction, are significantly 
portrayed as secret organizations — this despite tire fact that the 
Brotherhood has millions of members. There was something 
about the Populist imagination that loved the secret plot and 
the conspiratorial meeting. There was in fact a widespread 
Populist idea that all American history since the Civil War 
could be understood as a sustained conspiracy of the interna- 
tional money power. 

The pervasiveness of this way of looking at things may be at- 
tributed to the common feeling that farmers and workers were 
not simply oppressed but oppressed deliberately, consciously, 



71 


Chapter h; The Folklore of Populism 

continuously, and with wanton malice by "the interests / 5 It 
would of course be misleading to imply that the Populists stand 
alone in thinking of the events of their time as the results of a 
conspiracy. This kind of thinking frequently occurs when politi- 
cal and social antagonisms are sharp. Certain audiences are 
especially susceptible to it — particularly, I believe, those who 
have attained only a low level of education, whose access to in- 
formation is poor , 9 and who are so completely shut out from ac- 
cess to the centers of power that they feel themselves completely 
deprived of self-defense and subjected to unlimited manipula- 
tion by those who wield power. There are, moreover, certain 
types of popular movements of dissent that offer special oppor- 
tunities to agitators with paranoid tendencies, who are able to 
make a vocational asset out of their psychic disturbances . 1 Such 
persons have an opportunity to impose their own style of thought 
upon the movements they lead. It would of course be mislead- 
ing to imply that there are no such things as conspiracies in 
history. Anything that partakes of political strategy may need, 
for a time at least, an element of secrecy, and is thus vulnerable 
to being dubbed conspiratorial. Corruption itself has the char- 
acter of conspiracy. In this sense the Credit Mobilier was a con- 
spiracy, as was the Teapot Dome affair. If we tend to be too 
condescending to the Populists at this point, it may be necessary 
to remind ourselves that they had seen so much bribery and cor- 
ruption, particularly on the part of the railroads, that they had 
before them a convincing model of the management of affairs 
through conspiratorial behavior. Indeed, what makes conspiracy 
theories so widely acceptable is that they usually contain a germ 
of truth. But there is a great difference between locating con- 
spiracies in history and saying that history is, in effect, a con- 

9 In this respect it is worth pointing out that in later years, when facili- 
ties for realistic exposure became more adequate, popular attacks on “the 
money power” showed fewer elements of fantasy and more of reality. 

1 See, for instance, the remarks about a mysterious series of interna- 
tional assassinations with which Mary E. Lease opens her book The 
Problem of Civilization Solved (Chicago, 1895). 



72 


THE AGE OF REFORM 


spiracy, between singling out those conspiratorial acts that do 
on occasion occur and weaving a vast fabric of social explana- 
tion out of nothing but skeins of evil plots. 

When conspiracies do not exist it is necessary for those who 
think in this fashion to invent them. Among the most celebrated 
instances in modern history are the forgery of the Protocols of 
the Elders of Zion and the grandiose fabrication under Stalin s 
regime of the Trotzkyite-Bukharinite-Zinovievite center. These 
inventions were cynical. In the history of American political 
controversy there is a tradition of conspiratorial accusations 
which seem to have been sincerely believed. Jefferson appears 
really to have believed, at one time, that the Federalists were 
conspiring to re-establish monarchy. Some Federalists believed 
that the Jeffersonians were conspiring to subvert Christianity. 
The movement to annex Texas and the war with Mexico were 
alleged by many Northerners to be a slaveholders' conspiracy. 
The early Republican leaders, including Lincoln, charged that 
there was a conspiracy on the part of Stephen A. Douglas to 
make slavery a nationwide institution. Such pre-Civil War par- 
ties as the Know-Nothing and Anti-Masonic movements were 
based almost entirely upon conspiratorial ideology. The Nye 
Committee, years ago, tried to prove that our entry into the first 
World War was the work of a conspiracy of bankers and muni- 
tions-makers. And now not only our entry into the second World 
War, but the entire history of the past twenty years or so is be- 
ing given the color of conspiracy by the cranks and political 
fakirs of our own age . 2 


2 One by-product of this conspiratorial mania is the myth that the 
recognition of Russia m 1933 was the result of a plot by the New Dealers. 
Paul Boiler, Jr, in a highly amusing article, “The ‘Great Conspiracy’ of 
1933* a Study m Short Memories/’ Southwest Review , Vol XXXIX 
(Spnng, 1954), pp 97-112, shows that some of the same persons who 
have indulged m the conspiracy cry were advocates of recognition before 
1933. 

In reading the excellent study by Leo Lowenthal and Norbert Guter- 
man: Prophets of Deceit (New York, 1949), a study of recent authoritarian 
agitators, I am impressed by certain similarities m the style of thought dis- 



73 


Chapter n: The Folklore of Populism 

Nevertheless, when these qualifications have been taken into 
account, it remains true that Populist thought showed an un- 
usually strong tendency to account for relatively impersonal 
events in highly personal terms. An overwhelming sense of 
grievance does not find satisfactory expression in impersonal 
explanations, except among those with a well-developed tradi- 
tion of intellectualism. It is the city, after all, that is the home of 
intellectual complexity. The farmer lived in isolation from the 
great world in which his fate was actually decided. He was ac- 
cused of being unusually suspicious , 3 and certainly his situation, 
trying as it was, made thinking in impersonal terms difficult. 
Perhaps the rural middle-class leaders of Populism (this was a 
movement of farmers, but it was not led by farmers ) had more 
to do than the farmer himself with the cast of Populist think- 
ing. At any rate. Populist thought often carries one into a world 
in which the simple virtues and unmitigated villainies of a rural 
melodrama have been projected on a national and even an in- 
ternational scale. In Populist thought the farmer is not a 
speculating businessman, victimized by the risk economy of 
which he is a part, but rather a wounded yeoman, preyed upon 
by those who are alien to the life of folkish virtue. A villain was 


played by their subjects and that of a certain type of Populist writer repre- 
sented by Mrs. Emery, “Com” Harvey, Donnelly, and Mrs Lease. There 
seem to be certain persistent themes m popular agitation of this sort that 
transcend particular historical eras. Among the themes delmeated by Low- 
enthal and Guterman that one finds in Populist literature as well as among 
their agitators are the following: the conception of history as conspiracy; 
an obsessive concern with the fabulous enjoyments deemed to be the lot 
of the plutocrats; cynicism about the two-party system; the notion that the 
world is moving toward an immense apocalypse; the exclusive attention to 
the greed and other personal vices of bankers and other selected plutocrats, 
as opposed to a structural analysis of the social system; anti-Semitism and 
xenophobia; the appeal to the native simplicity and virtue of the folk. 
There are, of course, other themes singled out by Lowenthal and Guter- 
man that seem more peculiar to the conditions of our own time and lack 
cognates in the literature of Populism. 

3 Frederick L. Paxson: “The Agricultural Surplus: a Problem in His- 
tory,” Agricultural History , Vol. VI (April 1932), p 58; cf. the observa- 
tions of Lord Bryce m The American Commonwealth (New York, ed. 
1897), Vol. II, pp. 294-5. 




74 


THE AGE OF REFORM 


needed, marked with the unmistakable stigmata of the villains 
of melodrama, and the more remote he was from the familiar 
scene, the more plausibly his villainies could be exaggerated. 

It was not enough to say that a conspiracy of the money 
power against the common people was going on. It had been 
going on ever since the Civil War. It was not enough to say that 
it stemmed from Wall Street. It was international: it stemmed 
from Lombard Street. In his preamble to the People’s Party 
platform of 1892, a succinct, official expression of Populist views, 
Ignatius Donnelly asserted: “A vast conspiracy against man- 
kind has been organized on two continents, and it is rapidly 
taking possession of the world. If not met and overthrown at 
once it forebodes terrible social convulsions, the destruction of 
civilization, or the establishment of an absolute despotism.” A 
manifesto of 1895, signed by fifteen outstanding leaders of the 
People’s Party, declared: “As early as 1865-66 a conspiracy was 
entered into between the gold gamblers of Europe and America. 

. . . For nearly thirty years these conspirators have kept the 
people quarreling over less important matters while they have 
pursued with unrelenting zeal their one central purpose. . . . 
Every device of treachery, every resource of statecraft, and 
every artifice known to the secret cabals of the international 
gold ring are being made use of to deal a blow to the prosperity 
of the people and the financial and commercial independence 
of the country.” 4 

The financial argument behind the conspiracy theory was sim- 
ple enough. Those who owned bonds wanted to be paid not in 
a common currency but in gold, which was at a premium; those 
who lived by lending money wanted as high a premium as pos- 
sible to be put on their commodity by increasing its scarcity. 
The panics, depressions, and bankruptcies caused by their 
policies only added to their wealth; such catastrophes offered 
opportunities to engross the wealth of others through business 

4 Frank L. McVey: The Populist Movement (New York, 1896), 

pp. 201-2. 



75 


Chapter h: The Folklore of Populism 

consolidations and foreclosures. Hence the interests actually 
relished and encouraged hard times. The ' Greenbackers had 
long since popularized this argument, insisting that an adequate 
legal-tender currency would break the monopoly of the “Shy- 
locks ” Their demand for $50 of circulating medium per capita, 
still in the air when the People's Party arose, was rapidly re- 
placed by the less “radical” demand for free coinage of silver. 
But what both the Greenbackers and free-silverites held in com- 
mon was the idea that the contraction of currency was a deliber- 
ate squeeze, the result of a long-range plot of the “Anglo-Ameri- 
can Gold Trust.” Wherever one turns in the Populist literature of 
the nineties one can find this conspiracy theory expressed. It is 
in the Populist newspapers, the proceedings of the silver conven- 
tions, the immense pamphlet literature broadcast by the Ameri- 
can Bimetallic League, the Congressional debates over money; 
it is elaborated in such popular books as Mrs. S. E. V. Emery's 
Seven Financial Conspiracies which have Enslaved the Ameri- 
can People or Gordon Clark's Shyloch as Banker , Bondholder, 
Corruptionist , Conspirator . 

Mrs. Emery’s book, first published in 1887, and dedicated to 
“the enslaved people of a dying republic,” achieved great cir- 
culation, especially among the Kansas Populists. According to 
Mrs. Emery, the United States had been an economic Garden of 
Eden in the period before the Civil War. The fall of man had 
dated from the war itself, when “the money kings of Wall Street” 
determined that they could take advantage of the wartime ne- 
cessities of their fellow men by manipulating the currency. “Con- 
trolling it, they could inflate or depress the business of the 
country at pleasure, they could send the warm life current 
through the channels of trade, dispensing peace, happiness, and 
prosperity, or they could check its flow, and completely paralyze 
the industries of the country.” 6 With this great power for good 
in their hands, the Wall Street men preferred to do evil. Lin- 
coln’s war policy of issuing greenbacks presented them with 


6 Emery, op. cit, p. 13. 



76 


THE AGE OF REFORM 


the dire threat of an adequate supply of currency. So the Shy- 
locks gathered in convention and "perfected” a conspiracy to 
create a demand for their gold. 6 The remainder of the book was 
a recital of a series of seven measures passed between 1862 and 
1875 which were alleged to be a part of this continuing con- 
spiracy, the total effect of which was to contract the currency 
of the country further and further until finally it squeezed the 
industry of the country like a hoop of steel. 7 

Mrs. Emery’s rhetoric left no doubt of the sustained purpose- 
fulness of this scheme — described as "villainous robbery,” and 
as having been "secured through the most soulless strategy.” 8 
She was most explicit about the so-called "crime of 1873,” the 
demonetization of silver, giving a fairly full statement of the 
standard greenback-silverite myth concerning that event. As 
they had it, an agent of the Bank of England, Ernest Seyd by 
name, had come to the United States in 1872 with $500,000 with 
which he had bought enough support in Congress to secure the 
passage of the demonetization measure. This measure was sup- 
posed to have greatly increased the value of American four per 
cent bonds held by British capitalists by making it necessary to 
pay them in gold only. To it Mrs. Emery attributed the panic of 
1873, its bankruptcies, and its train of human disasters: "Mur- 
der, insanity, suicide, divorce, drunkenness and all forms of im- 
morality and crime have increased from that day to this in the 
most appalling ratio.” 9 

"Coin” Harvey, the author of the most popular single docu- 
ment of the whole currency controversy, Coins Financial 


6 Ibid , pp. 14-18. 

7 The measures were: the “exception clause” of 1862, the National Bank 
Act of 1863, the retirement of the greenbacks, beginning m 1866; the 
“credit-strengthening act” of March 18, 1869; the refunding of the national 
debt in 1870, the demonetization of silver m 1873; and the destruction of 
fractional paper currency m 1875. 

s Ibid , pp. 25, 43. 

9 Ibid., pp. 54-5. For a more elaborate statement of this story see 
Gordon Clark: Shylock: as Banker , Bondholder , Corruptionist , Conspirator 
(Washington, 1894), pp. 88-99. 



77 


Chapter h: The Folklore of Populism 

School , also published a novel, A Tale of Two Nations , in which 
the conspiracy theory of history was incorporated into a melo- 
dramatic tale. In this story the powerful English banker Baron 
Rothe plans to bring about the demonetization of silver in the 
United States, in part for his own aggrandizement but also to 
prevent the power of the United States from outstripping that 
of England. He persuades an American Senator (probably John 
Sherman, the bSte noire of the silverites ) to co-operate in using 
British gold in a campaign against silver. To be sure that the 
work is successful, he also sends to the United States a relative 
and ally, one Rogasner, who stalks through the story like the 
villains in the plays of Dion Boucicault, muttering to himself 
such remarks as “I am here to destroy the United States — Corn- 
wallis could not have done more. For the wrongs and insults, for 
the glory of my own country, I will bury the knife deep into 
the heart of this nation/ 51 Against the plausibly drawn back- 
ground of the corruption of the Grant administration, Rogasner 
proceeds to buy up the American Congress and suborn Ameri- 
can professors of economics to testify for gold. He also falls in 
love with a proud American beauty, but his designs on her are 
foiled because she loves a handsome young silver Congressman 
from Nebraska who bears a striking resemblance to William 
Jennings Bryan! 

One feature of the Populist conspiracy theory that has been 
generally overlooked is its frequent link with a kind of rhetorical 
anti-Semitism. The slight current of anti-Semitism that existed 
in the United States before the 1890 5 s had been associated with 
problems of money and credit. 1 2 During the closing years of the 

1 W. H. Harvey: A Tale of Two Nations (Chicago, 1894), p. 69. 

2 Anti-Semitism as a kind of rhetorical flourish seems to have had a long 
underground history m the United States. During the pamc of 1837, when 
many states defaulted on their obligations, many of which were held by 
foreigners, we find Governor McNutt of Mississippi defending the practice 
by baiting Baron Rothschild: “The blood of Judas and Shylock flows m his 
veins, and he unites the qualities of both his countrymen . . Quoted 
by George W. Edwards: The Evolution of Finance Capitalism (New York, 
1938), p. 149. Similarly we find Thaddeus Stevens assailing “the Roths- 



78 


THE AGE OF REFORM 


century it grew noticeably. 8 While the jocose and rather heavy- 
handed anti-Semitism that can be found in Henry Adams’s let- 
ters of the 1890’s shows that this prejudice existed outside 
Populist literature, it was chiefly Populist writers who expressed 
that identification of the Jew with the usurer and the “interna- 
tional gold ring” which was the central theme of the American 
anti-Semitism of the age. The omnipresent symbol of Shylock 
can hardly be taken in itself as evidence of anti-Semitism, but 
the frequent references to the House of Rothschild make it clear 
that for many sflverites the Jew was an organic part of the con- 
spiracy theory of history. Coin Harveys Baron Rothe was 
clearly meant to be Rothschild; his Rogasner (Ernest Seyd?) 
was a dark figure out of the coarsest anti-Semitic tradition. “You 
are very wise in your way,” Rogasner is told at the climax of the 
tale, “the commercial way, inbred through generations. The 
politic, scheming, devious way, inbred through generations 
also.” 4 One of the cartoons in the effectively illustrated Coin’s 
Financial School showed a map of the world dominated by the 
tentacles of an octopus at the site of the British Isles, labeled: 
“Rothschilds.” 5 In Populist demonology, anti-Semitism and An- 
glophobia went hand in hand. 

The note of anti-Semitism was often sounded openly in the 
campaign for silver. A representative of the New Jersey Grange, 
for instance, did not hesitate to warn the members of the Second 
National Silver Convention of 1892 to watch out for political 
candidates who represented “Wall Street, and the Jews of Eu- 

childs, Goldsmiths, and other large money dealers” during his early ap- 
peals for "greenbacks. See James A. Woodbum: The Life of Thaddeus 
Stevens (Indianapolis, 1913), pp. 576, 579. 

3 See Oscar Handhn: “American Views of the Jew at the Opening of the 
Twentieth Century, Publications of the American Jewish Historical So- 
ciety, no. 40 (June 1951), pp. 323-44. 

4 Harvey: A Tale of Two Nations, p. 289; cf. also p 265: “Did not our 
ancestors . . . take whatever women of whatever race most pleased their 
fancy?’ 

5 Harvey: Coin’s Financial School (Chicago, 1894), p. 124; for a nota- 
ble polemic against the Jews, see James B. Goode. The Modern Banker 
(Chicago, 1896), chapter xn. 



79 


Chapter h: The Folklore of Populism 

rope/’ 6 Mary E. Lease described Grover Cleveland as "the 
agent of Jewish bankers and British gold.” 7 Donnelly repre- 
sented the leader of the governing Council of plutocrats in 
Caesars Column , one Prince Cabano, as a powerful Jew, born 
Jacob Isaacs; one of the triumvirate who lead the Brotherhood 
of Destruction is also an exiled Russian Jew, who flees from the 
apocalyptic carnage with a hundred million dollars which he 
intends to use to "revive the ancient splendors of the Jewish 
race, in the midst of the ruins of the world.” 8 One of the more 
elaborate documents of the conspiracy school traced the power 
of the Rothschilds over America to a transaction between Hugh 
McCulloch, Secretary of the Treasury under Lincoln and John- 
son, and Baron James Rothschild. "The most direful part of this 
business between Rothschild and the United States Treasury 
was not the loss of money, even by hundreds of millions. It was 
the resignation of the country itself into the hands of England, 
as England had long been resigned into the hands of her Jews.” 9 
Such rhetoric, which became common currency in the move- 
ment, later passed beyond Populism into the larger stream of 
political protest. By the time the campaign of 1896 arrived, an 


6 Proceedings of the Second National Silver Convention (Washington, 
1892), p. 48. 

7 Mary E. Lease: The Problem of Civilization Solved , pp. 319-20, cf. 
p. 291. 

8 Donnelly, op. cit., pp. 147, 172, 331. 

9 Gordon Clark, op cit., pp. 59-60; for the linkage between anti- 
Semitism and the conspiracy theme, see pp. 2, 4, 8, 39, 55-8, 102-3, 112- 
13, 117. There was a somewhat self-conscious and apologetic note in popu- 
listic anti-Semitism. Remarking that “the aristocracy of the world is now 
almost altogether of Hebrew origin,” one of Donnelly's characters explains 
that the terrible persecutions to which the Jews had been subjected for 
centuries heightened the selective process among them, leaving “only the 
strong of body, the cunning of brain, the long-headed, the persistent . . . 
and now the Christian world is paying, m tears and blood, for the suffer- 
ings inflicted by their bigoted and ignorant ancestors upon a noble race. 
When the time came for liberty and fair play the Jew was master m the 
contest with the Gentile, who hated and feared him.” Caesars Column , 
p. 37. In another fanciful tale Donnelly made amends to the Jews by 
restormg Palestine to them and making it veiy prosperous. The Golden 
Bottle (New York and St. Paul, 1892), pp. 280-1. 



80 


THE AGE OF REFORM 


Associated Press reporter noticed as 'one of the striking things” 
about the Populist convention at St. Louis "the extraordinary 
hatred of the Jewish race. It is not possible to go into any hotel 
in the city without hearing the most bitter denunciation of the 
Jews as a class and of the particular Jews who happen to have 
prospered in the world.” 1 This report may have been somewhat 
overdone, but the identification of the silver cause with anti- 
Semitism did become close enough for Bryan to have to pause 
in the midst of his campaign to explain to the Jewish Democrats 
of Chicago that in denouncing the policies of the Rothschilds he 
and his silver friends were "not attacking a race; we are attack- 
ing greed and avarice which know no race or religion.” 2 

It would be easy to misstate the character of Populist anti- 
Semitism or to exaggerate its intensity. For Populist anti-Semi- 
tism was entirely verbal. It was a mode of expression, a rhetorical 
style, not a tactic or a program. It did not lead to exclusion laws, 
much less to riots or pogroms. There were, after all, relatively 
few Jews in the United States in the late 1880’s and early 1890’s, 
most of them remote from the areas of Populist strength. It is 
one thing, however, to say that this prejudice did not go beyond 
a certain symbolic usage, quite another to say that a people’s 
choice of symbols is of no significance. Populist anti-Semitism 
does have its importance — chiefly as a symptom of a certain 
ominous credulity in the’Populist mind. It is not too much to say 
that the Greenback-Populist tradition activated most of what 
we have of modem popular anti-Semitism in the United States. 3 

1 Quoted by Edward Flower: Anti-Semitism in the Free Silver and 
Populist Movements and the Election of 1896 , unpublished M A. thesis, 
Columbia University, 1952, p. 27; this essay is illuminating on the develop- 
ment of anti-Semitism in this period and on the reaction of some of the 
Jewish press 

2 William Jennings Bryan: The First Battle (Chicago, 1897), p. 581. 

8 1 distinguish here between popular anti-Semitism, which is hnked with 

E ohtical issues, and upper-class anti-Semitism, which is a variety of snob- 
ery. It is characteristic of the mdulgence which Populism has received on 
this count that Carey McWilliams m his A Mask for Privilege: Anti- 
Semitism in America (Boston, 1948) deals with early American anti- 
Semitism simply as an upper-class phenomenon. In his historical account 



81 


Chapter ii: The Folklore of Populism 

From Thaddeus Stevens and Coin Harvey to Father Coughlin, 
and from Brooks and Henry Adams to Ezra Pound, there has 
been a curiously persistent linkage between anti-Semitism and 
money and credit obsessions. A full history of modem anti- 
Semitism in the United States would reveal, I believe, its sub- 
stantial Populist lineage, but it may be sufficient to point out 
here that neither the informal connection between Bryan and 
the Klan in the twenties nor Thomas E. Watson's conduct in the 
Leo Frank case were altogether fortuitous. 4 And Henry Ford's 
notorious anti-Semitism of the 1920's, along with his hatred of 
“Wall Street,” were the foibles of a Michigan farm boy who had 
been liberally exposed to Populist notions. 5 


hi. The Spirit Militant 

The conspiratorial theory and the associated Anglophobic and 
Judophobic feelings were part of a larger complex of fear and 


of the rise of anti-Semitism he does not mention the Greenback-Populist 
tradition. Daniel Bell: “The Grass Roots of American Jew Hatred,” Jewish 
Frontier , Vol. XI (June 1944), pp. 15-20, is one of the few writers who 
has perceived that there is any relation between latter-day anti-Semites 
and the earlier Popuhst tradition. See also Handlm, op. cit. Arnold Rose has 
pointed out that much of American anti-Semitism is intimately hnked to 
the agrarian myth and to resentment of the ascendancy of the city. The 
Jew is made a symbol of both capitalism and urbanism, which are them- 
selves too abstract to be satisfactory objects of animosity. Commentary , 
Vol. VI (October 1948), pp. 374-78. 

4 For the latter see Woodward: Tom Watson , chapter xxiii. 

5 Keith Sward: The Legend of Henry Ford (New York, 1948), 
pp 83-4, 113-14, 119-20, 132, 143-60. Cf. especially pp. 145-6: “Ford 
could fuse the theory of Populism and the practice of capitalism easily 
enough for the reason that what he carried forward from the old platforms 
of agrarian revolt, in the mam, were the planks that were most innocent 
and least radical. Like many a greenbacker of an earlier day, the publisher 
of the Dearborn Independent was haunted by the will-o’-the-wisp of 
'money’ and the bogy of 'race/ It was these superstitions that lay at the 
very marrow of his political thinking.” For further illustration of the effects 
of the Popuhst tradition on a Mountain State Senator, see Oscar Handhn’s 
astute remarks on Senator Pat McCarran in “The Immigration Fight Has 
Only Begun,” Commentary , Vol. XIV (July 1952), pp. 3-4. 



82 


THE AGE OF REFORM 


suspicion of the stranger that haunted, and still tragically 
haunts, the nativist American mind. This feeling, though hardly 
confined to Populists and Bryanites, was none the less exhibited 
by them in a particularly virulent form. Everyone remote and 
alien was distrusted and hated — even Americans, if they hap- 
pened to be city people. The old agrarian conception of the city 
as the home of moral corruption reached a new pitch. Chicago 
was bad, New York, which housed the Wall Street bankers, was 
farther away and worse; London was still farther away and still 
worse. This traditional distrust grew stronger as the cities grew 
larger, and as they were filled with immigrant aliens. As early as 
1885 the Kansas preacher Josiah Strong had published Our 
Country , a book widely read in the West, in which the cities 
were discussed as a great problem of the future, much as though 
they were some kind of monstrous malignant growths on the 
body politic. 6 Hamlin Garland recalled that when he first visited 
Chicago, in the late 1880’s, having never seen a town larger than 
Rockford, Illinois, he naturally assumed that it swarmed with 
thieves. <e If the city is miles across,” he wondered, ‘how am I to 
get from the railway station to my hotel without being as- 
saulted?” While such extreme fears could be quieted by some 
contact with the city, others were actually confirmed — espe- 
cially when the farmers were confronted with city prices. 7 Na- 
tivist prejudices were equally aroused by immigration, for which 
urban manufacturers, with their insatiable demand for labor, 
were blamed. "We have become the world’s melting pot,” wrote 
Thomas E. Watson. "The scum of creation has been dumped on 
us. Some of our principal cities are more foreign than American. 
The most dangerous and corrupting hordes of the Old World 
have invaded us. The vice and crime which they have planted 
in our midst are sickening and terrifying. What brought these 

6 Josiah Strong: Our Country (New York, 1885), chapter x, for the im- 

pact of the city, see Arthur M. Schlesinger: The Rise of the City (New 
York, 1933). J 

7 Hamlin Garland: A Son of the Middle Border (New York, ed. 1923), 
pp. 269, 295. 



83 


Chapter ii: The Folklore of Populism 

Goths and Vandals to our shores? The manufacturers are mainly 
to blame. They wanted cheap labor: and they didn’t care a 
curse how much harm to our future might be the consequence 
of their heartless policy.” 8 

Anglo-Saxons, whether Populist or patrician, found it difficult 
to accept other peoples on terms of equality or trust. Others were 
objects to be manipulated — benevolently, it was often said, but 
none the less firmly. Mary E. Lease, that authentic voice of 
inland Populism who became famous for advising farmers to 
* raise less corn and more hell,” wrote a book in 1895 under the 
ingratiating title: The Problem of Civilization Solved , in which 
this ethnic condescension was rather ingenuously displayed. Ac- 
cording to Mrs. Lease, Europe and America stood on the brink 
of one of two immense catastrophes — a universal reign of an- 
archistic terror or the establishment of a world-wide Russian 
despotism. The only hope of averting catastrophe was, as 
she put it, “the most stupendous migration of races the world 
has ever known, and thereby relieve the congested centers of 
the world’s population of half their inhabitants and provide Free 
Homes for half of mankind.” 9 She proposed a vast reshuffling 
of peoples in which the tropics in both hemispheres be taken 
over by white planters with Negroes and Orientals as “tillers of 
the soil.” “Through all the vicissitudes of time, the Caucasian 
has arisen to the moral and intellectual supremacy of the world, 
until now this favored race is fitted for the Stewardship of the 
Earth and Emancipation from Manual Labor ” 1 This steward- 
ship, far from being an imposition on the lesser breeds without 
the law, would be an act of mercy; it would take the starved and 
miserable ryots and coolies of the world and by giving them 
management and supervision provide them with the means of 

8 Watson: Andrew Jackson , p. 326; cf. Caesars Column , p.^ 131: “The 
silly ancestors of the Americans called it ‘national development* when they 
imported millions of foreigners to take up the public lands and left nothing 
for their own children.” 

9 Lease, op. cit., p. 17. 

1 Loc. cit. 



84 


THE AGE OF REFORM 


life, as well as rescue them from paganism. Such a change they 
would "hail with joy.” 2 

The proposal for colonization under government supervision 
and with governmental subsidies was supplemented by a grand 
plan for what Mrs. Lease candidly called the partitioning of the 
world, in which the Germanic and Latin peoples would be 
united into two racial confederations, and the British and Rus- 
sian empires checked and neutralized by other powerful states. 
The role of the United States in this world was to be the head 
of the federated American republics. Canada should be annexed 
— so also Cuba, Haiti, Santo Domingo, and Hawaii. The Latin 
republics would be fertile fields for colonization by the surplus 
population of the United States — which no longer had a public 
domain to give its citizens — and the North Americans would 
import "vast swarms of Asiatics as laborers for the plantations.” 
Mrs. Lease felt that the Latins, like the Asiatics, would cer- 
tainly benefit from this and that they ought to like it. Moreover, 
they owed the United States a debt of gratitude: “We stand, and 
have stood for years, ready to extend our blood and treasure in 
defense of Latin America against European aggression. Can 
they not reciprocate by giving us the leadership on this con- 
tinent? If not, we should take it! We should follow the example 
of European nations and annex all we can and establish pro- 
tectorates wherever possible in America.” 3 

Mrs. Lease’s book, the work of a naive but imaginative mind 
driven to the pitch of its powers by an extraordinary capacity 
for suspicion, was hardly as representative or popular as Coins 
Financial School or Gsesafs Column , though its author was one 
of the indigenous products of Populist political culture. Mrs. 
Lease’s peculiar ideas of Weltpolitik , her particular views on 
tropical colonization, were not common currency in Populist 
thinking. But other assumptions in her book could be found 
among the Populists with great frequency — the smug assump- 

2 Ibid., pp. 81-2, 34, 35. 

3 Ibid., pp. 177-8. 



85 


Chapter ii: The Folklore of Populism 

tion of Anglo-Saxon superiority and benevolence, the sense of 
a need for some new area of expansion, the hatred of England, 
the fear of Russia , 4 the anxiety over the urban masses as a po- 
tential source of anarchy. 

The nationalist fervor of Mrs. Lease’s book also represents one 
side of a curiously ambiguous aspect of Popuhsm. On the sur- 
face there was a strong note of anti-militarism and anti-imperi- 
alism in the Populist movement and Bryan democracy. Populists 
were opposed to large standing armies and large naval establish- 
ments, most of them supported Bryan’s resistance to the acquisi- 
tion of the Philippines. They looked upon the military as a threat 
to democracy, upon imperialist acquisitions as gains only to 
financiers and 4 monarchists,” not to the people . 5 But what they 
chiefly objected to was institutional militarism rather than war 
itself, imperialism rather than jingoism. Under a patina of 
pacifist rhetoric they were profoundly nationalistic and belli- 
cose. What the nativist mind most resolutely opposed was not 
so much war itself as co-operation with European governments 
for any ends at all . 6 Those who have been puzzled in our own 

4 Since this was a commonplace in the nineteenth century, it would be 
too much to ascribe to Mrs. Lease any special prophetic stature. 

5 See W. H Harvey: Coin on Money , Trusts , and Imperialism (Chi- 
cago, 1900), for an expression of popular feehngs on these and other issues. 

6 The best illustration was the American bimetallist movement. It was 
only during the 1870's that the international gold standard can be said to 
have come mto existence, and it did so on the eve of the long price decline 
of the “Great Depression ” The desire of the silver mterests m various parts 
of the world, together with those groups that sought in silver a means of 
raising the general level of prices, gave rise almost from the beginning to 
bimetallic movements nearly everywhere in western Europe. Even in Eng- 
land, the commercial center and the creditor nation which did not relish 
being paid its debts m depreciated currency, there were eminent statesmen 
who favored bimetallism; and the two greatest economists of the era, 
Jevons and Marshall, considered it seriously. But everywhere except in the 
United States the bimetallic movements looked to international action as 
the method of establishing a bimetallic standard, m the United States alone 
the silver interests adhered to the possibility of unilateral action. The con- 
stant expectation that the United States would act alone to maintam the 
price of silver was an impediment to action elsewhere. From the 1870’s 
onward conservative American statesmen who sought to initiate action that 
would lead to an international bimetallic standard had been caught be- 



86 


THE AGE OF REFORM 


time by the anti-European attitudes of men like Senator Taft 
and General MacArthur, and by their alternating espousal of 
dangerously aggressive and near-pacifistic (or anti-militarist) 
policies, will find in the Populist mentality a suggestive prece- 
dent. 

The Populists distinguished between wars for humanity and 
wars of conquest. The first of these they considered legitimate, 
but naturally they had difficulty in discriminating between the 
two, and they were quite ready to be ballyhooed into a right- 
eous war, as the Cuban situation was to show. During the early 
nineteenth century popular sentiment in the United States, 
especially within the democratic camp, had been strong for the 
republican movements in Europe and Latin America. With 
the coming of the nineties and the great revulsion against the 
outside world, the emphasis was somewhat changed; where 
sympathy with oppressed and revolutionary peoples had been 
the dominant sentiment in the past, the dominant sentiment 
now seemed rather to be hatred of their governments. That 
there must always be such an opposition between peoples and 
governments the Populist mind did not like to question, and 
even the most democratic governments of Europe were per- 
sistently looked upon as though they were nothing but reaction- 
ary monarchies . 7 

After the success of Cxsars Column , Donnelly wrote another 
fantasy called The Golden Bottle , in which this antagonism had 
a vivid expression. The first part of the story need not detain us: 
it deals with the life of one Ephraim Benezet of Kansas who is 


tween the difficulty of lining up the other nations and the sharp impatience 
of domestic silver interests, which insisted with growmg asperity as the 
years went by that reluctance to go it alone was treasonable See J. B. 
Condliffe* The Commerce of Nations (New York, 1950), chapter xii, “The 
International Gold Standard”; Jeannette P. Nichols: “Silver Diplomacy,” 
Political Science Quarterly , Vol. XXXVIH (December 1933), pp. 565-88. 
On the relation between silvensm and isolationism, see Ray Allen Billing- 
ton: “The Origins of Middle Western Isolationism,” Political Science Quar- 
terly, Vol LX (March 1945), esp, pp. 50-2. 

7 See Harvey’s Coin on Money, Trusts, and Imperialism, passim . 




87 


Chapter n: The Folklore of Populism 

given a bottle that empowers him to turn iron into gold, a wind- 
fall which not surprisingly makes it possible for him to solve his 
own and the country's financial problems. Before long he is 
elected President, and after foiling a plot to kill him and check- 
ing a bankers' conspiracy to start a civil war, he delivers an 
extraordinary inaugural message. The one thing that prevents 
the American people, he tells them, from rising “to still higher 
levels of greatness and happiness" is the Old World. America is 
“united by a ligament to a corpse — Europe!" This begins an ap- 
peal to close the gates against further wretched immigrants 
from Europe who will be used by American capitalists to beat 
down the wages of American workingmen. “We could, by wise 
laws and just conditions, lift up the toilers of our own country to 
the level of the middle classes, but a vast multitude of the 
miserable of other lands clung to their skirts and dragged them 
down. Our country was the safety-valve which permitted the 
discontent of the Old World to escape. If that vent was closed, 
every throne in Europe would be blown up in twenty years. 

. . . For the people of the Old World, having to choose between 
death by starvation and resistance to tyrants, would turn upon 
their oppressors and tear them to pieces." There follows an ap- 
peal to the peoples of Europe to revolt against their rulers. The 
countries of Europe respond by declaring war, and in the 
great international conflict that follows, the United States comes 
to Europe as an invading liberator. President Benezet wins, of 
course, and frees even the Russians simply by making them 
literate. He also establishes a world government to keep the 
peace. 8 

It is no coincidence, then, that Populism and jingoism grew 
concurrently in the United States during the 1890's. The rising 

8 Ignatius Donnelly. The Golden Bottle , pp. 202 ff. ‘T would be sorry,” 
said Donnelly in his preface, “if any one should be so foolish as to argue 
that the triumph of the People's Party means a declaration of war against 
the whole world.” What concerns us here, however, is not the Populists' in- 
tentions m this sphere, which were doubtless innocent enough, but the 
emotions laid bare by Donnelly's fantasy. 



88 


THE AGE OF REFORM 


mood of intolerant nationalism was a nationwide thing, certainly 
not confined to the regions of Populist strength; but among no 
stratum of the population was it stronger than among the 
Populists. Moreover it was on jingoist issues that the Populist 
and Bryanite sections of the country, with the aid of the yellow 
press and many political leaders, achieved that rapport with 
the masses of the cities which they never succeeded in getting 
on economic issues. Even conservative politicians sensed that, 
whatever other grounds of harmony were lacking between 
themselves and the populace of the hinterland, grounds for 
unity could be found in war. 

The first, and for the Populists the preferred, enemy would 
have been England, the center of the gold power. Coins Finan- 
cial School closed with a bitter philippic against England: “If 
it is claimed we must adopt for our money the metal England 
selects, and can have no independent choice in the matter, let 
us make the test and find out if it is true. It is not American to 
give up without trying. If it is true, let us attach England to the 
United States and blot her name out from among the nations of 
the earth. A war with England would be the most popular ever 
waged on the face of the earth . . . the most just war ever 
waged by man.” 9 Some leaders of the Republican Party, which 
had attempted to appease the powerful silver sentiment in 1890 
by passing the Sherman Silver Purchase Act, made a strategic 
move in the troubled year of 1894 to capture Western sentiment. 
On May 2 there opened in London an unofficial bimetallic con- 
ference in which American bimetallists were represented by 
Brooks Adams and Senator Wolcott of Colorado; fifteen promi- 
nent Senators, including outstanding Republicans, cabled their 
endorsement of international bimetallism. Senator Lodge pro- 
posed in the Senate to blackmail Britain by passing a discrimi- 
natory tariff against her if she did not consent to a bimetallic 


Coin s Financial School , pp. 131-2, 



89 


Chapter h: The Folklore of Populism 

plan, a scheme nicely calculated to hold in line some of the 
Western silverite jingoes and Anglophobes . 1 

This proposal was defeated by the Cleveland Democrats, but 
the Democratic Party’s turn to make capital out of jingo senti- 
ment came the next year with the excessively belligerent con- 
duct of the Venezuela affair, one of the few really popular 
moves of the Cleveland administration . 2 A west-coast newspaper 
spoke for many Americans when it said: “We are at the mercy of 
England, as far as our finances go, and [war] is our only way 
out .” 3 “War would be a good thing even if we got whipped,” 
declared the silver Senator from Nevada, William M. Stewart, 
“for it would rid us of English bank rule ” 4 And a Congressman 
from a strong Populist state wrote to congratulate Secretary of 
State Olney for having spiked the guns of Populism and anarch- 
ism with his vigorous diplomacy . 5 Olney was also urged by the 
American consul in Havana to identify the administration and 
the sound-money Democrats with a strong policy of mediation 
or intervention in the war in Cuba; it would either get credit for 
stopping the atrocities, for buying Cuba, if that was the out- 
come, or for “fighting a successful war, if war there be. In the 
latter case, the enthusiasm, the applications for service, the em- 
ployment of many of the unemployed, might do much towards 
directing the minds of the people from imaginary ills, the relief 
of which is erroneously supposed to be reached by Tree Sil- 
ver. 6 

When the Venezuela matter was settled, the attention of 
jingoes turned toward Cuba. The situation of the oppressed 

1 Nevins, op cit., pp. 608-9. 

2 On domestic pressures behind this incident, see Nelson M. Blake: 
“Background of Cleveland's Venezuela Pokey,” American Historical Re- 
view, Vol. XLVII (January 1942), pp. 259-77. 

3 James A. Barnes: John G. Carlisle (New York, 1931), p. 410. 

4 Nevins, op. cit., p. 641. 

5 Alfred Vagts: Deutschland und die Vereinigten Staaten in der Welt- 
politik (New York, 1935), Vol. I, p. 511. 

6 Ibid., Vol. II, p. 1266 n. 



90 


THE AGE OF REFORM 


Cubans was one with which the Populist elements in the country 
could readily identify themselves, and they added their voice 
to the general cry throughout the country for an active policy 
of intervention. After the defeat of Bryan, popular frustration 
in the silver areas, blocked on domestic issues, seemed to find 
expression in the Cuban question. Here at last was a point at 
which the goldbugs could be vanquished. Neither the big busi- 
ness and banking community nor the Cleveland and McKinley 
administrations had much sympathy with the crusading fever 
that pervaded the country at large, and there were bitter mutual 
recriminations between conservative and Populist papers. Wall 
Street was accused of a characteristic indifference to the inter- 
ests of humanity; the Populists in return were charged with 
favoring war as a cover under which they could smuggle in an 
inflationary policy. One thing seems clear: "most of the leading 
Congressional backers of intervention in Cuba represented 
southern and western states where Populism and silver were 
strongest” 7 And it appears that one of the reasons why Mc- 
Kinley was advised by many influential Republicans to yield to 
the popular demand for war was the common fear, still mean- 
ingful in 1898, that the Democrats would go into the next presi- 
dential election with the irresistible slogan of Free Silver and 
Free Cuba as its battle cry. 8 Jingoism was confined to no class, 
section, or party; but the Populist areas stood in the vanguard, 
and their pressure went far to bring about a needless war. When 
the war was over, the economic and emotional climate in which 
their movement had grown no longer existed, and their forces 
were scattered and confused. A majority of them, after favoring 
war, attempted honorably to spurn the fruits of war by taking 
up the cause of anti-imperialism. Thomas E. Watson, one of the 
few Populists who had consistently opposed the war, later in- 

7 J. E. Wisan: The Cuban Crisis as Reflected in the New York Press 
(New York, 1934), p. 455, for the relation of this crisis to the public tem- 
per of the nineties, see Richard Hofstadter: "Manifest Destiny and the 
Philippines,” m Daniel Aaron, ed.: America in Crisis (New York, 1952). 

8 Vagts, op. cit., Vol. II, p. 1308 n. 



91 


Chapter n: The Folklore of Populism 

sisted that “The Spanish War finished us. The blare of the bugle 
drowned the voice of the reformer/' 9 The cause of reform was, 
in fact, too resilient to be permanently crushed by a short war; 
but, for the moment, Free Cuba had displaced Free Silver in 
public interest, and when reform raised its head again, it had 
a new face. 

As we review these aspects of Populist emotion, an odd paral- 
lel obtrudes itself. Where else in American thought during this 
period do we find this militancy and nationalism, these apoca- 
lyptic forebodings and drafts of world-political strategies, this 
hatred of big businessmen, bankers, and trusts, these fears of 
immigrants and urban workmen, even this occasional toying 
with anti-Semitic rhetoric? We find them, curiously enough, 
most conspicuous among a group of men who are in all obvious 
respects the antithesis of the Populists. During the late 1880’s 
and the Ws there emerged in the eastern United States a small 
imperialist elite representing, in general, the same type that had 
once been Mugwumps, whose spokesmen were such solid and 
respectable gentlemen as Henry and Brooks Adams, Theodore 
Roosevelt, Henry Cabot Lodge, John Hay, and Albert J. Bever- 
idge. While the silverites were raging openly and earnestly 
against the bankers and the Jews, Brooks and Henry Adams 
were expressing in their sardonic and morosely cynical private 
correspondence the same feelings, and acknowledging with 
bemused irony their kinship at this point with the mob. While 
Populist Congressmen and newspapers called for war with 
England or Spain, Roosevelt and Lodge did the same, and 
while Mrs. Lease projected her grandiose schemes of world 
partition and tropical colonization, men like Roosevelt, Lodge, 
Beveridge, and Mahan projected more realistic plans for the 
conquest of markets and the annexation of territory. While 
Populist readers were pondering over Donnelly’s apocalyptic 
fantasies, Brooks and Henry Adams were also bemoaning the 
approaching end of their type of civilization, and even the 


9 Woodward: Tom Watson, p. 334. 



92 


THE AGE OF REFORM 


characteristically optimistic T. R. could share at moments in 
"Brooks Adams’ gloomiest anticipations of our gold-ridden, 
capitalist-bestridden, usurer-mastered future.” Not long after 
Mrs. Lease wrote that "we need a Napoleon in the industrial 
world who, by agitation and education, will lead the people to 
a realizing sense of their condition and the remedies,” 1 Roose- 
velt and Brooks Adams talked about the threat of the eight-hour 
movement and the danger that the country would be "enslaved” 
by the organizers of the trusts, and played with the idea that 
Roosevelt might eventually lead "some great outburst of the 
emotional classes which should at least temporarily crush the 
Economic Man.” 2 

Not only were the gentlemen of this imperialist elite better 
read and better fed than the Populists, but they despised them. 
This strange convergence of unlike social elements on similar 
ideas has its explanation, I believe, in this: both the imperialist 
elite and the Populists had been bypassed and humiliated by the 
advance of industrialism, and both were rebelling against the 
domination of the country by industrial and financial capitalists. 
The gentlemen wanted the power and status they felt due them. 


1 Lease, op. cit., p. 7. Thomas E. Watson wrote m 1902 a lengthy 
biography: Napoleon a Sketch of His Life, Character, Struggles, and 
Achievements, in which Napoleon, “the moneyless lad from despised Cor- 
sica, who stormed the high places of the world, and by his own colossal 
strength of character, genius, and industry took them,” is calmly described 
as “the great Democratic despot” Elsewhere Watson wrote: “There 
is not a railway king of the present day, not a single self-made man who 
has risen from the ranks to become chief m the vast movement of capital 
and labor, who will not recognize m Napoleon traits of his own character; 
the same unflagging purpose, tireless persistence, silent plotting, pitiless 
rush to victory . . — which caused Watson's biographer to ask what a 
Populist was doing celebrating the virtues of railroad kings and erecting 
an image of capitalist acquisitiveness for his people to worship. “Could it 
be that the Israelites worshipped the same gods as the Philistines' 3 Could it 
be that the only quarrel between the two camps was over a smgular dis- 
parity m the favors won?” Woodward, op. cit , pp. 340-2. 

2 Matthew Josephson- The President Makers (New York, 1940), p. 98. 

See the first three chapters of Josephson’s volume for a penetrating account 
of the imperialist ehte. Daniel Aaron has an illuminating analysis of Brooks 
Adams m his Men of Good Hope (New York, 1951). 



93 


Chapter h: The Folklore of Populism 

which had been taken away from their class and type by the 
arriviste manufacturers and railroaders and the all-too-potent 
banking houses. The Populists wanted a restoration of agrarian 
profits and popular government. Both elements found them- 
selves impotent and deprived in an industrial culture and 
balked by a common enemy. On innumerable matters they dis- 
agreed, but both were strongly nationalistic, and amid the des- 
pairs and anxieties of the nineties both became ready for war 
if that would unseat or even embarrass the moneyed powers, or 
better still if it would topple the established political structure 
and open new opportunities for the leaders of disinherited farm- 
ers or for ambitious gentlemen. But if there seems to be in this 
situation any suggestion of a forerunner or analogue of modern 
authoritarian movements, it should by no means be exaggerated. 
The age was more innocent and more fortunate than ours, and 
by comparison with the grimmer realities of the twentieth cen- 
tury many of the events of the nineties take on a comic-opera 
quality. What came in the end was only a small war and a quick 
victory; when the farmers and the gentlemen finally did coalesce 
in politics, they produced only the genial reforms of Progressiv- 
ism; and the man on the white horse turned out to be just a 
graduate of the Harvard boxing squad, equipped with an im- 
mense bag of platitudes, and quite willing to play the demo- 
cratic game. 



((( 94 ))) 


CHAPTER III 

FROM PATHOS TO PARITY 


i. Success through Failure 

A 

aTjx. paradox pervades modern interpretations of the agrarian 
revolt of the nineties. On one hand the failure of the revolt has 
been described again and again as the final defeat of the Ameri- 
can farmer. John Hicks, in his history of the movement, speaks 
of the Populists as having begun “the last phase of a long "and 
perhaps a losing struggle — the struggle to save agricultural 
America from the devouring jaws of industrial America/' while 
another historian calls Populism “the last united stand of the 
country's agricultural interest . . . the final attempt made by 
the farmers of the land to beat back an industrial civilization 
whose forces had all but vanquished them already .” 1 On the 
other hand, it has been equally common to enumerate, as evi- 
dence of the long-range power of Populism, the substantial list 
of once derided Populist proposals that were enacted within 
less than twenty years after the defeat of Bryan, and to assign to 
the agrarian agitations of the Populist era an important influ- 
ence on the golden age of Progressive reform . 2 How can a move- 
ment whose program was in the long run so generally successful 
be identified with such a final and disastrous defeat for the class 
it was supposed to represent? 

1 The Populist Revolt , p. 237; Louis Hacker in Hacker and Kendrick: 
The United States since 1865 (New York, ed. 1949), p. 253. For a similar 
view see Woodward: Tom Watson , p. 330. 

2 Hicks: The Populist Revolt, chapter xv; Hacker and Kendrick, op. cit., 
pp. 257, 352-3. 



95 


Chapter m: From Pathos to Parity 

There is something valid in both these views. Populism and 
Bryanism were the last attempt to incorporate what I have 
called the “soft” side of the farmer’s dual character into a na- 
tional mass movement. But the further conclusion that the 
eclipse of this sort of reform represents the total and final defeat 
of agriculture is no more than the modem liberal’s obeisance to 
the pathos of agrarian rhetoric. After the defeat of Populism 
and Bryanism and the failure of the agrarian catchwords, the 
"hard” side of the farmers’ movements, based upon the com- 
mercial realities of agriculture, developed more forcefully and 
prosperously than ever. It was during the twenty years after 
McKonley routed Bryan that American agriculture enjoyed its 
greatest prosperity under modem peacetime conditions, prior to 
1945-55; and it was the same twenty years that saw agriculture 
make the greatest gains it had ever made in the sphere of na- 
tional legislation. 

The failure of a political movement based upon the old 
phrases of agrarian ideology must not be identified with the fail- 
ure of commercial agriculture as an economic interest. Certainly 
no one would maintain that even a victory for Bryan in 1896 
could have seriously delayed the industrialization of the country 
and the relative shrinkage of the rural farm population. But it can 
be said that the Populist movement, despite its defeat, activated 
a stream of agrarian organization and protest that subsequently 
carried point after point. Before these victories could be won it 
was necessary that both the market situation of agriculture and 
the political climate of the country should change. The attempt 
to make agrarianism into a mass movement based upon third- 
party ideological politics also had to be supplanted by the mod- 
em methods of pressure politics and lobbying within the frame- 
work of the existing party system. Populism was the expression 
of a transitional stage in the development of our agrarian poli- 
tics: while it reasserted for the last time some old ways of 
thought, it was also a harbinger of the new. American agricul- 
tural leaders were spurred by its achievements and educated by 



96 


THE AGE OF REFORM 


its failures. Far from being the final defeat of the farmer, it was 
the first uncertain step in the development of effective agrarian 
organization. 

Agrarian organization in the United States has veered 
back and forth between two kinds of programs: those based 
primarily upon local and regional problems and carried out 
chiefly through nonpartisan action, and those based upon 
broader and more comprehensive goals and tending toward 
third-party action. The Granger movement of the 1870’s had 
emphasized action within the states, and only in 1875 and 1876, 
when it was already declining in numbers and prestige, did it 
hesitantly reach out toward national legislation. 3 The various 
Farmers’ Alliances, which mark the beginnings of the Populist 
Party, also began as business, educational, and social organiza- 
tions, often quite explicitly nonpartisan. Unlike the Granges, 
they moved rapidly and decisively toward political action, and 
as farmers flocked into the Alliance movement in the late 1880’s, 
the possibility of third-party action became more and more real. 
After an imposing original success in the state and Congres- 
sional elections of 1890, the Populists proceeded with much 
enthusiasm to organize for the presidential election of 1892. In 
the South the Alliancemen had worked chiefly through the 
Democratic Party; but the nomination of Grover Cleveland by 
the Democrats in 1892, which showed that both major parties 
were in the hands of conservatives unsympathetic to the farmers, 
clinched the drive for a nationwide third-party movement. 

The move toward third-party politics seems to have been a 
realistic way of dramatizing the aims of the Alliancemen. The 
forces they were fighting, the problems they were trying to 
solve, were too powerful, too complex for any agency weaker 
or less inclusive than the federal government, and the two major 
parties had been discouragingly indifferent to their demands. 
The agrarian myth, which taught them that any government 


3 Solon J. Buck: The Granger Movement (Cambridge, 1933), p. 122. 



97 


Chapter m: From Fathos to Parity 

was a failure that did not foster the interests of the agricultural 
class, liberated the farm leaders from allegiance to the prevail- 
ing notions of laissez faire and left them without inhibitions 
about advocating whatever federal measure seemed likely to 
aid the farmers, whether it was government ownership of trans- 
portation or government warehousing. 

But third-party leaders in the United States must look for 
success in terms different from those that apply to the major 
parties, for in those terms third parties always fail. No third 
party has ever won possession of the government or replaced 
one of the major parties. (Even the Republican Party came into 
existence as a new major party, created out of sections of the 
old ones, not as a third party grown to major-party strength.) 
Third parties have often played an important role in our politics, 
but it is different in kind from the role of the governing parties . 4 
Major parties have lived more for patronage than for principles; 
their goal has been to bind together a sufficiently large coalition 
of diverse interests to get into power; and once in power, to ar- 
range sufficiently satisfactory compromises of interests to remain 
there. Minor parties have been attached to some special idea 
or interest, and they have generally expressed their positions 
through firm and identifiable programs and principles. Their 
function has not been to win or govern, but to agitate, educate, 
generate new ideas, and supply the dynamic element in our 
political life. When a third party’s demands become popular 
enough, they are appropriated by one or both of the major 
parties and the third party disappears. Third parties are like 
bees: once they have stung, they die. 

If third parties are judged by the adoption of their principles, 
their history records some notable successes. Even the obscure 

4 See the astute essay by John D. Hicks: “The Third Party Tradition in 
American Politics,” Mississippi Valley Historical Review , Vol. XX (June 
1933), pp. 3-28; cf. also Arthur N. Holcombe: The Political Parties of To- 
day (New York, 1924), chapter xi, on the types of minor parties, see Ar- 
thur M. Schlesmger: The American as Reformer (Cambndge, 1950), 
pp. 54 ff 



98 


THE AGE OF REFORM 


Anti-Masonic Party brought the national convention into our 
political system in place of the party caucus. The Liberty and 
Free-Soil parties of the pre-Civil War era were notoriously suc- 
cessful in forcing the slavery issue into the center of politics. 
The moral and intellectual leverage exerted by the Socialist 
Party and Socialist ideas m the Progressive era has never been 
sufficiently recognized. The People’s — or Populist — Party is a 
striking case of the exertion of broad influence by a relatively 
small force through third-party action. 

If third-party leaders always accepted the premise that third 
parties are destined to this peculiar kind of failure-in-success, 
they might not have the courage and initiative to start their 
crusades. What the founders of the People’s Party thought they 
were trying to do is not altogether clear, but they seem to have 
been misled by the early local successes of the movement and 
by the more than one million votes cast for General Weaver in 
the presidential election of 1892 into believing that they had 
a major-party future. What most impresses the historian, how- 
ever, is the negligible chance they had to replace a major party. 
In 1892 General Weaver had 8.5 per cent of the total vote — and 
it may help to gauge the dimensions of his support if we remem- 
ber that this was much closer, say, to Debs’s 5.9 per cent in 1912 
than it was to La Follette’s 16.6 per cent in 1924. The sharp sec- 
tional confinement of Populist support is also worth noting. 
Weaver was strong in a few plains and mountain states and a 
half-dozen states of the South. But throughout a great range of 
states which controlled over 55 per cent of the electoral college, 
including, in the West, Iowa, Wisconsin, and Illinois, and rang- 
ing eastward through all the Middle Atlantic and New England 
states and southward to Virginia, the Populist Party was almost 
invisible, receiving everywhere less than 5 per cent of the total 
vote. There were only nine states, several of them sparsely 
populated, in which Weaver got the vote of more than one third 
of the electorate. Plainly the Populists had shown strength 
enough to influence the local character of the major parties in 



Chaptek m: From Pathos to Parity 99 

several states, or to form a small bloc in the Senate, but little 
more. 

These limitations upon the appeal of the People’s Party are 
not hard to understand. As a third-party movement, it was con- 
fined to the areas of the most acute agricultural discontent 
where one-crop cash staple farming, heavily dependent upon 
the export market, was found in combination with exceptional 
transportation problems or a high rate of mortgaged indebted- 
ness. It was feeble everywhere else, except in the thinly popu- 
lated mountain states. The middle classes, which often took 
seriously the hysterical literature describing the Populists as 
anarchists or socialists, either ridiculed or feared them. Work- 
ingmen did not vote consciously as a class; and between the 
Knights of Labor, which was dying, and the American Federa- 
tion of Labor, which was in its infancy, there was hardly a labor 
movement to speak of. 5 Eastern farmers who had acute prob- 
lems and discontents of their own, looked upon Western farm- 
ers as competitors and enemies, and realized that the Populist 
proposals were not designed to meet their needs. 6 But what was 
perhaps most decisive in the sectional confinement of Populism 
was its failure to gain a following in the farm-belt states of the 
old Northwest that only ten or fifteen years before had been 
leading centers of disaffection. By 1892, states like Iowa, Illinois, 
and Wisconsin had long since passed the period of their most 


5 The experience of Illinois suggested that when labor became class- 
conscious enough to play an independent pohtical role, it tended toward 
collectivist programs that were incompatible with the usual Populist out- 
look. Cf. Chester McA. Destler: American Radicalism , 1865—1901 (New 
London, 1946), chapters viii, ix, xi. Cf. Daniel M. Feins: Labors Role in 
the Populist Movement, 1890-96, unpublished M.A. thesis, Columbia Uni- 
versity, 1939. 

6 Lee Benson: The New York Farmers' Rejection of Populism: the Back- 
ground, unpubhshed M A. thesis, Columbia University, 1948. American 
farmers had much m common ideologically, but such was the heterogeneity 
of American agriculture that then concrete interests often conflicted 
head-on. For an account of some of these differences see Herman C. 
Nixon: "The Cleavage withm the Farmers' Alliance Movement," Missis- 
sippi Valley Historical Review, Vol. XV (June 1928), pp. 22-33. 



100 


THE AGE OF REFORM 


intense speculative development; they had reckoned with their 
railroads and middlemen during the Granger era, and their 
grievances were much less acute than those in the regions far- 
ther west. Above all, the prosperous and ready-cash industry of 
dairying and the more stable corn-hog complex — neither of 
which was as dependent upon exports and the world market as 
wheat or cotton — had replaced wheat in a great many areas. 7 
A substantial local urban market had grown up in these states, 
and agriculture generally was more prosperous. Not only did 
Weaver lose these states in 1892, but even Bryan, running 
under a major-party label during a severe depression four years 
later, lost Illinois, Iowa, Minnesota, and Wisconsin, and with 
them enough electoral support to lose the election. In these 
states the steady advance of the cow and the hog had done at 
least as much as Mark Hanna's slush fund to temper the force 
of the agrarian crusade. 

In the Congressional and state elections of 1894 the Populists 
reached their maximum strength, but there was evidence that 
the movement had already passed its peak as a third-party force. 
While the two major parties were both still nationally controlled 
by conservatives, they were flexible enough at the local level, in 

7 There was in fact an almost direct relation m the West between the 
prevalence of the wheat crop and the centers of third-party action. For an 
excellent account of the stabilizing effects of diversification and the de- 
velopment of dairying and corn-hog farming, see Chester McA Destler: 
“Agricultural Readjustment and Agrarian Unrest m Illinois, 1880-1896, 1 ” 
Agricultural History , Vol. XXI (April 1947), pp. 104-16. See Benton H. 
Wilcox: “An Historical Definition of Northwestern Radicalism,” Mississippi 
Valley Historical Review , Vol. XXVI (December 1939), pp. 377-94 and 
the same author's A Reconsideration of the Character and Economic Basis 
of Northwestern Radicalism , unpublished Ph.D. dissertation, University of 
Wisconsin, 1933, pp. 56-8 and passim for an illuminating discussion of 
Northwestern regional differentiation Clyde O. Ruggles: “The Economic 
Basis of the Greenback Movement m Iowa and Wisconsin,” Mississippi 
Valley Historical Association Proceedings , Vol VI (1912-13), pp. 142-65, 
es P PP* 154-7, shows how the development of diversification and dairying 
had m earlier years cramped the support of Greenbackism as later it was 
to do to Populism. For the situation in prosperous Iowa see Herman C. 
Nixon: “The Populist Movement m Iowa,” Iowa Journal of History and 
Politics , Vol. XXIV (January 1926), esp. pp. 3-45, 68—70, 99-100, 103-7. 



101 


Chapter hi: From Pathos to Parity 

areas where Populists were strong, to head off the movement 
In Kansas, where the Populist victory in 1892 had been decisive 
enough for solid control of the legislature, the Populists had 
been lured by the Republicans into a futile “legislative war” 
and had failed to enact any important legislation. 8 Experience 
elsewhere — in Minnesota, for example, and Nebraska — made it 
clear that where die Populists had programs designed to cope 
with major local grievances of the farmers, their issues were 
either appropriated by the major parties in sufficient measure to 
drain off their strength or incorporated by the Populists in faulty 
legislation that did not stand the test of the hostile conservative 
courts. 9 In the South the Negro question was used effectively to 
divert attention from reform. Populists were driven, after 1893, 
to look more searchingly for a general issue that would give 
them a broad national appeal, unite their sectional fragments, 
and constitute a challenge to the relatively inflexible national 
leadership of the major parties. 

Here it is necessary to consider the nature of Populist leader- 
ship. Farmers had never drawn their political leaders from their 
own ranks, but rather from a ragged elite of professional men, 
rural editors, third-party veterans, and professional reformers— 
men who had had much experience in agitation but little or no 
experience with responsibility or power. 1 It is significant that 


8 Elizabeth N, Barr, in William E. Connelley: A Standard History of 
Kansas and Kansans , Vol II (Chicago, 1918), pp. 1167 £F 

9 Hicks. The Populist Revolt , chapter x; on the situation in Minnesota 
see Hicks : “The People's Party m Minnesota," Minnesota History Bulletin , 
Vol. V (November 1924), pp. 547 ff. 

1 Even Iowa, with its substantial farmers, sent to Congress between 
1844 and 1938 only 15 farmers out of a total of 419 elected Congressmen. 
Other representatives were from the professions (309 were lawyers) and 
business Of the 15 farmers, 12 were elected between 1844 and 1890 and 
3 between 1932 and 1938 — not one during the years from 1890 to 1932. 
Johnstone: “Old Ideals versus New Ideas,” pp. 156-7. On the problem of 
leadership see also Hicks: The Populist Revolt , pp. 151-2. 

An exploration of the Donnelly papers suggests that in the organization 
of the Alliance m Minnesota the rural middle class played a crucial part. 
Farmers were too busy to be available for lecturing or organizing, but men 
whose farming was overshadowed by their other business interests — small 



102 


THE AGE OF REFORM 


the leadership of this “radical” movement included a surpris- 
ingly large number of old men bom in the Jackson era, gray- 
haired veterans of innumerable Granger, Greenback, and anti- 
monopoly campaigns. Many, like General Weaver, were men 
with a deep passion for justice; some were cranks or careerists 
who had failed to find a place for themselves within the estab- 
lished political machines. Many had been subsisting for long 
years upon a monotonous diet of failure, and to them it ap- 
peared that with the crisis of the nineties the time had at last 
come for one of the third-party movements to succeed. They 
hungered for success as major-party leaders knew it, and this 
left them open to temptation: they could, without too much dif- 
ficulty, be persuaded to give up a large part of their program if 
they felt that this was the way to win. 

The Populist leaders, moreover, had been confronted all along 
with a besetting weakness that was hardly any fault of their 
own: lack of funds. It has been too little understood that be- 
cause of the small sums of money available to the Populists their 
movement was almost from the beginning — and out of necessity, 
not out of corruption — for sale cheap. It found its takers in the 
silver interests. Farmers, it should be remembered, were often 
generous with enthusiasm but could rarely afford to be generous 
with cash. It was difficult to get many poverty-ridden farmers to 
part, literally, with a nickel, and the Farmers’ Alliance, the 
Peoples Party, the innumerable little newspapers that were the 
organs of the movement, were all shoestring operations. For in- 
stance, the treasurer s report of the Alliance for 1890 — a year 
when the organization claimed more than one million affili- 
ated farmers — showed receipts from membership fees of only 

merchants who sold to farmers and were dependent upon their prosperity, 
for instance — were able to undertake such tasks. For them it was possible 
to combine the functions of agitation and salesmanship. This need of the 
movement for leaders also gave an opportunity for country cranks to find a 
pleasant vocational outlet for their notions. For this reason one cannot al- 
ways be sure to what extent the more extreme manifestations of Populist 
thinking were representative of the farmers themselves rather than of such 
rural agitators. 



103 


Chapter hi: From Pathos to Parity 

$11,231. At five cents each the membership should have been 
able to provide $50,000! 2 When the Populists of Iowa were en- 
gaged in their state campaign of 1895, repeated pleas for cam- 
paign funds had to be supplemented by a five-cent assessment — 
which yielded $317. 3 Sometimes substantial farmers were will- 
ing and eager to help but almost completely unable to do so 
because they were land-poor. One of them wrote to Ignatius 
Donnelly: "The . . . effort I have made for existence since 
August 29, 1881 places me in a position unable to advance a dol- 
lar for the most Riteous Cause on earth. Onely upon one condi- 
tion, and that is if you can send me a man who will put up $35. 
per acre for 240 acres ($8400) with crops. I will advance $800. 
... I not onely will advance this 800 but will put on the har- 
ness and work till victory is ours.” 4 The meager amounts with 
which political campaigns were conducted in the early days of 
the Populist Party were indeed pathetic. Some of its leaders be- 
lieved in 1891 that they could elect their entire state ticket in 
Kentucky if they had a few thousand dollars to spend. 5 By early 
August of the following year they had collected only $400 for 
their state ticket in Minnesota, though pledged sums uncollected 
were far greater. 6 In 1892 they were hoping to raise $2,000 for 
their campaign in the three states of Arkansas, Georgia, and 
Florida. 7 

Between 1889 and 1893, three things happened that gave an 
immense impetus to the silver movement. In 1889-90 six new 

2 Orville M. Kile: The Farm Bureau Movement (New York, 1921), 

p. 28. 

3 Nixon: “The Populist Movement in Iowa,” p. 81; cf. the lament re- 
coided on p. 82. 

4 A. L D. Austin to Ignatius Donnelly, June 19, 1896, Donnelly Papers. 

6 H. E. Taubeneck to Donnelly, July 2, 1891. 

6 Donnelly to K. Halvorson, August 5, 1892. 

7 Taubeneck to Donnelly, July 27, August 4, 1892 The same difficulty 
had attended the organization of the Alliance itself. “The most serious ob- 
struction m my way of organizing Alliances is the absence of the fifty 
cents,” wrote one organizer to Donnelly. Another: “. . . m some places 
money was so scarce it was hard to get 7 men who had 50 cents each.” 
A farmer wrote: “We farmers are poor but I think we can surely con- 



104 


THE AGE OF REFORM 


Western states with strong silver movements — Idaho, Montana, 
North Dakota, South Dakota, Washington, and Wyoming — 
were admitted to the Union, expanding considerably the silver 
bloc in the Senate. In 1893 the depression broke, bringing hard 
times to many regions that had been spared some of the worst 
consequences of the price decline, and arousing interest in old 
panaceas. In the same year the federal fiscal crisis and the repeal 
of the Sherman Silver Purchase Act at the instance of Grover 
Cleveland further angered the silver inflationists and spurred 
the silver-mining interests of the West to action. 

Free coinage of silver was not distinctively a People’s Party 
idea, nor was it considered one of the more "radical” planks in 
the People’s Party program. The Kansas Republicans, for in- 
stance, had regularly included free silver in their platforms for 
years, and there was a large silver bloc in both major parties in 
Congress. Almost half the Democrats in the Plouse of Repre- 
sentatives had voted for an unsuccessful free-coinage amend- 
ment to the bill repealing die Silver Purchase Act. Gold mono- 
metallism, after all, had been American policy only since the 
1870’s, and it was still possible in the early 1890’s for a man to 
stand for free silver as a return to an old policy rather than as a 
drastic innovation. Free silver inherited the old banners of 
American monetary inflationism that had been kept waving 
since the Civil War by the Greenbackers. And while free silver 
has been much ridiculed, and rightly so, as the single cure-all 
of the popular thought of the nineties, it is worth remembering 
that from the debtor’s standpoint silver inflation, however in- 
adequate, was not a totally unfitting expedient. 

To the most steadfast Populist radicals, however — among 
them men like Henry Demarest Lloyd, who hoped to make of 
Populism the first step in an American social-democratic move- 

tribute 10$ apiece.” Letters to Donnelly, June 10, 11, 1890, July 18, 1891. 
The Donnelly Papers are full of such evidence. Unable to provide Alliance 
lecturers with salaries, the leaders tried to meet the problem by giving 
them a sales agency for hail and crop insurance. In Mmnesota this precipi- 
tated a fight over the control of such insurance companies. 




105 


Chapter hi: From Pathos to Parity 

ment — free silver was a snare and a delusion. The original 
Populist program had embraced a number of reforms aimed to 
meet the central problems of land, transportation, and finance; 
those who stood for this balanced platform, with its demand for 
government ownership of communications and government aid 
to farm credits, felt that free silver was a dangerous obsession 
that threatened to distract attention from the full scope of the 
reform movement. 8 The majority, however, of the "practical,” 
success-hungry leaders of the People’s Party, like General Weaver 
and its permanent national chairman, Herman Taubeneck of 
Illinois, saw in free silver the one issue by which the third-party 
movement could broaden its base among the electorate. The 
party became a battleground between a minority who wished 
to adhere to the original and "pure” Populist program, including 
those planks that were considered ultraradical and collectivist, 
and a majority who hoped to succeed through silver. 

In making their decision to go all the way with silver, the 
leaders gambled everything on one premise: that neither the 
Republican Party of Mark Hanna nor the Democratic Party of 
Grover Cleveland would accept free silver by 1896. In this case 
it seemed reasonably certain that the large silver factions in 
both parties would bolt (as indeed the silver Republicans did). 
Then, it was expected, all the silver forces would unite in a new 
party, which would actually have the stature of a major party 
and in which the People’s Party leaders would certainly play a 
major role. These leaders were trying, in short, to build the 
silver issue into a bridge that would connect them with the 
silver forces in the major parties. They did succeed in building 
the bridge, but as it turned out, the traffic that crossed it moved 
in the opposite direction from what they had hoped. 

It was at this point that the role of the organized silver move- 
ment became crucial. No history of this movement has been 
written, and everything said about it here is based upon frag- 
mentary evidence; but there is reason to believe that it turned 

8 Cf. Miller: The Populist Party in Kansas , pp. 144-7, 162. 



106 


THE AGE OF REFORM 


out one of the best promotional jobs in our history. It did not 
have lavish funds at its disposal, even by the standards of the 
time. But it had the only substantial funds among the forces of 
dissent, and it used them to great effect. It subsidized editors, 
politicians, and pamphleteers; it organized annual silver conven- 
tions in several states of the Union; and through such agencies 
as the American Bimetallic League it spread everywhere among 
receptive audiences the notion that all the country’s basic ills 
could be cured by the single expedient of free coinage of silver. 

The problem confronting the People’s Party leaders was 
whether to fight this effort of the silver forces to impose a single 
issue upon the reform movement or to go along with it and join 
the silver chorus. To accept silver meant to soft-pedal the other 
issues, not only because the dynamic of the free-silver panacea 
tended to displace them but also because accepting silver meant 
reaching out for conservative support (like that of the silver- 
mine owners ) that frowned on other Populist issues. The practi- 
cal leaders went along with silver. Many of them feared, as 
Taubeneck put it in a letter to Donnelly, that if they lost touch 
with the groundswell for silver, the People’s Party, instead of 
being the new party of the left, would be merely “the forerunner 
of a great third party that is to be organized, as the Abolition 
Party was to the Republican party.” 9 

It became clear, as the time approached for the 1896 Demo- 
cratic convention in Chicago, that, contrary to Populist expecta- 
tions, the silver forces predominated. When the Democrats 
adopted the free-silver platform by a vote of better than two to 
one, the Populists considered nominating Senator Teller, the 
leader of the schismatic silver Republicans; but when Teller 
himself endorsed Bryan, they were left out on a limb. Their sole 
issue — silver — was in the hands of Bryan and the Democrats. If 
they nominated their own candidate and stressed their own plat- 
form, they were not only sure of losing most of their votes to 
Bryan but also — as they thought — in danger of drawing away 

9 Taubeneck to Donnelly, January 29, 1894, Donnelly Papers. 



107 


Chapter m: From Pathos to Parity 

from him just enough votes to defeat him and elect McKinley. 
If they endorsed Bryan, their identity as a party was surely at 
an end. The cry for victory carried the day, and after much 
chicanery on the part of the fusionists the Populist convention 
at St. Louis endorsed Bryan and committed suicide . 1 It was a 
bitter pill for the principled reformers in the party, who saw 
clearly the inadequacy of the free-silver panacea and above all 
for the Southern Populists who had built their party in the teeth 
of the stubbornest and often the most unscrupulous resistance 
by the Southern Democrats. 

Henry Demarest Lloyd insisted that most Populists would 
privately admit that “they knew silver was only the most trifling 
installment of reform” and that “many — a great many did not 
conceal their belief that it was no reform at all.” “The delegates,” 
he complained, “knew perfectly well that the silver miners were 
spending a great deal of money and politics to get them to do 
just what they were doing,” but he concluded that their will to 
insist upon their integrity and their full quota of reforms had 
been paralyzed by their desire for success and their fear of 
disunity among the reform forces . 2 Privately he admitted that 
the Populists had long since paved the way for their own down- 
fall by their acceptance of the silver issue: “The masses have 
been taught by us that "silver is the issue , and they will of 
course have the common sense to give their votes to the most 
powerful of the parties promising it.” He saw clearly that the 
leadership of the reform party had undergone a remarkable 

1 For the story of the strategy of the silver forces, see Elmer Ellis: 
Henry Moore Teller ( Caldwell, 1941 ) and “The Silver Republicans m the 
Election of 1896,” Mississippi Valley Historical Review , Vol. XVIII ( March 
1932), pp. 519-34 Much light is shed on the movement for silver and 
fusion by Hicks: Populist Revolt, chapters xi-xiv, Woodward: Watson, 
chapters xvi, xvii; Destler: American Radicalism , chapter xi; Nixon: 
“Populist Movement m Iowa,” pp. 67-100, Fred E. Haynes: James Baird 
Weaver (Iowa City, 1919), chapter xvi; Hicks: “The People's Party m 
Minnesota,” pp. 548-58; Barnes: Carlisle, pp. 263-4 and chapter xvn, esp. 
pp. 433, 448. 

2 Henry Demarest Lloyd: “The Populists at St. Louis,” American Re- 
view of Reviews, Vol. XIV (September 1896), p. 303. 



108 


THE AGE OF REFORM 


degree of concentration, though he seems not to have under- 
stood how thoroughly in keeping this was with the history of 
the agrarian movement: “Curious that the new party, the Re- 
form party, the People’s party, should be more boss-ridden, ring- 
ruled, gang-gangrened than the two old parties of monopoly. 
The party that makes itself the special champion of the Refer- 
endum and Initiative tricked out of its very life and soul by a 
permanent National Chairman — something no other party has! 
Our Initiative and Referendum had better begin, like charity, 
at home !” 3 

Those writers who have given their sympathy to the Lloyds 
and the Watsons have implicitly or openly condemned the 
abandonment of their rounded and intelligible set of reforms in 
favor of the will-o’-the-wisp of free silver. As convincing evi- 
dence of the soundness of the original program, they point to 
the Populist proposals that eventually became law: railroad reg- 
ulation, the income tax, an expanded currency and credit struc- 
ture, direct election of Senators, the initiative and referendum, 
postal savings banks, even the highly controversial subtreasury 
plan. It is precisely the enactment of so much of this program 
within a twenty-year period that gives us some cause to feel 
that third-party action was reasonably successful after all. The 
People’s Party seems to have fulfilled its third-party function. It 
transformed one of the major parties, had a sharp impact on the 
other, and in the not too long run saw most of its program be- 
come law. Who succeeded — in the end? The silver miners did 
not get free silver, and the bones of the Weavers, the Tau- 
benecks, and the Donnellys soon lay bleaching on the sands 
in silent testimony to the sacrificial function of third-party 
leaders. But the cause itself went marching on, and the 4 pure” 
Populists had the satisfaction of seeing plank after plank of their 
platforms made law by the parties whose leaders had once dis- 
missed them as lunatics. Forming a third party was no way to 

3 Caro Lloyd: Henry Demarest Lloyd , Vol. I, pp. 259-60; cf. chap- 

ter xii, passim. 



109 


Chapter hi: From Pathos to Parity 

win office, but given some patience, it proved a good way of 
getting things done. 4 


n. The Golden Age and After 


Only two years after McKinley and Hanna inflicted their over- 
whelming defeat on the forces of agrarianism, the American 
commercial farmer entered upon the longest sustained period of 
peacetime prosperity he has ever enjoyed. “There has never 
been a time,” declared President Theodore Roosevelt’s Commis- 
sion on Country Life in 1909, “when the American farmer was 
as well off as he is today, when we consider not only his earning 
power, but the comforts and advantages he may secure.” 5 Thus 
the “final” victory of industrialism over the farmer was ironically 
followed by the golden age of American agriculture, to which 
agricultural interests later looked back nostalgically when they 
were defining a goal for the nation’s farm policy. 

How did all this agricultural well-being come to be, at a time 
when the agricultural population was shrinking before the ad- 
vance of industrialism and urbanism? The answer is that the 
prosperity of the commercial farmers was achieved not only in 
spite of but in good part because of the rise of American indus- 
try and the American city. Not only this, but the political as well 
as the economic position of the farmer in the golden age of 

4 One of the circumstances that made the ultimate success of the Peo- 

E le’s Party possible was the fact that the two major parties were, and had 
een for some years at the time of its formation, precariously balanced in 
popular strength. In the elections of 1880, 1884, and 1888, the difference 
between their percentages of the total popular vote had not been as much 
as one per cent, and in 1892 it was only a fraction over three per cent. The 
balance in the electoral college was almost as tenuous. Separated by such a 
precarious margin, the major parties could not be complacent about losing 
the votes of any substantial element m the population, and the capitulation 
of one of them at an early date to the spirit of Populism was therefore 
highly probable. 

5 Report of the Commission on Country Life ( 1909, ed. Chapel Hill, 
1944), p. 36. * 



110 


THE AGE OF REFORM 


American agriculture became measurably stronger year by year 
as his numbers, relative to the urban sector, progressively grew 
smaller. 

A vital part of the change came, of course, simply with the 
upturn in prices. The farmer s principal relief at first came from 
a detested source — gold. After 1897 the new international sup- 
plies of gold brought that inflationary movement which the 
farmers had tried to win with silver. The general price level, 
which had been sinking steadily for the thirty years before 1896, 
turned sharply upward in the closing years of the old century 
and continued to rise until the reaction after the first World 
War. In the United States wheat went from 72 cents a bushel in 
1896 to 98 cents in 1909; corn from 21 cents to 57 cents; cotton 
from 6 cents to 14 cents a pound. 

However, it was not only the gold inflation but the American 
city itself that saved the American farmer. During these very 
years of the golden age the farmer in most lines of production 
was rapidly losing a large part of his foreign market. 6 What 
sustained his prosperity was the very thing that has been cited 
as evidence of his political submergence — the great increase of 
the urban population. In 1890, 5,737,000 American farms were 
supplying a domestic urban population of 22,100,000. Thirty 
years later there were only 711,000 additional farms, but there 
were 32,000,000 additional urban consumers. Relatively fewer 
but larger, more efficient, and more mechanized farms produced 
an increasing part of their total produce for the home market, 
and less for the foreign market, under far stabler and more 
advantageous conditions of transportation and finance than had 
prevailed in the past. True, the farm community was not ex- 
panding nearly as rapidly as it once had. But this slower and 
saner pace of expansion was itself a factor in rural well-being. 
And the surplus rural population found in the fast-growing cities 

6 See E. G. Nourse: American Agriculture and the European Market 
(New York, 1924). 



Ill 


Chapter m: From Pathos to Parity 

an expansive safety valve. Many sons of fanners who were un- 
able to accommodate themselves in the farm economy moved 
to the cities to find work or carve out careers. 7 

The improved position of the commercial farmer led to a 
drastic change in dominant conceptions among farm organiza- 
tions as to the methods of advancing their interests. The pre-war 
gold inflation of course put an end to the primacy of the money 
question that had been so characteristic of the agrarian thinking 
of the nineties. Where Greenback, Populist, and Bryanite pana- 
ceas, arising from a fixation on the quantity of money, had fos- 
tered legislative programs aimed above all at increasing the 
volume of currency, the new approach was aimed rather at 
decreasing and controlling the volume of the farm products 
themselves as a means of sustaining or raising prices. 

Farm technology and farm acreage had clearly outrun the 
growth of the world’s purchasing power. It was increasingly rec- 
ognized, as the world market was found to be oversupplied with 
agricultural products, that costs, inefficiency, and wastes in dis- 
tribution and marketing were at the heart of the farm problem. 8 
Two new farmers’ organizations formed in 1902, the American 
Society of Equity and the Farmers’ Union, began to point to- 
ward the need of controlling the volume of the product and 
improving methods of distribution. Their leaders urged the con- 
trol of production and the withholding of surpluses from the 


7 For the first elaboration of the idea that the growth of the city acted 
as a safety valve for agrarian discontent, see Fred A. Shannon: “A Post 
Mortem on the Labor-Safety-Valve Theory/' Agricultural History, Vol. 
XIX (January 1945) and The Farmers Last Frontier , pp. 356-9. The con- 
ception seems to me to have great value, but I cannot follow Professor 
Shannon s conclusion that the agrarian distress of the 1890’s can be ex- 
plained by the hypothesis that “the cities were approaching a static con- 
dition” and that the urban safety valve was closing. On the contrary, urban 
growth continued at a very high rate after 1890, and this growth was in 
great part responsible for agricultural recovery. 

8 See the significant article by James C. Mahn. “The Background of 
the First Bills to Establish a Bureau of Markets, 1911-12,” Agricultural 
History , Vol. VI (July 1932), pp. 107-29. 



112 


THE AGE OF REFORM 


market through storage schemes. 9 These marketing plans are 
suggestive of later New Deal methods and of the "ever normal 
granary” idea, except that the theorists of these earlier move- 
ments hoped to do the job through voluntary association rather 
than under government sponsorship. 

Another approach to agricultural prices stemmed from a new 
awareness of the exactions of middlemen that was shared by 
farmers and urban Progressives who were concerned with the 
high cost of living. Urban leaders argued that the farmer could 
produce more abundantly, sell more cheaply to the consumer, 
and make ample profits, if the exorbitant “take” of the middle- 
men could be cut. In 1911, as a result of agitations along these 
lines led by the Farmers 5 Union, bills calling for the creation of 
a Bureau of Markets in the Department of Agriculture won a 
great deal of sympathetic attention in Congress. Finally in 1913 
a separate Office of Markets was created (it was later merged 
with the Bureau of Agricultural Economics), and after that year, 
when David F. Houston became Secretary of Agriculture, the 
work of that Department was changed in response to the chang- 
ing outlook of agrarian leadership; hitherto devoted almost ex- 
clusively to teaching and helping farmers to increase their yield, 
the Department of Agriculture now began to give them more 
and more information and guidance bearing on the distribution 
of their produce. 1 

A corollary of this concern with distribution was the develop- 
ment of farmers 5 co-operatives, which spread from such well- 
organized industries as dairying into other fields. Here, as in so 


9 Both organizations are discussed m Saloutos and Hicks: Agricultural 
Discontent in the Middle West , 1900-1939 (Madison, 1951), chapters v 
and viii See also the manifesto of the founder of the American Society of 
Equity, J. A. Eventt: The Third Power (Indianapolis, 1905). 

1 See John M. Gaus and Leon O. Wolcott: Public Administration and 
the United States Department of Agriculture (Chicago, 1940), pp. 30-47; 
Edward Wiest: Agricultural Organization in the United States (Lexington, 
Kentucky, 1923), pp. 175 ff. A. C True* A History of Agricultural Experi- 
mentation and Research in the United States (Washington, 1937), pp. 213, 



113 


Chapter hi: From Fathos to Parity 

many things, the decade of the nineties marked a turning-point 
and the following two decades a period of rapid fruition. Statis- 
tics are not entirely reliable, but of the 10,803 marketing and 
purchasing organizations listed by the Department of Agricul- 
ture in 1925, only 102 had been organized before 1890. There 
were probably more associations organized between 1890 and 
1895 than in all previous years, and the number grew thereafter 
year by year at an accelerated pace until the early 1920’s. In 
1928 the total of all business organizations among farmers — 
including organizations for credit, mutual insurance, and public 
utilities, as well as marketing and purchasing co-operatives — 
was estimated at 58,000. 2 

The farmers, who had traditionally raged against trusts and 
monopolies, now found themselves (it was eloquent testimony 
of their coming-of-age as modern businessmen) afoul of the 
anti-trust laws. After generations in which no one would have 
doubted their anti-monopolist integrity, they were becoming, 
however unfairly, targets of the Sherman Act. From 1890 to 
1910 many attempts were made to prosecute directors and offi- 
cers of farm marketing co-operatives, and although none was 
convicted of price-fixing, the legal status of co-operatives re- 
mained in doubt until it was defined by statute in several of the 
states. 3 Under the terms of the Clayton Anti-Trust Act of 1914, 
farmer as well as labor organizations were specifically exempted 
from the national anti-trust laws. The Capper-Volstead Act of 
1922 further clarified the legal status of co-operative marketing 
associations. But the real significance of the prosecutions lay in 
the fact that farm leadership was putting less emphasis upon the 
traditional fight against big-business organization and more 
upon building their own organizations on the business model. 

Along with this concern for marketing and organization came 


2 On the growth of co-operatives and other associations, see R. H. Els- 
worth. Agricultural Cooperative Associations , U S. Department of Agricul- 
ture Technical Bulletin No. 40 (Washington, 1928), esp. pp. 2, 6-8. 

3 Saloutos and Hicks, op. cit, pp. 63-4, 288. 



114 


THE AGE OF REFORM 


a new respect among farmers for experts. From the passage of 
the Morrill Land Grant College Act in 1862 to the end of the 
century, fanners had remained persistently hostile to what 
they called “book farming,” and agriculture students in the 
Morrill land-grant schools had been outnumbered often as much 
as five to one by engineering students. 4 Early in the twentieth 
century attitudes changed rapidly and applied science began to 
influence the thinking of many farmers. M. L. Wilson recalls: 
"When I went to Ames to study agriculture in 1902, I was not 
the first boy in my Iowa neighborhood to go to college, but I 
was the first boy from that neighborhood to go to an agricultural 
college. Ten or fifteen years later it was becoming an accepted 
thing for all who could afford it. A few farmers began to keep 
books, count costs, and calculate where profit came and loss oc- 
curred. Still more farmers began to feed their stock scientifically, 
following the advice from "Feeders" Hints’ Columns in farm 
journals. Alfalfa came in, and farmers became aware of nitrogen 
needs of the soil. Dairymen began building up new herds of 
high-producing Holsteins. Hardy and rust-resistant strains of 
wheat were eagerly accepted by more and more fanners. Hog 
men improved their stock and inoculated against cholera. And 
finally came the popular demand for county agents — for thor- 
oughly trained men to bring to farmers the advantages of scien- 
tific training.” 5 The long-standing indifference of the commer- 
cial farmer to the techniques of his business was coming to an 
end. 

Changes in the market position and economic techniques of 
the farmer were matched by the changes in his political situ- 
ation. The agrarian organizations of the 1890’s had had to work 
in an unfriendly atmosphere, with no strong allies in other 

4 I. L. Kandel: Federal Aid for Vocational Education (New York, 
1917), pp. 98-106 For the early use of the Morrill grants by states, see 
Earle D. Ross: Democracy’s College (Ames, Iowa, 1942), chapter iv. 

5 M. L. Wilson in O E Baker, R. Borsodi, and M L. Wilson: Agricul- 
ture in Modern Life (New York, 1939), pp. 224—5. Wilson probably lo- 
cates this change somewhat later than the facts warrant. 



115 


Chapter hi: From Pathos to Parity 

classes and sections. In the Progressive era their isolation was 
broken down, and a congenial political climate made it possible 
for a number of old agrarian reform proposals to be realized by 
the two major parties. Henceforth, except for those who sup- 
ported the La Follette campaign in 1924, farmers have generally 
been cold to the idea of nationwide third-party action. (On a 
state or regional scale organizations like the Non-Partisan 
League and the Minnesota Farmer-Labor Party have attempted 
independent political activity, and have even propagated old 
Populist antagonisms and Populist rhetoric.) 

With the passing of third-party action and the rise of urban- 
ism came a fundamental change in the whole strategy of agrari- 
anism. For over a century, when farmers were in a majority, the 
ideologists of agrarianism had appealed to majority rule and to 
the idea that there is an inherent and necessary relation between 
agrarianism and democracy. 6 The political efforts of farmers had 
been efforts to secure or underwrite broad popular democracy, 
and agrarian thinking had been infused with a strong suspicion 
of organized power. Now, as the agrarian sector of the economy 
shrank, farmers ceased to think of majority rule and began to 
rely increasingly upon minority action — indeed, in the end, upon 
minority rule. For minority rule was the salvation of the pros- 
perous farmers. One of the most striking features of twentieth- 
century American politics has been the way in which the farm 
population has gained in political striking power with its relative 
losses in numbers, growing more cohesive, more vocal, more 
effectual almost in proportion as it has been progressively more 
outnumbered. 7 In 1870, 58 per cent of the nation’s gainfully em- 

6 On this theme and on modern agrarian politics see Grant McConnell: 
The Decline of Agrarian Democracy (Berkeley, 1953), chapter i. 

7 Thus Theodore Saloutos remarks, apropos of the Farm Bloc: “Curi- 
ously enough . . . the fanners found themselves at political flood-tide 
when their numbers had reached the lowest point m history.” Saloutos and 
Hicks, op. cit., p. 341. It is worth remarkmg that Populism had served as 
a school for leadership for many of the later agranan leaders. Populism not 
only taught them what could not be done, but also turned their attention 
to the possibilities of legislative action. Men who had been aroused and 



116 


THE AGE OF REFORM 


ployed population earned its living from agriculture, and in 1945 
only 15 per cent; yet in the latter year the upper strata among 
the farmers had more political weight as a class than they had 
had in 1870. 

The rise of agrarian strength was based upon the fall in agrar- 
ian numbers. The same “relentless” advance of industrialism 
and urbanism that, as the pathos of agrarian rhetoric has it, 
“crushed” the farmer in the lasting defeat of 1896 has actually 
provided him with greater and greater over-representation in our 
legislative bodies year by year. The legislative process in the 
United States takes place within the framework of a constricting 
rotten-borough system that perennially confronts urban constitu- 
encies, both in the states and in the nation, with a rural strangle- 
hold. Even American cities are prevented from managing their 
own affairs by legislatures dominated by rural representatives. 
In the Connecticut House of Representatives, for instance, Hart- 
ford, which has a population of 166,000, and Colebrook, which 
has a population of 547, both have two members. The 4,125,000 
urban residents of Los Angeles County have one senator in the 
California legislature, while the 13,560 rural inhabitants of Inyo 
County have one also. Such inequities are repeated on a nation- 
wide scale in Congress. An Ohio district with 908,403 residents 
has one Congressman; so does a South Dakota district with 148,- 
147 residents. A Texas urban district with 802,000 people has the 
same Congressional strength as a rural district in the same state 
which has only 226,000 people. The Senate represents this in- 
equity in its most extreme form. There, in 1940, the 25 smallest 
states, with a total population of 25,200,000, had 50 seats while 
the 23 largest states, with a total population of 106,500,000, had 


seasoned by the Populist movement played an important part in such later 
organizations as the Farmers' Union, the Society of Equity, and the Non- 
Partisan League. Ibid., chapter n, and pp. 117, 221; Edward Wiest, op. 
cit., p. 475. On later farm leaders with Populist backgrounds see Gilbert C. 
Fite: “John A. Simpson,” Mississippi Valley Historical Review , Vol. XXXV 
(March 1949), pp. 563-84, and Theodore Saloutos: “William A. Hirth,” 
ibid., Vol. XXXVIII (September 1951), pp. 215-32. 



117 


Chapter m: From Pathos to Parity 

46 seats. Thus 19 per cent of the population elected a majority 
of the Senate and the remaining 81 per cent were represented 
by a minority. The 24 states of the South Atlantic, East South 
Central, West South Central and Mountain regions — agrarian 
regions, generally — with 35 per cent of the country’s population, 
had half the total membership of the Senate. When one con- 
siders also the rules of the Senate, which add to the power of 
determined minorities, one has a clearer grasp of the agrarian 
potential. 8 Much is said in our political discussions about the 
big-city machines and their role in politics. It is testimony to the 
grip of our agrarian traditions that relatively little attention is 
paid by the public to the exorbitant power of rural blocs. 

My major concern here, however, is not with the conse- 
quences of rural legislative power for our own time, but rather 
with the way the farmers after 1896 found it possible to use their 
growing over-representation and their growing capacity for po- 
litical and economic organization to win reforms that were, in 
fact, long overdue. What is most impressive is the contrast be- 
tween the periods before and after 1900. During the long period 
of price decline and persistent agrarian distress from 1865 to 
the turn of the century, farmers had found little sympathy in 
the federal government and had won no great measures of 
legislative policy designed to give them relief. 9 But in the early 


8 There is, of course, a large literature on this aspect of our pohtical 
system. I have taken my illustrations from two recent complaints: Rich- 
ard L. Neuberger: “Rotten Boroughs and Our Lawless Lawmakers,” The 
Progressive , December 1951, pp. 22-4, and Senator Paul Douglas's speech 
in the Senate: “The Surrender to the Filibuster,” Congressional Record for 
March 17, 1949. See also the discussion by George A. Graham in Morality 
in American Politics (New York, 1952), pp 96-109. In any discussion of 
the farm problem, it may be desirable to point out that with the growth of 
a substantial rural non-farm population, rural over-representation is not 
quite identical with over-representation of the farmer. The substantial rural 
non-farm population is also over-represented. Urban conservatives, it should 
be added, support the continuance of this over-representation. 

9 During the Civil War the Republican Party passed three measures, 
the Homestead Act, the Morrill Land Grant College Act, and the act cre- 
ating the Department of Agriculture (not yet at Cabinet rank), all of 
which manifested an interest m agrarian development. But from 1862, the 



118 


THE AGE OF REFORM 


twentieth century, Theodore Roosevelt’s Square Deal and 
Woodrow Wilson’s New Freedom produced much important 
farm legislation. One measure of the increasing services of the 
federal government to farmers is the budget of the Department 
of Agriculture, which in 1920 was over thirty times as large as 
it had been in 1890. 1 Some of the federal measures of value to 
the farmer, like the beginning of effective railroad regulation 
with the Hepburn Act of 1906 and the passing of the income-tax 
amendment, were reminiscent of old Populist proposals. 

The list of specifically agricultural measures is imposing. 
Among the most important were measures whose goal was to 
expand agricultural credits: the Federal Farm Loan Act and 
the Warehouse Act of 1916 (the latter of which embodied fea- 
tures of the Populist subtreasury scheme). There were educa- 
tional measures like the Smith-Lever Act of 1914, which began 
the elaborate system of demonstration education for farmers, 
and the Smith-Hughes Act of 1917, which gave subsidies to 
vocational education in agriculture. There were measures bear- 
ing on the marketing and grading and standardization of agri- 
cultural produce: the Pure Food and Drug Act ( 1906), the Meat 
Inspection Act (1907), the Grain Standards Act (1916), the 
Cotton Futures Act (1916), the Rural Post Roads Act (1916). 

In the 1920’s, despite the powerful Farm Bloc and a strong 
farm lobby, the two outstanding schemes for agricultural price- 
fixing, the equalization-fee and export-debenture plans, were 
both defeated. The ability of the farmers to command effective 
federal action slackened chiefly because of stubborn vetoes by 

year m which all these were passed, to the end of the century, the legisla- 
tive field was quite barren. The most significant measure of interest to 
agriculture was the Hatch Act (1887), creating a system of agricultural 
experiment stations under the direction of the land-grant colleges In time 
this proved to have great significance. An act of 1889 also raised the De- 
partment of Agriculture to Cabinet rank. For a good brief summary see 
Arthur P. Chew. The Response of Government to Agriculture (Washing- 
ton, 1937); cf. Donald Blaisdell: Government and Agriculture (New York, 
1940). 

1 Wiest, op. cit, pp. 31 ff., esp. p. 35; on the evolution of the Depart- 
ment's structure and functions see Gaus and Wolcott, op. cit., chapters i-v. 



119 


Chapter ih: From Pathos to Parity 

President Coolidge. In the perspective of the 1950’s this rela- 
tively lean legislative harvest of the 1920’s appears to be no 
more than a temporary check in the political capacity of agricul- 
ture. By the end of the twenties the farmers had at least won 
common acceptance of the idea that agriculture is "a special 
national interest requiring a special public policy.” 2 Under the 
New Deal this recognition was institutionalized, as the govern- 
ment itself stepped in to make possible what private farm 
groups had failed to do — the nationwide organization of farm 
producers to maintain prices. 

The climactic achievement of the farm lobby was to establish, 
as a goal of national policy, the principle of parity — the concept 
that it is a legitimate end of governmental policy to guarantee 
to one interest in the country a price level for its products that 
would yield a purchasing power equal to what that class had 
had during its most prosperous period in modern times, the so- 
called “base period” of 1909-14. 3 While it would be misleading 
to imply that agricultural producers have invariably enjoyed a 
parity income since the definition of the policy, it seems hardly 
questionable that the agricultural bloc thus succeeded in estab- 
lishing for the commercial farmers a claim upon federal policy 
that no other single stratum of the population can match. To 
gain the acceptance of such a principle, to get more than six 
million farmers on the government payroll collecting billions in 
the form of parity payments, might be considered triumph 
enough for the agricultural interest. But in 1942, during the war, 
the exacting power of the Farm Bloc was shown in the most 
striking way when Congress wrote into the Emergency Price 
Control Act a clause prohibiting the OPA from imposing a price 
ceiling of less than 110 per cent of parity on any farm com- 
modity. As a consequence many agricultural price floors rose 
higher than the consumers' ceilings. Consumers paid the ceiling 

2 Griswold, op cit , p 150. 

3 For a discussion of the implications of this concept see John D. Black, 
Parity, Parity , Parity (Cambridge, 1942), and for its history chapter v of 
that work. 



120 


THE AGE OF REFORM 


prices and the government found itself obliged to make up the 
differences by paying subsidies to the producers. This exaction 
beyond the full measure of parity itself, denounced by President 
Roosevelt as an "act of favoritism for one particular group in 
the community,” was a remarkable token of the political power 
of American agriculture, which had developed, as A. Whitney 1 
Griswold remarks, "from a ward of charity into a political force 
capable of pursuing its own interests even to the point of defy- 
ing the head of the nation in wartime .” 4 Since the war, the 
parity issue has been one which all administrations have had to 
handle with the greatest care. Thus, a half century after the 
defeat of Bryan, while the agrarian rhetoric portrays the farmer 
as writhing in the "devouring jaws of industrial America,” the 
selfsame industrial America goes on producing the social sur- 
pluses out of which the commercial farmers are subsidized . 5 


m. The Vanishing Hayseed 

In the Populist era the dual identity of the American farmer, 
compounded of the soft agrarian traditions and his hard com- 
mercial role, had not yet been resolved. The economic, political, 
and social changes of the twentieth century tended to favor a 
candid acceptance by the fanner of his businesslike role. To be 
sure, the agrarian conceptions and the Populist rhetoric sur- 
vived, and in some spots still survive, but they cover an increas- 
ingly solidified conservatism. One of the clearest symptoms of 
this conservatism was the rapid decline of the traditional identi- 

4 Griswold, op. cit, p. 157; cf. Black, op. cit., chapters iv, xviii, and 
passim, 

5 Here again the presence of a large industrial and a small agricultural 
sector within the economy has worked to the farmers’ advantage. Since the 
urban sector is proportionately large, it can better afford to buy off the 
upper strata of the farmers with subsidies than it could if there were more 
farmers and fewer city people. This is one reason why the farmers of 
western Canada are more radical than those of the United States. A sug- 
gestive comparison may be found m Seymour M. Lipset: Agrarian Social- 
ism (Berkeley, 1950). 



121 


Chapter m: From Pathos to Parity 

fication with all laboring men, the growing tendency of sub- 
stantial farmers to think of themselves as businessmen and em- 
ployers. With the increasing mechanization of farming and the 
rise of berry, fruit, and vegetable crops relying more than ever 
upon migratory agricultural labor, substantial farmers thought 
of their workers less and less as familiar laborers and apprentice 
farmers. This process took place in different areas at different 
times, but the years around the turn of the century saw an ac- 
celerated change. "The old-fashioned term, help/ has been 
dropped/' a Massachusetts farmer noticed in 1890, "and the 
word labor' used with a peculiar significance." 6 Farmers took 
a dim view of the new kind of agricultural labor, which was to 
them simply a disciplinary problem and a factor in the cost of 
production. 7 The Populists, with their belief in a single op- 
pressed class of working folk in town and country, had identi- 
fied themselves with all labor, agricultural or other. "Wealth 
belongs to him who creates it," said their 1892 platform. "The 
interests of rural and civic labor are the same; their enemies are 
identical." In the nineteenth-century farmer s lexicon the word 
"labor" applied to all work done by hand in city or country, 
and even as late as 1860 a Wisconsin farmer who owned 240 
acres and cultivated 80 himself classified himself, when inter- 
viewed by the census-taker, as a "farm laborer." 8 This technical 
error bespoke a psychic bond that had not yet been dissolved. 
The farmer had originally thought of the city "mechanic" as a 
kind of craftsman-tradesman in embryo, very much like the 
farmer himself, and as the fellow victim of the aristocratic and 
exploiting classes. The interest of the Knights of Labor in Popu- 
lism showed that this sympathy was reciprocated. In the twenti- 
eth century, when stable trade-unionism developed among 
workers, and when farmers adopted more businesslike tech- 

6 La Wanda F. Cox: “The American Agricultural Wage Earner, 1865- 
1900,” Agricultural History , Vol. XXII (April 1948), p. 100. 

7 Johnstone: “Old Ideals versus New Ideas,” pp. 147-52. 

8 Joseph Schafer: The Social History of American Agriculture (New 
York, 1936), pp. 199-200. 



122 


THE AGE OF REFORM 


niques and became increasingly conscious of themselves as 
employers of labor, this identification quickly disappeared . 9 De- 
spite occasional local co-operation on specific issues, a sharp 
tension emerged between labor and farmer groups. Farmers, 
with their long hours, could not sympathize with the city work- 
ers’ demand for a shorter working day; and ignoring urban liv- 
ing costs, they often thought labor’s wage demands excessive. 
They were encouraged by business propagandists and conserva- 
tive leaders to think of labor’s wage gains chiefly as a factor 
contributing to the high cost of the things they bought. And the 
more powerful labor unions have become, the less has labor 
commanded the farmer’s sympathy. As one student of farm 
mores has put it: “Whereas a century ago the American farmer 
was inclined to concentrate his suspicion of the city upon the 
wealthy and aristocratic, he now tends more and more to look 
upon the idleness of the unemployed and the tactics of indus- 
trial unions as the most prominent symbols of urban corrup- 
tion.” 1 

There has been, indeed, a certain hardening of the social 
sympathies among prosperous and organized farmers (and it 
is only the prosperous who are organized ). 2 The Populists had 


9 The development of commercial employer-employee relations in mod- 
em agriculture has not put an end to attempts to portray even this aspect 
of farm hfe in die light of the agrarian myth In 1939 a Congressman gave 
this picture of labor relations on the farm: “The habits and customs of 
agriculture of necessity have been different than those of industry. The 
farmers and workers are thrown m close daily contact with one another. 
They, in many cases, eat at a common table. Their children attend the 
same school. Their families bow together m religious worship. They discuss 
together the common problems of our economic and political life. The 
farmer, his family, and the laborers work together as one unit. In the times 
of stress . . . the farmer and laborer must stand shoulder to shoulder 
against the common enemy. This develops a unity of interest which is not 
found in industry. This unity is more effective to remove labor disturbances 
than any law can be.” Harry Schwartz: Seasonal Farm Labor in the United 
States (New York, 1945), p. 4. 

1 Ibid., p. 152; cf. Saloutos and Hicks, op. cit., pp. 258-61. 

2 See the table in McConnell, op. cit., p. 149, which shows that in all 
farm organizations, including the more “radical” Farmers’ Union, member- 



123 


Chapter m: From Pathos to Parity 

appealed in a rather touching way to the principle of universal- 
ity: they were working, they liked to think, for the interests of 
all toilers and certainly all farmers. In fact the diversity of inter- 
ests among American farmers was such that even to them this 
could hardly apply; but the Populists’ lip service to the idea was 
at least a tribute to their belief in the traditions of agrarian 
democracy. With the passing of Populism and with the frank 
twentieth-century commercialization of American agriculture, 
the tone of farmers’ movements was completely transformed. 
The keynote was no longer the universality of labor or of the 
farming interest, but the special crop, the special skill, the 
special problem, the particular region, and above all a particular 
stratum of the farming population. The modern farmers’ or- 
ganizations — with the notable exception of the Farmers’ Union 
— have shown no sympathy for, have often indeed shown 
much hostility to, the interests of those farmers who were 
dispossessed or bypassed or displaced by the processes of 
prosperity . 3 Farmers on marginal land, farmers bought out 
by the large-scale units and unable to relocate, farmers hand- 
icapped by credit difficulties, tenancy, race discrimination, po- 
litical disfranchisement, the migratory farm workers who 
wander with their families from place to place and crop 
to crop, making possible the cultivation of seasonal fruit and 
vegetable crops with a minimum of labor costs and a mini- 
mum of employer responsibility — such interests as these have 
been spurned by the commercial farmers. Half the American 
agricultural community, after all, has been shut out from the 
characteristic material and social benefits of American life, and 
to this large stratum of the population the commercial farmers 

ship is dominated by farmers of high economic status ( and to a lesser de- 
gree of medium status ) and that low-status farmers are a negligible part of 
the membership of all such organizations. 

3 The Farmers’ Union, while carrying on much the same businesslike 
program as other modem farm organizations, has continued to express 
Populist sentiments and support liberal measures. For an excellent summary 
of its activities, see Carl C. Taylor: The Farmers' Movement , 1620-1920 
(New York, 1953), chapter xiv. 



124 


THE AGE OF REFORM 


are consistently and actively unfriendly. The most significant 
organized effort to do something about this problem — the work 
of the Resettlement Administration and the Farm Security Ad- 
ministration — met the implacable opposition of the lobbyists 
and wire-pullers of tine Farm Bureau Federation, who finally 
succeeded in destroying it . 4 

It was during the early years of the twentieth century that 
American businessmen, disturbed by the anti-business rhetoric 
of the agrarian movement and mindful of their own stake in 
farm prosperity, began self-consciously to woo the farmers and 
to build that rapport between the two interests which is now so 
characteristic of American politics. This tendency seems to have 
started on the local level, chiefly in connection with the work of 
the agricultural reformer Seaman A. Knapp in popularizing 
demonstration education among the farmers. It was Knapp's 
aim to interest farmers in the proper techniques of cultivation 
and the care of special crops and livestock. This was an area in 
which most farmers were ultraconservative, and Knapp found 
it necessary, in order to get a satisfactory hearing, to win the 
help of local businessmen, merchants and bankers who had a 
business interest in agricultural prosperity. These men practi- 
cally forced farmers into co-opeiating by threatening to with- 
hold credit, and in this fashion a great many technologically 
reactionary husbandmen were dragooned into progressive agri- 
culture. In time the railroads began to participate, arranging 
with the agricultural colleges to send farm trains with educa- 
tional exhibits through rural areas. The bankers also became in- 
terested. The American Bankers' Association set up a Committee 
on Agricultural Development and Education to establish rapport 
between the farmer and the banker ( "the banker has been mis- 
understood") and to assist in the work of promoting farm pros- 
perity that would produce "a more contented and prosperous 
people." The bankers also began to put out a public-relations 
paper, the Banker-Farmer. They were followed by the producers 

4 For this story see McConnell, op. cit , chapters vni, ix, x. 



125 


Chapter m: From Pathos to Parity 

of farm equipment, through the National Implement and Vehi- 
cle Association; and these in turn were followed by railroad* 
industrial, and merchants’ organizations throughout the country. 
The Smith-Lever Act of 1914, which made a huge national in- 
stitution of demonstration education in agriculture, was passed 
with the backing of a powerful business lobby. 5 American busi- 
ness, while contributing to agricultural prosperity through its 
support of agricultural technology and education, thus laid the 
foundations of a business-agrarian alliance that has never been 
broken. 

Many farmers responded with enthusiasm to the attempt of 
business interests and the agricultural colleges to get them to 
adopt a businesslike outlook. While American business in gen- 
eral was beginning to turn its attention from enlarging its physi- 
cal production and building new plants to techniques of market- 
ing and salesmanship, consolidation, internal management, and 
the pooling of markets, a similar interest arose in agricul- 
ture. In 1907 a subscriber wrote to the editor of Wallaces 
Farmer: “Had you not better take up the subject of how to 
market our produce, rather than to tell us all the time how to 
produce more?” 6 Here lay the key to the new farm organiza- 
tions, the new type of activity in the Department of Agriculture* 
and indeed of the “new day” in agriculture as a whole. 

Toward the close of the nineteenth century much of the writ- 
ing in farm journals and the work of farm organizations con- 
formed with a dominant tendency to urge the farmer to think 
of himself as a businessman and to emulate the businessman in 
his methods of management and marketing. Such voices had 
been heard even before the Civil War on occasion; but now they 
rose to a steady and effectual chorus. “The time has come,” de- 
clared a Southern farm journal as early as 1887, “when the 

5 McConnell, op. cit., pp. 29-33, has an excellent brief summary of 
this movement in the ranks of business. On the demonstration move- 
ment see Joseph C. Bailey: Seaman A. Knapp (New York, 1945), chap- 
ters ix-xii. 

6 Saloutos and Hicks, op. cit., p. 56. 



126 


THE AGE OF REFORM 


farmer must be a businessman as well as an agriculturist. . . . 
He will have to keep farm accounts, know how much he spends, 
what his crops cost him, and how much the profit foots up”; and 
another writer in an article entitled “The Farmer as a Merchant” 
echoed: “ . . the one who sells best will have the best success. 
. . . Watch and study the markets, and the ways of marketmen, 
and dealers in all kinds of goods, and learn the art of ‘selling 
well.’ ” 7 “Now the object of farming,” declared a writer in the 
Cornell Countryman in 1904, “is not primarily to make a living, 
but it is to make money. To this end it is to be conducted on the 
same business basis as any other producing industry,” and the 
same journal announced that the Farmers’ Institute meeting 
held at the agricultural college was “a business meeting for 
businessmen.” 8 

Leaders of the new farmers’ organizations no longer spoke of 
the humble and exploited yeoman, but urged farmers to act like 
captains of industry, restrict production, withhold surpluses, 
control markets, and put farming, as the leader of the American 
Society of Equity expressed it, “on a safe profitable basis,” with 
benefits “equalling those realized in other business undertak- 
ings.” 9 In 1919 the largest and most powerful of the farm or- 
ganizations, the Farm Bureau Federation, was founded. This 
organization has expressed from the beginning the outlook of 
the most conservative and prosperous farmers and has been 
built upon quasi-official relations with the Department of Agri- 
culture through its nationwide liaison with the Department’s 
county agents. At the time of its founding, Henry C. Wallace, 
editor of Wallace’s Farmer and later Secretary of Agriculture 
under Harding, delivered an influential address in which he 
urged: “This federation must get to work at once on a real busi- 
ness program if it is to justify its existence. That doesn’t mean 

7 Johnstone, op. cit., pp. 143, 145. 

8 Ibid., p. 145. Cf. Eventt, op. cit., p. 42: “What the farmer wants to 
produce is not crops, but money.” 

9 Saloutos and Hicks, op. cit., p. 114; cf. pp. 113-15. 



127 


Chapter hi: From Pathos to Parity 

turning the work over to committees of farmers , either. Every 
line of work must be in charge of experts. The best qualified 
men in the United States should be hired to manage each of 
the various lines of work. This federation must not degenerate 
into an educational or social institution. It must be made the 
most powerful business institution in the country ." 1 Like other 
businessmen, the members of the Federation were expected to 
hire experts; they have retained expensive leaders and able lob- 
byists at fat salaries, and have admitted into membership and 
influence men who are not farmers and whose primary interests 
he outside farming . 2 

What has been true of the prosperous farmers economic role 
has also been true of his social life, though the transition here 
has been perhaps less complete and less spectacular. I remarked 
earlier that the farmer of the nineteenth century, except in 
limited areas, had been deprived of the advantages of a folk 
culture and a folk community. The consequent physical, social, 
and cultural isolation was intensely felt by the farmers, and 
perhaps even more by their wives; it was one of the gaps in 
farm life that such organizations as the Grange, the Alliance, 
and the Chautauquas tried to fill . 3 The social changes of the 
twentieth century have gone far to wipe out some of the cultural 
differences between the well-to-do farmer and urban groups of 
comparable income. While the early farmer was deprived of the 

1 Orville M. Kile: The Farm Bureau Movement (New York, 1921), 
p. 123. 

2 Saloutos and Hicks, op. cit., p. 273; for an account of the chief farm 
organizations, see DeWitt C. Wing: “Trends m National Farm Organiza- 
tions,” Farmers in a Changing World , pp. 941-79. Leaders of farm co- 
operatives, it should be added, are not so well paid as the outstanding 
national lobbyists. 

3 It is noteworthy that the Chautauqua movement, which was a rural 
institution, and which had flourished since the 1880’s, went rapidly to 
pieces m the mid-1920’s when the farmer’s isolation became a thing of the 
past See Victoria Case and Robert Ormond Case. We Called It Culture 
(New York, 1948), and Henry F Pringle. “Chautauqua in the Jazz Age,” 
American Mercury , Vol. XVI (January 1929), pp. 85-93. 



12S 


THE AGE OF REFORM 


satisfactions of a genuine folk culture, his modern successor has 
had liberal access to modern popular culture. In rapid succes- 
sion, rural free delivery, mail-order catalogues, improved roads, 
automobiles and trucks, rural electrification, the telephone and 
radio, and the movies have introduced him to the same enter- 
tainments as middle-class city people. The old stereotype of the 
farmer as the hayseed has become less meaningful, and much 
less acceptable to the farmer himself. In 1921 a journal for 
prosperous farmers ran a series of cartoons and comments by 
nationally known cartoonists on the theme: “What the Farmer 
Really Looks Like,” in which they generally agreed that the old 
cartoon figure of the lean, bewhiskered rustic with a battered 
straw hat was no longer accurate, and that the farmer looked 
just as much like a businessman as anyone else. 4 

With these changes there has developed in the American 
countryside a disparity in living standards and outlook between 
the most affluent and the least privileged that almost matches 
anything the city has to show. While marginal farmers and 
migratory laborers live in desperate poverty and squalor, suc- 
cessful agriculturists have been able to respond to the canons 
of conspicuous consumption and the American love for luxurious 
gadgetry. Automobile manufacturers, advertising in farm jour- 
nals, can describe their product as “a regally luxurious motor 
car . . . beautifully engineered, beautifully built — and stylish 
as the Rue de la Paix,” and a farm reporter can say of a Farm 
Bureau Federation convention that “to watch ... its milling 
thousands of farmers and their wives, prosperous-looking and 

4 The series was started by Freeman Tildens article: “What a Farmer 
Really Looks Like,” Country Gentleman , Vol. LXXXVI (July 2, 1921), 

E p. 6-7, and was followed by cartoons m the subsequent issues to Decem- 
er 17, 1921. Students of Americana can find in these cartoons an interest- 
ing case m which the makers of stereotypes quite deliberately and self- 
consciously lay one of their creations to rest. The willingness of the 
cartoonists to abandon the old stereotype was not matched by their ability 
to arrive at a new one. Their written comments made it clear that one 
ancient notion was still widely shared: that the farmer is, in effect, the 
moral center of the umverse. 



129 


Chapter hi. From Pathos to Parity 

often stylish, is often more like viewing a giant world fair or 
other amusement center.” 5 6 

This seems a far cry from the atmosphere of the nineties, and 
still farther from the old picture of the yeoman. What it means 
for rural attitudes in the sphere of consumption may be illus- 
trated by two quotations. In 1860 when Mary E. Lease, the 
future Kansas orator, was a little girl, a farm journal had sati- 
rized the imagined refinements and affectations of a city girl in 
the following picture: "Slowly [she] rises from her couch, the 
while yawning, for being compelled to rise so horrid early. 
Languidly she gains her feet, and oh! what vision of human 
perfection appears before us: Skinny, bony, sickly, hipless, 
thighless, formless, hairless, teethless. What a radiant belle! 
. . . The ceremony of enrobing commences. In goes the den- 
tist’s naturalization efforts; next the witching curls are fashioned 
to her ‘classically molded head/ Then the womanly proportions 
are properly adjusted; hoops, bustles, and so forth, follow in 
succession, then a profuse quantity of whitewash, together with 
a ‘permanent rose tint 5 is applied to a sallow complexion; and 
lastly the ‘killing 5 wrapper is arranged on her systematical and 
matchless form.” Compare with this the following beauty hints 
for farmers 5 wives from the Idaho Farmer , April 1935: "Hands 
should be soft enough to flatter the most delicate of the new 
fabrics. They must be carefully manicured, with none of the 
hot, brilliant shades of nail polish. The lighter and more delicate 
tones are in keeping with the spirit of freshness. Keep the tint 
of your fingertips friendly to the red of your lips, and check 
both your powder and your rouge to see that they best suit the 
tone of your skin in the bold light of summer/ 5 6 

While such advertisements do not tell us how many, even 
among prosperous farmers 5 wives, found time to toy with light 
and delicate tones of nail polish, neither the advertiser, the jour- 

5 Johnstone, op. cit, p. 162; William M. Blair m New York Times , De- 
cember 16, 1951. 

6 For both quotations, Johnstone, op. cit., pp. 134, 162. 



130 


THE AGE OF REFORM 


nal, nor, we may assume, most farmers 5 wives found it ludicrous 
that these things should be treated in a farm magazine. The very 
presence of such an ideal is significant. Would Mary Lease, who 
was accustomed to address weary audiences of farm women in 
faded calico dresses, turn over in her grave at the suggestion of 
these rosy-tinted fingertips? I am not sure. What she wanted to 
win for the farmers and their families was more of the good 
things of life — the American standard of living as it was known 
in her day. Standards have changed; and it is hard to say exactly 
where the embattled farmers would have chosen to stop. The 
dialectic of history is full of odd and cunningly contrived ironies, 
and among these are rebellions waged only that the rebels might 
in the end be converted into their opposites. 



((( 131 ))) 


CHAPTER IV 

THE STATUS REVOLUTION 
AND PROGRESSIVE LEADERS 


i. The Plutocracy and the Mugwump Type 

P 

!L opulism had been overwhelmingly rural and provincial. The 
ferment of the Progressive era was urban, middle-class, and 
nationwide. Above all, Progressivism differed from Populism in 
the fact that the middle classes of the cities not only joined the 
trend toward protest but took over its leadership. While Bryan’s 
old followers still kept their interest in certain reforms, they now 
found themselves in the company of large numbers who had 
hitherto violently opposed them. As the demand for reform 
spread from the farmers to the middle class and from the Popu- 
list Party into the major parties, it became more powerful and 
more highly regarded. It had been possible for their enemies to 
brand the Populists as wild anarchists, especially since there 
were millions of Americans who had never laid eyes on either a 
Populist or an anarchist. But it was impossible to popularize 
such a distorted image of the Progressives, who flourished in 
every section of the country, everywhere visibly, palpably, al- 
most pathetically respectable. 

William Allen White recalled in his Autobiography , perhaps 
with some exaggeration, the atmosphere of the Greenback and 
Populist conventions he had seen, first as a boy, then as a young 
reporter. As a solid middle-class citizen of the Middle West, he 
had concluded that "those agrarian movements too often ap- 



132 


THE AGE OF REFORM 


pealed to the ne’er-do-wells, the misfits — farmers who had 
failed, lawyers and doctors who were not orthodox, teachers 
who could not make the grade, and neurotics full of hates and 
ebullient, evanescent enthusiasms.” Years later, when he sur- 
veyed the membership of the Bull Moose movement of 1912, he 
found it "fin the main and in its heart of hearts petit bourgeois”: 
“a movement of little businessmen, professional men, well-to-do 
farmers, skilled artisans from the upper brackets of organized 
labor . . . the successful middle-class country-town citizens, 
the farmer whose barn was painted, the well-paid railroad engi- 
neer, and the country editor.” 1 

White saw himself as a case in point. In the nineties he had 
been, in his own words, “a child of the governing classes,” and 
“a stouthearted young reactionary,” who rallied with other young 
Kansas Republicans against the Populists and won a national 
reputation with his fierce anti-Populist diatribe: “What's the 
Matter with Kansas?” In the Progressive era he became one of 
the outstanding publicists of reform, a friend and associate of 
the famous muckrakers, and an enthusiastic Bull Mooser. His 
change of heart was also experienced by a large portion of that 
comfortable society of which he was a typical and honored 
spokesman, a society that had branded the Populists and Bryan 
as madmen and then appropriated so much of the Populist pro- 
gram, as White said of its political leaders, that they “caught the 
Populists in swimming and stole all of their clothing except the 
frayed underdrawers of free silver.” 2 

Clearly, the need for political and economic reform was now 
felt more widely in the country at large. Another, more obscure 
process, traceable to the flexibility and opportunism of the 
American party system, was also at work: successful resistance 
to reform demands required a partial incorporation of the re- 
form program. As Bryan Democracy had taken over much of 
the spirit and some of the program of Populism, Theodore 

1 Autobiography , pp. 482-3. 

2 Quoted by Kenneth Hechler: Insurgency (New York, 1940), pp. 21-2. 



Chapter iv: The Status Revolution and Progressive Leaders 133 

Roosevelt, in turn, persistently blunted Bryans appeal by ap- 
propriating Bryan s issues in modified form. In this way Progres- 
sivism became nationwide and bipartisan, encompassing Demo- 
crats and Republicans, country and city, East, West, and South. 
A working coalition was forged between the old Bryan country 
and the new reform movement in the cities, without which the 
broad diffusion and strength of Progressivism would have been 
impossible. Its spirit spread so widely that by the time of the 
three-cornered presidential contest of 1912 President Taft, who 
was put in the position of the “conservative” candidate, got less 
than half the combined popular vote of the “Progressives,” Wil- 
son and Roosevelt. 

After 1900 Populism and Progressivism merge, though a close 
student may find in the Progressive era two broad strains of 
thought, one influenced chiefly by the Populist inheritance, the 
other mainly a product of urban life. Certainly Progressivism 
was characterized by a fresh, more intimate and sympathetic 
concern with urban problems — labor and social welfare, munici- 
pal reform, the interest of the consumer. However, those 
achievements of the age that had a nationwide import and re- 
quired Congressional action, such as tariff and financial legis- 
lation, railroad and trust regulation, and the like, were depend- 
ent upon the votes of the Senators from the agrarian regions and 
were shaped in such a way as would meet their demands. 

While too sharp a distinction between Populist and Progres- 
sive thinking would distort reality, the growth of middle-class 
reform sentiment, the contributions of professionals and edu- 
cated men, made Progressive thought more informed, more 
moderate, more complex than Populist thought had been. Pro- 
gressivism, moreover, as the product of a more prosperous era, 
was less rancorous. With the exception of a few internally con- 
troversial issues of a highly pragmatic sort, the Populists had 
tended to be of one mind on most broad social issues, and that 
mind was rather narrow and predictable. The Progressives were 
more likely to be aware of the complexities of social issues and 



134 


THE AGE OF REFORM 


more divided among themselves. Indeed, the characteristic Pro- 
gressive was often of two minds on many issues. Concerning the 
great corporations, the Progressives felt that they were a menace 
to society and that they were all too often manipulated by un- 
scrupulous men; on the other hand, many Progressives were quite 
aware that the newer organization of industry and finance was 
a product of social evolution which had its beneficent side and 
that it was here to stay. Concerning immigrants, they frequently 
shared Populist prejudices and the Populist horror of ethnic 
mixture, but they were somewhat more disposed to discipline 
their feelings with a sense of some obligation to the immigrant 
and the recognition that his Americanization was a practical 
problem that must be met with a humane and constructive pro- 
gram. As for labor, while they felt, perhaps more acutely than 
most Populists of the nineties, that the growth of union power 
posed a distinct problem, even a threat, to them, they also saw 
that labor organization had arisen in response to a real need 
among the urban masses that must in some way be satisfied. As 
for the bosses, the machines, the corruptions of city life, they too 
found in these things grave evils; but they were ready, perhaps 
all too ready, to admit that the existence of such evils was in 
large measure their own fault. Like the Populists the Progres- 
sives were full of indignation, but their indignation was more 
qualified by a sense of responsibility, often even of guilt, and it 
was supported by a greater capacity to organize, legislate, and 
administer. But lest all this seem unfair to the Populists, it 
should be added that the Progressives did not, as a rule, have 
the daring or the originative force of the Populists of the 1890’s, 
and that a great deal of Progressive political effort was spent 
enacting proposals that the Populists had outlined fifteen or 
even twenty years earlier. 

Curiously, the Progressive revolt — even when we have made 
allowance for the brief panic of 1907 and the downward turn 
in business in 1913 — took place almost entirely during a period 



Chapter iv: The Status Revolution and Progressive Leaders 135 

of sustained and general prosperity. The middle class, most of 
which had been content to accept the conservative leadership 
of Hanna and McKinley during the period of crisis in the mid- 
nineties, rallied to the support of Progressive leaders in both 
parties during the period of well-being that followed. This fact 
is a challenge to the historian. Why did the middle classes un- 
dergo this remarkable awakening at all, and why during this 
period of general prosperity in which most of them seem to have 
shared? What was the place of economic discontents in the 
Progressive movement? To what extent did reform originate in 
other considerations? 

Of course Progressivism had the adherence of a heterogeneous 
public whose various segments responded to various needs. But 
I am concerned here with a large and strategic section of Pro- 
gressive leadership, upon whose contributions the movement 
was politically and intellectually as well as financially dependent, 
and whose members did much to formulate its ideals. It is my 
thesis that men of this sort, who might be designated broadly as 
the Mugwump type, were Progressives not because of economic 
deprivations but primarily because they were victims of an up- 
heaval in status that took place in the United States during the 
closing decades of the nineteenth and the early years of the 
twentieth century. Progressivism, in short, was to a very con- 
siderable extent led by men who suffered from the events of 
their time not through a shrinkage in their means but through 
the changed pattern in the distribution of deference and power. 

Up to about 1870 the United States was a nation with a rather 
broad diffusion of wealth, status, and power, in which the man 
of moderate means, especially in the many small communities, 
could command much deference and exert much influence. The 
small merchant or manufacturer, the distinguished lawyer, edi- 
tor, or preacher, was a person of local eminence in an age in 
which local eminence mattered a great deal. In the absence of 
very many nationwide sources of power and prestige, the pillars 
of the local communities were men of great importance in their 



136 


THE AGE OF REFORM 


own right. What Henry Adams remembered about his own 
bailiwick was, on the whole, true of the country at large: “Down 
to 1850, and even later, New England society was still directed 
by the professions. Lawyers, physicians, professors, merchants 
were classes, and acted not as individuals, but as though they 
were clergymen and each profession were a church/' 3 

In the post-Civil War period all this was changed. The rapid 
development of the big cities, the building of a great industrial 
plant, the construction of the railroads, the emergence of the 
corporation as the dominant form of enterprise, transformed the 
old society and revolutionized the distribution of power and 
prestige. During the 1840's there were not twenty millionaires 
in the entire country; by 1910 there were probably more than 
twenty millionaires sitting in the United States Senate. 4 5 By the 
late 1880’s this process had gone far enough to become the sub- 
ject of frequent, anxious comment in the press. In 1891 the 
Forum published a much-discussed article on “The Coming 
Billionaire,” by Thomas G. Shearman, who estimated that there 
were 120 men in the United States each of whom was worth 
over ten million dollars. 6 In 1892 the New York Tribune , inspired 
by growing popular criticism of the wealthy, published a list of 
4,047 reputed millionaires, and in the following year a statis- 
tician of the Census Bureau published a study of the concen- 
tration of wealth in which he estimated that 9 per cent of the 
families of the nation owned 71 per cent of the wealth. 6 

3 The Education of Henry Adams (New York, Modem Library ed., 
1931), p. 32, cf. Tocqueville: Democracy in America (New York, 1912), 
Vol. I, pp. 40-1. 

4 Sidney Ratner: American Taxation (New York, 1942), pp 136, 275. 

5 Thomas G. Shearman: “The Coming Billionaire,” Forum , Vol. X (Jan- 
uary 1891), pp. 546-57; cf. the same author's “The Owners of the United 
States,” ibid., Vol. VIII (November 1889), pp. 262—73. 

6 Ratner, op. cit., p. 220 Sidney Ratner has published the Tribune’s 
hst and one compiled m 1902 by the New York World Almanac , together 
with a valuable introductory essay m his New Light on the History of 
Great American Fortunes (New York, 1953). The Tribune’s list was com- 
piled chiefly to prove to the critics of the tariff that an overwhelming ma- 
jority of the great fortunes had been made in businesses that were not 



Chapter iv: The Status Revolution and Progressive Leaders 137 

The newly rich, the grandiosely or corruptly rich, the masters 
of great corporations, were bypassing the men of the Mugwump 
type — the old gentry, the merchants of long standing, the small 
manufacturers, the established professional men, the civic lead- 
ers of an earlier era. In a score of cities and hundreds of towns, 
particularly in the East but also in the nation at large, the old- 
family, college-educated class that had deep ancestral roots in 
local communities and often owned family businesses, that had 
traditions of political leadership, belonged to the patriotic socie- 
ties and the best clubs, staffed the governing boards of philan- 
thropic and cultural institutions, and led the movements for 
civic betterment, were being overshadowed and edged aside in 
the making of basic political and economic decisions. In their 
personal careers, as in their community activities, they found 
themselves checked, hampered, and overridden by the agents of 
the new corporations, the corrupters of legislatures, the buyers 
of franchises, the allies of the political bosses. In this uneven 
struggle they found themselves limited by their own scruples, 
their regard for reputation, their social standing itself. To be 
sure, the America they knew did not lack opportunities, but it 
did seem to lack opportunities of the highest sort for men of the 
highest standards. In a strictly economic sense these men were 
not growing poorer as a class, but their wealth and power were 
being dwarfed by comparison with the new eminences of wealth 
and power. They were less important, and they knew it. 

Against the tide of new wealth the less affluent and aristo- 
cratic local gentry had almost no protection at all. The richer 
and better-established among them found it still possible, of 
course, to trade on their inherited money and position, and their 

beneficiaries of tariff protection. For an analysis of the Tribunes list, see 
G. P. Watkins: “The Growth of Large Fortunes,” Publications of the 
American Economic Association , third series, Vol. VIII (1907), pp. 141-7. 
Out of the alarm of the penod over the concentration of wealth arose the 
first American studies of national wealth and income. For a review of these 
studies, see C. L. Merwm: “American Studies of the Distribution of 
Wealth and Income by Size,” m Studies in Income and Wealth , Vol. Ill 
(New York, 1939), pp. 3-84. 



138 


THE AGE OF REFORM 


presence as window-dressing was an asset for any kind of enter- 
prise, in business or elsewhere, to which they would lend their 
sponsorship. Often indeed the new men sought to marry into 
their circles, or to buy from them social position much as they 
bought from the bosses legislation and franchises. But at best 
the gentry could only make a static defense of themselves, hold- 
ing their own in absolute terms while relatively losing ground 
year by year. Even this much they could do only in the localities 
over which they had long presided and in which they were well 
known. And when everyone could see that the arena of prestige, 
like the market for commodities, had been widened to embrace 
the entire nation, eminence in mere localities ceased to be as 
important and satisfying as once it had been. To face the inso- 
lence of the local boss or traction magnate in a town where one’s 
family had long been prominent was galling enough ; 7 it was 
still harder to bear at a time when every fortune, every career, 
every reputation, seemed smaller and less significant because it 
was measured against the Vanderbilts, Harrimans, Goulds, Car- 
negies, Rockefellers, and Morgans . 8 

7 In the West and South it was more often the absentee railroad or in- 
dustrial corporation that was resented In more recent times, such local re- 
sentments have frequently taken a more harmful and less constructive form 
than the similar resentments of the Progressive era. Seymour M Lipset 
and Remhard Bendix have pointed out that in small American cities de- 
pendent for their livelihood upon large national corporations, the local 
upper classes, who are upper class only m their own community, resent 
their economic weakness and their loss of power to the outsiders. “The 
small industrialist and business man of the nation is caught in a struggle 
between big unionism and big industry, and he feels threatened. This ex- 
perience of the discrepancy between local prominence and the decline of 
local economic power provides a fertile ground for an ideology which at- 
tacks both big business and big unionism.” “Social Status and Social Struc- 
ture,” British Journal of Sociology , Vol II (June 1951), p. 233. 

s It may be significant that the era of the status revolution was also one 
in which great numbers of patriotic societies were founded. Of 105 patri- 
otic orders founded between 1783 and 1900, 34 originated before 1870 
and 71 between 1870 and 1900. A high proportion of American patriotic 
societies is based upon descent and length of family residence in the 
Umted States, often specifically requiring family participation m some 
such national event as the American Revolution. The increase of patriotic 
and genealogical societies durmg the status revolution suggests that many 



Chapter iv: The Status Revolution and Progressive Leaders 139 

The first reaction of the Mugwump type to the conditions of 
the status revolution was quite different from that later to be 
displayed by their successors among the Progressives. All 
through the seventies, eighties, and nineties men from the upper 
ranks of business and professional life had expressed their dis- 
taste for machine politics, corruption, and the cruder forms of 
business intervention in political affairs. Such men were com- 
monly Republicans, but independent enough to bolt if they felt 
their principles betrayed. They made their first organized ap- 
pearance in the ill-fated Liberal Republican movement of 1872, 
but their most important moment came in 1884, when their bolt 
from the Republican Party after the nomination of James G. 
Blaine was widely believed to have helped tip the scales to 
Cleveland in a close election. 

While men of the Mugwump type flourished during those 
decades most conspicuously about Boston, a center of seasoned 
wealth and seasoned conscience, where some of the most note- 
worthy names in Massachusetts were among them, 9 they were 
also prominent in a metropolis like New York and could be 
found in some strength in such Midwestern cities as Indianapolis 
and Chicago. None the less, one senses among them the promi- 
nence of the cultural ideals and traditions of New England, and 
beyond these of old England. Protestant and Anglo-Saxon for 
the most part, they were very frequently of New England an- 
cestry; and even when they were not, they tended to look to 


old-family Americans, who were losmg status in the present, may have 
found satisfying compensation m turning to family glories of the past. Of 
course, a large proportion of these orders were founded during the national- 
istic outbursts of the nineties, but these too may have had their subtle psy- 
chological relation to status changes. Note the disdain of men hke Theodore 
Roosevelt for the lack of patriotism and aggressive nationalism among men 
of great wealth. On the founding of patriotic societies, see Wallace E. 
Davies: A History of American Veterans' and Hereditary Patriotic Socie- 
ties , 1783-1900 , unpublished doctoral dissertation, Harvard University, 
1944, Vol. II, pp. 441 ff. 

9 Notably Charles Francis Adams, Jr., Edward Atkinson, Moorfield 
Storey, Leverett Saltonstall, William Everett, Josiah Qumcy, Thomas 
Wentworth Higginson. 



140 


THE AGE OF REFORM 


New England’s history for literary, cultural, and political models 
and for examples of moral idealism. Their conception of state- 
craft was set by the high example of the Founding Fathers, or 
by the great debating statesmen of the silver age, Webster, 
Sumner, Everett, Clay, and Calhoun. Their ideal leader was a 
well-to-do, well-educated, high-minded citizen, rich enough to 
be free from motives of what they often called “crass material- 
ism,” whose family roots were deep not only in American history 
but in his local community. Such a person, they thought, would 
be just the sort to put the national interest, as well as the inter- 
ests of civic improvement, above personal motives or political 
opportunism. And such a person was just the sort, as Henry 
Adams never grew tired of complaining, for whom American 
political life was least likely to find a place. To be sure, men of 
the Mugwump type could and did find places in big industry, in 
the great corporations, and they were sought out to add re- 
spectability to many forms of enterprise. But they tended to 
have positions in which the initiative was not their own, or in 
which they could not feel themselves acting in harmony with 
their highest ideals. They no longer called the tune, no longer 
commanded their old deference. They were expropriated, not so 
much economically as morally. 

They imagined themselves to have been ousted almost en- 
tirely by new men of the crudest sort. While in truth the great 
business leaders of the Gilded Age were typically men who 
started from comfortable or privileged beginnings in life , 1 the 
Mugwump mind was most concerned with the newness and the 
rawness of the corporate magnates, and Mugwumps and re- 

1 See William Miller; “American Historians and the Business Elite,” 
Journal of Economic History , Vol. IX (November 1949), pp. 184-208; 
“The Recruitment of the American Busmess Elite,” Quarteny Journal of 
Economics , Vol. LXIV (May 1950), pp. 242-53. C. Wright Mills: “The 
American Busmess Ehte; a Collective Portrait,” Journal of Economic His- 
tory , Vol. V (Supplemental issue, 1945), pp. 20-44. Frances W. Gregory 
and Irene D. Neu: “The American Industrial Ehte m the 1870’s,” in Wil- 
liam Miller, ed.: Men in Business (Cambridge, 1952), pp. 193-211. 



Chapter iv: The Status Revolution and Progressive Leaders 141 

formers alike found satisfaction in a bitter caricature of the great 
businessman. One need only turn to the social novels of the 
* realists” who wrote about businessmen at the turn of the cen- 
tury — William Dean Howells, H. H. Boyesen, Henry Blake 
Fuller, and Robert Herrick, among others — to see the portrait 
of the captain of industry that dominated the Mugwump imagi- 
nation. The industrialists were held to be uneducated and un- 
cultivated, irresponsible, rootless and corrupt, devoid of refine- 
ment or of any sense of noblesse. “If our civilization is destroyed, 
as Macaulay predicted,” wrote Henry Demarest Lloyd in an as- 
sessment of the robber barons, “it will not be by his barbarians 
from below. Our barbarians come from above. Our great money- 
makers have sprung in one generation into seats of power kings 
do not know. The forces and the wealth are new , and have been 
the opportunity of new' men . Without restraints of culture , ex- 
perience , the pride , or even the inherited caution of class or 
rank , these men, intoxicated, think they are the wave instead 
of the float, and that they have created the business which has 
created them. To them science is but a never-ending repertoire 
of investments stored up by nature for the syndicates, govern- 
ment but a fountain of franchises, the nations but customers in 
squads, and a million the unit of a new arithmetic of wealth 
written for them. They claim a power without control, exercised 
through forms which make it secret, anonymous, and perpetual. 
The possibilities of its gratification have been widening before 
them without interruption since they began, and even at a 
thousand millions they will feel no satiation and will see no 
place to stop.” 2 

Unlike Lloyd, however, the typical Mugwump was a con- 
servative in his economic and political views. He disdained, to 

2 Henry Demarest Lloyd: Wealth against Commonwealth (New York, 
1894, ed. 1899), pp. 510-11, italics added. For some characteristic ex- 
pressions on the plutocracy by other writers, see the lengthy quotations in 
Lloyd’s article “Plutocracy,” m W. D P Bliss, ed.: Encyclopedia of Social 
Reform (New York, 1897), pp. 1012-16. 



142 


THE AGE OF REFORM 


be sure, the most unscrupulous of the new men of wealth, as he 
did the opportunistic, boodling, tariff-mongering politicians who 
served them. But the most serious abuses of the unfolding eco- 
nomic order of the Gilded Age he either resolutely ignored or 
accepted complacently as an inevitable result of the struggle for 
existence or the improvidence and laziness of thg masses . 3 As a 
rule, he was dogmatically committed to the prevailing theoreti- 
cal economics of laissez faire. His economic program did not go 
much beyond tariff reform and sound money — both principles 
more easily acceptable to a group whose wealth was based more 
upon mercantile activities and the professions than upon manu- 
facturing and new enterprises — and his political program rested 
upon the foundations of honest and efficient government and 
civil-service reform. He was a “liberal” in the classic sense. Tar- 
iff reform, he thought, would be the sovereign remedy for the 
huge business combinations that were arising. His pre-eminent 
journalist and philosopher was E. L. Godkin, the honorable old 
free-trading editor of the Nation and the New York Evening 
Tost. His favorite statesman was Grover Cleveland, who de- 
scribed the tariff as the “mother of trusts.” He imagined that 
most of the economic ills that were remediable at all could be 
remedied by free trade, just as he believed that the essence of 
government lay in honest dealing by honest and competent men. 

Lord Bryce spoke of the Mugwump movement as being 
“made more important by the intelligence and social position 
of the men who composed it than by its voting power .” 4 It 
was in fact intellect and social position, among other things, 
that insulated the Mugwump from the sources of voting power. 
If he was critical of the predatory capitalists and their political 
allies, he was even more contemptuously opposed to the “radi- 

8 For a cross-section of the views of this school, see Alan P. Grimes: 
The Political Liberalism of the New York nation, 1865-1932 (Chapel 
Hill, 1953), chapter il. 

4 The American Commonwealth , Vol. II, p. 45, see pp 45-50 for a brief 
characterization of the Mugwump type. 



Chapter iv: The Status Revolution and Progressive Leaders 143 

cal” agrarian movements and the "demagogues” who led them, 
to the city workers when, led by "walking delegates,” they re- 
belled against their employers, and to the urban immigrants and 
the "unscrupulous bosses” who introduced them to the mysteries 
o£ American civic life. He was an impeccable constitutionalist, 
but the fortunes of American politics had made him an equally 
firm aristocrat. He had his doubts, now that the returns were in, 
about the beneficence of universal suffrage. 5 The last thing he 
would have dreamed of was to appeal to the masses against the 
plutocracy, and to appeal to them against the local bosses 
was usually fruitless. The Mugwump was shut off from the peo- 
ple as much by his social reserve and his amateurism as by his 
candidly conservative views. In so far as he sought popular sup- 
port, he sought it on aristocratic terms. 

One of the changes that made Progressivism possible around 
the turn of the century was the end of this insulation of the 
Mugwump type from mass support. For reasons that it is in 
good part the task of these pages to explore, the old barriers 
melted away. How the Mugwump found a following is a com- 
plex story, but it must be said at once that this was impossible 
until the Mugwump type itself had been somewhat transformed. 
The sons and successors of the Mugwumps had to challenge 
their fathers’ ideas, modify their doctrinaire commitment to 
laissez faire , replace their aristocratic preferences with a star- 
tling revival of enthusiasm for popular government, and develop 
greater flexibility in dealing with the demands of the discon- 
tented before they could launch the movement that came to 
dominate the political life of the Progressive era. 

But if the philosophy and the spirit were new, the social type 
and the social grievance were much the same. The Mugwump 
had broadened his base. One need not be surprised, for instance, 
to find among the Progressive leaders in both major parties a 
large number of well-to-do men whose personal situation is 
5 Gnmes, op. cit., chapter id. 



144 


THE AGE OF REFORM 


reminiscent of the Mugwumps of an earlier generation. As Pro- 
fessor George Mowry has remarked, “few reform movements in 
American history have had the support of more wealthy men.” 6 
Such men as George W. Perkins and Frank Munsey, who may 
perhaps be accused of joining the Progressive movement pri- 
marily to blunt its edge, can be left out of account, and such 
wealthy reformers as Charles R. Crane, Rudolph Spreckels, 
E. A. Filene, the Pinchots, and William Kent may be dismissed 
as exceptional. Still, in examining the lives and backgrounds of 
the reformers of the era, one is impressed by the number of 
those who had considerably more than moderate means, and 
particularly by those who had inherited their money. As yet no 
study has been made of reform leaders in both major parties, 
but the systematic information available on leaders of the Pro- 
gressive Party of 1912 is suggestive. Alfred D. Chandler, Jr., 
surveying the backgrounds and careers of 260 Progressive Party 
leaders throughout the country, has noted how overwhelmingly 
urban and middle-class they were. Almost entirely native-born 
Protestants, they had an extraordinarily high representation of 
professional men and college graduates. The rest were business- 
men, proprietors of fairly large enterprises. None was a farmer, 
only one was a labor-union leader, and the white-collar classes 
and salaried managers of large industrial or transportation en- 
terprises were completely unrepresented. Not surprisingly, the 
chief previous political experience of most of them was in local 
politics. But on the whole, as Chandler observes, they “had had 
little experience with any kind of institutional discipline. In this 
sense, though they lived in the city, they were in no way typical 
men of the city. With very rare exceptions, all these men had 
been and continued to be their own bosses. As lawyers, busi- 
nessmen, and professional men, they worked for themselves and 
had done so for most of their lives. As individualists, unac- 
quainted with institutional discipline or control, the Progressive 

6 George Mowry: Theodore Roosevelt and the Progressive Movement 
(Madison, 1946), p. 10. 



Chapter iv: The Status Revolution and Progressive Leaders 145 

leaders represented, in spite of their thoroughly urban back- 
grounds, the ideas of the older, more rural America” 7 8 From the 
only other comparable study, George Mowry’s survey of the 
California Progressives, substantially the same conclusions 
emerge. The average California Progressive was "in the jargon 
of his day, well fixed/ He was more often than not a Mason, and 
almost invariably a member of his town’s chamber of commerce. 
... He apparently had been, at least until 1900, a conservative 

Republican, satisfied with McKinley and his Republican prede- 

» 8 

cessors. 

While some of the wealthier reformers were self-made men, 
like John P. Altgeld, Hazen Pingree, the Mayor of Detroit and 
Governor of Michigan, and Samuel ("Golden Rule”) Jones, the 
crusading Mayor of Toledo, more were men of the second and 
third generation of wealth or (notably Tom Johnson and Joseph 
Fels ) men who had been declassed for a time and had recouped 
their fortunes. Progressive ideology, at any rate, distinguished 
consistently between 4 responsible” and “irresponsible” wealth 

7 Alfred D. Chandler, Jr. : “The Origins of Progressive Leadership,” m 
Eltmg Morison, ed.: The Letters of Theodore Roosevelt , Vol. VIII (Cam- 
bridge, 1954), pp. 1462-5. Chandler found the 260 leaders distributed as 
follows: business, 95; lawyers, 75; editors, 36; other professional (college 
professors, authors, social workers, and a scattering of others), 55. Chan- 
dler also found significant regional variations In the cities of the Northeast 
and the old Northwest, the role of the intellectuals and professionals was 
large, while the businessmen were chiefly those who managed old, estab- 
lished enterprises. In the South, however, a rising social elite of aggressive 
new businessmen took part. In the West and the rural areas, editors and 
lawyers dominated party leadership, while the businessmen tended to be 
from businesses of modest size, like cattle, real estate, lumber, publishing, 
small manufacturing. 

8 George Mowiy: The California Progressives (Berkeley, 1951), pp. 
88-9; see generally chapter iv, which contains an illuminating brief ac- 
count of 47 Progressive leaders. Three fourths of these were college- 
educated. There were 17 lawyers, 14 journalists, 11 independent business- 
men and real-estate operators, 3 doctors, 3 bankers. Of the ideology of this 
group Mowry observed that they were opposed chiefly to “the impersonal, 
concentrated, and supposedly privileged property represented by the be- 
hemoth corporation. Looking backward to an older America [they] sought 
to recapture and reaffirm the older individualistic values m all the strata of 
political, economic, and social life.” Ibid , p. 89. 



146 


THE AGE OF REFORM 


—a distinction that seems intimately related to the antagonism 
of those who had had money long enough to make temperate 
and judicious use of it for those who were rioting with new- 
found means. 

A gifted contemporary of the Progressives, Walter Weyl, ob- 
served in his penetrating and now all but forgotten book The 
New Democracy that this distinction between types of wealth 
could often be seen in American cities: “As wealth accumulates, 
moreover, a cleavage of sentiment widens between the men who 
are getting rich and the men who are rich. The old Cincinnati 
distinction between the tf stick- 5 ems 5 (the actual pork-packers) 
and the rich ‘stuck-’ems 5 is today reflected in the difference be- 
tween the retired millionaires of New York and the millionaires, 
in process or hope, of Cleveland, Portland, Los Angeles, or 
Denver. The gilt-edged millionaire bondholder of a standard 
railroad has only a partial sympathy with timber thieves, though 
his own fortune may have originated a few generations ago in 
railroad-wrecking or the slave and Jamaica rum trade; while 
the cultured descendants of cotton manufacturers resent the 
advent into their society of the man who had made his pile’ in 
the recent buying or selling of franchises. Once wealth is sancti- 
fied by hoary age ... it tends to turn quite naturally against 
new and evil ways of wealth getting, the expedients of prospec- 
tive social climbers. The old wealth is not a loyal ally in the 
battle for the plutocracy; it inclines, if not to democratic, at 
least to mildly reformatory, programs . . . the battle between 
the plutocracy and the democracy, which furiously wages in the 
cities where wealth is being actually fought for, becomes some- 
what gentler in those cities where bodies of accumulated wealth 
exercise a moderating influence. Inheritance works in the same 
direction. Once wealth is separated from its original accumula- 
tor, it slackens its advocacy of its method of accumulation / 5 9 

Weyl realized, moreover, that so far as a great part of the 

9 Walter Weyl. The New Democracy (New York, 1914), pp. 242-3. 



Chapter iv: The Status Revolution and Progressive Leaders 147 

dissenting public was concerned, the central grievance against 
the American plutocracy was not that it despoiled them eco- 
nomically but that it overshadowed them, that in the still com- 
petitive arena of prestige derived from conspicuous consump- 
tion and the style of life, the new plutocracy had set standards 
of such extravagance and such notoriety that everyone else felt 
humbled by comparison. Not only was this true of the nation as 
a whole in respect to the plutocracy, but there was an inner 
plutocracy in every community and every profession that 
aroused the same vague resentment: “The most curious factor/' 
he found, in the almost universal American antagonism toward 
the plutocracy, was “that an increasing bitterness is felt by a 
majority which is not worse but better off than before. This 
majority suffers not an absolute decline but a relatively slower 
growth. It objects that the plutocracy grows too fast; that in 
growing so rapidly it squeezes its growing neighbors. Growth 
is right and proper, but there is, it is alleged, a rate of growth 
which is positively immoral. ... To a considerable extent the 
plutocracy is hated not for what it does but for what it is. . . . 
It is the mere existence of a plutocracy, the mere Toeing’ of our 
wealthy contemporaries, that is the main offense. Our over- 
moneyed neighbors cause a relative deflation of our personali- 
ties. Of course, in the consumption of wealth, as in its produc- 
tion, there exist c non-competitive groups/ and a two-thousand- 
dollar-a-year-man need not spend like a Gould or a Guggenl]teim. 
Everywhere, however, we meet the millionaire's good and evil 
works, and we seem to resent the one as much as the other. Our 
jogging horses are passed by their high-power automobiles. We 
are obliged to take their dust. 

“By setting the pace for a frantic competitive consumption, 
our infinite gradations in wealth (with which gradations the 
plutocracy is inevitably associated) increase the general social 
friction and produce an acute social irritation. . . . We are de- 
veloping new types of destitutes — the automobileless, the yacht- 



148 


THE AGE OF REFORM 


less, the Newport-cottageless. The subtlest of luxuries become 
necessities, and their loss is bitterly resented. The discontent of 
today reaches very high in the social scale. . . . 

"For this reason the plutocracy is charged with having ended 
our old-time equality. . . . Our industrial development (of 
which the trust is but one phase) has been towards a sharpen- 
ing of the angle of progression. Our eminences have become 
higher and more dazzling; the goal has been raised and nar- 
rowed. Although lawyers, doctors, engineers, architects, and 
professional men generally, make larger salaries than ever be- 
fore, the earning of one hundred thousand dollars a year by 
one lawyer impoverishes by comparison the thousands of law- 
yers who scrape along on a thousand a year. The widening of 
the competitive field has widened the variation and has sharp- 
ened the contrast between success and failure, with resulting 
inequality and discontent.” 1 


n. The Alienation of the Professionals 

Whenever an important change takes place in modern society, 
large sections of the intellectuals, the professional and opinion- 
making classes, see the drift of events and throw their weight on 
the side of what they feel is progress and reform. In few histori- 
cal movements have these classes played a more striking role 
than in Progressivism. While those intellectuals and professional 
men who supported Progressive causes no doubt did so in part 
for reasons that they shared with other members of the middle 
classes, their view of things was also influenced by marked 
changes within the professions themselves and by changes in 
their social position brought about by the growing complexity 
of society and by the status revolution. 

In the previous era, during the industrial and political con- 
flicts of the 1870’s and 1880’s, the respectable opinion-making 
1 Ibid., pp. 244-8. 



Chapter iv: The Status Revolution and Progressive Leaders 149 

classes had given almost unqualified support to the extreme 
conservative position on most issues. The Protestant ministry, 
for instance, was “a massive, almost unbroken front in its de- 
fense of the status quo” 2 Most college professors preached the 
great truths of laissez faire and the conservative apologetics of 
social Darwinism, and thundered away at labor unions and so- 
cial reformers. Lawyers, except for a rare small-town spokesman 
of agrarian unrest or little business, were complacent. And while 
an occasional newspaper editor launched an occasional crusade, 
usually on a local issue, the press was almost as unruffled. 

Beginning slowly in the 1890’s and increasingly in the next 
two decades, members of these professions deserted the stand- 
pat conservatism of the post-Civil War era to join the main 
stream of liberal dissent and to give it both moral and intellec- 
tual leadership. The reasons for this reversal are complex. But 
if the professional groups changed their ideas and took on new 
loyalties, it was not in simple response to changes in the nature 
of the country’s problems — indeed, in many ways the problems 
of American life were actually less acute after 1897 — but rather 
because they had become disposed to see things they had previ- 
ously ignored and to agitate themselves about things that had 
previously left them unconcerned. What interests me here is not 
the changed external condition of American society, but the 
inward social and psychological position of the professionals 
themselves that made so many of them become the advisers and 
the gadflies of reform movements. The alienation of the profes- 
sionals was in fact a product of many developments, but among 
these the effects of the status revolution must be given an im- 
portant place. Conditions varied from profession to profession, 
but all groups with claims to learning and skill shared a common 
sense of humiliation and common grievances against the plu- 
tocracy. 

The contrast between the attitude of the clergy in the 1870’s 

2 Henry F. May: Protestant Churches and Industrial America (New 
York, 1949), p. 91. 



150 


THE AGE OF EEFORM 


and that of the 1890’s measures the change. When the hard 
times following the panic of 1873 resulted in widespread labor 
unrest, culminating in the railway strikes of 1877, the Protestant 
religious press was bloodthirsty in its reaction. The laborers 
were described as "wild beasts” and "reckless desperadoes,” and 
some of the religious papers suggested that if they could not be 
clubbed into submission they should be mowed down with can- 
non and Gatling guns. During the social conflicts of the 1880’s, 
ministers expressed an attitude only slightly less hysterical. By 
the 1890’s a liberal minority was beginning to express a far 
milder view of strikes, though the chief religious papers were 
still completely hostile, for instance, to the American Railway 
Union in the Pullman strike of 1894. By this time, however, a 
substantial reversal of opinion was under way, and the ideas of 
social Christianity and the social gospel had profoundly modi- 
fied the outlook of many ministers in the major denominations. 
From 1895 through the Progressive era ""the doctrines developed 
by the [early social-gospel] generation . . . increasingly domi- 
nated the most articulate sections of American Protestantism ” 3 

The clergy were probably the most conspicuous losers from 
the status revolution. They not only lost ground in all the out- 
ward ways, as most middle-class elements did, but were also 
hard hit in their capacity as moral and intellectual leaders by 
the considerable secularization that took place in American 
society and intellectual life in the last three decades of the nine- 
teenth century. On one hand, they were offended and at times 
antagonized by the attitudes of some of the rich men in their 
congregations. 4 On the other, they saw the churches losing the 
support of the working class on a large and ominous scale. 
Everywhere their judgments seemed to carry less weight. Re- 
ligion itself seemed less important year by year, and even in 

s Ibid., pp. 202-3. 

4 An interesting but by no means representative case was the contro- 
versy between W. S. Rainsford, rector of St. George’s ( Episcopal ) Church 
in New York City, and one of his vestrymen, J. Pierpont Morgan. See 
Rainsford: Story of a Varied Life (Garden City, 1924), p. 281. 



Chapter rvi The Status Revolution and Progressive Leaders 151 

their capacity as moral and intellectual leaders of the commu- 
nity the ministers now had to share a place with the scientists 
and the social scientists. In the pre-Civil War days, for example, 
they had had a prominent place in the control of higher educa- 
tion. Now they were being replaced on boards of trustees by 
businessmen, bankers, and lawyers, 5 and the newer, more secular 
universities that were being founded with the money of the 
great business lords brought with them social scientists whose 
word began to appropriate some of the authority that the clergy 
had once held. University learning, in many fields, carried with 
it the fresh and growing authority of evolutionary science, while 
the ministers seemed to be preaching nothing but old creeds. 

The general decline in deference to the ministerial role was 
shown nowhere more clearly than in the failure of the lay gov- 
ernors of Protestant congregations to maintain the standard of 
living of their pastors under the complex conditions of urban 
life and the rising price level of the period after 1897. Not only 
were the clergy less regarded as molders of opinion, but they 
were expected to carry on the arduous work of their pastorates 
with means that were increasingly inadequate and to defer 
meekly to far more affluent vestrymen. 6 

In the light of this situation, it may not be unfair to attribute 
the turning of the clergy toward reform and social criticism not 
solely to their disinterested perception of social problems and 

5 In 1860, clergymen comprised 39 per cent of the governing boards of 
Earl McGrath’s sample of private institutions; m 1930, 7 per cent. Mc- 
Grath: “The Control of Higher Education in America, Educational 
Record, Vol XVII (April 1936), pp. 259-72. During the Progressive era 
clergymen were also beginning to be replaced with laymen in the college 
and university presidencies. 

6 In 1918 a Literary Digest survey showed that only 1,671 of the 170,- 
000 ministers m the United States paid taxes on incomes over $3,000. In 
1920 a survey by the Interchurch World Movement found that the average 
annual pastoral income was $937 Christian Advocate , Vol. XCV (July 22, 
1920), p. 985. Preachers were well aware that they had reached a point at 
which their wages were lower than those of many skilled workers, espe- 
cially masons, plumbers, plasterers, and bricklayers. On preachers’ salaries, 
see Homiletic Review , Vol. LXXXVI (December 1923), p. 437; VoL 
LXXXVII (January 1924), p. 9. 



152 


THE AGE OF REFORM 


their earnest desire to improve the world, but also to the fact 
that as men who were in their own way suffering from the inci- 
dence of the status revolution they were able to understand and 
sympathize with the problems of other disinherited groups. The 
increasingly vigorous interest in the social gospel, so clearly 
manifested by the clergy after 1890, was in many respects an 
attempt to restore through secular leadership some of the 
spiritual influence and authority and social prestige that clergy- 
men had lost through the upheaval in the system of status and 
the secularization of society. 

That the liberal clergy succeeded in restoring some of their 
prestige by making themselves a strong force in the Progressive 
ranks no student of the history of American social Christianity 
is likely to deny. 7 As practical participants and as ideologists and 
exhorters the clergy made themselves prominent, and a great 
deal of the influence of Progressivism as well as some of its 
facile optimism and naivete may be charged to their place in its 
councils. Indeed, Progressivism can be considered from this 
standpoint as a phase in the history of the Protestant conscience, 
a latter-day Protestant revival. Liberal politics as well as liberal 
theology were both inherent in the response of religion to the 
seculaiization of society. No other major movement in Ameri- 
can political history (unless one classifies abolitionism or pro- 
hibitionism as a major movement) had ever received so much 
clerical sanction. Jeffersonianism had taken the field against 
powerful clerical opposition; Jacksonianism had won its tri- 
umphs without benefit of clergy; but the new-model army of 
Progressivism had its full complement of chaplains. 

The situation of the professors is in striking contrast to that 
of the clergy — and yet the academic man arrived by a different 
path at the same end as the cleric. While the clergy were being 
in a considerable measure dispossessed, the professors were 
rising. The challenge they made to the status quo around the 

7 May, op. cit., chapter iv, “The Social Gospel and American Progres- 
sivism ” 



Chapter iv: The Status Revolution and Progressive Leaders 153 

turn of the century, especially in the social sciences, was a 
challenge offered by an advancing group, growing year by year 
in numbers, confidence, and professional standing. Modern 
students of social psychology have suggested that certain social- 
psychological tensions are heightened both in social groups that 
are rising in the social scale and in those that are falling; 8 and 
this may explain why two groups with fortunes as varied as the 
professoriat and the clergy gave so much common and similar 
support to reform ideologies. 

Unlike the clergy, academic men in America before 1870 had 
had no broad public influence, no professional traditions nor 
self-awareness, hardly even any very serious professional stand- 
ards. 9 The sudden emergence of the modern university, how- 
ever, transformed American scholarship during the last three 
decades of the century. Where there had been only a number of 
denominational colleges, there were now large universities with 
adequate libraries, laboratories, huge endowments, graduate 

8 Cf Joseph Greenbaum and Leonard I. Pearlm: “Vertical Mobility and 
Prejudice/' m Remhard Bendix and Seymour M. Lipset, eds Class , Status 
and Power (Glencoe, Illinois, 1953), pp. 480-91, Bruno Bettelheim and 
Morris Janowitz: “Ethnic Tolerance, a Function of Personal and Social 
Control/' American Journal of Sociology , Vol. IV (1949), pp. 137-45 

An amusing parallel to the professoriat is provided by the architects. 
Nothing could be clearer than that the standards and status of this profes- 
sion had been much improved m the years before the turn of the century, 
yet we find one of its older members complaining m 1902 that when he 
was a boy “an architect was somebody. . . . He ranked with the judge, 
the leading lawyer, the eminent physician — several pegs higher in the so- 
cial rack than the merely successful merchant or broker." F. W Fitz- 
patrick: “The Architects," Inland Architect, Vol. XXXIX (June 1902), 
pp 38-9. What could have been responsible for this false consciousness of 
a decline m the position of the profession but the fact that the rise of the 
architect and the development of urban business had brought him into 
intimate contact with a plutocracy that made him feel small? He was un- 
happy not because he had actually lost out but because the “reference 
group" by which he measured his position was a different one. There 
were, of course, elements of alienation from the chents based on profes- 
sional considerations. See Fitzpatrick: “Architect's Responsibilities,' 5 ibid., 
Vol. L (October 1907), p. 41. 

9 Richard Hofstadter and Walter P. Metzger: The Development of 
Academic Freedom in the United States (New York, 1955), esp. chapters 
v, vi, ix. 



154 


THE AGE OF REFORM 


schools, professional schools, and advancing salaries. The pro- 
fessoriat was growing immensely in numbers, improving in 
professional standards, gaining in compensation and security, 
and acquiring a measure of influence and prestige in and out of 
the classroom that their predecessors of the old college era 
would never have dreamed of. And yet there was a pervasive 
discontent. To overestimate the measure of radicalism in the 
academic community is a convention that has little truth. In the 
Progressive era the primary function of the academic com- 
munity was still to rationalize, uphold, and conserve the exist- 
ing order of things. But what was significant in that era was 
the presence of a large creative minority that set itself up 
as a sort of informal brain trust to the Progressive movement. 
To call the roll of the distinguished social scientists of the Pro- 
gressive era is to read a list of men prominent in their criticism 
of vested interests or in their support for reform causes — John R. 
Commons, Richard T. Ely, E. R. A. Seligman, and Thorstein 
Veblen in economics, Charles A. Beard, Arthur F. Bentley and 
J. Allen Smith in political science, E. A. Ross and Lester Ward 
in sociology, John Dewey in philosophy, and (for all his formal 
conservatism) Roscoe Pound in law. The professors had their 
intimate experience with and resentments of tire plutocracy — 
which illustrates Walter Weyl’s apt remark that the benefactions 
of the millionaires aroused almost as much hostility as their 
evil works. Professors in America had always had the status of 
hired men, but they had never had enough professional pride to 
express anything more than a rare momentary protest against 
this condition. Now, even though their professional situation 
was improving, they found in themselves the resources to com- 
plain against their position ; 1 not the least of their grievances was 

1 Cf. the lament of John Dewey in 1902: “The old-fashioned college 
faculty was pretty sure to be a thoro-gomg democracy m its way. Its 
teachers were selected more often because of their marked individual 
traits than because of pure scholarship. Each stood his own and for his 
own.” “Academic Freedom,” Education Review , Vol. XXIII (January 
1902), p. 13, This very idealization of the professional past was a product 



Chapter iv: The Status Revolution and Progressive Leaders 155 

the fact that their professional affairs were under the control of 
the plutocracy, since boards of trustees were often composed of 
those very businessmen who in other areas of life were becom- 
ing suspect for their predatory and immoral lives. Further, aca- 
demic men in the social sciences found themselves under pres- 
sure to trim their sails ideologically; and caste self-consciousness 
was heightened by a series of academic-freedom cases involving 
in some instances the more eminent members of the emerging 
social sciences — Richard T. Ely, Edward A. Ross, J. Allen Smith, 
and others. In 1915 this rising self-consciousness found expres- 
sion in the formation of the American Association of University 
Professors. 

If the professors had motives of their own for social resent- 
ment, the social scientists among them had special reason for a 
positive interest in the reform movements. The development 
of regulative and humane legislation required the skills of law- 
yers and economists, sociologists and political scientists, in the 
writing of laws and in the staffing of administrative and regula- 
tive bodies. Controversy over such issues created a new market 
for the books and magazine articles of the experts and engen- 
dered a new respect for their specialized knowledge. Reform 
brought with it the brain trust. In Wisconsin even before the 
turn of the century there was an intimate union between the 
La Follette regime and the state university at Madison that 
foreshadowed all later brain trusts. National recognition of the 
importance of the academic scholar came in 1918 under Wood- 
row Wilson, himself an ex-professor, when the President took 
with him as counselors to Paris that grand conclave of ex- 
pert advisers from several fields of knowledge which was known 
to contemporaries as The Inquiry. 

The legal profession, which stands in a more regular and inti- 
mate relation with American politics than any other profession 
or occupation, affords a good example of the changing position 

of the rise of the profession. For the falseness of this idealization, see 
Hofstadter and Metzger, op. cit., chapters v and vi, and passim » 



156 


THE AGE OF REFORM 


of the middle-class professional in the development of corporate 
society. The ambiguous situation of many lawyers, which often 
involved both profitable subservience to and personal alienation 
from corporate business, contributed significantly to the cast of 
Progressive thought and the recruitment of Progressive leaders. 
While many lawyers could participate in Progressive politics in 
the spirit of good counselors caring for their constituents, many 
also felt the impact of the common demand for reform as a re- 
sponse to changes in their own profession. 

In the opening decades of the century the American legal 
profession was troubled by an internal crisis, a crisis in self- 
respect precipitated by the conflict between the image of legal 
practice inherited from an earlier age of more independent pro- 
fessionalism and the realities of modem commercial practice. 
Historically the American legal profession had had four out- 
standing characteristics. Where it was practiced at its best in 
the most settled communities, it had the position of a learned 
profession with its own standards of inquiry and criticism, its 
own body of ideas and ethics. A lawyer s reputation and fortune 
had been based upon courtroom advocacy, forensic skill, learn- 
ing, and presence. It was, secondly, a professional group of ex- 
ceptional public influence and power. Tocqueville’s famous ob- 
servation that in the absence of a fixed and venerable class of 
rich men the closest thing to an American aristocracy was to be 
found in the bench and bar may have been somewhat exagger- 
ated, but it does justice to the mid-nineteenth-century position 
of this professional group — the nursery of most American states- 
men and of the rank and file of practicing politicians. Thirdly, a 
sense of public responsibility had been present in the moral and 
intellectual traditions of the bar — a feeling embodied in the 
notion that the lawyer was not simply an agent of some litigant 
but also by nature an “officer of the court,” a public servant. 
Finally, law had been, pre-eminently in the United States, one 
of the smoothest avenues along which a man who started with 
only moderate social advantages might, without capital, rise 



Chapter iv: The Status Revolution and Progressive Leaders 157 

upward through the ranks to a position of wealth or power. 
Democratic access to the bar had been jealously protected — so 
much so that a peculiar notion of the 4 natural right” to practice 
law had developed and many professional leaders felt that the 
standards of admission to the profession had been set far too 
low. 

At the turn of the century lawyers as a group were far less 
homogeneous than they had been fifty years before. The large, 
successful firms, which were beginning even then to be called 
“legal factories,” were headed by the wealthy, influential, and 
normally very conservative minority of the profession that 
tended to be most conspicuous in the Bar Associations. In their 
firms were many talented young lawyers, serving their time as 
cheap labor. There was a second echelon of lawyers in small 
but well-established offices of the kind that flourished in smaller 
cities; lawyers of this sort, who were commonly attached to and 
often shared the outlook of new enterprisers or small business- 
men, frequently staffed and conducted local politics. A third 
echelon, consisting for the most part of small partnerships or 
individual practitioners, usually carried on a catch-as-catch-can 
practice and eked out modest livings. As the situation of the in- 
dependent practitioners deteriorated, they often drifted into 
ambulance-chasing and taking contingent fees. Much of the talk 
in Bar Associations about improving legal ethics represented the 
unsympathetic efforts of the richer lawyers with corporate con- 
nections to improve the reputation of the profession as a whole 
at the expense of their weaker colleagues. 

A body of professional teachers of law, outside the ranks of 
practicing lawyers, was also developing as an independent force 
within the profession. The most effective type of legal educa- 
tion, then becoming dominant in the best university law schools, 
was LangdelTs case method. It had been a part of Langdell’s 
conception that the proper training for the teaching of law was 
not law practice but law study. As the part-time practicing law- 
yer became less conspicuous in legal education and the full-time 



158 


THE AGE OF REFORM 


teaching lawyer replaced him, the independent and professional 
consciousness of the guild was once again reinforced. Lawyers 
who were most attracted by the more intellectual and profes- 
sional aspects of their field tended to go into teaching, just as 
those most interested in public service went into politics or ad- 
ministration. Young Charles Evans Hughes, for instance, tem- 
porarily deserted an extremely promising career in metropolitan 
practice for a relatively ill-paid job as a professor in Cornells 
law school . 2 In the movement for broader conceptions of profes- 
sional service, for new legal concepts and procedural reforms, 
for deeper professional responsibility, for criticism of the courts, 
the teaching side of the profession now became important. The 
teachers became the keepers of the professional conscience and 
helped implant a social view of their functions in the young men 
who graduated from good law schools. 

With the rise of corporate industrialism and finance capital- 
ism, the law, particularly in the urban centers where the most 
enviable prizes were to be had, was becoming a captive profes- 
sion. Lawyers kept saying that the law had lost much of its 
distinctly professional character and had become a business. Ex- 
actly how much truth lay in their laments cannot be ascertained 
until we know more about the history of the profession; but 
whether or not their conclusions were founded upon a false sen- 
timentalization of an earlier era, many lawyers were convinced 
that their profession had declined in its intellectual standards 
and in its moral and social position. Around the turn of the cen- 
tury, the professional talents of courtroom advocacy and brief- 
making were referred to again and again as "lost arts,” as the 
occupation of the successful lawyer centered more and more 
upon counseling clients and offering business advice. General 
and versatile talent, less needed than in the old days, was re- 
placed by specialized practice and the division of labor within 
law firms. The firms themselves grew larger; the process of con- 

2 Merlo Pusey: Charles Evans Hughes (New York, 1951), Vol. I, 
pp. 95-104. 



Chapter iv: The Status Revolution and Progressive Leaders 159 

centration and combination in business, which limited profitable 
counseling to fewer and larger firms, engendered a like concen- 
tration in the law. Metropolitan law firms, as they grew larger 
and more profitable, moved into closer relationships with and 
became “house counsel" of the large investment houses, banks, 
or industrial firms that provided them with most of their busi- 
ness. But the relation that was the source of profit brought with 
it a loss of independence to the great practitioners. The smaller 
independent practitioner was affected in another, still more 
serious way: much of his work was taken from him by real- 
estate, trust, and insurance companies, collection agencies, and 
banks, which took upon themselves larger and larger amounts 
of what had once been entirely legal business. 3 A speaker at the 
meeting of the Baltimore Bar Association in 1911 estimated that 
70 per cent of the members of the profession were not making a 
suitable living, “Corporations doing our business are work- 
ing ... to our detriment,” he said. “Slowly, but with persist- 
ence, the corporations are pushing the lawyer to the wall. They 
advertise, solicit, and by their corporate influence and wealth 
monopolize the legal field.” 4 

That the dignity and professional independence of the bar 
had been greatly impaired became a commonplace among law- 
yers and well-informed laymen. “How often we hear/" declared 
an eminent lawyer in an address before the Chicago Bar Asso- 
ciation in 1904, “that the profession is commercialized; that the 
lawyer today does not enjoy the position and influence that be- 
longed to the lawyer of seventy-five or a hundred years 
ago. . . ” He went on to deny — what many lawyers did not 
deny — that the alleged commercialization was serious; but he 
conceded that the lawyer had indeed suffered from what he 
called “the changed social and industrial conditions.” These 

3 See Joseph Katz: The American Legal Profession , 1890-1915, unpub- 
lished M A thesis, Columbia University, 1953, for an illuminating discus- 
sion of trends m the profession during this period. 

4 “Corporate Monopoly in the Field of Law,” 15 Law Notes (1911), 

p. 22. 



160 


THE AGE OF REFORM 


conditions, he observed, had “taken from the lawyer some of his 
eminence and influence in other than legal matters” and had 
also, for that matter, “in the same may and in no less degree af- 
fected the other learned professions , and indeed all educated or 
exceptional men?’* Several years later another lawyer put it 
somewhat more sharply in an essay entitled “The Passing of the 
Legal Profession”: “The lawyer's former place in society as an 
economical factor has been superseded by [the corporation] this 
artificial creature of his own genius, for whom he is now simply 
a clerk on a salary.” 6 

Lord Bryce, in comparing the America of 1885 with the 
America of Tocqueville, had concluded that “the bar counts for 
less as a guiding and restraining power, tempering the crudity 
or haste of democracy by its attachment to rule and precedent, 
than it did.” Shortly after the turn of the century he remarked 
that lawyers “are less than formerly the students of a particular 
kind of learning, the practitioners of a particular art. And they 
do not seem to be so much of a distinct professional class.” 7 
Commenting in 1905 on Bryce's observations, Louis D. Brandeis 
said that the lawyer no longer held as high a position with the 
people as he had held seventy-five or indeed fifty years before; 
but the reason, he asserted, was not lack of opportunity, but the 

5 Lloyd W. Bowers: “The Lawyer Today,” 38 American Law Review 
(1904), pp. 823, 829, italics added. 

6 George W. Bristol: “The Passing of the Legal Profession,” 22 Yale 
Law Journal (1912-13), p. 590. For other discussions of this and similar 
issues, see George F. Shelton. “Law as a Business,” 10 Yale Law Journal 
(1900), pp. 275—82; Robert Reat Platt. “The Decadence of Law as a 
Profession and Its Growth as a Business,” 12 Yale Law Journal (1903), 
pp 441-5; Newman W. Hoyles: “The Bar and Its Modern Development,” 
3 Canadian Law Review (1904), pp. 361-6; Henry Wynans Jessup: “The 
Professional Relations of the Lawyer to the Client, to the Court, and to 
the Community,” 5 Brief (1904), pp 145-68, 238-55, 335-45, Albert M. 
Kales: “The Economic Basis for a Society of Advocates in the City of Chi- 
cago,” 9 Illinois Law Review (1915), pp. 478-88; Julius Henry Cohen: 
The Law Business or Profession P (New York, 1916), John R. Dos Passos: 
The American Lawyer (New York, 1907); Willard Hurst: The Growth of 
American Law: the Law Makers (Boston, 1950), chapter xiii. 

7 Quoted by Louis D. Brandeis: Business — a Profession (Boston, 1927), 
pp. 333-4. 



Chapter iv: The Status Revolution and Progressive Leaders 161 

failure to maintain an independent moral focus. "Instead of 
holding a position of independence, between the wealthy and 
the people, prepared to curb the excesses of either, able lawyers 
have, to a large extent, allowed themselves to become adjuncts 
of great corporations and have neglected the obligation to use 
their powers for the protection of the people. We hear much of 
the "corporation lawyer/ and far too little of the people’s law- 
yer. 8 

Thus internal conditions, as well as those outward events 
which any lawyer, as a citizen, could see, disposed a large por- 
tion of this politically decisive profession to understand the im- 
pulse toward change. That impecunious young or small-town 
lawyers or practitioners associated with small business, and 
academic teachers of law, should often have approached the 
problems of law and society from a standpoint critical of the 
great corporations is not too astonishing — though among these 
elements only one, the teacher, was consistently articulate. 
Somewhat more noteworthy is the occasional evidence of a 
mixed state of mind even among some of the outstanding corpo- 
ration lawyers, for whom allegiance to the essentials of the 
status quo was qualified by a concern with its unremedied abuses 
and a feeling of irritation with its coarsest representatives. The 
top leaders of the law, in their strategic place as the source of 
indispensable policy advice to the captains of industry, probably 
enjoyed more wealth and as much power as lawyers had ever 
had. But their influence was of course no longer independently 
exercised, it was exerted through the corporation, the bank, the 
business leader. As A. A. Berle remarks, "responsible leadership 
in social development passed from the lawyer to the business 
man,” and the principal function of the legal profession became 
that of "defending, legalizing, and maintaining this exploitative 

8 Ibid , p. 337; cf. Woodrow Wilson: “The Lawyer and the Commm 
nity,” North American Remew , Vol. CXCII (November 1910), pp. 604r-22. 
Brandeis’s interest m having the lawyers play a mediating role between 
social classes may be compared with the comments of Tocqueville on this 
function of the profession: Democracy in America, Vol. I, chapter xvi. 



162 


THE AGE OF REFORM 


development.” 9 The corporation lawyer lived in frequent asso- 
ciation with businessmen who were oppressively richer, con- 
siderably less educated, and sometimes less scrupulous than 
himself. By professional tradition and training he saw things 
with much more disinterested eyes than they did; and although 
it was his business to serve and advise them, he sometimes re- 
coiled. "About half the practice of a decent lawyer,” Elihu Root 
once said, "consists in telling would-be clients that they are 
damned fools and should stop.” 1 "No amount of professional 
employment by corporations,” he wrote to a correspondent in 
1898, 'has blinded me to the political and social dangers which 
exist in their relations to government and public affairs. ...” 2 
Such men turned to public service with a sense of release. Root 
found that his work as Secretary of War under McKinley 
brought "a thousand new interests” into his life and that his 
practice seemed futile in comparison with his sense of accom- 
plishment in Cabinet work. 3 Similarly, Henry L. Stimson told 
his Yale classmates at their twentieth reunion, in 1908, that he 
had never found the legal profession "thoroughly satisfactory 
. . . simply because the life of the ordinary New York lawyer is 
primarily and essentially devoted to the making of money — and 
not always successfully so. . , . It has always seemed to me, in 
the law from what I have seen of it, that wherever the public 
interest has come into conflict with private interests, private in- 
terest was more adequately represented than the public inter- 
est.” After the last three years of his private practice, which 
were concerned with the affairs of "the larger corporations of 

9 A. A. Berle: ‘‘Modem Legal Profession,” in Encyclopedia of the So- 
cial Sciences. 

1 Willard Hurst, op. cit , p. 345, there are many complexities in lawyer- 
client relationships not dealt with here. On lawyer-client alienation, see 
David Riesman. ‘Some Observations on Law and Psychology,” University 
of Chicago Law Review , Vol. XIX (Autumn 1951), pp 33-4, and “To- 
ward an Anthropological Science of Law and the Legal Profession,” 
American Journal of Sociology , Vol. LVH (September 1951), pp. 130-1. 

2 Hurst, op. cit., p. 369. 

2 Ibid., p. 369. 



Chapter iv: The Status Revolution and Progressive Leaders 163 

New York,” he reported that when he did turn to federal service 
as a United States attorney (his important early cases were 
prosecutions for rebating), his “first feeling was that I had got- 
ten out of the dark places where I had been wandering all my 
life, and got out where I could see the stars and get my bearings 
once more. . . . There has been an ethical side of it which has 
been of more interest to me, and I have felt that I could get a 
good deal closer to the problems of life than I ever did before, 
and felt that the work was a good deal more worth while. And 
one always feels better when he feels that he is working in a 
good cause.” 4 

It may be objected that the progressivism espoused by cor- 
poration lawyers on a moral holiday would be a rather con- 
servative sort of thing. In fact it was, but this was not out of 
harmony with the general tone of the Progressive movement, 
especially in the Eastern states, where this kind of leadership 
played an important role. There Progressivism was a mild and 
judicious movement, whose goal was not a sharp change in the 
social structure, but rather the formation of a responsible elite, 
which was to take charge of the popular impulse toward change 
and direct it into moderate and, as they would have said, “con- 
structive” channels — a leadership occupying, as Brandeis so 
aptly put it, “a position of independence between the wealthy 
and the people, prepared to curb the excesses of either.” 


in. From the Mugwump to the Progressive 

What I have said thus far about the impact of the status revolu- 
tion may help to explain the occurrence of the Progressive 

4 Henry L. Stimson and McGeorge Bundy: On Active Service in Peace 
and War (New York, 1948), p. 17. Stimson’s background provides an in- 
teresting insight into the moral atmosphere of the Mugwump type. His fa- 
ther, an old-family New Yorker, had been a banker and broker. After 
earning a modest fortune, he had quit business for the study and practice 
of medicine. He lived modestly and earned on his medical work in con- 
nection with philanthropic organizations. Ibid., p. xvu. 



164 


THE AGE OF REFORM 


movement, but will not account for its location in time. A perti- 
nent question remains to be answered: as the status revolution 
had been going on at least since the Civil War and was certainly 
well advanced by the 1890’s, why did the really powerful out- 
burst of protest and reform come only with the first fifteen years 
of the twentieth century? Why did our middle classes, after six 
years of civic anxieties and three years of acute and ominous 
depression, give Hanna and McKinley a strong vote of confi- 
dence in 1896? And then after this confidence seemed in fact to 
have been justified by the return of prosperity, when the nations 
sense of security and power had been heightened by a quick 
victory in what John Hay called “our splendid little war,” and 
when a mood of buoyant optimism had again become dominant, 
why should they have turned about and given ardent support 
to the forces that were raking American life with criticism? 

First, it must be said that in some areas of American life those 
phenomena that we associate with the Progressive era were al- 
ready much in evidence before 1900. In a limited and local way 
the Progressive movement had in fact begun around 1890. On 
the part of some business interests the movement for cheap 
transportation and against monopoly had already waxed strong 
enough to impel a reluctant Congress to pass the Interstate 
Commerce Act in 1887 and the Sherman Act in 1890. 5 Likewise 
the crusade for municipal reform was well under way in the 
1890s. A very large number of local organizations dedicated to 
good government and a variety of reforms had sprung into exist- 
ence, and in some cities they had already achieved more than 
negligible changes. 6 Finally, the state legislatures had already 
begun to pass the sort of social legislation — regulation of hours 

5 The traditional emphasis on agrarian discontent has diverted attention 
from the pressure from business for such measures. See Lee Benson* New 
York Merchants and Farmers in the Communications Revolution , unpub- 
lished Ph.D. dissertation, Cornell University, 1952. 

6 Clifford W. Patton: The Battle for Municipal Reform (Washington, 
1940), chapter iv. William Howe Tolman: Municipal Reform Movements 
in the United States (New York, 1895) has a suggestive summary of over 
seventy such organizations. 



Chapter rv: The Status Revolution and Progressive Leaders 165 

and conditions of labor, for instance — that was later fostered 
more effectually by the Progressives. 7 

These were the timid beginnings of a movement that did not 
become nationwide until the years after 1901. One important 
thing that kept them from going further during the nineties was 
that the events of that decade frightened the middle classes so 
thoroughly that they did not dare dream of taking seriously 
ideas that seemed to involve a more fundamental challenge 
to established ways of doing things. The Progressive appeal was 
always directed very largely to people who felt that they did 
have something to lose. Populism, which was widely portrayed 
as "menacing socialism in the Western states," the Homestead 
and Pullman strikes with their violence and class bitterness, the 
march of Coxey’s army, the disastrous slump in business activity, 
and the lengthening breadlines seemed like the beginnings of 
social revolution; and in the imagination of the timid bourgeois, 
Bryan, Altgeld, and Debs seemed like the Dantons, Robespierres, 
and Marats of the coming upheaval. Hence there was a disposi- 
tion among the middle classes to put aside their own discontents 
and grievances until the time should come when it seemed safe 
to air them. 8 

More pertinent, perhaps, is the fact that the Progressive fer- 
ment was the work of the first generation that had been bom 
and raised in the midst of the status revolution. In 1890 the 
governing generation still consisted of men born in the 1830's 
and 1840's, who through force of habit still looked upon events 
with the happier vision of the mid-nineteenth century. During 
the next twenty years the dominant new influence came from 
those who were still young enough in the nineties to have their 

7 Legislation m this field before and after 1900 may be compared in 
Elizabeth Brandeis’s treatment of the subject, John R. Commons, ed.: His- 
tory of Labor in the United States , Vol. Ill (New York, 1935), pp. 399 if. 
The chief fields that had been entered by state legislatures before 1900 
were child labor, hours of women’s labor, and employers’ Lability. 

8 There were, for instance. Eastern urban election districts, normally 
heavily Democratic, m which Bryan’s support fell drastically m 1896 from 
its normal level both before and after. 



166 


THE AGE OF REFORM 


thinking affected by the hard problems just emerging, problems 
for which the older generation, reared in the age of the great 
transcontinental settlement, had no precedents and no convinc- 
ing answers. The crisis of the nineties was a searing experience. 
During the depression of 1893-7 it was clear that the country 
was being profoundly shaken, that men everywhere were be- 
ginning to envisage a turning-point in national development 
after which one could no longer live within the framework of 
the aspirations and expectations that had governed American 
life for the century past. Americans had grown up with the 
placid assumption that the development of their country was 
so much unlike what had happened elsewhere that the social 
conflicts troubling other countries could never become a major 
problem here. By the close of the century, however, younger 
Americans began to feel that it would be their fate to live 
in a world subject to all the familiar hazards of European 
industrialism. “A generation ago,” said one of the characters in 
Henry Blake Fullers With the Procession (1895), "we thought 
. . . that our pacific processes showed social science in its full- 
est development. But today we have all the elements possessed 
by the old world itself, and we must take whatever they de- 
velop, as the old world does. We have the full working apparatus 
finally, with all its resultant noise, waste, stenches, stains, dan- 
gers, explosions.” 9 

The generation that went Progressive was the generation that 
came of age in the nineties. Contemporaries had often noticed 
how large a portion of the leaders at any Populist convention 
were the silver-haired veterans of old monetary reform cru- 
sades; Progressivism, however, passed into the hands of youth — 
William Allen White remembered them in his autobiography as 
the ‘hunch eds of thousands of young men in their twenties, 
thirties, and early forties” whose “quickening sense of the in- 
equities, injustices, and fundamental wrongs” of American so- 
ciety provided the motive power of reform. 1 The ascension of 

9 Henry Blake Fuller. With the Procession (New York, 1895), p. 245. 

1 White: Autobiography, p 367. 



Chapter iv: The Status Revolution and Progressive Leaders 167 

Theodore Roosevelt to the presidency, the youngest man ever 
to occupy the White House, was no more than symbolic of the 
coming-of-age of a generation whose perspectives were sharply 
demarcated from those of their fathers and who felt the need of 
a new philosophy and a new politics. 2 T. R. himself had been 
thirty-two in 1890, Bryan only thirty, La Follette thirty-five, 
Wilson thirty-four. Most of the Progressive leaders, as well as 
the muckraking journalists who did so much to form Progressive 
opinion, were, at the opening of that crucial fin de sidcle decade, 
in their early thirties, or perhaps younger, and hence only 
around forty when the Progressive era got under way. 3 

The Progressive leaders were the spiritual sons of the 
Mugwumps, but they were sons who dropped much of the 
ideological baggage of their parents. Where the Mugwumps had 
been committed to aristocracy, in spirit if not in their formal 
theories of government, the Progressives spoke of returning gov- 
ernment to the people; and where the Mugwumps had clung des- 
perately to liberal economics and the cliches of laissez faire, the 
Progressives were prepared to make use of state intervention 
wherever it suited their purposes. The Mugwumps had lacked 
a consistent and substantial support among the public at large. 
The Progressives had an almost rabidly enthusiastic following. 
The Mugwumps, except on sporadic occasions, were without 
allies among other sectors of the country. The Progressives had, 
on a substantial number of national issues, reliable allies in the 
very agrarian rebels for whom the Mugwumps had had nothing 
but contempt. In many ways the Mugwump type was refash- 
ioned into the Progressive by the needs and demands of its own 

2 As a consequence of the sharp difference in the viewpoint of the gen- 
erations, family conflicts around the turn of the century tended to take on 
an ideological colormg. For the treatment of this theme m the works of the 
most popular Progressive novelist, see Richard and Beatrice Hofstadter: 
“Winston Churchill: a Study in the Popular Novel,” American Quarterly , 
Vol. II (Spring 1950), pp. 12-28. 

3 Cf, Mowry: “Compositely, the California progressive leader was a 
young man, often less than forty years old. ... In 1910 the average age 
of ten of the most prominent Progressives was thirty-eight.” The California 
Progressives , pp. 87, 313. 



168 


THE AGE OF REFORM 


followers. The circumstances that awakened the public and 
provided the Progressive leaders with large urban support are 
the subject of the next two chapters. But I may anticipate here 
at least one constellation of events that had vital importance, 
which centered on the reversal in the price trend. The unorgan- 
ized middle class now found itself in the midst of a steady up- 
ward trend in the price cycle that was linked with the growing 
organization of American industry and labor. Prices, which be- 
gan to go up after 1897, continued to go up steadily throughout 
the Progressive era, and indeed even more steeply during the war 
that followed. In the years between 1897 and 1913 the cost of 
living rose about 35 per cent. Those of us who have endured the 
inflation of the past fifteen years may smile at such a modest rise 
in prices; but the price movement of 1897-1913 was not ac- 
cepted complacently by the generation that experienced it — 
particularly not by those who lacked the means to defend them- 
selves against it by augmenting their incomes or by those who 
found the growth in their incomes largely eaten up by the 
higher cost of living. Just as the falling prices of the period 
1865-96 had spurred agrarian discontents, so the rising prices 
of this era added to the strength of the Progressive discontents. 

Rising prices in themselves were trouble enough; but the high 
cost of living took on added significance because it was associ- 
ated in the public mind with two other unwelcome tendencies: 
the sudden development of a vigorous, if small, labor move- 
ment, and an extraordinary acceleration in the trustification of 
American industry. Both of these took place with alarming sud- 
denness in the years from 1898 to 1904. John Moody singles out 
1898 as "the year in which the modern trust-forming period 
really dates its beginning.” 4 General business prosperity, rising 
prices, and an active securities market spurred on this burst of 
trust formation. Of the 318 trusts listed by Moody in 1904, 82, 
with a total capitalization of $1,196,700,000, had been organized 
before 1898. But 234, with a capitalization of over $6,000,000,- 

4 John Moody: The Truth about the Trusts (New York, 1904), p. 486. 



Chapter iv: The Status Revolution and Progressive Leaders 169 

000 had been organized in the years between January 1, 1898 
and January 1, 1904. 5 Thus in this short period almost three 
quarters of the trusts and almost six sevenths of the capital in 
trusts had come into existence. It was during the last years of 
McKinley’s administration and the early years of Roosevelt’s 
that such frighteningly large organizations as the United States 
Steel Corporation, Standard Oil, Consolidated Tobacco, Amal- 
gamated Copper, International Mercantile Marine Company, 
and the American Smelting and Refining Company were in- 
corporated. Major local consolidations simultaneously took place, 
in the fields of the telephone, telegraph, gas, traction, and elec- 
tric power and light 

Far less spectacular, but none the less nettlesome to the 
middle-class mentality, were the developments in labor organiza- 
tion. During the long price decline of 1865-96 the real wages of 
labor had been advancing steadily at the average rate of 4 per 
cent a year. 6 But beginning with the upward trend of prices in 
1897, these automatic gains not only ceased but were turned into 
losses, as unorganized workers found themselves unable to 
keep abreast of the steady advance in commodity prices. While 
real annual wages rose slightly during the period 1900-14, real 
hourly wages remained almost stationary. 7 Under the spur of 
rising prices and the favorable auspices of good business con- 
ditions, the young A.F. of L. seized its opportunity to organize 
skilled workers. By 1911 the membership of all American trade 
unions was five times what it had been in 1897; that of the A.F. 
of L. was almost seven times as large. Total union membership 
had grown from 447,000 to 2, 382, 000, 8 and, as in the case of in- 
dustry, most of this new organization was concentrated in a 

5 Henry R. Seager and Charles A. Gulick, Jr.: Trust and Corporation 
Problems (New York, 1929), pp. 60-7. 

6 Black: Parity , Parity , Parity , p. 74. 

7 Paul H. Douglas: Real Wages in the United States , 1890-1926 (Bos- 
ton, 1930), p. 111. 

8 Leo Wolman. The Growth of Trade Unionism (New York, 1924), 
p. 33. Figures for all unions are estimates, they exclude the membership of 
company unions. 



170 


THE AGE OF REFORM 


sharp organizing drive between 1897 and 1904, a drive marked 
by a large increase in the number of strikes. 

The price rise after 1897 was a part of a world-wide trend, 
connected with the discovery of new gold supplies and new re- 
fining processes. How much of it can properly be laid to the 
growing organization of industry is a moot point. What is most 
relevant here, however, is that the restive consuming public was 
not content to attribute the high cost of living to such imper- 
sonal causes. The average middle-class citizen felt the pinch in 
his pocketbook. 9 On one side he saw the trusts mushrooming al- 
most every day and assumed that they had something to do with 
it. On the other he saw an important segment of the working 
class organizing to protect itself, and in so doing also contribut- 
ing, presumably, a bit more to higher prices. He saw himself as 
a member of a vast but unorganized and therefore helpless con- 
suming public. He felt that he understood very well what 
Woodrow Wilson meant when he declared that "The high cost 
of living is arranged by private understanding,” 1 and he became 
indignant. The movement against the trusts took on new mean- 
ing and new power. To be sure, there had always been anti- 
trust sentiment, and the argument that the trusts would squeeze 
the consumers after they had eliminated their competitors had 
been familiar for more than a generation. So long, however, as 
prices were declining, this fear had lacked urgency. Now that 
prices were rising, it became a dominant motif in American life. 2 

It was in the Progressive era that the urban consumer first 
stepped forward as a serious and self-conscious factor in Auneri- 

9 Those portions of the middle classes that were on fixed salaries lost 
ground; notable among them were postal employees, many clerical work- 
ers, government employees, and ministers. Harold U. Faulkner: The De- 
cline of Laissez Faire (New York, 1951), p. 252. 

1 The Public Papers of Woodrow Wilson , Vol II (New York, 1925), 
p. 462. For a discussion of the cost-of-living issue by a contemporary, see 
Frederic C. Howe: The High Cost of Living (New York, 1917) 

2 Cf. Walter Weyl, op. cit., p. 251* “The universality of the rise of 
prices has begun to affect the consumer as though he were attacked by a 
million gnats. The chief offense of the trust becomes its capacity to injure 
the consumer.” 



Chapter iv: The Status Revolution and Progressive Leaders 171 

can social politics. “We hear a great deal about the class- 
consciousness of labor,” wrote Walter Lippmann in 1914. “My 
own observation is that in America today consumers’-conscious- 
ness is growing very much faster.” 3 Week after week the popu- 
lar magazines ran articles of protest or speculations about the 
causes of the difficulty, in which the high protective tariff and 
the exactions of middlemen and distributors sometimes shared 
with the conspiratorial decisions of the trust executives as ob- 
jects of denunciation. While such men as Theodore Roosevelt 
and E. A. Ross were decrying small families among the “best” 
family stocks and warning about the dangers of “race suicide,” 
women writers in the magazines were asserting that the high 
cost of rent, food, and fuel made smaller families inevitable. 4 

Of the actual organization of consumers there was very little, 
for consumers’ co-operation was a form of action that had no 
traditional roots in the United States. In the absence of organi- 
zations, consumer discontent tended to focus upon political is- 
sues. This itself marked a considerable change. In 1897, when 
Louis D. Brandeis had testified against the Dingley tariff before 
the House Ways and Means Committee as a representative of 


3 Walter Lippmann: Drift and Mastery (New York, 1914), p. 73; cf. 
pp. 66-76 

4 Christine T. Hemck. “Concerning Race Suicide,” North American 
Review , Vol. CLXXXIV (February 15, 1907), p. 407, argued that it was 
impossible to raise large families and maintain an adequate standard of 
living, especially for clerks, clergymen, newspapermen, and writers, on 
whom she felt the inflation worked the greatest hardship. 

In 1907 the Independent published an article by a New York City 
woman who reported that she had been forced to go to work to supplement 
her husband's income. After submitting a detailed analysis of the family 
budget, she closed with this stark manifesto: “Now, gentlemen, You Who 
Rule Us, we are your wage slaves.’ . . . You Who Rule Us may take our 
savings and go to Europe with them, or do sleight of hand tricks in insur- 
ance and railroading with them, so that we will not know where they are. 
You may raise our rent and the prices of our food steadily, as you have 
been doing for years back, without raising our wages to correspond. You 
can refuse us any certainty of work, wages, or provision for old age. We 
cannot help ourselves But there is one thing you cannot do. You cannot ask 
me to breed food for your factories.” “A Woman's Reason,” Independent 
(April 4, 1904), pp. 780-4. 



172 


THE AGE OF REFORM 


the consumers, he was greeted with jeers. 5 By 1906, when the 
Pure Food and Drug Act was being debated, it had become 
clear that consumer interests counted for something at least in 
politics. By 1909, when the Republican insurgents were waging 
their battle against the Payne-Aldrich tariff bill in the name of 
“the American housewife,” the sophistries of Senator Aldrich at 
the expense of the consumers (“Who are the consumers? Is 
there any class except a very limited one that consumes and 
does not produce?” ) 6 were altogether out of tune with popular 
feeling. The Payne-Aldrich tariff was as important as any other 
mistake in bring about the debacle of the Taft administration. 7 

Vague as it was, consumer consciousness became a thing of 
much significance because it was the lowest common political 
denominator among classes of people who had little else to unite 
them on concrete issues. A focus for the common interests of all 
classes that had to concern themselves over family budgets, it 
cut across occupational and class lines, and did a great deal to 
dissolve the old nineteenth- century American habit of viewing 
political issues solely from the standpoint of the producer. In 
the discussion of many issues one now heard considerably less 
about their effects on the working class, the middle class, and 
the farmer, and a great deal more about “the plain people,” “the 
common man,” “the taxpayer,” “the ultimate consumer,” and 
“the man on the street.” A token of a major shift in the Amer- 
ican economy and American life from an absorbing concern 
with production to an equal concern with consumption as a 
sphere of life, this trend gave mass appeal and political force 
to many Progressive issues and provided the Progressive leaders 
with a broad avenue of access to the public. 

5 Alpheus T. Mason* Brandeis (New York, 1946), pp. 91-2. 

6 Hechler, op. cit, p. 106 

7 Cf. Henry F. Pringle: The Life and Times of William Howard Taft , 
(New York, 1939), Vol. I, chapter xxiv. 



((( 173 ))) 


CHAPTER V 

THE PROGRESSIVE IMPULSE 


I. The Urban Scene 

F 

1L rom 1860 to 1910, towns and cities sprouted up with mi- 
raculous rapidity all over the United States. Large cities grew 
into great metropolises, small towns grew into large cities, and 
new towns sprang into existence on vacant land. While the rural 
population almost doubled during this half century, the urban 
population multiplied almost seven times. Places with more than 
50,000 inhabitants increased in number from 16 to 109. 1 The 
larger cities of the Middle West grew wildly. Chicago more than 
doubled its population in the single decade from 1880 to 1890, 
while the Twin Cities trebled theirs, and others like Detroit, Mil- 
waukee, Columbus, and Cleveland increased from sixty to 
eighty per cent. 2 

The city, with its immense need for new facilities in transpor- 
tation, sanitation, policing, light, gas, and public structures, of- 
fered a magnificent internal market for American business. And 
business looked for the sure thing, for privileges, above all for 
profitable franchises and for opportunities to evade as much as 


1 1 have followed recent census designations in defining "urban” popu- 
lation as that living in incorporated places having 2,500 inhabitants or 
more. The rural population grew from 25,226,000 to 49,973,000 while the 
urban grew from 6,216,000 to 41,998,000 The most rapid rate of growth 
was shown in the very large cities of 100,000 or more. See Historical Statist 
tics of the United States, 1789-1945 (Washington, 1949), pp. 16, 25, 29. 

2 Arthur M. Schlesinger: The Rise of the City (New York, 1933), p. 64* 



174 


THE AGE OF REFORM 


possible of the burden of taxation. The urban boss, a dealer in 
public privileges who could also command public support, be- 
came a more important and more powerful figure. With him 
came that train of evils which so much preoccupied the liberal 
muckraking mind: the bartering of franchises, the building of 
tight urban political machines, the marshaling of hundreds of 
thousands of ignorant voters, the exacerbation of poverty and 
slums, the absence or excessive cost of municipal services, the 
co-operation between politics and “commercialized vice” — in 
short, the entire system of underground government and open 
squalor that provided such a rich field for the crusading jour- 
nalists. 

Even with the best traditions of public administration, the 
complex and constantly changing problems created by city 
growth would have been enormously difficult. Cities throughout 
the industrial world grew rapidly, almost as rapidly as those of 
the United States. But a great many of the European cities had 
histories stretching back hundreds of years before the founding 
of the first white village in North America, and therefore had 
traditions of government and administration that predated the 
age of unrestricted private enterprise. While they too were dis- 
figured and brutalized by industrialism, they often managed to 
set examples of local administration and municipal planning 
that American students of municipal life envied and hoped to 
copy. 3 American cities, springing into life out of mere villages, 
often organized around nothing but the mill, the factory, or the 
railroad, peopled by a heterogeneous and mobile population, 
and drawing upon no settled governing classes for administra- 
tive experience, found the pace of their growth far out of pro- 
portion to their capacity for management. “The problem in 

3 The works of the city reformer Frederic C. Howe are still worth study. 
See The City the Hope of Democracy (New York, 1905), The British City 
(New York, 1907), esp. chapter xv, European Cities at Work (New York, 
1913), esp. chapter xxi, and The Modern City and Its Problems (New 
York, 1915). On city development see also Lewis Mumford: The Culture 
of Cities (New York, 1938). 



175 


Chapter v: The Progressive Impulse 

America/* said Seth Low, “has been to make a great city in a 
few years out of nothing.” 4 

The combination of underdeveloped traditions of manage- 
ment and mushroom growth put a premium on quick, short- 
range improvisation and on action without regard for consid- 
ered rules — a situation ideal for the development of the city boss 
and informal government. The consequences were in truth dis- 
mal. Lord Bryce thought that the government of cities was “the 
one conspicuous failure of the United States.” 5 Andrew D. 
White asserted in 1890 that “with very few exceptions, the city 
governments of the United States are the worst in Christendom 
— the most expensive, the most inefficient, and the most cor- 
rupt.” 6 

One of the keys to the American mind at the end of the old 
century and the beginning of the new was that American cities 
were filling up in very considerable part with small-town or 
rural people. The whole cast of American thinking in this period 
was deeply affected by the experience of the rural mind con- 
fronted with the phenomena of urban life, its crowding, poverty, 
crime, corruption, impersonality, and ethnic chaos. To the rural 
migrant, raised in respectable quietude and the high-toned 
moral imperatives of evangelical Protestantism, the city seemed 
not merely a new social form or way of life but a strange threat 
to civilization itself. The age resounds with the warnings of 
prophets like Josiah Strong that the city, if not somehow tamed, 
would bring with it the downfall of the nation. “The first city,” 
wrote Strong, “was built by the first murderer, and crime and 
vice and wretchedness have festered in it ever since.” 7 

In the city the native Yankee-Protestant American encoun- 
tered the immigrant. Between the close of the Civil War and the 
outbreak of the first World War, the rise of American industry 

4 In the chapter on municipal government he wrote for Bryce’s Ameri- 
can Commonwealth , Vol. I, p. 652. 

5 Ibid., p. 637. 

6 Forum, Vol X (December 1890), p. 25. 

7 Josiah Strong. The Twentieth Century City (New York, 1898), p. 181. 



176 


THE AGE OF REFORM 


and the absence of restrictions drew a steady stream of immi- 
grants, which reached its peak in 1907 when 1,285,000 immi- 
grant entries were recorded. By 1910, 13,345,000 foreign-born 
persons were living in the United States, or almost one seventh 
of the total population. The country had long been accustomed 
to heavy immigration, but the native Yankee was not prepared 
for the great shift in the sources of immigration, especially no- 
ticeable after 1900, from the familiar English, Irish, Scandinavi- 
ans, and Germans to the peasantry of southern and eastern Eu- 
rope — swarms of Poles, Italians, Russians, eastern European 
Jews, Hungarians, Slovaks, and Czechs. The native was horri- 
fied by the conditions under which the new Americans lived — 
their slums, their crowding, their unsanitary misery, their alien 
tongues and religion — and he was resentful of the use the local 
machines made of the immigrant vote. 8 For it was the boss who 
saw the needs of the immigrant and made him the political in- 
strument of the urban machine. The machine provided quick 
naturalization, jobs, social services, personal access to authority, 
release from the surveillance of the courts, deference to ethnic 
pride. In return it garnered votes, herding to the polls new citi- 
zens, grateful for services rendered and submissive to experi- 
enced leadership. 

In many great cities the Yankee found himself outnumbered 
and overwhelmed. A city like Baltimore, where native children 
of native parents outnumbered immigrants and their children, 
was a rarity among the large cities. Far more characteristic of 
the East and Midwest were Boston, Chicago, Cleveland, New 
York, Philadelphia, Pittsburgh, and St. Louis, where the native 
stock was considerably outnumbered by the foreign-born and 
their children of the first generation. 9 Often the Yankee felt him- 

8 “In those days educated citizens of cities said, and I think they be- 
lieved — they certainly acted upon the theory — that it was the ignorant 
foreign nff-raff of the big congested towns that made municipal politics so 
bad/ Lincoln Steffens. Autobiography (New York, 1931), p. 400. 

9 See the charts in Frank Juhan Wame: The Immigrant Invasion (New 
York, 1913), facing pp. 118-19. 



177 


Chapter v: The Progressive Impulse 

self pushed into his own ghetto, marked off perhaps by its su- 
perior grooming but also by the political powerlessness of its 
inhabitants . 1 The Irish politician — the established immigrant 
who knew how to manage — surveyed the situation and found it 
good, but the Yankee brooded over “the Irish conquest of our 
cities,” and wondered if it meant the beginning of the end of 
traditional American democracy . 2 The Mugwump type, resent- 
ful of the failure of both capitalist and immigrant to consider 
the public good before personal welfare, had always been trou- 
bled about the long-range consequences of unrestricted immi- 
gration and had begun to question universal suffrage out of a 
fear that traditional democracy might be imperiled by the de- 
cline of ethnic homogeneity . 3 Early civic reform was strongly 
tainted with nativism. 

Hostility to immigrants was probably most common near the 
extreme ends of the political spectrum, among ultraconserva- 
tives and among those Progressives whose views were most in- 
fluenced by the Populist inheritance . 4 The Populistic Progres- 

1 Cf. Thomas Bailey Aldnch: ‘‘Kipling described exactly the govern- 
ment of every city and town m the . . . United States when he described 
that of New York as being ‘a despotism of the alien, by the alien, for the 
alien, tempered with occasional insurrections of decent folk!’” Ferris 
Greenslet: Life of Thomas Bailey Aldnch (New York, 1908), p. 169. 

2 Cf. John Paul Bocock: “The Irish Conquest of Our Cities,” Forum, 
Vol. XVII (April 1894), pp. 186-95, which hsts a large roster of cities 
ruled by the Irish minority. “Philadelphia, Boston, and New York were 
once governed by the Quaker, the Puritan, and the Knickerbockers. Are 
they better governed now, since from the turbulence of municipal politics 
the Irish American has plucked both wealth and power? Surely those who 
are too scrupulous to contend with him for those rewards should be the last 
to decry him for his success in securing them.” Ibid., p. 195. 

3 See John Higham: “Origins of Immigration Restriction, 1882-1897: a 
Social Analysis,” Mississippi Historical Review , Vol. XXXIX (June 1952), 
pp. 77-88, and Barbara Miller Solomon: “The Intellectual Background of 
the Immigration Restriction Movement m New England,” New England 
Quarterly , Vol. XXV (March 1952), pp. 47-59. For the views of historians 
see Edward Saveth: American Historians and European Immigrants (New 
York, 1948). 

4 Thus in the election of 1912 the Taft Republicans adopted a platform 
that gestured vaguely toward immigration restriction while the Bull 
Moosers spoke of the necessity to aid, protect, and Amencamze the immi- 



178 


THE AGE OF REFORM 


sives were frank to express their dislike of the immigrant and to 
attack unrestricted immigration with arguments phrased in 
popular and “liberal” language. Many labor leaders stood with 
them on this issue, 5 and so did a number of academic scholars. 
Men like Edward A. Ross, John R. Commons, and Edward 
Bemis, all three of whom were considered radicals and lost 
academic jobs on this ground, gave learned support to the anti- 
immigrant sentiment. 6 Ross, formerly a Populist and now one of 
the leading ideologues of Progressivism, a stalwart member of 
the La Follette brain trust at the University of Wisconsin, in 
1914 wrote a tract on immigration, The Old World in the New , 
that expressed the anti-immigrant case from the Anglo-Saxon 
Progressive standpoint. Although he discussed the older immi- 
grant stocks with some indulgence, Ross was unsparing with 
the currently most numerous immigrants from southern and 
eastern Europe. Immigration, he said, was good for the rich, 
the employing class, and a matter of indifference to the short- 
sighted professional classes with whom immigrants could not 
compete, but it was disastrous for native American workers. 
Immigrants were strikebreakers and scabs, who lowered wage 
levels and reduced living standards toward their “pigsty mode 
of life,” just as they brought social standards down to “their 
brawls and their animal pleasures.” They were unhygienic and 
alcoholic, they raised the rate of illiteracy and insanity, they 
fostered crime and bad morals; they lowered the tone of politics 
by introducing ethnic considerations and of journalism by pro- 
viding readership for the poorest newspapers, the yellow jour- 

grant. The Democratic Party, containing both the urban machines and the 
more radical agrarians, who stood most sharply at odds on this issue, strad- 
dled it by making no reference to the problem. 

6 Of course one reason why the immigrant held so fast to his ethnic 
loyalties was that he could not develop any class loyalties because he was 
excluded by the unions. Their attitude confirmed his feeling that he was 
different. For Samuel Gompers’s views on “racial purity,” see Arthur 
Manns illuminating essay. <f Gompers and the Irony of Racism,” Antioch 
Review (Summer 1953), pp. 203-14. 

6 See, for instance, Commons’s Races and Immigrants in America; cf. 
Higham, op. cit., pp. 81, 85. 




179 


Chapter v: The Progressive Impulse 

nals; they threatened the position of women with their "coarse 
peasant philosophy of sex” and debased the educational system 
with parochial schools; they spurred the monstrous overgrowth 
of cities, and by selling their votes for protection and favors in- 
creased the grip of the bosses upon city politics; they bred in 
such numbers that they were increasingly dominant over the 
native stock and thus threatened to overwhelm "American 
blood” and bastardize American civilization . 7 

Ross’s book was an expression by an articulate and educated 
man of feelings that were most common among the uneducated 
and among those who were half ashamed to articulate them. 
Hardly anyone devoted to the ways of the predominantly 
Anglo-Saxon civilization and political culture of the United 
States could help giving some troubled thought to the con- 
sequences for its future of such heavy immigration on the 
part of peoples whose ways were so completely different. But 
more characteristic of the educated Progressive than Ross’s 
harsh judgments and his studied appeal to what he called "pride 
of race” was the attempt to meet the immigration problem with 
a program of naturalization and Americanization . 8 Moderate 
conservatives and liberal-minded Progressives alike joined in 
the cause of Americanizing the immigrant by acquainting him 
with English and giving him education and civic instruction. 

7 Edward A. Ross: The Old World in the New (New York, 1914), 
passim , esp. pp. 219, 220, 226-7, 237, 272, 279-80, 286-7, 304, and chap- 
ters vii, ix, x. Cf. some of the nonsense about “race” in William Allen 
White's The Old Order Changeth (New York, 1910), pp. 128-30, 197-9, 
252, which, however, takes a more optimistic view or the future. Ross's 
views should be compared with those of the racist, anti-immigrant faction 
in the Socialist Party. Ira Kipius: The American Socialist Movement , 1897- 
1912 , pp. 276-88. In 1936, when Ross published his autobiography, he 
repudiated some of the racist implications of his earlier work. Seventy 
Years of It (New York, 1936), chapter xxvii. 

8 Edward G. Hartmann: The Movement to Americanize the Immigrant 
(New York, 1948). The Populists who accused businessmen of being indif- 
ferent to the immigrant's status m American life were not altogether cor- 
rect. Such organizations as the North American Civic League for Immi- 
grants received much support from businessmen who were interested in 
introducing immigrants to American life and keeping them clear of agi- 
tators. 



180 


THE AGE OF REFORM 


One senses again and again in the best Progressive literature on 
immigration that the old nativist Mugwump prejudice is being 
held in check by a strenuous effort of mind and will, that the 
decent Anglo-Saxon liberals were forever reminding themselves 
of their own humane values, of the courage of the immigrant, 
the reality of his hardships, the poignancy of his deracination, 
the cultural achievements of his homeland, his ultimate poten- 
tialities as an American, and, above all, of the fact that the bulk 
of the hard and dirty work of American industry and urban life 
was his. Those Progressives who were engaged in practical 
politics in industrial communities also realized that they must 
appeal to the pride as well as to the interests of the immigrant if 
they were to have lasting success. 

But the typical Progressive and the typical immigrant were 
immensely different, and the gulf between them was not usually 
bridged with much success in the Progressive era. The immi- 
grant could not shear off his European identity with the rapidity 
demanded by the ideal of Americanization. He might be willing 
to take advantage of the practical benefits of night schools and 
English-language courses and to do what he could to take on a 
new nationality and learn about American ways. But even if he 
felt no hostility, he could hardly fail to sense the note of con- 
descension in the efforts of those who tried to help him . 9 More 
often than not, he rebuffed the settlement worker or the agent 
of Americanization, and looked elsewhere for his primary con- 
tacts with American political and civic life. He turned, instead, 
to the political boss, who accepted him for what he was and 
asked no questions. 

In politics, then, the immigrant was usually at odds with the 

9 For a spirited statement of the immigrant reaction, see Bagdasar K. 
Baghdigian: Americanism in Americanization (Kansas City, Mo., 1921). 
The immigrant reaction became most outspoken during the war, when the 
Americamzers, startled by the sudden realization of the strength of alien 
loyalties, accelerated their efforts. “The immigrant is by no means stupid,” 
declared an immigrant newspaper in 1919. “He feels the patronizing atti- 
tude the American adopts towards him, and therefore never opens his 
soul ” Hartmann, op. cit., p. 258. 



181 


Chapter v: The Progressive Impulse 

reform aspirations of the American Progressive. Together with 
the native conservative and the politically indifferent, the im- 
migrants formed a potent mass that limited the range and the 
achievements of Progressivism. The loyalty of immigrant voters 
to the bosses was one of the signal reasons why the local reform 
victories were so short-lived. It would be hard to imagine types 
of political culture more alien to each other than those of the 
Yankee reformer and the peasant immigrant. The Yankees idea 
of political action assumed a popular democracy with wide- 
spread participation and eager civic interest. To him politics 
was the business, the responsibility, the duty of all men. It 
was an arena for the realization of moral principles of broad 
application — and even, as in the case of temperance and vice 
crusades — for the correction of private habits. The immigrant, 
by contrast, coming as a rule from a peasant environment and 
from autocratic societies with strong feudal survivals, was to- 
tally unaccustomed to the active citizen s role . 1 He expected to 
be acted on by government, but not to be a political agent him- 
self. To him government meant restrictions on personal move- 
ment, the arbitrary regulation of life, the inaccessibility of the 
law, and the conscription of the able-bodied. To him govern- 
ment was the instrument of the ruling classes, characteristically 
acting in their interests, which were indifferent or opposed to 
his own. Nor was government in his eyes an affair of abstract 
principles and rules of law: it was the actions of particular men 
with particular powers. Political relations were not governed 
by abstract principles; they were profoundly personal . 2 

1 1 have drawn here upon the perceptive discussion of the immigrant in 
politics by Oscar Handlin: The Uprooted (Boston, 1951), chapter viii. 

2 Cf. Henry Cabot Lodge’s complaint that the idea of patriotism — devo- 
tion to one’s country — was Roman, while the idea of devotion to the em- 
peror as the head of state was Byzantine. It was the Byzantine inheritance, 
he said, that the Eastern immigrants were bringing m. Henry Cabot 
Lodge: “I mm igration — a Review,” in Philip David, ed.: Immigration and 
Americanization (Boston, 1920), p. 55. 

The boss’s code of personal loyalty and the reformer’s code of loyalty to 
civic ideals could not easily be accommodated, with the consequence that 
when the two had dealings with each other there were irreparable misun- 



182 


THE AGE OF REFORM 


Not being reared on the idea of mass participation, the im- 
migrant was not especially eager to exercise his vote immedi- 
ately upon naturalization. Nor was he interested in such reforms 
as the initiative, referendum, and recall, which were intelligible 
only from the standpoint of the Anglo-American ethos of popu- 
lar political action. When he finally did assume his civic role, 
it was either in response to Old World loyalties (which became 
a problem only during and after the first World War) or to im- 
mediate needs arising out of his struggle for life in the American 
city — to his need for a job or charity or protection from the law 
or for a street vendor s license. The necessities of American cities 
— their need for construction workers, street-cleaners, police and 
firemen, service workers of all kinds — often provided him with 
his livelihood, as it provided the boss with the necessary patron- 
age. The immigrant, in short, looked to politics not for the reali- 
zation of high principles but for concrete and personal gains, 
and he sought these gains through personal relationships. And 
here the boss, particularly the Irish boss, who could see things 
from the immigrants angle but could also manipulate the Amer- 
ican environment, became a specialist in personal relations and 
personal loyalties . 3 The boss himself encouraged the immigrant 
to think of politics as a field in which one could legitimately pur- 


derstandings. Thus Woodrow Wilson in New Jersey and Joseph Folk in 
Missouri were made, respectively. Governor and Attorney General through 
agreements with bosses, and both turned on their benefactors, Wilson in 
matters of program and patronage, Folk to the extent of a prosecution for 
corruption. To bosses Jim Smith and Ed Butler, Wilson and Folk were 
ingrates and scoundrels. But in their own minds the reformers were justi- 
fied m placing civic ideals and public commitments over and above mere 
personal obligations. 

3 Ross reported the words of a New England reformer: “The Germans 
want to know which candidate is better qualified for the office. Among the 
Irish I have never heard such a consideration mentioned. They ask, ‘Who 
wants this candidate?* Who is behind him?* I have lined up a good many 
Irish in support of Good Government men, but never by setting forth the 
merits of a matter or a candidate. I approach my Irish friends with the 
personal appeal, ‘Do this for me!* ” The Old World in the New, p. 262. 

Later, as new immigrant groups became more Americanized, they began 
to resent the Irish tendency to monopolize political leadership, and formed 
factions of their own, with which the Irish bosses learned to do business. 




183 


Chapiter v: The Progressive Impulse 

sue one’s interests. This was, indeed, his own occupational view 
of it: politics was a trade at which a man worked and for which 
he should be properly paid. As George Washington Plunkitt, 
the sage of Tammany Hall, once said, all the machines were 
agreed "on the main proposition that when a man works in 
politics, he should get something out of it .” 4 The boss, more- 
over, was astute enough to see that the personal interests that 
were pursued in politics must be construed broadly enough to 
include self-respect. Where the reformers and Americanizers 
tried to prod the immigrant toward the study of American ways, 
the boss contented himself with studying the immigrant’s ways, 
attending his weddings and christenings (with appropriate 
gifts ) and his funerals, and making himself a sympathetic ob- 
server of immigrant life and in a measure a participant in it. 
Reformers might try on occasion to compete with this, but they 
lacked the means. The boss, rich with graft, could afford to be 
more generous, and having doled out many a favor to business- 
men, he could draw upon the world of private business as well 
as the public payroll to provide jobs for his constituents. Where 
reformers identified patriotism with knowledgeable civic action 
and self-denial, the bosses were satisfied to confine it to party 
regularity, and they were not embarrassed by a body of litera- 
ture purporting to show that to trade one’s vote for personal 
services was a form of civic iniquity. 

While the boss, with his pragmatic talents and his immediate 
favors, quickly appealed to the immigrant, the reformer was a 
mystery. Often he stood for things that to the immigrant were 
altogether bizarre, like women’s rights and Sunday laws, or 
downright insulting, like temperance. His abstractions had no 
appeal within the immigrant’s experience — citizenship, responsi- 
bility, efficiency, good government, economy, businesslike man- 
agement. The immigrant wanted humanity, not efficiency, and 

4 William L. Riordan: Plunkitt of Tammany Hall , ed. by Roy V. Peel 
(New York, 1948), p. 52. This work, which consists of a record of 
Plimkitt’s utterances, was originally published m 1905. It is instructive to 
set its basic assumptions alongside those of the reformers. 



184 


THE AGE OF REFORM 


economies threatened to lop needed jobs off the payroll. The 
reformer s attacks upon the boss only caused the immigrant to 
draw closer to his benefactor. Progressives, in return, re- 
proached the immigrant for having no interest in broad princi- 
ples, in the rule of law or the public good. Between the two, for 
the most part, the channels of effective communication were 
closed. Progressive reform drew its greatest support from the 
more discontented of the native Americans, and on some issues 
from the rural and small-town constituencies that surrounded 
the great cities. The insulation of the Progressive from the sup- 
port of the most exploited sector of the population was one of 
the factors that, for all his humanitarianism, courage, and vis- 
ion, reduced the social range and the radical drive of his pro- 
gram and kept him genteel, proper, and safe. 

On some issues, to be sure, especially those, like workmen’s 
compensation, that bore directly on the welfare of the working 
population, the bosses themselves saw areas of agreement with 
the reformers. The reformer could preach and agitate over such 
questions and the machines would help him legislate. Indeed, 
it was one of the classic urban machine politicians, A1 Smith, 
who made the first effectual bridge between the humanity of 
the reformers and the humanity of the bosses. But this tendency, 
which Smith brought to consummation only during his post- 
war governorship of New York, was of slow development in the 
Progressive era itself. The uneasy and partial but occasionally 
effective union between the idealistic reformer and the boss 
foreshadowed only vaguely a development that was to reach its 
peak under Franklin D. Roosevelt. 5 

5 Nothing I have said in the text should be taken to imply that the 
urban machines based upon immigrant support were the first or only ones 
to develop a spirit of political participation based upon the economics of 
self-interest. Of course the whole nineteenth-century sectional-interest 
scramble, with its tariff trading and its pork-barrel procedures, would belie 
any such notion, and it is worth adding that this political tradition was 
represented by Anglo-Saxon politicians, many of them with rural back- 
grounds. The notion that politics should be an area for high-minded and 
disinterested service was revived (it was by no means new m America 



185 


Chapter v: The Progressive Impulse 

n. Muckraking: the Revolution in Journalism 


To an extraordinary degree the work of the Progressive move- 
ment rested upon its journalism. The fundamental critical 
achievement, of American Progressivism was the business of 
exposure, and journalism was the chief occupational source of 
its creative writers. It is hardly >an exaggeration to say that the 
Progressive mind was characteristically a journalistic mind, and 
that its characteristic contribution was that of the socially re- 
sponsible reporter-reformer. The muckraker was a central figure. 
Before there could be action, there must be information and 
exhortation. Grievances had to be given specific objects, and 
these the muckraker supplied. It was muckraking that brought 
the diffuse malaise of the public into focus. 

The practice of exposure itself was not an invention of the 
muckraking era, nor did muckraking succeed because it had a 
new idea to offer. The pervasiveness of graft, the presence of a 
continuous corrupt connection between business and govern- 
ment, the link between government and vice — there was noth- 
ing new in the awareness of these things. Since the 1870’s, ex- 
posure had been a recurrent theme in American political life. 
There had been frequent local newspaper crusades. Henry 
Adams and his brother Charles Francis had muckraked the Erie 


among them) by the Mugwump idealists of the late nineteenth century. 
After them it became a creed with a much broader following during the 
Progressive era. I have singled out, as a phenomenon of the Progressive era, 
the antipathy between the ethos of the boss-machme-immigrant complex 
and that of the reformer-mdividuahst-Anglo-Saxon complex not because I 
hold it to be the only struggle going on at the time but because it serves as 
an archetypical illustration of undercurrents of political feeling that were 
then begmning to be of especial importance. (For later developments m 
this line see chapter vn, section 2. ) We need more studies of the types of 
political organizations that have flourished m the United States and of the 
codes of loyalties they have developed to sustain them. Such studies would 
concern themselves with at least five major variants: not only the immi- 
grant machines and the reform movements, but the durable reform ma- 
chines, the native interest-politics machines of the mid-nineteenth century, 
and the modes of government developed by the interlocking local elites of 
the middle and late eighteenth century. 



186 


THE AGE OF REFORM 


ring and the "Gold Conspiracy”; the New York Times, Harpers 
Weekly, and Thomas Nast had gone after Tammany in the sev- 
enties. There had been a great deal of exposure in the nineties, 
when Parkhurst and the Lexow Committee were active in New 
York, and W. T. Stead’s If Christ Came to Chicago had caused a 
sensation in that city. Henry Demarest Lloyd’s Wealth against 
Commonwealth , published in 1894, was a brilliant piece of 
muckraking. Hamlin Garland’s Populist novel, A Spoil of Office, 
showed how general was the familiarity with state corruption. 
Indeed, during the last three decades of the nineteenth century, 
literally dozens upon dozens of novels were published which 
have been designated, because of their concentration upon cor- 
ruption, "premuckraking” novels. 6 

What was new in muckraking in the Progressive era was 
neither its ideas nor its existence, but its reach — its nationwide 
character and its capacity to draw nationwide attention, the 
presence of mass muckraking media with national circulations, 
and huge resources for the research that went into exposure. 
The muckraking magazines had circulations running into the 
hundreds of thousands. They were able to pour funds into the 
investigations of their reporters — S. S. McClure estimated that 
the famous articles of Ida Tarbell cost $4,000 each and those of 
Lincoln Steffens $2,000 7 — and they were able, as very few of the 
practitioners of exposure had been able before, not merely to 
name the malpractices in American business and politics, but 
to name the malpractitioners and their specific misdeeds, and to 
proclaim the facts to the entire country. It now became possible 
for any literate citizen to know what barkeepers, district at- 
torneys, ward heelers, prostitutes, police-court magistrates, re- 
porters, and corporation lawyers had always come to know in 
the course of their business. 

Behind muckraking there was a long history of change in 

6 John Lydenberg: Premuckraking, unpublished Ph.D. thesis, Harvard 
University, 1946. 

7 S. S. McClure: My Autobiography (New York, 1914), p. 245. 



187 


Chapter v: The Progressive Impulse 

journalism, the story of a transformation in the newspaper and 
magazine world. The immensely rapid urbanization of the 
country had greatly enlarged daily newspaper circulation. In 
1870 there were 574 daily newspapers in the country; by 1899 
there were 1,610; by 1909, 2,600. 8 The circulation of daily news- 
papers increased over the same span of time from 2,800,000 
to 24,200,000. 9 This expansion had opened up to publishers re- 
markable promotional opportunities, which brought in their 
train a number of changes in journalistic practice. 

The newspaper owners and editors soon began to assume 
a new role. Experienced in the traditional function of reporting 
the news, they found themselves undertaking the more ambitious 
task of creating a mental world for the uprooted farmers and 
villagers who were coming to live in the city. The rural migrants 
found themselves in a new urban world, strange, anonymous, 
impersonal, cruel, often corrupt and vicious, but also full of 
variety and fascination. They were accustomed to a life based 
on primary human contacts — the family, the church, the neigh- 
borhood — and they had been torn away from these and thrust 
into a more impersonal environment, in which they experienced 
a much larger number of more superficial human relationships. 
The newspaper became not only the interpreter of this environ- 
ment but a means of surmounting in some measure its vast 
human distances, of supplying a sense of intimacy all too rare 
in the ordinary course of its life. Through newspaper gossip it 
provided a substitute for village gossip. It began to make in- 
creased use of the variety and excitement of the city to capture 
personal interest and offer its readers indirect human contacts. 1 
The rural mind, confronted with the city, often responded with 
shock, and this too the newspaper did not hesitate to exploit. 
So one finds during the seventies, eighties, and nineties an in- 

8 Alfred McClung Lee: The Daily Newspaper in America (New York, 
1937), pp. 716-17. 

9 Ibid., pp 725-6. 

1 See Helen MacGill Hughes: News and the Human Interest Story 
(Chicago, 1940). 



188 


THE AGE OF REFORM 


creasing disposition on the part of editors to use the human-in- 
terest story, the crusade, the interview, and the stunt or promo- 
tional device to boom circulation. The large newspaper with a 
growing circulation became less dependent upon the political 
party. There were more politically independent or quasi-inde- 
pendent papers, and publishers felt more inclined to challenge 
the political parties and other institutions. In business terms the 
benefits to booming circulation of crusades and exposes far out- 
stripped the dangers from possible retaliation. In an age when 
news was at a premium and when more and more copy was 
needed to surround the growing columns of advertisement, 
there was a tendency for publishers and editors to be dissatisfied 
with reporting the news and to attempt to make it. The papers 
made news in a double sense; they created reportable events, 
whether by sending Nelly Bly around the world or by helping to 
stir up a war with Spain. They also elevated events, hitherto 
considered beneath reportorial attention, to the level of news 
occurrences by clever, emotionally colored reporting. They 
exploited human interest, in short This was something that had 
existed almost from the beginning of the popular penny press — 
one remembers, for instance, the elder James Gordon Bennett’s 
capacity to exploit his own flamboyant personality. But the new 
exploitation of human interest was different. There was more 
of it, of course, and it was more skillfully done, but, most symp- 
tomatic, there was a change in its character. Where the old hu- 
man interest had played up the curious concern of the common 
citizen with the affairs and antics of the rich, the new human 
interest exploited far more intensely the concern of comfortable 
people with the affairs of the poor. The slum sketch, the story 
of the poor and disinherited of the cities, became common- 
place . 2 And it was just this interest of the secure world in the 
nether world that served as the prototype of muckraking. 

2 The modern newspaper reader often shrinks from the vulgarity and 
sentimentality of sob-sister journalism. While the manifest function of such 
writing, however, may be to exploit sentiment for the sake of sales, its 



189 


Chapter v: The Progressive Impulse 

All this concern with news, interviews, exposure, and human 
interest set a premium on the good reporter and reduced the im- 
portance of editorial writing and the editorial page. As early as 
1871 a writer on journalism observed: “For the majority of read- 
ers it is the reporter, not the editor, who is the ruling genius of 
the newspaper.” 3 The old editors of the pre-Civil War era had 
put a great deal of stock in themselves as makers of opinion 
through their editorial columns. Now their successors began to 
realize that their influence on the public mind, such as it was, 
came from their treatment of the news, not from editorial writ- 
ing. But getting the news, especially when it came to exposes 
and human-interest stories, was the reporters business. Bold 
reportorial initiative, good reportorial writing, were now very 
much in demand. In the period from 1870 to about 1890 the 
salaries of reporters doubled. Better-educated men were more 
attracted to the profession and were more acceptable in it. 4 
Editors who had scorned college graduates began to look for 
them. The Spanish- American War, a triumph of the new jour- 
nalism, was nowhere fought more brilliantly than in the columns 
of the newspapers, and it was covered by a battery of reporters 
numerous enough and well enough equipped to be used in 
emergency as military reinforcements. As the reporter s job rose 
in status, even in glamour, more and more young men with 
serious literary aspirations were attracted to it as a provisional 
way of earning a living. These men brought to the journalistic 
life some of the ideals, the larger interests, and the sense of 
public responsibility of men of culture. 

latent function is to help create an urban ethos of solidarity and to put 
some limits on the barbanzation of urban life. No American newspaper- 
reader can fail to notice the widespread generous response that is given 
almost every day to some widely publicized personal disaster. Even a dig- 
nified newspaper like the New York Times taps this generosity each year 
by raising funds for chanty on the basis of poignantly written accounts of 
the city's “Hundred Neediest Cases.” A civilization that needs sob-sister 
journalism is a sad one, but the same civilization incapable of producmg 
it would be worse. 

3 Frank Luther Mott: American Journalism (New York, 1947), p. 885. 

4 Ibid., pp. 488-90. 



190 


THE AGE OF REFORM 


Finally, the occupational situation of the reporter was 
uniquely illuminating. It was not merely that reporters saw and 
heard things, got the inside story; they sat at the crossroads be- 
tween the coarse realities of their reportorial beats and the high 
abstractions and elevated moral tone of the editorial page. Re- 
porters saw what fine things the newspapers said about public 
responsibility, and they also saw the gross things newspaper 
managers did to get news or advertising. As Theodore Dreiser, 
then a young reporter, recalled, they became alert to hypocrisy, 
perhaps a little cynical themselves, but fundamentally en- 
lightened about the immense gaps between the lofty ideals and 
public professions of the editorial page and the dirty realities 
of the business office and the newsroom. 5 And it was into this 
gap that the muckraking mind rushed with all its fact-finding 
zeal. 

It was, of course, the popular magazine, not the daily news- 
paper, that stood in the forefront of muckraking, but the muck- 
raking periodicals were profoundly affected by newspaper 
journalism. The old, respectable magazines, the Atlantic , 
Harpers , the Century , and Scribners , had been genteel, sedate 
enterprises selling at thirty-five cents a copy and reaching 
limited audiences of about 130,000. These periodicals were run 
by literary men; implicit in their contents was the notion that 
the magazine is a book in periodical form; they were managed 
by the conservative publishing houses. The new magazines that 

5 “While the editorial office might be preparing the most flowery moral- 
istic or religionistic editorials regarding the worth of man, the value of 
progress, character, religion, morality, the sanctity of the home, charity, 
and the like, the business office and news room were concerned with no 
such fine theories. The busmess office was all business, with little or no 
thought of anything save success, and in the city news room the mask was 
off and life was handled in a rough-and-ready manner, without gloves. 

. . . Pretense did not go here. Innate honesty on the part of any one was 
not probable. Chanty was a business with something m it for somebody. 
Morality was m the main for public consumption only.” Theodore Dreiser: 
A Book about Myself (New York, 1922), pp. 151-2. Thus the newspaper 
itself provided a model for the Progressive dissociation of morals and 
“reality.” 



191 


Chapter v: The Progressive Impulse 

emerged at the turn of the century sold at ten or twelve or 
fifteen cents a copy and reached audiences of from 400,000 to 
1,000,000. Their publishers were not literary men but business 
promoters; their editors were usually former newspaper editors, 
and they ran a good deal of news copy written by reporters. 
These magazines, by contrast, were newspapers in periodical 
form; they took many of their ideas from daily journalism or the 
Sunday supplements. They contained not only literature but 
features that resembled news. And like the daily press they soon 
began to make news and to become a political force in their own 
right. 

As businessmen, the publishers of these magazines, Frank 
Munsey, S. S. McClure, John Brisben Walker, and others, re- 
sembled their promotion-minded forerunners in daily journalism 
like E. W. Scripps, Joseph Pulitzer, and William Randolph 
Hearst. Muckracking for them was the most successful of the 
circulation-building devices they used. Neither the muckraking 
publishers and editors nor the muckraking reporters set out to 
expose evils or to reform society. Although the experience of 
the Ladies * Home Journal , Munsey s, and the Saturday Evening 
Post showed that immense circulations could be achieved with- 
out ever entering in any serious sense upon it, muckraking was 
a by-product, perhaps an inevitable one, of the development of 
mass magazines. Even McClure's , the magazine that touched off 
the movement, had already built a large circulation upon an 
enterprising use of popular fiction and upon Ida TarbelTs series 
on the lives of Napoleon and Lincoln. The so-called “muckrak- 
ing” magazines themselves devoted only a small proportion of 
their total space to muckraking articles. Only after exposure 
had proved its popularity did other magazines, notably Hamp- 
tons, boom their circulations by focusing on muckraking. 

A significant illustration of the accidental sources of muck- 
raking was Miss TarbelTs famous series on Standard Oil. S. S. 
McClure was running, during the late 1890’s, a series of articles 
which he describes in his autobiography as dedicated to “the 



192 


THE AGE OF REFORM 


greatest American business achievements/’ He had observed 
that the “feeling of the common people [about the trusts] had 
a sort of menace in it; they took a threatening attitude toward 
the Trusts, and without much knowledge .” 6 He and his editors 
decided that a study of Standard Oil, the greatest of the trusts, 
would have some educational value, and they called in Ida 
Tarbell, who 'had lived for years in the heart of the oil region 
of Pennsylvania, and had seen the marvelous development of 
the Standard Oil Trust at first hand ” 7 It happened also that 
Miss Tarbell, whose family had suffered the common disastrous 
fate of the independent oil-producers, had a great feeling for 
them . 8 The methods that had been used by Standard Oil 
were altogether too vulnerable to be played down, and although 
she hoped her inquiry “might be received as a legitimate histori- 
cal study ... to my chagrin I found myself included in a new 
school, that of the muckrakers.” She decided that she would 
have done with the whole business and seems to have resented 
the demand of some of her following that she go on with the 
work of exposure — “I soon found that most of them wanted at- 
tacks. They had little interest in balanced findings.” 9 Later she 
did some further work in exposing tariff politics, but she after- 
wards recalled: “My conscience began to trouble me. Was it not 
as much my business as a reporter to present this [the favorable] 
side of the picture as to present the other?” “The public was 
coming to believe,” she felt, as a result of all the work of ex- 
posure, “that the inevitable result of corporate industrial man- 
agement was exploitation, neglect, bullying, crushing of labor, 
that the only hope was in destroying the system.” So she began 
to write about achievements and improvements in business — 
under the considerable handicap, to be sure, of her muckraking 
reputation — became a eulogist of business, and eventually wrote 

6 S. S. McClure, op. cit., pp, 237-8. 

7 Ibid., p. 238, 

8 Ida Tarbell: All in the Days Work (New York, 1939), pp. 202 ff. 

9 Ibid., p. 242, 



193 


Chapter v: The Progressive Impulse 

an apologetic biography of the industrialist Judge Gary . 1 In her 
case the impulse that had been expressed by McClure when he 
first set out to publicize business achievements came full circle. 

Most of the other outstanding figures of the muckrake era 
were simply writers or reporters working on commission and 
eager to do well what was asked of them. A few, among them 
Upton Sinclair and Gustavus Myers, were animated by a deep- 
going dislike of the capitalist order, but most of them were 
hired into muckraking or directed toward it on the initiative of 
sales-conscious editors or publishers. Probably the most socially 
minded and inquisitive of the muckrakers, except for the 
Socialists, was Lincoln Steffens; but even his muckraking of 
American cities began more or less accidentally when McClure 
refused to allow him to take over an editorship without getting 
out and familiarizing himself with the country . 2 Others were 
reluctant dragons. Ray Stannard Baker, whose chief desire was 
to be a novelist, came to McClure 9 s as a writer of secret-service 
stories and of a book celebrating America’s prosperity. Before he 
began muckraking he was writing faintly eulogistic articles on 
big business and the trusts! It is perhaps a significant token of 
the way in which memory rearranges facts in the light of myth 
that many years later, when Louis Filler was writing his study 
of the muckrakers, Baker could — no doubt sincerely — refer him 
to these pieces as examples of early muckraking articles. In fact 
Baker’s first muckraking work tended in a far different direction 
— it showed up abuses in labor-unionism. Thomas Lawson, the 
author of the popular Frenzied Finance , was a bruised specu- 
lator with a bitter contempt for popular democracy . 3 David 
Graham Phillips, who wrote The Treason of the Senate , was 
making large sums writing novels for the Saturday Evening 
Post when Bailey Millard, the editor of the Cosmopolitan , talked 
him into writing the attack on the Senate. Phillips was extremely 

1 Ibid., chapter xiv, pp. 364 ff. 

2 Lincoln Steffens: Autobiography , p. 364. 

s C. C. Regier; The Era of the Muckrakers (Chapel Hill, 1932), p. 130. 



194 


THE AGE OF REFORM 


reluctant at first, insisting that someone else be engaged to 
“gather the facts/’ and agreed to undertake the work only when 
Gustavus Myers, the Socialist writer, was hired to do the re- 
search. Once engaged upon the task, however, he developed a 
real interest in it. 

If, from the standpoint of the editors and journalists them- 
selves, the beginning of muckraking seemed to be more or less 
"accidental,” its ending did not. The large magazine built on 
muckracking was vulnerable as a business organization. The 
publishing firm was so large an enterprise and sold its product 
for so litde that it became intensely dependent upon advertis- 
ing and credit, and hence vulnerable to pressure from the busi- 
ness community. Advertisers did not hesitate to withdraw orders 
for space when their own interests or related interests were 
touched upon. Bankers adopted a discriminatory credit policy, 
so that modest loans could not be secured even for the main- 
tenance of a business of great value and proved stability. In 
one case, that of Hamptons , even espionage was employed to 
destroy the magazine. 4 One magazine, Pearsons , continued to 
muckrake after 1912, when all the others had fallen into new 
hands or changed their policies, and its vitality, sustained down 
to the time of the first World War, has been cited as evidence 
that muckraking sentiment did not die a spontaneous death, but 
was choked off at its sources by those who were most affected 
by its exposures. 5 This is a suggestive, but to my mind not a con- 
clusive, point. It is conceivable that there may have been enough 
muckraking sentiment left to support one well-run periodical 

4 For accounts of the decline of muckraking, see Louis Filler: Crusaders 
for American Liberalism (New York, 1939), chapter xxviii, and C. C. 
Regier, op. cit., chapter xii. 

5 Filler, op. cit., pp. 370-3. The whole subject of the decline of muck- 
raking deserves a full-length study of its own, centering not simply on the 
resistance of the busmess community but on such factors as popular mood 
and the internal business and promotional methods of the magazines them- 
selves. In the latter connection see Walter A. Gaw: Some Important Trends 
in the Development of Magazines in the United States as an Advertising 
Medium , unpublished doctoral dissertation, New York University, 1942. 



195 


Chapter Vi The Progressive Impulse 

with a large circulation, but not a half-dozen plus a large num- 
ber of smaller imitators. Certainly business was hostile and 
made its hostility felt, but it also seems that the muckraking 
mood was tapering off. By 1912 it had been raging at a high 
pitch for nine years. To imagine that it could have gone on in- 
definitely is to mistake its character. 

Consider who the muckrakers were, what their intentions 
were, and what it was they were doing. Their criticisms of 
American society were, in their utmost reaches, very searching 
and radical, but they were themselves moderate men who in- 
tended to propose no radical remedies. From the beginning, 
then, they were limited by the disparity between the boldness 
of their means and the tameness of their ends. They were work- 
ing at a time of widespread prosperity, and their chief appeal 
was not to desperate social needs but to mass sentiments of 
responsibility, indignation, and guilt. Hardly anyone intended 
that these sentiments should result in action drastic enough to 
transform American society. In truth, that society was getting 
along reasonably well, and the muckrakers themselves were 
quite aware of it. The group of leading muckrakers that left 
McClures in 1906 to form the American Magazine* as Ray 
Stannard Baker recalled, was “far more eager to understand and 
make sure than to dream of utopias. . . . We muckraked’ not 
because we hated our world but because we loved it. We were 
not hopeless, we were not cynical, we were not bitter." 7 Their 
first announcement promised “the most stirring and delightful 
monthly book of fiction, humor, sentiment, and joyous reading 
that is anywhere published. It will reflect a happy, struggling, 
fighting world, in which, as we believe, good people are coming 
out on top. . . . Our magazine will be wholesome, hopeful, 
stimulating, uplifting. ..." 8 

6 Most of the principals have left this incident obscure in their memoirs. 
The most informative acount is that of Ida Tarbell, op. cit., pp. 256-7 ; c£ 
Steffens: Autobiography, pp. 535-6. 

7 Ray Stannard Baker: American Chronicle (New York, 1945), p. 226. 

8 Ibid., pp. 226-7. Cf. Miss TarbelTs recollection that the American 



196 


THE AGE OF REFORM 


Finally, it is perhaps necessary to point out that within the 
limited framework of the reforms that were possible without 
structural alterations in the American social and economic sys- 
tem, the muckrakers did accomplish something in the form of 
legislative changes and social face-washing. They enjoyed, after 
all, some sense of real achievement. Presumably the temper of 
the early writers for McClures was far more akin to that of the 
majority of their middle-class audience than was the attitude of 
the Socialist muckrakers like Gustavus Myers, Upton Sinclair, 
and Charles Edward Russell, who wanted to push the implica- 
tions of muckraking discoveries to their utmost practical con- 
clusions. 


m. Reality and Responsibility 

The muckrakers had a more decisive impact on the thinking of 
the country than they did on its laws or morals. They confirmed, 
if they did not create, a fresh mode of criticism that grew out of 
journalistic obseivation. The dominant note in the best thought 
of the Progressive era is summed up in the term “realism.” It 
was realism that the current literature and journalism fostered, 
just as it was realism that the most fertile thinkers of the age 
brought into philosophy, law, and economics. Although Western 
sectional consciousness, which was curiously united to a sort of 
folkish nationalism, made its own contribution, to realistic writ- 


Magazine “had little genuine muckrakng spirit. . . . The idea that there 
was something fundamentally sound and good m industrial relations, that 
in many spots had gone far beyond what either labor or reformers were 
demanding, came to the office as a new attack on the old problem/' Op. 
cit, p. 281. “It seems to me,” wrote William Allen White, another member 
of the group, to editor John S Phillips m 1906, “the great danger before 
you is that of being too purposeful. People will expect the pale drawn face; 
the set lips and a general line of emotional insanity. You should fool 'em. 
Give 'em something like Tigs is Pigs/ From the prospectus they will judge 
that you are going to produce a Thin red line of heroes,' and instead of 
which you should have the sharp claque of the slap stick. . . /' Walter 
Johnson: William Allen White’s America (New York, 1947), p. 159. 



197 


Chapter v: The Progressive Impulse 

ing, the chief source of realism lay in the city and city journal- 
ism. With few exceptions the makers of American realism, even 
from the days of Mark Twain and William Dean Howells, were 
men who had training in journalistic observation — Stephen 
Crane, Theodore Dreiser, Harold Frederic, David Graham 
Philhps — or men like Edward Kirkland, Edward Eggleston, 
Hamlin Garland, and Jack London who in some other capacity 
had also seen the rough side of life to which the reporters and 
human-interest writers were exposed. What they all had in com- 
mon — the realistic novelists, the muckrakers, and the more 
critical social scientists of the period — was a passion for getting 
the “inside story.” 

Robert Cantwell once suggested that the primary reason for 
the success of the muckrakers was not political at all, but 
literary, and that their work was in a sense the journalistic 
equivalent of the literary realism that also flourished at the time. 
It had never been customary in America to write about America, 
but especially not about the life of industry and labor and busi- 
ness and poverty and vice. Now, while novelists were replacing 
a literature bred out of other literature with a genre drawn from 
street scenes and abattoirs or the fly-specked rural kitchens of 
Hamlin Garland's stories, the muckrakers were replacing the 
genteel travel stories and romances of the older magazines with 
a running account of how America worked. “It was not,” says 
Cantwell, “because the muckrakers exposed the corruption of 
Minneapolis, for example, that they were widely read, but be- 
cause they wrote about Minneapolis at a time when it had not 
been written about, without patronizing or boosting it, and with 
an attempt to explore its life realistically and intelligently. 
They wrote, in short, an intimate, anecdotal, behind-the-scenes 
history of their own times. . . . They traced the intricate re- 
lationship of the police, the underworld, the local political 
bosses, die secret connections between the new corporations 
♦ . . and the legislatures and the courts. In doing this they drew 
a new cast of characters for the drama of American society: 



198 


THE AGE OF REFORM 


bosses, professional politicians, reformers, racketeers, captains 
of industry. Everybody recognized these native types; every- 
body knew about them; but they had not been characterized 
before; their social functions had not been analyzed. At the 
same time, the muckrakers pictured stage settings that every- 
body recognized but that nobody had written about — oil re- 
fineries, slums, the red-light districts, the hotel rooms where 
political deals were made — the familiar, unadorned, homely 
stages where the teeming day-to-day dramas of American life 
were enacted. How could the aloof literary magazines of the 
East, with their essays and their contributions from distin- 
guished English novelists, tap this rich material?” 9 

What the muckrakers and the realistic writers were doing in 
their fields the speculative thinkers and social scientists were 
also doing in theirs. As scholars reached out for their own 
‘realistic” categories, the formalistic thought of an earlier and 
more conservative generation fell under close and often damag- 
ing scrutiny. Economists were pondering Veblen’s effort to re- 
place the economic man of the classical school with his waste- 
ful consumer and his predatory captain of industry. Legal 
realists were supplanting the “pure” jurisprudential agent of 
earlier legal theorists with the flesh-and-blood image of the 
corporation lawyer dressed in judicial robes and stuffed with 
corporation prejudices. Political scientists were losing their old 
veneration for the state as an abstract repository of something 
called sovereignty and accepting the views of men like Charles 
A. Beard and Arthur F. Bentley, who conceived of the state as 
a concrete instrument that registered the social pressures 
brought to bear upon it by various interest groups. Historians 
were beginning to apply the economic interpretation of history. 
The new discipline of sociology, intimately linked with social- 
settlement work and Christian social reform, was criticizing the 
older notions of individuality and morality and developing a 

9 Robert Cantwell- “Journalism — the Magazines,” in Harold E. Steams, 
ed.: America Now (New York, 1938), p. 347. 



199 


Chapter v: The Progressive Impulse 

new, "realistic” social psychology. John Dewey was attacking 
formalistic categories in philosophy and trying to develop a 
more descriptive and operational account of the uses of ideas. 1 
The supreme achievement of this pervasive iconoclasm came in 
1913 with Charles A. Beard's An Economic Interpretation of the 
Constitution of the United States , a book that scandalized the 
conservative world. This consummatory attack on the traditional 
symbols had now carried the Progressive mind to the inner cita- 
del of the established order: a nation of Constitution- worship- 
pers and ancestor-worshippers was confronted with a scholarly 
muckraking of the Founding Fathers and the Constitution itself. 
V. L. Parrington, himself a representative of Populist and Pro- 
gressive thinking, once suggested that the "chief contribution 
of the Progressive movement to American political thought was 
its discovery of the essentially undemocratic nature of the 
federal constitution.” 2 

But Beard's treatment of the Founding Fathers also shows 
some of the limitations of the Progressive conception of reality. 
When he wrote about the economic interests and activities of 
the Founding Fathers, especially those activities related to 
politics in a way not always above question from the highest 
standards of disinterested morality, he wrote fully and with 
illumination. When he dealt with their ideas about democracy, 
he was relatively casual; his mind did not become fully engaged 
with his object, and he was content with a spare and rather 
literal-minded compound of scattered quotations from the 
debates in the Constitutional Convention. 3 The muckraking 
model of thought had brought with it a certain limiting and 
narrowing definition of reality and a flattening of the imagina- 

1 On the intellectual achievement of this generation see Morton G. 
White. Social Thought in America (New York, 1949), esp. chapter ii. 

2 In his Introduction to J Allen Smith Growth and Decadence of Con- 
stitutional Government (New York, 1930), p xi. 

8 I have dealt with this problem at greater length in ‘ Beard and the 
Constitution,” American Quarterly , Vol. II (Fall 1950), pp. 195-213, the 
same essay is m Howard IC. Beale, ed.: Charles A. Beard (Lexington, Ky., 
1954), pp. 75-92. 



200 


THE AGE OF REFORM 


tion. William Dean Howells, in one of his less fortunate remarks, 
had accepted the earlier tendency of American literature to deal 
with “the smiling aspects of life” that were more character- 
istically American. This complacency the realists reversed with 
a vengeance. Reality now was rough and sordid. It was hidden, 
neglected, and off-stage. It was conceived essentially as that 
stream of external and material events which was most likely to 
be unpleasant . 4 Reality was the bribe, the rebate, the bought 
franchise, the sale of adulterated food. It was what one found in 
The Jungle , The Octopus , Wealth against Commonwealth , or 
The Shame of the Cities . It was just as completely and hope- 
lessly dissociated from the world of morals and ideals as, say, a 
newspaper editorial on Motherhood might be from the facts 
about infant mortality in the slums. 

To the average American of the Progressive era this ugly 
thing that presented itself as reality was not a final term. Reality 
was a series of unspeakable plots, personal iniquities, moral 
failures, which, in their totality, had come to govern American 
society only because the citizen had relaxed his moral vigilance. 
The failures of American society were thus no token of the 
ultimate nature of man, of the human condition, much less the 
American condition; they were not to be accepted or merely 
modified, but fought with the utmost strenuosity at every point. 
First reality must in its fullness be exposed, and then it must be 
made the subject of moral exhortation; and then, when individ- 
ual citizens in sufficient numbers had stiffened in their deter- 
mination to effect reform, something could be done. As Josiah 
Strong put it: “If public opinion is educated concerning a given 
reform — political, social, industrial, or moral — and if the popu- 
lar conscience is sufficiently awake to enforce an enlightened 
public opinion, the reform is accomplished straightway. This 
then is the generic reform — the education of public opinion and 


4 Cf. the discussion of “Reality in America” by Lionel Trilling, in The 
Liberal Imagination (New York, 1950), pp. 3-21. 



201 


Chapter v: The Progressive Impulse 

of the popular conscience.” 6 First the citizen must reclaim the 
power that he himself had abdicated, refashioning where neces- 
sary the instruments of government. Then— since the Yankee 
found the solution to everything in laws — he must see that the 
proper remediable laws be passed and that existing laws be en- 
forced. He must choose men of the highest moral qualities for 
his political leaders. It was assumed that such moral qualities 
were indestructible and that decent men, once found and in- 
stalled in office, would remain decent. When they had regained 
control of affairs, moral rigor would not flag again. 

An excellent illustration of the spirit of Progressivism as it 
manifested itself in the new popular literature is provided by a 
famous editorial by S. S. McClure in the January 1903 issue of 
McClure's. 6 In this editorial McClure stood back and took a 
fresh look at his publication and suddenly realized what it was 
that he and his writers were doing. He observed that his cur- 
rent issue, which was running an article muckraking Minneapo- 
lis by Lincoln Steffens, another on Standard Oil by Ida Tarbell, 
and still another by Ray Stannard Baker on labor, showed a 
striking and completely unplanned convergence upon a central 
fact in American life: a general disrespect for law on the 
part of capitalists, workingmen, politicians, and citizens. Who, 
he asked, was left in the community to uphold the law? The 
lawyers? Some of the best of them made a living from ad- 
vising business firms how to evade it. The judges? Among too 
many of them the respect for law took the form of respect for 
quibbles by which they restored to liberty men who on the evi- 
dence of common sense would be convicted of malfeasances. The 
churches? "We know of one, an ancient and wealthy establish- 
ment, which had to be compelled by a Tammany hold-over 
health officer to put its tenements in sanitary condition.” "The 

6 Josiah Strong, op. cit , p 159. 

6 1 have chosen not only this editorial from McClure’s, but that periodi- 
cal's contents during this whole era as bemg completely representative 
of the average magazine-reader's fare, and of the thought and sensibility 
of the muckraking movement. 



202 


THE AGE OF REFORM 


colleges? They do not understand.” “There is no one left,” con- 
cluded McClure, “none but all of us. . . . We all are doing our 
worst and making the public pay. The public is the people. We 
forget that we all are the people. . . . We have to pay in the 
end, every one of us.” 

The chief themes of the muckraking magazines are stated 
here. First is the progressive view of reality — evil-doing among 
the most respectable people is seen as the “real” character of 
American life; corruption is found on every side. Second is the 
idea that the mischief can be interpreted simply as a widespread 
breaking of the law. I have remarked that Anglo-Saxon thinking 
emphasized governance by legal rules, as opposed to the wide- 
spread tendency among immigrants to interpret political reality 
in the light of personal relations. If the laws are the right laws, 
and if they can be enforced by the right men, the Progressive be- 
lieved, everything would be better . 7 He had a great and abiding 

7 “In brief, so long as the trust question is a question of law, the people 
may feel as the President does, that it is safe m clean, steady hands and a 
loyal, legal mmd.” L. A Coolidge. “Attorney-General Knox, Lawyer,” 
McClures , Vol XIX (September 1902), p 473. 

“. . . the dull indifference of the people. They do not insist that the 
laws be enforced.” S. S McClure. “The Increase of Lawlessness m the 
United States,” ibid., Vol. XXIV (December 1904), p. 163. 

“The only remedy is a strict enforcement of all tire laws, all along the 
line, all the time . . Ray Stannard Baker: “What Is a Lynching?” ibid. 
(February 1905), p. 430. 

“. . . a failure to observe the elementary principles of law . . .” Bur- 
ton J. Hendrick: “Governor Hughes,” ibid., Vol. XXX (April 1908), p. 
681. 

“I would hke to see all saloons legislated out of existence . . “The 
Story of an Alcohol Slave,” ibid., Vol. XXXIII (August 1909), p. 430. 

. . my chief constructive work was devoted to securing a system by 
which I could compel the body of men under me — against its old custom 
and obvious self-interest — really to enforce the law.” General Theodore A. 
Bmgham: “The Organized Criminals of New York,” ibid., Vol. XXXIV 
(November 1909), p. 62. 

This was one of the points at which the more sophisticated thinking of 
the era deviated most sharply from common discourse, for while the Pro- 
gressive moralists and popular exhorters were demanding a return to the 
law,” conceived as a glittering abstraction, writers hke Charles A. Beard, 
Arthur F. Bentley, and Frank J. Goodnow were trying to show that law 
too is responsive to political pressures and that it reflects class interests. 



203 


Chapter v: The Progressive Impulse 

faith in the appeal to such abstractions as the law and patriot- 
ism, and the efficacy of continued exhortation. Third, there was 
the appeal to universal personal responsibility and the imputa- 
tion of personal guilt. 

To understand the reform mentality, we must consider the 
vigor with which the Progressives attacked not only such social 
questions as the powers of trusts and bosses, but also such ob- 
jects of reform as the liquor traffic and prostitution. The Pro- 
gressive mind, I have said, was pre-eminently a Protestant mind; 
and even though much of its strength was in the cities, it in- 
herited the moral traditions of rural evangelical Protestantism. 
The Progressives were still freshly horrified by phenomena that 
we now resignedly consider indigenous to urban existence. 
However prosperous they were, they lived in the midst of all the 
iniquities that the agrarian myth had taught them to expect of 
urban life, and they refused to accept them calmly. Here it was 
that a most important aspect of the Protestant personality came 
into play: its ethos of personal responsibility. American life and 
American mythology had been keyed to the conditions of rural 
simplicity and village neighborliness under which personal re- 
sponsibility for the problems — and the morals — of others could 
in fact often be assumed . 8 Moreover it was the whole effect of 
the Protestant ethic to heighten the sense of personal responsi- 
bility as much as possible. The more the muckrakers acquainted 
the Protestant Yankee with what was going on around him, the 

8 E. A. Ross wrote a very popular book, Sin and Society (Boston, 1907), 
whose entire purpose was to show how the new conditions of life de- 
manded a new code of morality. Sinning — the commission of evil acts 
harmful to others — had become corporate and impersonal. The characteris- 
tic wrong arose not out of aggression but from betrayal. Usually it was 
committed by men who were entirely virtuous m private and personal rela- 
tionships, for the chief problem now was not the evil impulse itself but 
moral insensibility. The modem sinners could not see the results of their 
own acts because these would be remote in time and space. Therefore it 
was necessary to become ever so much more imaginative than formerly m 
appraising one’s own sms and those of others. Among other things, direc- 
tors of companies should be held personally accountable for every pre- 
ventable abuse committed by their corporations. 



204 


THE AGE OF REFORM 


more guilty and troubled he felt. The religious institutions of 
Protestantism provided no mechanism to process, drain off, and 
externalize the sense of guilt . 9 American political traditions pro- 
vided no strong native tradition of conservatism to reconcile 
men to evils that could not easily be disposed of. The native 
ethos of mass participation in politics and citizenlike civic 
consciousness — so strange, as we have remarked, to the immi- 
grants — confirmed the idea that everyone was in some very 
serious sense responsible for everything. 

Frederic C. Howe’s candid and highly illuminating autobi- 
ography, The Confessions of a Reformer , shows with fine self- 
awareness how the preachings of evangelical Protestantism and 
the civic teachings of Mugwumpery laid the foundations for the 
Progressive sense of responsibility. Howe had been raised in 
Meadville, Pennsylvania, as the child of moderately well-to-do 
and sincerely pious Methodist parents. Attending a small 
sectarian college in the great age of secularization that came in 
with Darwinism, Howe found himself unable to respond any 
longer to evangelical revivalism; but, as he reports, the "morality 
of duty, of careful respectability,” that was inculcated in him 
from his earliest years was not so easily dislodged as the theol- 
ogy that went with it. "Early assumptions as to virtue and vice, 
goodness and evil remained in my mind long after I had tried to 
discard them. This is, I think, the most characteristic influence 
of my generation. It explains the nature of our reforms, the 
regulatory legislation in morals and economics, our belief in 
men rather than in institutions and our messages to other peo- 

9 In evangelical Protestantism the individual is expected to bear almost 
the full burden of the conversion and the salvation of his soul. What his 
church provides him with, so far as this goal is concerned, is an instrument 
of exhortation. In Catholicism, by contrast, as in some other churches, the 
mediatmg role of the Church itself is of far greater importance and the 
responsibility of the individual is not keyed up to quite the same pitch. A 
working mechanism for the disposal and psychic mastery of guilt is avail- 
able to Roman Catholics m the form of confession and penance. If this 
difference is translated into political terms, the moral animus of Progressiv- 
ism can be better understood. 



205 


Chapter v: The Progressive Impulse 

pies. Missionaries and battleships, anti-saloon leagues and 
Ku Klux Klans, Wilson and Santo Domingo are all a part of 
that evangelistic psychology that makes America what she is.” 1 
When Howe went to Johns Hopkins University for graduate 
study, he was well prepared to respond to the passionate 
preachings of an academic Mugwump like Woodrow Wilson, 
who spoke out against the indifference and loss of responsibility 
among the public, and to the high-minded addresses of Lord 
Bryce, who lamented the spoils system, corruption, the failure 
of democracy, and the “decay of a sense of responsibility 
among the kind of people whom I knew. That was what im- 
pressed me most: the kind of people I knew had neglected their 
duties.” 2 As so often happens in the development of ideas and 
public moods, the remarkable group of teachers and students 
that gathered at Johns Hopkins in the late 1880’s and the 1890’s 
was simply anticipating by a few years the civic consciousness 
that soon swept over a vastly larger public. What Howe ob- 
serves of the Johns Hopkins men of the nineties — “We felt that 
the world had been wished onto our shoulders” 3 — became true 
of a large part of the nation not long afterwards. After the turn 
of the century the men who were in best rapport with public 
sentiment were preaching to the whole nation the necessity of 
taking up, personally and individually, those civic burdens 
which the previous generation had forsaken. “No hard-and-fast 
rule can be laid down,” said Theodore Roosevelt, “as to the way 
in which such work [reform] must be done; but most certainly 
every man, whatever his position, should strive to do it in some 
way and to some degree.” 4 

1 Howe : The Confessions of a Reformer, p. 17. 

2 Ibid., p. 3. 

8 Ibid., p. 8. 

4 Theodore Roosevelt: “Reform through Social Work,” McClure’s , Vol. 
XVI (March 1901), p. 454. 

“. . . m the final analysis it was the voters who decided whether New 
York should be 'open or ‘shut/ ” Josiah Flynt: “In the World of Graft,” 
ibid (April 1901), p. 576. 

“In short, if we want self-government ... we have got to work at it 



206 


THE AGE OF REFORM 


One is impressed, in a review of the literature, with the 
enormous amount of self-accusation among Progressives. Wil- 
liam Allen White saw it when he attributed much of the move- 
ment to the fact that "in the soul of the people there is a con- 
viction of their past unrighteousness.” 5 The moral indignation 
of the age was by no means directed entirely against others; it 
was in a great and critical measure directed inward. Contem- 
poraries who spoke of the movement as an affair of the con- 
science were not mistaken. Lincoln Steffens had the key to this 
sense of personal involvement when he entitled his famous 
muckraking volume The Shame of the Cities. 

Nothing, indeed, illustrates better than the Introduction to 
Steffens’s volume the fashion in which the Yankee ethos of re- 
sponsibility had become transmuted into a sense of guilt. Again 
and again Steffens laid the responsibility for the ugly state of 
affairs portrayed in his book at the doorsteps of his own readers. 
"The misgovernment of the American people,” he declared, "is 
misgovernment by the American people. . . . Are the people 
honest? Are the people better than Tammany? . . . Isn’t our 
corrupt government, after all, representative? . . . There is no 
essential difference between the pull that gets your wife into 
society or for your book a favorable review, and that which 
gets a heeler into office, a thief out of jail, and a rich man’s son 
on the board of directors of a corporation. . . . The boss is not 
a political, he is an American institution, the product of a freed 
people that have not the spirit to be free. . . . We are respon- 


ourselves. President Roosevelt is right when he preaches broad morality; 
the necessity of each man getting down and doing something himself.” Ray 
Stannard Baker: "The Trust's New Tool— the Labor Boss/' ibid., Vol. 
XXII (November 1903), p. 43 Cf the same author's conclusion that ev- 
eiyone was guilty “who has not, himself obedient to the law, demanded 
the election of men who will enforce the law.” “The Reign of Lawlessness,” 
ibid, Vol. XXIII ( May 1904 ) , p. 56. 

“They [the Christian citizens] could accomplish it by each individual 
resolving to vote for God at the polls — that is to say, vote for the candidate 
whom God would approve.” Anonymous: “Christian Citizenship/' ibid., 
Vol. XXVI (November 1905), p. 110. 

6 William Allen White: The Old Order Changeth , p. 30. 



207 


Chapter v: The Progressive Impulse 

sible, not our leaders, since we follow them. . . . The spirit of 
graft and of lawlessness is the American spirit. . . . The peo- 
ple are not innocent. That is the only ‘news’ in all the journalism 
of these articles. . . . My purpose was ... to see if the shame- 
ful facts, spread out in all their shame, would not burn through 
our civic shamelessness and set fire to American pride.” Steffens 
closed his introduction by dedicating his book “to the accused — 
to all the citizens of all the cities in the United States.” 6 

It may seem that there was remarkable boldness in this ac- 
cusatory procedure, but such appearances are often deceptive. 
Steffens had good reason to know that the substantial American 
citizen accepted such accusation as valid. The people of Min- 
neapolis and St. Louis had written not in resentment but m en- 
couragement after his exposure of those cities had been published 
in McClure's , and — still more significant — hundreds of invita- 
tions poured in from citizens, as individuals or in organized 
groups, of many other cities inviting exposure on their own 
premises: “come and show us up; we’re worse than they are .” 7 

Steffens’s argument that it was the people, and particularly 
the “best” people, who were responsible for corruption cannot 
be taken, however, as an ultimate comment on human nature 
or the human condition. He was not preaching universal sin- 
fulness as a token of the fact that most men would be damned, 
but because he hoped and expected that all could be saved — 
saved through this ardent appeal to their pride. This is the real 
function of the pervasively ugly character of reality that the 
Progressives so frequently harped on: pervasive as it was, it was 
neither impenetrable nor irremovable: it was an instrument of 
exhortation, not a clue to life but a fulcrum for reform. Steffens 
hoped, at bottom, “that our shamelessness is superficial, that 
beneath it lies a pride which, being real, may save us yet ” 8 
For when the chips were down he could not but believe, as he 

6 Lincoln Steffens: The Shame of the Cities (New York, 1904); the 
quotations are drawn, passim , from the introduction, pp. L-26. 

7 Ibid., p. 25. 



208 


THE AGE OF REFORM 


said of the situation in St. Louis, that "the people are sound.” 9 

Among some reformers this ethos of responsibility to which 
Steffens appealed simply took the form of an effort to participate 
in what the rhetoric of the time called “the race life” — which 
meant, by and large, to get nearer to those who suffered in a 
more profound and poignant way from the burdens of “reality.” 
As early as 1892 Jane Addams had delivered a fine, penetrating 
lecture on “The Subjective Necessity for Social Settlements,” in 
which she explained how the sheltered and well-brought-up 
young Americans of her generation, reared on the ideal of social 
justice and on Protestant moral imperatives, had grown un- 
comfortable about their own sincerity, troubled about their 
uselessness, and restless about being “shut off from the common 
labor by which they live and which is a great source of moral 
and physical health.” 1 Similarly a character in one of the social 
novels of H. H. Boyesen, the son of a rich contractor, professed 
“a sneaking sense of guilt when I am too comfortable,” and left 
high society to plunge into what he called “the great discordant 
tumultuous life, with its passions and cries of distress.” 2 Char- 
acters with the same motivation were constantly to be found in 
the pages of McClure’s — now, however, no longer only as the 
protagonists of fiction, but as the authors of articles. 3 Where 

9 Ibid , p. 140. 

1 Jane Addams et al.: Philanthropy and Social Progress (New York, 
1893), pp. 1-26. 

2 H. H. Boyesen: Social Stragglers (New York, 1893), pp 78, 83-4, 
273. The ethos of guilt and indignation, work and service, and the idea of 
an implacable opposition between material gratification and spiritual devel- 
opment are outstanding themes m the work of the most popular Progressive 
novelist, Winston Churchill, who portrayed the whole movement as "the 
springing of a generation of ideals from a generation of commerce.” See 
Richard and Beatrice Hofstadter: "Winston Churchill: a Study in the 
Popular Novel,” passim. 

8 "Blair Carrhart goes as a laborer into the steel works, that he may 
better know the men whom he wants to help. . . . With him we live a life 
full of dangers and struggles and suffering. ’ A review of I. K. Friedman’s 
By^Bread Alone , McClure's , Vol. XVII (September 1901), pp. 502—3. 

"She was a woman of superior education and wide social experience, 
and, like many other American women of similar qualifications, had that 
tireless energy that could not be satisfied with remaimng a passive specta- 



209 


Chapter v: The Progressive Impulse 

this impulse was translated into action it sent a host of earnest 
reformers into the field to engage themselves in various useful 
philanthropies. But on the purely verbal level, where of nec- 
essity it had to remain for most people, it resulted on occasion 
in a rather strenuous moral purgation, not unlike the pathetic 
proletarianism that swept over many American intellectuals in 
the 1930’s. One Florence Wilkinson contributed to McClure ? s 
a poem entitled “The Tortured Millions”: 4 

. . . They are dying that I may live, the tortured millions , 

By the Ohio River, the Euphrates, the Rhone. 

They wring from the rocks my gold , the tortured millions ; 

Sleepless all night they mix my daily bread; 

With heavy feet they are trampling out my vintage ; 

They go to a hungry grave that I may be fed. . . . 


tor to the progressive life about her.” Lewis E MacBrayne: “The Promised 
Land,” ibid, Vol XX (November 1902), p. 66. 

“If we were not reading about matteis calculated to fill us with unutter- 
able shame, we should be captivated by a style so frank, strong, and fer- 
vent. Here is something better than entertainment.” Everybody s, review- 
ing the work of Lincoln Steffens, as quoted in McClure's, Vol XXIII 
(November 1904), p. 111. The significance of that last sentence should 
not be passed over. 

“We were as blind to real civil morals as the Spaniards of the Inquisi- 
tion must have been to the morality of Christ.” William Allen White: 
“Roosevelt, a Force for Righteousness,” ibid., Vol. XXVIII (January 
1907), p 388. “. . . the whole infernal system of money-bought govern- 
ment, money-bought churches and schools, was as surely made from the 
commercial malice m our own hearts as the golden calf set up in the wil- 
derness was the god of the Israelites.” Ibid., p. 394 

See also the article by Rudolph Cronau: “A Continent Despoiled,” ibid., 
Vol. XXXII (April 1909), with its “incontrovertible and convicting evi- 
dence of grave sms of which our nation has been guilty” (p. 639). 

4 McClure's, Vol. XXIII (June 1904), pp. 167-8. The same author 
published (December 1906) another expression of her feelmgs, “A Saluta- 
tion to Russia,” written in a Whitmanesque manner and beginning. “You, 
millions of muzhiks, huddled in the smoky doorways of your huts . . 
This should be compared with her “Hands,” ibid. (June 1910), p. 229: 

Oh, wonderful hands of toilers, 

Graved with the signs of your crafts, . . . 

I honor you, hands of toilers, 
l kneel and kiss your hands. 



210 


THE AGE OF REFORM 


I warm my hands at the fires of ruining houses ; 

On a dying mothers breast I sink my head; 

Last night my feet were faint from idleness, 

I bathed my feet in blood her children shed . 

O thou eternal Law , I wish this not to be. 

Nay , raise them from the dust and punish me. 

So the middle-class citizen received quite earnestly the ex- 
hortations that charged him with personal responsibility for all 
kinds of social ills. It was his business to do something about 
them. Indeed, he must do something if he was ever to feel bet- 
ter. But what should he do? He was too substantial a fellow to 
want to make any basic changes in a society in which he was so 
typically a prosperous and respectable figure. What he needed, 
therefore, was a feeling that action was taking place, a sense 
that the moral tone of things was being improved and that he 
had a part in this improvement. Corruption thus became a par- 
ticularly fine issue for the moral energies of the Progressive. He 
was ready to be convinced that the country was thoroughly 
wicked, and the muckrakers supplied him with a wealth of 
plausible evidence. 

In time the muckraking and reform writers seem to have be- 
come half conscious of the important psychic function their 
work was performing for themselves and their public, quite 
apart from any legislative consequences or material gains. They 
began to say, in effect, that even when they were unable to do 
very much to change the exercise of political power, they liked 
the sense of effort and the feeling that the moral tone of political 
life had changed. “It is not the material aspect of this,” they 
began to say, “but the moral aspect that interests us” William 
Allen White dated the beginnings of this shift from “material- 
ism” to “moral values” from the war with Spain when “the spirit 
of sacrifice overcame the spirit of commercialism,” and the peo- 
ple saw “that if we could learn to sacrifice our own interest for 
those of a weaker people, we would learn the lesson needed to 



211 


Chapter v: The Progressive Impulse 

solve the great problem of democracy — to check our national 
greed and to make business honest.” 6 McClure himself gave 
characteristic expression to this high valuation of the intangibles 
when he praised Charles Evans Hughes’s exposure of the New 
York life-insurance companies for the enormous “tonic effect of 
the inquiry,” which, he felt, had very likely saved thousands of 
young men from making compromises with honor. They saw 
that 'public disgrace” awaited evildoers, and "there is no pun- 
ishment so terrible as public disclosure of evil doing.” 6 Related 
to this emphasis on moral as opposed to material values was a 
fresh assertion of disdain for money and monetary success, very 
reminiscent of the disdain of the Mugwump type for the ma- 
terialists. 7 With this came a disparagement of material achieve- 
ment. San Francisco, remarked George Kennan, was a success- 
ful and prosperous city, but it had put stress 'upon material 
achievement and business prosperity rather than upon civic 
virtue and moral integrity. But what shall it profit a city if it 
gain the whole world and lose its own soul?” 8 Probably no 

5 The Old Order Changeth, p. 29. 

6 McClures, Vol. XXVI (December 1905), p. 223. Cf. Burton J. Hen- 
drick, who remarked concerning Hughes's governorship that it was too 
early to judge the permanent effects of his changes but it was clear “that 
he has permanently increased the influence of ms office, established new 
ideals for his successors, impressed upon legislators new conceptions of 
their responsibilities and greatly improved the tone and efficiency of public 
life” “Governor Hughes,” ibid., Vol. XXX (April 1908), p. 681 (italics 
added). 

7 Cf. Miss Tarb ell's “John D. Rockefeller: a Character Study,” ibid., 
Vol. XXV (July-August 1905). 

8 George Kennan: “Criminal Government and the Private Citizen,” 
ibid., Vol. XXX (November 1907), p. 71. (This George Kennan, 1845- 
1924, the explorer and journalist, should not be confused with George F. 
Kennan the diplomat, who is his nephew. ) Cf . the opmion of Judge Ben B. 
Lmdsey that the most appalling price of lawlessness and corruption was not 
the material but the moral cost. ^The bottom of the whole trouble is a land 
of selfishness that m this country is exalting money above manhood, and 
no business is ever going to be permanently successful so long as it is based 
upon an iniquitous doctrine like that” Ibid. (January 1908), p. 386. Com- 
pare with this the extraordinary idealization of both business and the gro- 
fessions expressed m Brandeis's famous essay “Business — a Profession, ' in 
which it is argued that “success m business must mean something very 
different from mere money-making” and that the joys of business must not 



212 


THE AGE OF REFORM 


statesman o£ the time had a better intuitive understanding of 
the interest of the reform mind in moral intangibles than Theo- 
dore Roosevelt, whose preachments exploited it to the full. And 
no observer had a better insight into T. R.’s relation to his time 
than the Sage of Emporia, who declared quite properly that 
“Roosevelt’s power in this land is a spiritual power. His is not a 
kingdom of this earth. ... It is immaterial whether or not the 
Supreme Court sustains him in his position on the rate bill, the 
income tax, the license for corporations, or the inheritance tax; 
not for the establishment of a system of statutes was he born 
into this world; but rather like all great teachers, that by his life 
and his works he should bear witness unto the truth.” 9 This was 
a penetrating comment upon the meaning of the reform litera- 
ture as a kind of symbolic action. For, besides such material ac- 
complishment as they had to show for themselves, the Progres- 
sive writers could claim that they had provided a large part of 
the American people with a necessary and (as they would have 
said) wholesome catharsis. 

be “the mere vulgar satisfaction which is experienced in the acquisition of 
money, in the exercise of power or in the frivolous pleasure of mere win- 
ning” Business — a Profession (Boston, 1944), pp. 3, 5; this essay wa# orig- 
inally written m 1912. 

9 William Allen White: “Roosevelt, a Force for Righteousness,” ibid., 
Vol. XXVIH (January 1907), p. 393. 



((( 213 ))) 


CHAPTER VI 

THE STRUGGLE OVER ORGANIZATION 


i. Organization and the Individual 

P 

iL ROGRESsrvisM, at its heart, was an effort to realize familiar and 
traditional ideals under novel circumstances. As I have empha- 
sized, the ordinary American’s ideas of what political and eco- 
nomic life ought to be like had long since taken form under the 
conditions of a preponderantly rural society with a broad diffu- 
sion of property and power. In that society large aggregates had 
played a minor role. Corporate businesses were then just 
emerging, and they had not yet achieved the enormous size and 
national scope which they acquired during the closing decades 
of the nineteenth century, when the Progressive generation was 
still growing up. Political machines, though an important feature 
of American life since the days of Aaron Burr, had not played 
the massive managerial role that they now assumed in American 
cities and states, and in any case had appeared less formidable 
threats to civic virtue and democratic politics than they now 
seemed to be in the corrupting presence of the great corpora- 
tions. The American tradition had been one of unusually wide- 
spread participation of the citizen in the management of affairs, 
both political and economic . 1 Now the growth of the large cor- 
poration, the labor union, and the big impenetrable political 
machine was clotting society into large aggregates and present- 
ing to the unorganized citizen the prospect that all these ag- 

1 On the histone roots of this participation, see the illuminating essay by 
Stanley Elkins and Eric McKitnck: "A Meamng for Turner’s Frontier, 
Part I: Democracy in the Old Northwest,” Political Science Quarterly , Vol. 
LXIX ( September 1954), pp. 321-53. 



214 


THE AGE OF REFORM 


gregates and interests would be able to act in concert and shut 
out those men for whom organization was difficult or impossible. 
As early as 1894 William Dean Howells, who had grown up in 
a small Midwestern community, remarked that the character of 
American life had undergone a drastic change. “The struggle 
for life,” he said, “has changed from a free fight to an encounter 
of disciplined forces, and the free fighters that are left get 
ground to pieces between organized labor and organized capi- 
tal.” 2 Ray Stannard Baker, writing in McClures almost a decade 
later, pointed out that a number of well-knit local combinations 
of capital and labor had recently been organized, and gave 
voice to the fears of the potential victims: “The unorganized 
public, where will it come in? The professional man, the lec- 
turer, the writer, the artist, the farmer, the salaried government 
employee, and all the host of men who are not engaged in the 
actual production or delivery of necessary material things, how 
will they fare? ... Is there any doubt that the income of or- 
ganized labor and the profits of organized capital have gone up 
enormously, while the man-on-a-salary and most of the great 
middle class, paying much more for the necessaries of life, have 
had no adequate increase in earnings?” 3 The central theme in 
Progressivism was this revolt against the industrial discipline: 
the Progressive movement was the complaint of the unorganized 
against the consequences of organization. 

Of course there was a problem underlying this effort that did 
not escape the most astute contemporaries, including many who 
sympathized deeply with the Progressives. The processes of 
modern technology and machine industry — not to speak o£ the 
complex tasks of civic life — make organization, specialism, hier- 
archy, and discipline utterly necessary. The Progressives, object 
though they might to the many sacrifices of traditional values 

2 Howells: A Traveler from Altruria (Edinburgh, 1894), p. 164. 

3 Ray Stannard Baker: “Capital and Labor Hunt Together,” McClure’s, 
Vol. XXI (September 1903), p 463; cf. the remarks of Mr. Dooley [Fin- 
ley Peter Dunne]: Dissertations by Mr. Dooley (New York, 1906), p. 64. 



215 


Chapter vx: The Struggle over Organization 

that the new society demanded, did not seriously propose to 
dismantle this society, forsake its material advantages, and re- 
turn to a more primitive technology. Nor did they always make 
the mistake of thinking that the revolt against organization 
could go on without itself developing new forms of organization. 
They were trying, in short, to keep the benefits of the emerging 
organization of life and yet to retain the scheme of individual- 
istic values that this organization was destroying. In order to 
understand them sympathetically, then, it is important to think 
of them not as stupid or incapable men who fumbled a simple 
task, but as men of reasonable and often indeed of penetrating 
intelligence whose fate it was to attempt, with great zeal and re- 
sourcefulness, a task of immense complexity and almost hopeless 
difficulties. 

Long before the Progressives arose some Americans had seen 
that organization had its disadvantages and dangers, but it was 
in the Progressive era that the social types expropriated and 
alienated by the new organization reached a new peak in num- 
bers and a pitch of restiveness such as they have not shown 
since. Many historians have pointed out that Progressivism ap- 
pealed powerfully to small businessmen who were being over- 
whelmed or outdistanced by great competitors. It also appealed 
— as all the rhetoric about the trusts and the consumer made 
evident — to the new middle class of technicians and salaried 
professionals, clerical workers, salespeople, and public-service 
personnel that multiplied along with the great corporations and 
the specialized skills of corporate society. This was by far the 
most rapidly growing stratum in the population. From 1870 to 
1910, when the whole population of the United States increased 
two and one-third times, the old middle class — business entre- 
preneurs and independent professional men — grew somewhat 
more than two times; the working class, including farm labor, 
grew a little more than three times; the number of farmers and 
farm tenants doubled. But the new middle class grew almost 
eight times, rising from 756,000 to 5,609,000 people. When we 



216 


THE AGE OF REFORM 


compare the latter figure with the 3,261,000 independent enter- 
prisers and self-employed professionals, we have some notion of 
the relative strength of these two strata of the population from 
which Progressivism drew so much of its urban following. 4 

A large and significant political public had emerged that was 
for the most part fairly well educated, genteel in its outlook, full 
of aspiration, and almost completely devoid of economic organi- 
zation. It had no labor unions, no trade associations; its profes- 
sional societies were without bargaining power. It had only 
political means through which to express its discontents. While 
it could not strike or fix prices or support expensive lobbies, it 
could read the muckraking magazines, listen to the Progressive 
orators, and vote. I suspect that this class was recruited in very 
large measure from people who had either risen upwards or 
moved sideways in the social scale — of Yankee farmers’ sons 
who had come to the city, of native workmen’s children aspiring 
to white-collar respectability — of people, in short, who had been 
bred upon the Horatio Alger legend and the American dream of 
success and who had not given up hope of realizing it. Today 
the white-collar class is more apathetic and more self-indulgent; 
it hopes chiefly for security, leisure, and comfort and for the 
enjoyment of the pleasures of mass entertainment. But in the 
Progressive era this class still lived within the framework of 
the old ambitions. 5 While it resented the swollen wealth of the 
tycoons and the crass impersonal conditions of economic life 
under the corporate economy, it none the less maintained a half- 

4 The new middle class had risen from 33 per cent of the entire middle 
class m 1870 to 63 per cent m 1910. I have followed the computations of 
Lewis Corey. “The Middle Class,” Antioch Review (Spring 1945), based 
upon Population. Comparative Occupational Statistics for the United 
States , 1870 to 1940 , published by the Umted States Bureau of the Census. 
For a critical view of the new middle class today, see C. Wnght Mills: 
White Collar (New York, 1951). 

5 The decline of career aspiration and the growing tendency to seek 
comfort and interpret life from the standpoint of the consumer is the theme 
of Leo Lowenthars suggestive study: “Biographies in Popular Magazines,” 
in Paul F. Lazarsfeld and Frank Stanton, eds.: Radio Research 1942-1943 
(New York, 1944), pp. 507-48 



217 


Chapter vi: The Struggle over Organization 

suppressed feeling of admiration and envy for the captains of 
industry who had after all done no more than fulfill the old 
dream of heroic personal ascendancy. This may explain why the 
very journals that ran the devastating muckrakers’ exposures of 
the predations and excesses of the corporations also published 
hero tales about the outstanding figures of American industry. 
It may also explain why the same Progressive periodicals, and 
even the Socialist periodicals , 6 that pilloried the evils of Ameri- 
can society, tore into its established ideas, and offered blueprints 
for progress and reform were full of little individualistic adver- 
tisements intended to tell clerks how they could improve them- 
selves and "get ahead* — so that simply by moving one’s eye 
from left to right, from one column to the next, one could pass 
from the world in which the Beef Trust or Standard Oil was 
being exposed and denounced, to the world in which "You Too 
Can Be a Certified Public Accountant.” 

The discontent over the trusts expressed familiar ideals of 
entrepreneurship and opportunity which great numbers of 
Americans were quite unwilling to abandon. In the old society 
upon which American ideas of the right and the good had been 
founded, the fluid capital of the middle classes had commonly 
found an outlet in investments over which the investors exer- 
cised a large measure of control. The typical business unit of 
the early and middle nineteenth century was owned by an indi- 
vidual or a small group, was limited in size by the personal 
wealth of the individuals who controlled it, and was managed 
either directly by them or by their agents. As the corporate 

6 Daniel Bell points out how common in the columns of the Interna- 
tional Socialist Review , the chief magazine of American Sociahsm, were the 
advertisements instructing readers m the art of “doubling or tripling 
YOUR MONEY THROUGH CLEAN HONEST INVESTMENT,” Or earning $300 SL 
month selling cream separators Socialists seem to have been very fond of 
real-estate promotions and gold-mine stocks Daniel Bell. “Marxian Social- 
ism in the United States,” m Donald Drew Egbert and Stow Persons, eds.: 
Socialism and American Life (Princeton, 1952), Vol. I, pp 298-9. On the 
middle-class character of American Socialism, see David A Shannon: “The 
Sociahst Party before the First World War,” Mississippi Valley Historical 
Review , Vol. XXXVIII (September 1951), pp. 279-88. 



218 


THE AGE OF REFORM 


form of organization grew and a large market in corporate 
securities was developed, the savings and investments and in- 
surance of the substantial middle class, and with these more 
and more of the power to make the vital economic decisions of 
society, passed into the hands of the masters of corporations and 
the investment bankers. The restlessness of the Progressive era 
owed much of its force to a class of substantial property-owning 
citizens whose powers of economic decision had been expropri- 
ated by the system of corporate organization. 

It would be misleading to imply that the development of the 
corporation eliminated profitable direct small-scale investments. 
Quite the contrary, for the urbanization of the country brought 
a growing need for the work of service industries that are usu- 
ally organized in small units, and such lines of enterprise con- 
tinued to offer much opportunity for small investors who were 
satisfied to operate profitably on a small scale in marginal lines 
of business. But such enterprises could not absorb more than a 
part of middle-class savings; and after 1870 the decisive and 
strategic lines of enterprise that called the tune for the economy 
as a whole, that afforded the richest profits and aroused the 
highest excitement in the entrepreneurial imagination, passed 
increasingly under the corporate form of organization. Confined 
in the pre-Civil War period to a few types of industries, the busi- 
ness corporation had taken a new lease on life as a consequence 
of the Civil War. The necessities of war finance and the success 
of Jay Cooke in reaching the domestic investor with government 
securities had awakened men to the possibilities of a domestic 
investment market. In the period after the war this market had 
grown swiftly, spreading from the railroad and banking fields 
into public utilities, mining and quarrying, manufacturing, and 
eventually merchandising. By 1900 there were estimated to 
be 4,400,000 stockholders in American corporations; by 1917, 
8,600,000. 7 

7 A. A. Berle and G. Means: The Modem Corporation and Private 
Property (ed. New York, 1947), p. 56. 



219 


Chapter vi: The Struggle over Organization 

One area in which middle-class savings became a focus of 
poignant conflict was that of life insurance. As a major pivot of 
finance, life insurance was a product of the post-Civil War era. 
Life-insurance protection in the United States, which amounted 
to $5.47 per capita in 1860, rose to $40.69 in 1885, and to $179.14 
in 1910. 8 The aggregate of insurance in force rose by 577 per 
cent between 1870 and 1896, while the total admitted assets of 
the insurance companies rose by 958 per cent. 9 With these 
changes in the size of the business came internal changes in 
company policy. The adoption of the so-called deferred- 
dividend contract made available to the insurance managers 
large undistributed surpluses that did not have the legal status 
of liabilities in the companies’ accounts. These surpluses, sup- 
posedly to be distributed at the end of stated periods to policy- 
holders, were drawn upon by the managers of some of the large 
companies and used for speculative purposes through subsidiary 
companies. The exposure of these life-insurance practices in the 
work of the New York State legislature’s Armstrong Committee 
and in such books as Burton J. Hendricks’s The Story of Life 
Insurance made it painfully clear to the policy-holding public 
that even in the citadels of security they were being shamelessly 
and ruthlessly gulled. 1 

A thought most galling to middle-class investors was that the 
shrinkage in their own power and the growth in the power of 
the "plutocracy” were based upon their own savings — that, as 
Louis D. Brandeis put it, "the fetters which bind the people are 
forged from the people’s own gold.” 2 The American had been 

8 Shepard B. Clough: A Century of Life Insurance (New York, 1946), 
pp. 3, 6. 

9 Ibid., pp. 128-30. 

1 Ibid., chapter xn, Marquis James: The Metropolitan Life (New York, 
1947), chapters vm and ix; Merlo J. Pusey: Charles Evans Hughes (New 
York, 1951), Vol. I, chapter xv; and Douglass North: ‘‘Capital Accumula- 
tion m Life Insurance between the Civd War and the Investigation of 
1905,” in William Miller, ed.: Men in Business (Cambridge, 1952), pp. 
238-53. 

2 Louis D. Brandeis: Other People’s Money (1914; ed.. National Home 
Library Foundation, 1932), pp. 12-13. 



220 


THE AGE OF REFORM 


brought up to accept as "natural” a type of economy in which 
enterprise was diffused among a multitude of firms and in which 
the process of economic decision, being located everywhere, 
could not be located anywhere in particular. Now it was shock- 
ing to learn that this economy had been self-destructive, that it 
was giving way to small bodies of men directing great corpo- 
rations whose decisions, as Woodrow Wilson protested, were 
"autocratic,” who could concentrate in themselves "the resources, 
the choices, the opportunities, in brief, the power of thousands.” 
The poor stockholder, Wilson continued, "does not seem to 
enjoy any of the substantial rights of property in connection with 
[corporate stocks]. He is merely contributing money for the 
conduct of a business which other men run as they please. If 
he does not approve of what they do, there seems nothing for 
it but to sell the stock ( though their acts may have depreciated 
its value immensely). He cannot even inquire or protest without 
being told to mind his own business — the very thing he was 
innocently trying to do !” 3 The Pujo Committee investigators 
underlined this argument when they revealed that none of the 
witnesses that appeared before them was able to mention a 
single instance in the country's history in which stockholders 
had either successfully overthrown the management of any 
large corporation or secured an investigation of its conduct . 4 

People readily acknowledged that in spite of all this they were 
prosperous. But many of them could not help feeling that this 
prosperity was being obtained on false pretenses, that it was 
theirs in disregard of sound and ancient principles, and that for 
this disregard they would in good time come to grief. It had 
been their tradition to believe that prosperity and economic 
progress came not through big or monopolistic businesses — that 
is, through the gains and economies of organization — but rather 
through competition and hard work and individual enterprise 

3 Woodrow Wilson: “The Lawyer and the Community,” North Ameri- 
can Review, Vol. CXCH (November 1910), pp. 612, 617-18. 

4 Brandeis, op cit., p. 41. 



221 


Chapter vi: The Struggle aver Organization 

and initiative. They had been brought up to think of the well- 
being of society not merely in structural terms — not as some- 
thing resting upon the sum of its technique and efficiency — but 
in moral terms, as a reward for the sum total of individual quali- 
ties and personal merits. This tradition, rooted in the Protestant 
ethic itself, was being wantonly defied by the system of corpo- 
rate organization. 

In 1905 Judge Peter S. Grosscup of the United States Circuit 
Court of Appeals published in McClures an article that reveals, 
coming as it did from a man of impeccable conservatism, 5 how 
widespread this concern was. Although Grosscup acknowledged 
that the nation was enjoying a prosperity and power such as it 
had never seen before, he expressed his fear that it was losing its 
soul. It was the intangibles that worried him. Neither the pros- 
perity nor the power was in danger, but "the soul of republican 
America ... is individual opportunity. . . . The loss that re- 
publican America now confronts is the loss of individual hope 
and prospect — the suppression of the instinct that . . . has 
made us a nation of individually independent and prosperous 
people. 3 * The country was in the midst of a trend that, if not 
deflected, would eventually reach a point at which "the acquisi- 
tion of property, by the individuals who constitute the bulk of 
the people, will cease to be one of the opening and controlling 
purposes of their lives. This means that, as a republican political 
institution, America will have lost the spirit which alone prom- 
ises it life. It means social and, eventually, political revolution/* 
The widespread apprehension about corporations was not 
merely a consequence of anxiety over high prices. It was rather 
the result of an "intuitive perception that, somewhere, some- 
thing is wrong — that in the face of the future there is a disturb- 

5 A McKinley Republican and a distinguished jurist, Grosscup had been 
one of two judges issuing the injunction against Debs and other American 
Railway Umon officials in 1894, and he had been among those calling on 
President Cleveland to use troops m the Pullman strike. He also was pre- 
siding judge of the Circuit Court of Appeals that reversed District Judge 
Kenesaw Mountain Landis's imposition of a $29,240,000 fine on Standard 
Oil for accepting rebates. 



222 


THE AGE OF REFORM 


ing, even sinister look ” What was wrong was that the corpo- 
ration was putting an unbearable strain on the institution of 
private property, upon which the civilization of the world 
rested; for it was the desire and the hope of acquiring private 
property upon which the entire moral discipline of an indi- 
vidualist society must rely. The nation was at a crossroad lead- 
ing on one side to corporate paternalism and on the other to 
state socialism — both fatal to individual liberties. Fortunately 
there was another path that could still be taken: "Individual 
Opportunity — the opportunity, actual as well as in theory, to 
each individual to participate in the proprietorship of the coun- 
try” 

Grosscup proposed, in short, to reverse the entire process by 
which the individual had been expropriated. This he thought 
could be done if the matter was taken out of the hands of the 
states and vested in the federal government, if "stock-jobbing” 
and stock-watering were prevented (that is, if the corporation 
was "regenerated”), and if the "road to proprietorship” was 
opened to the wage-earners of the country. 6 How such proprie- 
torship could be made possible he did not say. 

Grosscup was expressing an attitude toward economic life 
that was to appear with increasing frequency down to the end 
of the Progressive era. While the great theoretician and tech- 
nician of this protest was Louis D. Brandeis, its master spokes- 
man in politics was Woodrow Wilson, whose campaign speeches 
in 1912 provide us with a magnificently articulate expression of 
the whole impulse. Like Gross cup’s article, Wilson s evocative 
speeches express the tendency of the middle-class public to 
think of the economic order not quite so much as a system or- 
ganized for the production and distribution of goods as a system 
intended to stimulate and reward certain traits of personal char- 
acter. The public to which Wilson appealed had been brought 
up on the nineteenth-century ideal of opportunity and the notion 

6 Peter S. Grosscup: “How to Save the Corporation,” McClure’s, Vol. 
XXIV (February 1905), pp. 443-8. 



223 


Chapter vi: The Struggle over Organization 

that success was a reward for energy, efficiency, frugality, per- 
severance, ambition, and insight. In their thinking, people com- 
peted — or ought to compete — in the exercise of these qualities, 
and success ought properly to go to those who had the most of 
them. The metaphor they most often and most significantly used 
in describing their economic ideal was that of a race — “the race 
of life,” as it was commonly called. What Wilson was pointing 
to — and what he refused to accept as a governing principle for 
American industry — was the fact that this race was no longer 
being run. It had once been true that a man could “choose his 
own calling and pursue it just as far as his abilities enable him 
to pursue it.” America had been committed to “ideals of abso- 
lutely free opportunity, where no man is supposed to be under 
any limitations except the limitations of his character and of his 
mind . . . where men win or lose on their merits.” By various 
means the new system of organization had destroyed this body 
of ideals. But: “America will insist upon recovering in practice 
those ideals which she has always professed ” 7 
Wilson saw that Americans were living under “a new organi- 
zation of society,” in which the individual had been “sub- 
merged” and human relations were pervasively impersonal. 
Wilson s hero, the rising individual entrepreneur of classical 
economics and of earlier days of diffused property management, 
had been done in by just such impersonal organization. This 
entrepreneurial hero — referred to by Wilson as the “beginner,” 
the “man with only a little capital,” the “new entry” in the race, 
“the man on the make”— was the figure for whom he was par- 
ticularly solicitous. For Wilson was profoundly interested, he 
said, in “the constant renewal of society from the bottom,” upon 
which the genius and enterprise of America had always de- 
pended. And while it was true that the country was still pros- 
perous, the “middle class is being more and more squeezed out 
by the processes which we have been taught to call processes of 
prosperity. Its members are sharing prosperity, no doubt; but 
7 Wilson: The New Freedom (New York, 1913), pp. 14-15, 30. 



224 


THE AGE OF REFORM 


what alarms me is that they are not originating prosperity" The 
real treasury of America lay in the ambitions and energies that 
were not restricted to a special favored class but depended upon 
the inventions and originations of ‘unknown men.” “Anything 
that depresses, anything that makes the organization greater 
than the man, anything that blocks, discourages, dismays the 
humble man, is against all the principles of progress.” 8 Accord- 
ing to the ideals of individualism, then, the acknowledged power 
and prosperity of the country had been achieved by means that 
must in the long run be considered retrogressive. For was it not 
true that the big fellows had narrowed and stiffened the lines 
of endeavor, cut the little man off from credit, and shut the 
markets against him? 9 This process had gone so far that men 
were about to forget “the ancient time when America lay in 
every hamlet, when America was to be seen in every fair valley, 
when America displayed her great forces on the broad prairies, 
ran her fine fires of enterprise up over the mountainsides and 
down into the bowels of the earth, and eager men were every- 
where captains of industry, not employees; not looking to a 
distant city to find out what they might do, but looking about 
among their neighbors, finding credit according to their charac- 
ter, not according to their connections, finding credit in propor- 
tion to what was known to be in them and behind them, not in 
proportion to the securities they held that were approved where 
they were not known.” 1 

While the worst forebodings of the Progressives were not to 
be realized, one must see with sympathy the view of affairs 
taken by the men of their generation whose historical conscious- 
ness had been formed on the American experience with individ- 
ual enterprise. The drama of American history had been played 
out on a continent three thousand miles wide and almost half 
as long. Great political issues had been fought out over this 


8 Ibid., pp. 3, 5, 6, 15-18, 82, 85, 86-7. 

9 Ibid., pp. 14-19. 

1 Ibid., pp. 18-19. 



225 


Chapter vt: The Struggle over Organization 

terrain, great economic risks taken on it, fantastic profits exacted 
from it. The generation that had not yet passed from the scene 
had produced and admired, even as it resented and feared, a 
Carnegie, a Rockefeller, a Hill, a Harriman, a Morgan. America 
had engendered a national imagination keyed to epic dimen- 
sions, a soul unhappy without novelty and daring, raised on the 
conquest of a continent, the settlement of an immense domain, 
the creation within the life span of one man of a gigantic system 
of industry and transportation. Its people had pioneered, impro- 
vised, and gambled their way across the continent. And now 
were its young men to become a nation of employees, at best of 
administrators, were they to accept a dispensation under which 
there was nothing but safe investment, to adapt themselves 
passively to a life without personal enterprise even on a moder- 
ate scale? How, then, was the precious spiritual bravura of the 
whole American enterprise to be sustained? And if it could not 
be sustained, what would become of America? The Progressives 
were not fatalists; they did not intend quietly to resign them- 
selves to the decline of this great tradition without at least one 
brave attempt to recapture that bright past in which there had 
been a future. 


n. The State and the Trusts 


The Progressive case against business organization was not con- 
fined to economic considerations, nor even to the more intangi- 
ble sphere of economic morals. Still more widely felt was a fear 
founded in political realities — the fear that the great business 
combinations, being the only centers of wealth and power, 
would be able to lord it over all other interests and thus to put 
an end to traditional American democracy. Here Wilson elo- 
quently expressed a fear that troubled a great many men who 
did not fully share his burning interest in creating economic 
opportunities for small entrepreneurs and for men out of un- 



226 


THE AGE OF REFORM 


known homes. While the entrepreneurial resentment of the 
trusts had its greatest meaning for small businessmen, the lower 
middle class, and those who had inherited Populistic traditions, 
the fear of the trusts as a threat to democratic government, 
which of course disturbed the same groups, also affected other 
types — urban lawyers, professionals and intellectuals, practical 
politicians recruited from the old elites, who often looked with 
disdain upon the purely economic jealousies of would-be com- 
petitors of big business. Only in limited numbers did men aspire 
to go into business, but men in any segment of society might 
become concerned as to whether the enormous combinations 
of capital were at all compatible with a free society. 

By the close of his 1912 campaign there was no doubt left in 
Wilson s mind that a great part of the public considered an 
attack on business monopoly necessary to political freedom, for 
he had seen campaign crowds respond with marked enthusiasm 
to his denunciation of restraints and his effort to link political 
and economic liberties. He was engaged, he said, in "a crusade 
against powers that have governed us — that have limited our 
development — that have determined our lives — that have set us 
in a straitjacket to do as they please/' Drawing himself up to 
assert the full import of his own ideas, he continued: "This is a 
second struggle for emancipation. . . . If America is not to have 
free enterprise, then she can have freedom of no sort whatever.” 2 

The fear that Americans might be completely divested of con- 
trol over their own affairs confirmed a well-established trait in 
the national character: the distrust of authority. While it has 

2 Arthur S. Link: Wilson: the Road to the White House (Princeton, 
1947), p. 514. When one reflects that this idea, that “free enterprise” is 
the cornerstone upon which all other freedoms rest, has become the rally- 
ing cry of the conservatives in America and the supreme shibboleth of the 
National Association of Manufacturers, one realizes why so many men who 
were ardent Progressives before the first World War could have become 
equally ardent conservatives during the past twenty years without any 
sense that they were being inconsistent. Indeed, they had held to the same 
ideas with great constancy; it was history itself that was inconsistent, and 
the world at large that had changed. 



227 


Chapter vx: The Struggle over Organization 

been a familiar observatioi^ at least since the time of Tocqueville 
that the American yields all too readily to the tyranny of public 
opinion, it is important to understand that in this context public 
opinion is hard to locate rigorously: it is diffuse and decentral- 
ized, and it belongs, after all, to the people themselves — or so 
it seems. But authority that can be clearly located in persons, 
or in small bodies of persons, is characteristically suspect in 
America. Historically, individual enterprise has been at a pre- 
mium. For the many tasks that cannot be handled by individu- 
als Americans have preferred to found voluntary group asso- 
ciations. For the remaining tasks that cannot be handled without 
the sanction of government and law they have preferred where 
possible to act through local government, which seems close to 
them, and then through state government; and only when these 
resources have failed have they called upon the federal govern- 
ment for action. This distrust of authority has often been turned 
against government, particularly when government was felt to 
be strong or growing in strength. It was called upon during the 
agitations that led to the American Revolution, and it gave te- 
nacity to the most ardent supporters of the Revolutionary War. 
It helped impede the adoption of the Federal Constitution, it 
was invoked to justify secession, it caused Americans to post- 
pone into the twentieth century governmental responsibilities 
that were assumed decades earlier among other Western socie- 
ties, and in recent years it has sustained a large part of the 
population in its resistance to the innovations of the New Deal. 

But this distrust of authority has on other occasions been 
turned primarily against business, or at least against some por- 
tions of the business community. In the Jackson era the United 
States Bank paid dearly for its growing power over the country’s 
credit. In the Progressive era the entire structure of business 
similarly became the object of a widespread hostility which 
stemmed from the feeling that business was becoming a closed 
system of authoritative action. Suppose, it was argued, that the 
process of business combination goes on in the future as it has 



228 


THE AGE OF REFORM 


in the past, with ever larger combinations emerging. Then sup- 
pose that, perhaps under the auspices of the investment bankers, 
there should covertly come to be a “combination of the combi- 
nations . . . ‘a community of interest 5 more formidable than 
any conceivable single combination that dare appear in the 
open . 55 3 What then would be the situation of American democ- 
racy? Already the power of economic decision had been ex- 
propriated from the owners of property in the great lines of 
corporate enterprise. The next step would be the expropriation 
of political decision, for it would not be too difficult for such a 
great combination to buy up the political process, as it were, to 
bend the corrupt political machines and the venal politicians 
to its purposes — as, indeed, on a local and limited scale some 
of the existing combinations had already done. Then the voice 
of the ordinary voter would be as effectually eliminated from 
political influence as the voice of the ordinary stockholder had 
been from the conduct of the giant corporation. Even if the in- 
tentions of the masters of industry should prove benevolent, it 
would not suit a free people to submit to paternalism, to guardi- 
anship, to restraints imposed from without. In a more moderate 
and more justified form Progressive thinking thus displays some 
of that same fear of a secret conspiratorial plutocracy which had 
had such a melodramatic formulation among the Populists. It 
was less common among the Progressives to impute sinister in- 
tent or all-embracing design to the plutocrats, but they were 
still restive under the awareness that vital decisions were being 
made with which they had nothing to do. “Somewhere, by 
somebody,” said Wilson, “the development of industry is being 
controlled.” It was imperative for “the law to step in” and 
create new and more tolerable conditions of life under which 
there would be no more secrecy of decision. “There ought to 
be no place where anything can be done that everybody does 
not know about.” All legislation, all economic operations, should 
take place in the open. If the people knew what decisions were 
s The phrase is Wilson’s: The New Freedom , p. 187. 



229 


Chapter vi: The Struggle over Organization 

being made, knew how they were being governed, and had in 
their hands the instruments of action, they would have a fair 
opportunity to elect men who would devise the necessary reme- 
dies. 4 (Here, as in so many instances, one can see the domestic 
analogue of Wilson’s foreign policy: in business, as in world 
affairs, there was to be no more secret diplomacy, nothing but 
open covenants of business, openly arrived at. ) 

In the past the state and federal governments had been limited 
in their functions, in the size of their operations, in their power 
to regulate. In the earlier nineteenth century these governments, 
considered as units of organization, had been small entities in a 
world of small entities. Into the midst of this system of diffused 
power and unorganized strength the great corporations and in- 
vestment houses had now thrust themselves, gigantic units com- 
manding vast resources and quite capable of buying up political 
support on a wholesale basis, just as they bought their other 
supplies. The Progressives were thus haunted by the specter of 
a private power far greater than the public power of the state. 
As early as 1888 Charles William Eliot, in a well-known essay 
on “The Working of the American Democracy,” had pointed out 
that the great corporations, as units of organization, had far 
outstripped the governments of the states. He remarked that a 
certain railroad with offices in Boston employed 18,000 persons, 
had gross receipts of about $40,000,000 a year, and paid its 
highest-salaried officer $35,000. At the same time the Common- 
wealth of Massachusetts employed only 6,000 persons, had gross 
receipts of about $7,000,000 and paid no salary higher than 
$6,500. And a really great railroad like the Pennsylvania would 
overshadow the Commonwealth far more imposingly than the 
Boston organization. 5 As units of organization the state govem- 

4 Ibid., pp 20, 22, 62, 114, 125-6, and chapter vi passim. 

5 Charles William Eliot. American Contributions to Civilization (New 
York, 1907), pp. 85-6. Eliot was not so much m fear of corporate power as 
some of the Progressives came to be, but he was concerned to make the 
observation that “the activity of corporations, great and small, penetrates 
every part of the industrial and social body, and their daily maintenance 



£30 THE AGE OF REFORM 

ments were now relatively small enough to become the fiefs of 
the corporations. 

Eliot wrote at a time when the movement toward combination 
was still far from its peak. The organization of the giant corpo- 
rations after 1898 and the system of interlocking directorates 
revealed during the Progressive era suggested that all govern- 
ment, federal as well as state, was overshadowed. The capital, 
for instance, raised to organize the billion-dollar steel trust in 
1901 was enough to pay the costs of all functions of the federal 
government for almost two years. In March 1908 Senator La Fol- 
lette made a memorable speech in the Senate on the control of 
American industry, transportation, and finance, in which he 
attempted to prove with careful documentation from the inter- 
locking directorates of American corporations that fewer than 
one hundred men, acting in concert, controlled the great busi- 
ness interests of the country. “Does anyone doubt,” he asked, 
“the community of interest that binds these men together?” 6 

Four years later the investigations of the Pujo Committee 
spelled out in alarming detail what La Follette had pointed to: 
the Morgan interests at the peak of the financial system held 341 
directorships in 112 corporations (insurance companies, trans- 
portation systems, manufacturing and trading corporations, and 
public utilities) with aggregate resources or capitalization 
of $22,245,000,000. This inventory — an incomplete one — thus 
showed a single network of interests commanding more than 
three times the assessed value of all the real and personal prop- 
erty in New England; or more than twice the assessed value of 
all the property in the thirteen Southern states; or more than all 
the property in the twenty-two states west of the Mississippi. 7 
The mind reeled in horror at the thought of such a vast power, 
unchecked by any comparable or equal power responsible to 

brings into play more mental and moral force than the maintenance of all 
the governments on the [American] Continent combined.” Cf. the remarks 
of Wilson: The New Freedom , pp. 187-8. 

6 Congressional Record , 60th Cong , 1st Sess., March 17, 1908, p. 3450. 

7 Brandeis. Other People's Money ; pp. 22-3. 



231 


Chapter vi: The Struggle over Organization 

the public, moving quietly and relentlessly toward the achieve- 
ment of its political goals. Ignatius Donnelly’s nightmare about 
a society ruled by an inner council of plutocrats now seemed, 
even to much soberer minds than his, not altogether fantastic. 
“If monopoly persists” declared Wilson, “monopoly will always 
sit at the helm of the government. I do not expect to see mo- 
nopoly restrain itself. If there are men in this country big enough 
to own the government of the United States, they are going to 
own it.” 8 

Now, reluctantly rather than enthusiastically, the average 
American tended more and more to rely on government regu- 
lation, to seek in governmental action a counterpoise to the 
power of private business. In his resentment against the incur- 
sions of business organization upon his moral sensibilities and 
his individualistic values, he began to support governmental 
organization and to accept more readily than he had been will- 
ing to do before the idea that the reach of government must be 
extended. Since the state governments, so long the central agen- 
cies of political action, had been clearly outdistanced by busi- 
ness interests (which were in any case constitutionally beyond 
the reach of state control), he looked to the federal government 
as his last resource for the control of business, thus ironically 
lending support to another step in the destruction of that system 
of local and decentralized values in which he also believed. The 
long-range trend toward federal regulation, which found its be- 
ginnings in the Interstate Commerce Act of 1887 and the Sher- 
man Act of 1890, which was quickened by a large number of 
measures in the Progressive era, and which has found its con- 
summation in our time, was thus at first the response of a pre- 
dominantly individualistic public to the uncontrolled and starkly 
original collectivism of big business. In America the growth of 
the national state and its regulative power has never been ac- 
cepted with complacency by any large part of the middle-class 
public, which has not relaxed its suspicion of authority, and 

8 Wilson: The New Freedom , p. 286. 



232 


THE AGE OF REFORM 


which even now gives repeated evidence o£ its intense dislike of 
statism. In our time this growth has been possible only under the 
stress of great national emergencies, domestic or military, and 
even then only in the face of continuous resistance from a sub- 
stantial part of the public. In the Progressive era it was possible 
only because of a widespread and urgent fear — fear of business 
consolidation and private business authority. Since it has be- 
come common in recent years for ideologists of the extreme right 
to portray the growth of statism as the result of a sinister con- 
spiracy of collectivists inspired by foreign ideologies, it is per- 
haps worth emphasizing that the first important steps toward 
the modem organization of society were taken by arch-indi- 
vidualists — the tycoons of the Gilded Age — and that the primi- 
tive beginning of modem statism was largely the work of men 
who were trying to save what they could of the eminently native 
Yankee values of individualism and enterprise. 

But if the power of the state had to be built up, it would be 
more important than it had ever been that the state be a neutral 
state which would realize as fully as possible the preference of 
the middle-class public for moderation, impartiality, and "law.” 
If big business sought favoritism and privilege, then the state 
must be powerful enough to be more than a match for business. 
But the state must not be anti-business, nor even anti-big- 
business: it must be severely neutral among all the special inter- 
ests in society, subordinating each to the common interest and 
dealing out even-handed justice to all. It would be for neither 
the rich man nor the poor man, for labor nor capital, but for 
the just and honest and law-abiding man of whatever class. It 
would stand, in fact, where the middle class felt itself to be 
standing — in the middle, on neutral ground among self-seeking 
interests of all kinds. The government’s heightened power was 
to represent not its more intimate linkage with any of these 
interests, but rather its ability with greater effectuality to stand 
above them, and where necessary against them. 

The first major political leader to understand this need of the 



233 


Chapter vi: The Struggle over Organization 

public for faith in the complete neutrality of the powerful state 
was Theodore Roosevelt, whose intuitive sense of the impor- 
tance of this motive, as well as his genuine personal sympathy 
with it, explains much of his popularity. 9 In this respect the most 
important year of his presidency was 1902, when he brought 
the great anthracite strike to a successful arbitration and 
launched the prosecution of the Northern Securities Company. 
These moves, by suggesting that the country at last had a 
President capable of taking a strong and independent stand 
in such matters, gave people confidence. They were symbolic 
acts of the highest importance. 1 While previous Presidents had 
intervened in labor disputes — Hayes, for instance, in the rail- 
road strikes of 1877, Cleveland in the Pullman strike — it had 
been as partisans of the captains of industry, not as an inde- 
pendent force representing a neutral view and the “public’ 
interest. Now T. R. seemed in the public eye to stand not only 


9 No one familiar with T. R.’s writings will fail to recognize the asser- 
tion of this impulse in his vigorously equivocal rhetoric. “This sums up my 
whole attitude in the matter. . . . [it] is, after all, simply the question of 
treating each man, rich or poor, on his merits, and making him feel that at 
the White House, which is the Nation’s property, all reputable citizens of 
the Nation are sure of like treatment.” The Letters of Theodore Roosevelt , 
ed by Eltmg R. Monson, Vol. IV (Cambridge, 1951), p. 880. “ . . the 
success of such suits as that against the Northern Securities Company 
which gave a guaranty in this country that rich man and poor man alike 
were held equS before the law, and my action m the so-called Miller case 
which gave to trades-unions a lesson that had been taught corporations — 
that I favored them while they did right and was not in the least afraid of 
them when they did wrong.” Ibid., p. 993. “At the same time I wished the 
labor people absolutely to understand that I set my face like flint against 
violence and lawlessness of any kind on their part, just as much as agamst 
arrogant greed by the rich, and that I would be as quick to move against 
one as the other ” Ibid , Vol III, p. 482. There are scores of similar ut- 
terances m T. R.’s public and private writings. For a penetrating analysis 
of T. R.’s presidential role see John Morton Blum: The Republican Roose- 
velt (Cambridge, 1954). 

1 The character of such action was also recognized by Roosevelt’s friend 
Senator Henry Cabot Lodge. “You have no power or authority, of course,” 
he wrote to the President as the coal crisis grew acute. “. . Is there any- 

thing we can appear to do?” Henry Cabot Lodge, ed. : Selections from the 
Correspondence of Theodore Roosevelt and Henry Cabot Lodge , 1884- 
1918 (New York, 1925), Vol. I, pp. 528-32; italics added. 



234 


THE AGE OF REFORM 


apart from but above the opposing sides. During the course of 
the negotiations that led up to the final compromise, he loomed 
larger than either the mine workers or the operators. At first he 
saw his independence as the source of a considerable disadvan- 
tage: "Unfortunately the strength of my public position before 
the country is also its weakness,” he wrote to Lodge. "I am 
genuinely independent of the big monied men in all matters 
where I think the interests of the public are concerned, and 
probably I am the first President of recent times of whom this 
could be truthfully said. I think it right and desirable that this 
should be true of the President. But where I do not grant any 
favors to these big monied men which I do not think the country 
requires that they should have, it is out of the question for me 
to expect them to grant favors to me in return. . . . The sum 
of this is that I can make no private or special appeal to them, 
and I am at my wits’ end how to proceed.” 2 

In fact T. R/s wits were much more with him than he had 
imagined — and so were the sympathies of a few of the big 
moneyed men. Ironically, it was Mark Hanna and J. Pierpont 
Morgan, both of them paramount symbols to the public of the 
bloated plutocracy, whose help and influence made the ultimate 
settlement possible, 3 for without them the obstinate mine op- 
erators might never have been prevailed upon to agree to arbi- 
tration. Nor did Hanna or Morgan expect in return any direct 
and immediate "favors” of the sort Roosevelt felt he could not 
grant. His own conduct in the affair, after all, was intended to 
fend off widespread suffering, mass discontent, possible mob 
violence, a potential sympathetic general strike, and perhaps 
even "socialistic action,” 4 and he appealed to these men prima- 
rily in their capacity as responsible conservatives who might be 

2 The Letters of Theodore Roosevelt , Vol. Ill, p 332. 

3 See T. R/s cordial letters of thanks to both men, ibid., pp. 353, 354. 
The whole episode, which is enormously instructive, can be followed in 
T. R/s letters, ibid., pp. 323-66. 

4 Ibid., p. 337; cf. pp. 329-30, 336, 338, 340-1, 349, 357, 360, 362-3. 



235 


Chapter vi: The Struggle over Organization 

able to bead off a social disaster. In the public mind the incident 
redounded much to Roosevelt’s credit, and properly so. The 
historian, however, cannot refrain from adding that it ill ac- 
corded with the stereotypes of Progressive thinking that “Dollar 
Mark” Hanna and J. P. Morgan should have attended as mid- 
wives at the birth of the neutral state. 

The psychological impact of the Northern Securities prosecu- 
tion was comparable to that of the strike settlement, though the 
economic content was relatively meaningless. This great railroad 
merger, which had been consummated only after a spectacular 
war for control between financial forces directed by E. H. Har- 
riman and others directed by James J. Hill and Morgan, had 
brought about a frightful financial panic in which a great many 
personal fortunes were made and unmade. Of necessity the new 
combination had attracted a great deal of public attention, and 
it was everywhere known as a Morgan interest. To move for its 
dissolution, though hardly a blow at any vital concern either of 
Morgan or of the business community, was to appear to chal- 
lenge the dragon in his den. ( And indeed Morgan, offended be- 
cause he had not been informed in advance, came bustling down 
to Washington to find out if T. R. intended “to attack my other 
interests.”) The government's suit encouraged everyone to feel 
at last that the President of the United States was really bigger 
and more powerful than Morgan and the Morgan interests, that 
the country was governed from Washington and not from Wall 
Street. Roosevelt was immensely gratified when the dissolution 
was finally upheld by the Supreme Court in 1904, and he had 
every right to be — not because he had struck a blow at business 
consolidation, for the decree was ineffective and consolidation 
went on apace, but because for the first time in the history of 
the presidency he had done something to ease the public mind 
on this vital issue. It was, he said, “one of the great achieve- 
ments” of his first administration, “for through it we emphasized 
in signal fashion, as in no other way could be emphasized, the 



236 


THE AGE OF REFORM 


fact that the most powerful men in this country were held to 
accountability before the law.” 5 6 Henceforth, whatever he might 
do or say, a large part of the public persisted in thinking of him 
as a “trust-buster.” 

Representing as they did the spirit and the desires of the 
middle class, the Progressives stood for a dual program of eco- 
nomic remedies designed to minimize the dangers from the 
extreme left and right. On one side they feared the power of 
the plutocracy, on the other the poverty and restlessness of the 
masses. But if political leadership could be firmly restored to 
the responsible middle classes who were neither ultra-reaction- 
ary nor, in T. R.’s phrase, "wild radicals,” both of these problems 
could be met. The first fine of action was to reform the business 
order, to restore or maintain competition — or, as the case might 
be, to limit and regulate monopoly — and expand credit in the 
interests of the consumer, the farmer, and the small business- 
man. The second was to minimize the most outrageous and in- 
defensible exploitation of the working population, to cope with 
what was commonly called "the social question.” The relations 
of capital and labor, the condition of the masses in the slums, 
the exploitation of the labor of women and children, the neces- 
sity of establishing certain minimal standards of social decency 
— these problems filled them with concern both because they 
felt a sincere interest in the welfare of the victims of industrial- 
ism and because they feared that to neglect them would invite 
social disintegration and ultimate catastrophe. They were filled 
with a passion for social justice, but they also hoped that social 
justice could be brought about, as it were, conspicuously. Men 
like Roosevelt were often furious at the plutocrats because their 

5 Ibid., Vol. IV, p. 886. Some years later he admitted, in effect, that the 
intangible, ceremonial consequences of the prosecution — i.e., establishing 
“the principle that the government was supreme over the great corpora- 
tions^ — were the only consequences. Works , Memorial Edition ( New York, 

1923-6), Vol. XIX, p. 448; cf. Outlook , Vol. CII (September 21, 1912), 
p. 105. 



237 


Chapter vi: The Struggle over Organization 

luxury, their arrogance, and the open, naked exercise of their 
power constituted a continual provocation to the people and 
always increased the likelihood that social resentments would 
find expression in radical or even “socialistic” programs. 

Writing to Taft in 1906 about the tasks of American political 
leadership as he envisaged them for the next quarter century, 
Roosevelt declared: “I do not at all like the social conditions at 
present. The dull, purblind folly of the very rich men; their 
greed and arrogance, and the way in which they have unduly 
prospered by the help of the ablest lawyers, and too often 
through the weakness or shortsightedness of the judges or by 
their unfortunate possession of meticulous minds; these facts, 
and the corruption in business and politics, have tended to pro- 
duce a very unhealthy condition of excitement and irritation in 
the popular mind, which shows itself in part in the enormous 
increase in the socialistic propaganda. Nothing effective, be- 
cause nothing at once honest and intelligent, is being done to 
combat the great amount of evil which, mixed with a little good, 
a little truth, is contained in the outpourings of the Cosmopoli- 
tan , of McClure's , of Colliers , of Tom Lawson, of David Graham 
Phillips, of Upton Sinclair. Some of these are socialists; some of 
them merely lurid sensationalists; but they are all building up 
a revolutionary feeling which will most probably take the form 
of a political campaign. Then we may have to do, too late or 
almost too late, what had to be done in the silver campaign 
when in one summer we had to convince a great many good 
people that what they had been laboriously taught for several 
years previous was untrue.” 6 

Roosevelt represented, of course, the type of Progressive 
leader whose real impulses were deeply conservative, and who 

6 The Letters of Theodore Roosevelt , Vol. V, pp. 183-4. It hardly needs 
to be said that Roosevelt was unduly concerned. The writers he mentioned 
were doing far more to build up support for him among the public than 
they were to create “revolutionary feeling.” Six years later Roosevelt him- 
self was building up a “revolutionary feeling” about as menacing as that 
created by the Cosmopolitan et al. 



238 


THE AGE OF REFORM 


might not perhaps have been a Progressive at all if it were not 
for the necessity of fending off more radical threats to estab- 
lished ways of doing tilings. The characteristic Progressive 
thinker carried on a tolerant and mutually profitable dialogue 
with the Socialists of the period, perhaps glancing over his 
shoulder with some anxiety from time to time, to be sure that 
Marxian or Fabian ideas were not gaining too much ground in 
the United States, but chiefly because in this age of broad social 
speculation he was interested to learn what he could from 
Socialist criticism. Fundamentally, however, the influence of 
such criticism was negative: if the Socialist said that the grow- 
ing combinations of capital were natural products of social evo- 
lution and that the challenge they represented to democracy 
must be met by expropriating their owners, the typical Progres- 
sive was only spurred all the more to find ways of limiting or 
regulating monopoly within a capitalist framework; when the 
Socialist said that the grievances of the people could be relieved 
only under Socialism, the typical Progressive became the more 
determined to find ways of showing that these grievances were 
remediable under capitalism. In these ways the alleged “threat” 
of Socialism, much talked about in the Progressive period, actu- 
ally gave added impetus to middle-class programs . 7 

7 The growth of Socialist sentiment had greater leverage than it is usu- 
ally credited with on the more conservative politicians of the Progressive 
era. It enabled a man like T. R. to argue more plausibly that the sort of 
moderate and gradual reform he stood for was urgently needed, over the 
long run, to stave off more drastic forms of protest. Of course, few of the 
more ardently Progressive men of the age were much worried by the ad- 
vancing interest m Socialism Many of them saw m it simply another vari- 
ant of the general protest rather than a genuine interest m creatmg a So- 
cialist society. Cf. Wilson: The New Freedom , pp. 26-7. The general inter- 
est in Socialist speculation is attested by the attention paid to Sociahst 
muclcrakers and publicists such as W. J. Ghent, Robert Hunter, Jack Lon- 
don, Gustavus Myers, Algie M. Simons, Upton Sinclair, John Spargo, and 
William English Walling Eugene Debs’s vote in the presidential elections 
rose from 94,000 in 1900 to 402,000 and 420,000 in the succeeding cam- 
paigns and finally to 897,000 m 1912, which represented the highest figure 
and the largest percentage ( almost 6 per cent ) ever received by a Sociahst 
Party candidate. While voters raiely sent Socialists to Congress or the state 
legislatures, they frequently put them into municipal offices, largely in con- 



239 


Chapter vi: The Struggle over Organization 

At bottom, the central fear was fear of power, and the greater 
the strength of an organized interest, the greater the anxiety it 
aroused. Hence it was the trusts, the investment banking houses, 
the interlocking directorates, the swollen private fortunes, that 
were most criticized, and after them the well-knit, highly disci- 
plined political machines. The labor unions, being far weaker 
than the big businesses and the machines, held an ambiguous 
place in Progressive thinking. The Progressive sympathized with 
the problems of labor, but was troubled about the lengths to 
which union power might go if labor-unionism became the sole 
counterpoise to the power of business. The danger of combina- 
tions of capital and labor that would squeeze the consu min g 
public and the small businessman was never entirely out of 
sight. The rise in the price of coal after the anthracite strike 
aroused much public concern. And wherever labor was genu- 
inely powerful in politics — as it was, for instance, in San Fran- 
cisco, a closed-shop town where labor for a time dominated the 
local government — Progressivism took on a somewhat anti-labor 
tinge. 8 

Where the labor movement was of no more than moderate 
strength, and where it clearly represented the middle-class aspi- 
rations of native workers and of business unionism, it was read- 
ily accepted, if only as a minor third partner in the alliance 
between agrarians and the urban middle class that constituted 
the Progressive movement. Those Progressives who lived in the 

nection with protest against local corruption. By May 1912, 1,039 Socialists 
had been elected to office, including 56 mayors, 160 councilmen, and 145 
aldermen. The Socialist press had grown to the point at which there were 
eight foreign-language and five English dailies, and 262 English and 36 
foreign-language weeklies. J. A. Way land's Socialist weekly. Appeal to 
Reason , winch was published in Kansas, reached a circulation of 500,000. 
On Socialist political successes see R. F. Hoxie: “The Rising Tide of So- 
cialism,” Journal of Political Economy , Vol. XIX (October 1911), pp. 
609--31, and Daniel Bell; “Marxian Socialism m the Umted States,” pp. 
259, 283-4, and passim . 

8 For the situation m San Francisco see the excellent account by Walton 
Bean: Boss Ruef’s San Francisco (Berkeley, 1952); George Mowry: The 
California Progressives , p. 295, points to a similar development in Los 
Angeles during a period of labor mihtancy. 



240 THE AGE OF REFORM 

midst of industrial squalor and strife seem to have felt that the 
best way of meeting the "social question* * was through means 
more benevolently disinterested than those of direct labor ac- 
tion. Here again the ideal of the neutral state came into play, for 
it was expected that the state, dealing out evenhanded justice, 
would meet the gravest complaints. Industrial society was to be 
humanized through law, a task that was largely undertaken in 
the state legislatures. In the years following 1900 an impressive 
body of legislation was passed dealing with workmen’s compen- 
sation, the labor of women and children, hours of work, mini- 
mum wages for women, and old-age pensions. 9 Even when 
much allowance is made for spottiness in administration and 
enforcement, and for the toll that judicial decisions took of them, 
the net effect of these laws in remedying the crassest abuses of 
industrialism was very considerable. Today it is perhaps neces- 
sary to make a strong effort of the imagination to recall the in- 
dustrial barbarism that was being tamed — to realize how much, 
for instance, workmens compensation meant at a time when 
every year some 16,000 or 17,000 trainmen (about one out of 
every ten or twelve workers so classified) were injured. The 
insistence that the power of law be brought to bear against such 
gratuitous suffering is among our finest inheritances from the 
Progressive movement. 

Progressivism was effective, moreover, not only for the laws 
it actually passed but for the pressure it put on business to 
match public reform with private improvements. American busi- 
ness itself had entered a new phase. Before the 1890’s it had 
been too much absorbed in the problems of plant construction, 
expanding markets, and falling prices to pay much attention to 
either the efficiency or the morale of its working force. American 
plant management had been backward. But in the early twenti- 
eth century thoughtful American businessmen, pressed by the 
threat of union organization, condemned by muckrakers, and 

9 This legislation is summarized in John R. Commons, ed.: History of 
Labor in the United States , Vol. Ill ( New York, 1935 ) . 



241 


Chaptek vi: The Struggle over Organization 

smarting under comparisons with the most efficient managers 
in Europe, began to address themselves to poor working condi- 
tions and employee morale and to the reformation of their hap- 
hazard shop methods. 1 Between 1900 and 1910, 240 volumes on 
business management were published. Frederick Winslow Tay- 
lor’s interest in efficiency was popularized among businessmen. 
The emerging business schools, nonexistent in the country be- 
fore 1898, provided numerous new agencies for discussion, edu- 
cation, and research in the field of management. Employers 
began to study personnel problems, consider devices for cutting 
fatigue and improving work conditions, and launched in some 
cases upon their own welfare and pension programs and profit- 
sharing schemes. 2 Much of this was resisted by labor unions as 
an attempt to set up a system of paternalistic control, and much 
was indeed associated with the fostering of company unions. 
Few employers went as far as Edward A. Filene in encouraging 
labor participation in managerial decisions. But the whole Pro- 
gressive atmosphere did help to give rise to a system of private 
welfare capitalism alongside the statutory system of business 
regulation that was growing up. During and after the first 
World War this private system developed with notable rapidity. 

So far as those important intangibles of political tone were 
concerned in which so many Progressives were deeply inter- 
ested, they won a significant victory, for they heightened the 
level of human sympathy in the American political and eco- 
nomic system. One of the primary tests of the mood of a society 
at any given time is whether its comfortable people tend to 
identify, psychologically, with the power and achievements of 
the very successful or with the needs and sufferings of the un- 
derprivileged. In a large and striking measure the Progressive 
agitations turned the human sympathies of the people down- 

1 On this movement see Cochran and Miller: The Age of Enterprise, 
pp. 243-8, and Commons, op. cit , Vol. Ill, section III. 

2 See the comments on this movement in W. J. Ghent: Our Benevolent 
Feudalism , pp. 59-66. 



242 


THE AGE OF REFORM 


ward rather than upward in the social scale. The Progressives, 
by creating a climate of opinion in which, over the long run, the 
comfortable public was disposed to be humane, did in the end 
succeed in fending off that battle of social extremes of which 
they were so afraid. Thanks in part to their efforts, the United 
States took its place alongside England and the Scandinavian 
countries among those nations in which the upper and middle 
classes accepted the fundamental legitimacy of labor aspiration 
and labor-unionism, and took a different path from those coun- 
tries of the Continent where the violence of class antagonism 
and class struggle was heightened by the moral rejection of 
Labor. To realize the importance of the change in the United 
States itself, one need only think of the climate of opinion in 
which the Pullman strike and the Homestead strike were fought 
out and compare it with the atmosphere in which labor organi- 
zation has taken place since the Progressive era. There has of 
course been violence and bloodshed, but in the twentieth cen- 
tury a massive labor movement has been built with far less cost 
in these respects than it cost the American working class merely 
tp man the machines of American industry in the period from 
1865 to 1900. 

Although the Progressives were thus capable, except in spe- 
cial instances, of coming to terms with the organization of labor, 
the objective problem as well as the confusing mixture of feel- 
ings involved in their approach to business organization gave 
them far greater trouble. While the Progressive citizen was 
alarmed at the threat to economic competition and political 
democracy, he was also respectful of order, aware of prosperity, 
and cautious about launching any drastic attack upon propertied 
institutions. While he was hostile to private business power, he 
also admired bigness, efficiency, and success. While he was de- 
voted to the moral virtues and believed in the material benefits 
of price competition, he was also willing to reckon with social 
change, and he worshipped that god of progress which the 



243 


Chapter vi: The Struggle over Organization 

consolidation of business was said by many men to represent. 

The Progressive discussion of the so-called trust or monopoly 
question is therefore filled with all that uneasiness and incon- 
sistency which we may expect to see when men find themselves 
enmeshed in institutions and practices that seem to be working 
to considerable effect but that violate their inherited precepts 
and their moral preferences. When a social problem is, in 
its largest aspects, insoluble, as this one was, and when the feel- 
ings aroused over it are as urgent as the feelings of the Progres- 
sive generation, what usually happens is that men are driven 
to find a purely ceremonial solution. Among later generations, 
which do not approach the problem in the same way or have 
feelings of the same urgency about it, such ceremonial solutions 
are a temptation to the satirical intelligence. But we must be 
wary of falling too readily into that easy condescension which 
one may feel when speaking with hindsight about the problems 
of an earlier age. Since we no longer experience with anything 
like the same intensity some of the Progressives’ anxieties or 
their sense of loss, we have outgrown the problem of business 
organization that they faced: and in so far as we recognize it as 
a real problem — as we do, for instance, in relation to the preser- 
vation of democracy — we have by no means solved it. 

From the very beginning, at any rate, when the Sherman 
Anti-Trust Act was passed in 1890, it was recognized by most 
of the astute politicians of that hour as a gesture, a ceremonial 
concession to an overwhelming public demand for some kind 
of reassuring action against the trusts. Senator Orville Platt was 
candid enough to say at the time that it was just the result of a 
desire "to get some bill headed: ‘A Bill to Punish Trusts’ with 
which to go to the country.” 3 Before the time of Theodore 
Roosevelt’s presidency very little attempt had been made, and 
negligible results had been achieved, in employing the act to 
check business consolidations, and the Supreme Court had al- 

3 L. A. Coolidge: An Old-fashioned Senator: Orville H. Platt (New 
York, 1910), p. 444. 



244 


THE AGE OF REFORM 


ready made it clear that enforcement would be no simple mat- 
ter. T. R., as we have seen, dramatized the issue in his Northern 
Securities prosecution, which was followed in time by a few 
other selected prosecutions of comparable public-relations value. 
The readiness with which his reputation as a "trust-buster” — a 
reputation that despite all the efforts of the historians still clings 
to his name — grew up around these prosecutions is itself striking 
testimony to the public's need to believe in the effectiveness of 
action in this sphere; 4 for not only did T. R. fail to prosecute 
many trusts, and fail to check the accelerating business con- 
solidation that occurred during his administrations, but he did 
not even believe in the trust-busting philosophy and he was 
utterly and constantly candid in saying so in his presidential 
messages and other public statements. He inveighed regularly 
and with asperity against attempting "the impossible task of 
restoring the flintlock conditions of business sixty years ago by 
trusting only to a succession of lawsuits under the antitrust 
law. , . ” 5 "The man who advocates destroying the trusts,” he 
said early in his presidency, "by measures which would paralyze 
the industries of the country is at least a quack and at worst an 
enemy to the Republic .” 6 Lacking faith in the viability or work- 
ability of all efforts to restore the old competitive order, he 
urged, as did those Progressive intellectuals who followed the 
lead of Herbert Croly, that the whole system of organization 
be accepted as a product of modern life, and that such efforts 
as must be made to control and check overgrown organization 
be carried out along the lines of counter-organization: "A simple 
and poor society can exist as a democracy on a basis of sheer 
individualism. But a rich and complex industrial society cannot 

4 It was characteristic of the age that Taft, who started twice as many 
anti-trust actions as T. R., but had not half his gift for dramatization, was 
not thought of as a trust-buster. 

5 Works, Memorial Edition (New York, 1923-6), Vol. XIX, p. 401; this 
was his speech before the Progressive National Convention of 1912. 

6 Presidential Addresses and State Papers (New York, 1910), Vol. I, 
p. 139, from a speech at Fitchburg, Massachusetts, September 2, 1902. 



245 


Chapter vi: The Struggle over Organization 

so exist; for some individuals, and especially those artificial in- 
dividuals called corporations, become so very big that the ordi- 
nary individual . . . cannot deal with them on terms of equal- 
ity. It therefore becomes necessary for these ordinary individuals 
to combine in their turn, first in order to act in their collective 
capacity through that biggest of all combinations called the 
government, and second, to act also in their own self-defense, 
through private combinations, such as farmers’ associations and 
trade unions.” 7 

These remarks come as close as a brief statement could do to 
foreshadowing the important developments in this sphere since 
Roosevelt’s time. It was his belief that while business combi- 
nations should be accepted and recognized, their affairs, their 
acts and earnings, should be exposed to publicity; and that they 
should be subject to regulation and be punished when they were 
“bad.” The Bureau of Corporations, which was created at his 
instance in 1903, did in fact carry out useful studies of the con- 
duct of a number of major industries, including lumber, meat- 
packing, oil, steel, and tobacco. Roosevelt seems to have thought 
of the Bureau of Corporations as the tentative beginning of a 
somewhat more effective system of regulation, whose ultimate 
form was, not surprisingly, rather vague in his mind. 8 As time 
passed, however, he put more and more emphasis on the dis- 
tinction between good and bad trusts. Monopoly power itself 
was not to be the object of concern, but only such monopoly 
or near-monopoly as was achieved or maintained by unfair 
methods. This distinction might be difficult to realize satisfacto- 
rily in positive law — but such a consideration seems not to have 
concerned him. The facilities of the Antitrust Division of the 
Department of Justice were limited to five attorneys working 
with a budget of about $100,000 a year. By definition, since only 
a handful of suits could be undertaken each year, there could 

7 John Morton Blum: The Republican Roosevelt , p. 110, for a more 
elaborate statement of this argument, see Herbert Croly: The Fromise of 
American Life (New York, 1909), esp. chapter xii. 

8 The Letters of Theodore Roosevelt , Vol. Ill, pp. 591-2, 680. 



246 


THE AGE OF REFORM 


hardly be very many “bad” businesses. Such was the situation 
as T. R. left it during his presidency. 

Despite the efforts of President Taft to put some force into 
the anti-trust movement, public dissatisfaction continued to 
grow, as the appetite for the regulation of business consolidation 
seemed to enlarge with such small evidences of success as the 
politicians were able to produce. There was a growing aware- 
ness of the danger of what Wilson called “a combination of the 
combinations” — the union of all the great business interests un- 
der the leadership of the chief investment banking houses. More 
and more Americans were coming to the conclusion that what 
had been done thus far did not go nearly deep enough. The view 
expressed by Herbert Croly, T. R., Charles H. Van Hise, and 
some others that monopoly must be accepted and regulated 
may have had widespread appeal among many lawyers, intel- 
lectuals, and the more sophisticated businessmen, but it was 
probably not the predominant sentiment among those who had 
strong feelings about the matter. The idea of Brandeis, Wilson, 
La Follette, and Bryan that a real effort should be made to re- 
store, maintain, and regulate competition rather than regulate 
monopoly seems to have been more congenial to the country at 
large, to most of the reformers, and especially to rural people 
and small businessmen in the West and South, where Populist 
anti-monopoly traditions had some strength. 9 No doubt it was 
this large public that Vice-President Thomas R. Marshall had 
in mind when he declared in 1913: “The people were told in 
the last campaign that trusts were a natural evolution, and that 
the only way to deal with them was to regulate them. The peo- 
ple are tired of being told such things. What they want is the 
kind of opportunity that formerly existed in this country” 1 

9 George Mowry points out that Roosevelt's paternalistic philosophy, 
with its acceptance of regulated consolidation, its labor reforms, and its 
protective tariff had more urban than rural appeal, and that in the eighteen 
largest cities he ran 10 per cent ahead of his vote m the country at large. 
Theodore Roosevelt ana the Progressive Movement, p. 280. 

1 Quoted m William English Walling: Progressivism and After (New 
York, 1914), p. 104. 



247 


Chapter vi: The Struggle over Organization 

This remark summarizes the issue of business consolidation as 
it had been dramatized in the election campaign of 1912. Both 
Wilson and Roosevelt ran on platforms so generally Progressive 
that only their difference on the trust issue clearly marked them 
off from each other. The issue, as Brandeis put it, was regulated 
competition versus regulated monopoly, and although it was 
vigorously debated in these terms, giving strong expression to 
the feelings of the two schools of thought, it is doubtful that the 
difference was in fact as sharp as the debate made it seem. To 
be sure, men like Wilson and La Follette at times seemed really 
to believe that the tide of business consolidation could be swept 
back by Sherman Act methods. La Follette declared in 1912 
that “the executive could have saved the people from the appall- 
ing conditions which confront us today, if all the power of this 
government had been put forth to enforce the [Sherman] Anti- 
Trust law.” 2 Wilson asserted in the same year that the com- 
munity of business interests by which the United States was in 
danger of being governed was “something for the law to pull 
apart, and gently, but firmly and persistently dissect” 3 — a threat 
that raises the image of a surgical president, perhaps with 
Brandeis and La Follette in attendance, exercising his scalpel 
over the palpitating body of the American business community. 

In fact Wilson’s approach was not so straightforward or un- 
equivocal as this menacing surgical metaphor suggests — for 
he too recognized that “the elaboration of business upon a great 
co-operative scale is characteristic of our time and has come 
about by the natural operation of modem civilization,” and 
admitted that “we shall never return to the old order of indi- 
vidual competition, and that the organization of business upon 
a grand scale of cooperation is, up to a certain point, itself nor- 
mal and inevitable.” 4 While he believed deeply in the little 

2 Autobiography , pp. 704—5. 

8 The New Freedom , p. 188. 

4 Ibid., p. 163; William Diamond: The Economic Thought of Woodrow 
Wilson (Baltimore, 1943), p. 108. 



248 


THE AGE OF REFORM 


entrepreneur and in competition, he rested his hope in what he 
called "free competition/' not in "illicit competition/' Free com- 
petition was anything that promoted the victory of superior 
efficiency, while illicit competition was the use of unfair means 
to surpass competitors by firms that were not actually more 
efficient. Wilson had to admit that free competition, too, would 
kill competitors, and that these competitors would be just as 
dead as those killed by illicit competition. But in such cases the 
net result would be good, because it would add to the total 
efficiency of the nation’s production. Thus a big business that 
grew big through superior efficiency was good; only one that 
grew big by circumventing honest competition was bad. 5 "I am 
for big business," said Wilson in one of his more inscrutable 
sentences, "and I am against the trusts." 6 But no one, not even 
Brandeis, knew how to define or measure superior efficiency, or 
to draw a line in the progress toward bigness beyond which a 
business would lose rather than gain in efficiency. While it was 
possible to draw up a list of business practices that most honest 
men would agree to condemn, no one knew a constructive or 
responsible way of dissolving great businesses that had already 
grown up by employing just such practices. No one knew how 
to make empirical sense out of Wilson’s distinction between the 
big business he favored and the trusts he disliked. And no one 
could be sure that there was any real working difference be- 
tween the distinction T. R. made between good and bad trusts 
and the distinction Wilson made between free and illicit com- 
petition. 

A Progressive voter who felt impelled to take a rational view 
of the trust question might well have been confused, and may 
have wondered whether the warm debate expressed a really 
profound difference between the candidates. In fact, by the time 
of the 1912 campaign the decisions of the Supreme Court had 

6 See the discussion of “Monopoly or Opportunity/’ The New Freedom , 
chapter viii. 

® Ibid., p. 180. 



249 


Chapter vi: The Struggle over Organization 

already whittled the Sherman Act down to the point at which 
it was no longer possible to imagine that the law could be — 
without a juridical revolution — an instrument for a broad frontal 
attack on business consolidation . 7 What remained was the pos- 
sibility that particular businesses guilty of flagrantly unfair com- 
petition could occasionally be singled out for action — a proce- 
dure not signally different from the Rooseveltian distinction 
between good and bad trusts. What is perhaps most worthy of 
comment is that the further anti-trust legislation of the Wilson 
administration, the Clayton Act and the creation of the Federal 
Trade Commission, did not include any provisions aimed at 
circumventing the Supreme Court’s extremely damaging ap- 
proach to anti-trust suits. Nor was any serious effort made by 
Wilson to launch a vigorous policy. Under him the Antitrust 
Division was expanded, but only to eighteen men — and even 
this was done only after wartime conditions had sent prices 
sky-high. ( The most elementary policing of the economy, more 
recent experience has shown, calls for a staff of well over ten 
times as many attorneys. 8 ) Wilson also disappointed those who 
hoped that the Federal Trade Commission would become an 
effective agency of regulation by choosing commissioners who 
were either ineffectual or primarily interested in making the 

7 Tins was completely clear after the American Tobacco Company and 
the Standard Oil cases, both decided in 1911, as a consequence of the ap- 
plication of the “rule of reason” to anti-trust suits. In his dissenting opinion 
m the latter case Mr Justice Harlan declared that the Court had oy mere 
interpretation, modified the act of Congress, and deprived it of practical 
value as a defensive measure against the evils to be remedied.” This was 
the view generally taken of these decisions by the anti-trust reformers. 

8 When the Antitrust Division was revived under Franklin D. Roose- 
velt after 1938, with the intention not of launching a frontal attack on 
consolidation but of policing price pohcies and competitive practices, it 
acquired a force of about 250 lawyers and economists. The Securities and 
Exchange Commission needs a personnel of over 1,200 to carry out its work 
today. Walton Hamilton and Irene Till. Antitrust in Action , T N E C. 
Monograph No. 16 (Washmgton, 1941), pp. 23-6 gives a good brief ac- 
count of the historic non-enforcement of the Sherman Act; cf. Walton 
Hamilton: The Pattern of Competition (New York, 1940), pp 58-82, on 
difficulties and limitations of enforcement, and Thurman Arnold: The Bot- 
tlenecks of Business (New York, 1940), esp. chapter vm. 



250 


THE AGE OF REFORM 


agency useful to business. 9 Brandeis, who had helped to draft 
the act creating the Federal Trade Commission, later dismissed 
its management under Wilson as 4 a stupid administration.” 1 

No one who follows the trust question at the level of both 
public discussion and legislative action can fail to be impressed 
by the disparity between the two: the discussions were so 
momentous in their character and so profound — for nothing less 
was at stake than the entire organization of American business 
and American politics, the very question of who was to control 
the country — and the material results were by comparison so 
marginal, so incomplete, so thoroughly blocked at all the major 
strategic points. It is impossible not to conclude that, despite 
the widespread public agitation over the matter, the men who 
took a conservative view of the needs of the hour never lost 
control. It was not merely that, on the main issues to be adjudi- 
cated, the Supreme Court stood with them, but that the execu- 
tive leaders who occupied the White House and the sober gentry 
of the Senate were in the final analysis quite reliable. It proved 
impossible for men like Bryan and La Follette, who did not 
enjoy the confidence of at least large segments of the business 
community, to find their way to the White House; and the con- 
siderable influence that these men had throughout the country 
was carefully filtered through the hands of more conservative 
politicians before it was embodied in legislative or administra- 
tive action. A leader like Theodore Roosevelt, and with him 
several prominent Republicans, who understood the urgency of 
Progressive sentiments, knew also how to act as a balance wheel 
between what he considered to be the most irresponsible forces 
of left and right. (In 1912 George Roosevelt remarked to him 
that whereas earlier he had been the progressive leader of the 
conservatives, he was now the conservative leader of the pro- 
gressives. “‘Yes, yes/ T. R. muttered, as he rocked back and 

9 Arthur S. Link: Woodrow Wilson and the Progressive Era (New York, 
1954), pp. 70-5. 



251 


Chapter vi: The Struggle over Organization 

forth in his favorite rocking chair, 'that’s it. I have to hold them 
in check all the time. I have to restrain them.’ ” 2 ) 

Historians have long been aware how T. R., while enjoying 
the support and indeed even on occasion whipping up the senti- 
ments of the insurgent forces in American life, turned for advice 
in the solution of his problems to the great conservative leaders 
in the Senate and to the great spokesmen of Eastern industry 
and finance capital; and how much support he accepted for his 
campaigns from the financial interests whose custodians these 
men always were. Woodrow Wilson had a different tempera- 
ment, and in his administration the same forces worked in a 
somewhat roundabout way. To preserve his own sense of integ- 
rity, Wilson had fewer direct dealings with the captains of in- 
dustry and finance; but his closest adviser. Colonel House, be- 
came a personal agent through whom the needs and views of 
capital could be expressed to the White House, and House’s 
diary records frequent conferences with J. P. Morgan, Felix M. 
Warburg, Henry Clay Frick, Francis L. Higginson, Otto H. 
Kahn, and Frank Vanderlip. 3 Moreover, when a depression de- 
veloped late in 1913 which grew more serious in the following 
year, Wilson himself began openly and assiduously to cultivate 
the support of business, began to welcome bankers and business 
leaders back to the White House, and issued unequivocal reas- 
surances to the effect that the wave of reform legislation was 
nearing its end. 4 Progressive intellectuals, who were familiar 
with the praise Herbert Croly had lavished upon the circum- 
spect Roosevelt, must have been bemused to see this editor 
scold Woodrow Wilson in 1914 for his failure to go very far 
with the program of Progressive reform. 5 

But to say all this about the ceremonial function of the agita- 


2 Nicholas Roosevelt: A Front Row Seat (Norman, Oklahoma, 1953), 
p. 53. 

3 Matthew Josephson: The President Makers (New York, 1940), is most 
penetrating on this aspect of Progressive politics. 

4 Arthur S. Link- Woodrow Wilson and the Progressive Era , pp. 75-9. 

6 Ibid., pp. 79-30. 



252 


THE AGE OF REFORM 


tion over big business should not divert us from our search for 
its other uses. The relations of the reform movement to business 
were not limited to the effort to restore competition or check 
monopoly. There were other, more pragmatic reforms under 
consideration; and it was the effect of all the monitory writing 
and speaking, and all the heated agitation over the trusts and 
their threat to democracy and enterprise and liberty, to throw 
big business and the vested interests on the defensive and to 
create a climate of public opinion in which some reform legis- 
lation was possible. The Progressives may not have been able to 
do much about business consolidation, but they did manage, in 
the Hepburn Act, to take the first step toward genuine regulation 
of the railroads, a thing long overdue; they did manage, in the 
creation of the Federal Reserve System, to establish a more 
satisfactory system of credit subject to public control; they did 
bring about, in the Underwood tariff, a long-sought downward 
revision of duties; and on a number of fronts, both state and 
national, they won other legislative reforms of real value to 
farmers and workers and the consuming public that would have 
been far more difficult to achieve in a social atmosphere un- 
affected by the widespread demand to challenge the power of 
big business. 

In a number of ways the problem of business consolidation 
now presents itself, even to liberals and reformers, in different 
forms from those in which it appeared to the men of the Pro- 
gressive generation. Fewer men by far experience the passing 
of independent entrepreneurship with the same anguish. The 
process of capital formation has changed in such a way as to 
reduce the importance of the investment banking houses and 
thus to lay the specter of the money trust. Product competition 
has in some respects replaced the old price competition. The 
great distributive agencies, themselves giant concerns, have 
given consumers some protection from the exactions of monop- 
oly. Big business has shown itself to be what the Progressives 
of the Brandeis school resolutely denied it would be — techno- 



253 


Chapter vi: The Struggle over Organization 

logically more progressive than the smaller units it has replaced. 
The political power of capital has been more satisfactorily 
matched by an enormous growth in labor organization. The very 
dissociation of ownership from control, so alarming to the Pro- 
gressives, has created a class of salaried managers who have a 
stake in their own respectability and civic comfort that is as 
large as or greater than their stake in profits-at-any-cost. It is 
conceivable that such men may continue to show more indus- 
trial flexibility than the hard-pressed entrepreneurs of old-fash- 
ioned enterprise could afford. 

None the less, subsequent generations of Americans still owe 
a great debt to the anti-trust inheritance they hold from the 
Progressive era. The rise of big business may have been inevi- 
table, but if so it was salutary that it should have taken place 
in a climate of opinion that threw it intermittently on the de- 
fensive. Even Thurman Arnold, whose name is conspicuously 
identified with the argument that the chief effect of the anti- 
trust rhetoric "was to promote the growth of great industrial 
organizations by deflecting the attack on them into purely moral 
and ceremonial channels ,” 6 had to concede, when he elaborated 
this thesis in The Folklore of Capitalism , that the same anti- 
trust rhetoric, by encouraging the notion that great corporations 
could be disciplined and made respectable, had something 
to do with the fact that they finally did become respectable; 
and that without the presence of hostile laws the pricing 
policies of big business might have been a good deal more 
unfavorable to the public interest . 7 His own subsequent career 
as Assistant Attorney General in charge of the Antitrust Divi- 
sion of the Department of Justice was, in a broad historical 
sense, built upon intangibles of sentiment inherited from the 
Progressives and their anti-monopoly predecessors. For even 
though he and the other planners of the latter-day New Deal 

6 Thurman Arnold. The Folklore of Capitalism (New Haven, 1937), 
p. 212; the thesis seems to have been foreshadowed by C. H. Van Hise: 
Concentration and Control , p. 233. 

7 Arnold, op. cit, pp. 221, 228. 



254 


THE AGE OF REFORM 


movement against monopoly planned no such general assault 
on bigness as was foreshadowed in the more exalted campaign 
talk of the Brandeis-Wilson school, they did rely upon political 
sentiments that the Progressives had nourished and strength- 
ened. Franz Neumann, examining the conditions that led to 
the collapse of the Weimar Republic and the rise of the Nazis 
in Germany, pointed out that in Germany there had never been 
anything like a popular anti-monopoly movement such as the 
United States experienced under Theodore Roosevelt and Wood- 
row Wilson, that the middle classes had not been articulate 
against the cartels and the trusts, and that labor, looking at 
concentration through Marxist eyes, had consistently favored 
it. This, he suggests, weakened the opposition, within the busi- 
ness order, to authoritarian controls. This comparison suggests 
another respect in which the anti-trust tradition has justified 
itself . 8 Paradoxically, while hostility to big business and finance 
has on occasion led to local authoritarianism and to unhealthy 
modes of rebellion , 9 it has also been one of the resources upon 
which American democracy has drawn. So, after all, even the 
overblown rhetoric of the anti-trust movement finds its place, 
and even the Progressive charade of anti-monopoly takes on a 
function that goes beyond mere entertainment. No doubt the 
immediate material achievement was quite small in proportion 
to all the noise; but there are many episodes in history in which 
intense struggle has to be waged to win modest gains, and this 
too must be remembered before we pass too severe a judgment 
on the great Progressive crusade against the trusts. 


in. The Citizen and the Machine 

If big business was the ultimate enemy of the Progressive, his 
proximate enemy was the political machine. The problem of 


8 Franz Neumann: Behemoth (New York, 1942), pp. 15-16. 

9 Lipset and Bendrx: “Social Status and Social Structure,” passim . 



255 


Chajpter vi : The Struggle over Organization 

political organization gave him somewhat the same sort of 
perplexity as that of economic organization; it similarly divided 
the Progressive community between those who proposed an 
aggressive and uncompromising struggle against organization 
as such and those who proposed to meet it by counterorganiza- 
tion, by increasing specialism and leadership, and by the as- 
sumption of new responsibilities. Unless the machine and its 
leader, the boss, could be broken, unless the corrupt alliance 
between special interests and the machine could be smashed, 
it seemed that no lasting reform could be accomplished. Hence 
this particular form of the struggle over organization was promi- 
nent in political discussions from the beginning to the end of 
the Progressive era. What the majority of the Progressives hoped 
to do in the political field was to restore popular government as 
they imagined it to have existed in an earlier and purer age. 
This could be done, it was widely believed, only by revivifying 
the morale of the citizen, and using his newly aroused zeal to 
push through a series of changes in the mechanics of political 
life — direct primaries, popular election of Senators, initiative, 
referendum, recall, the short ballot, commission government, 
and the like. Such measures, it was expected, would deprive 
machine government of the advantages it had in checkmating 
popular control, and make government accessible to the superior 
disinterestedness and honesty of the average citizen. Then, 
with the power of the bosses broken or crippled, it would be 
possible to check the incursions of the interests upon the welfare 
of the people and realize a cleaner, more' efficient government. 

The Progressives set about the task of political reform with 
great energy and resourcefulness. By 1910 they had had a con- 
siderable measure of success in getting their reforms incorpo- 
rated into the electoral and governmental machinery, and this 
success engendered in some quarters a high optimism about the 
future of the movement for popular government. William Allen 
White’s book The Old Order Changeth , published in that year, 
deserves analysis as a hearty expression of this optimism and as 



256 


THE AGE OF REFORM 


a statement of what was probably the dominant popular phi- 
losophy of politics. America, White believed, was in the midst 
of an inexorable “drift” toward democracy, which had produced 
gain after gain in the sphere of popular government — victories 
for the secret ballot and the direct primary, the widespread 
adoption of the recall of officials, the impending triumph of the 
popular referendum. Such changes would not have been 
dreamed of ten years before, “and to have told the campaign 
managers of ’84 or ’88 that within a quarter of a century the 
whole nation would be voting a secret ballot, the candidates 
nominated in two-thirds of the American states by a direct vote 
of the people, without the intervention of conventions or cau- 
cuses, and that . . . every dollar spent by a candidate or by a 
party committee would have to be publicly accounted for,” 
would have aroused only a cackle of derision. Now in twenty-six 
states of the Union, Senators had to go directly to the people for 
their nomination, not to the railroads and utilities as before. 
“Capital is not eliminated from politics, but it is hampered and 
circumscribed, and is not the dominant force it was ten years 
ago.” “It is safe to say that the decree of divorce between busi- 
ness and politics will be absolute within a few years.” “Now the 
political machine is in a fair way to be reduced to mere political 
scrap iron by the rise of the people. . . . Under the primary 
system any clean, quick-witted man in these states can defeat 
the corporation senatorial candidate at the primary if the peo- 
ple desire to defeat him.” 1 

White fully shared the dominant Progressive philosophy con- 
cerning organization. The business of reform in politics, he said, 
had to be done by taking the power to nominate and elect candi- 
dates and to set policies out of the hands of the old ruling caste 
of the machines. Such a thing “could always be done by break- 
ing the machine of the moment or of any locality and establish- 
ing another machine ” But such a remedy was no good — and 
here was the crux of the matter — because it was not “a perma- 
1 White: The Old Order Changeth , pp. 34, 36, 39, 47-53. 



257 


Chapter vi: The Struggle over Organization 

nent cure.” The only permanent cure was in changing the sys- 
tem . 2 If theory was to be effective in practice, one would have 
no machines at all. White did not hesitate to emphasize the un- 
derlying individualism of the popular revolt: it was a change in 
"the public's moral average," the aggregate result of the trans- 
formation of a multitude of individual wills. Yet for all its need 
to bring property under control, it was far from socialistic: "the 
modern movement in American politics is bristling with ramp- 
ant, militant, unhampered men crowding out of the mass for 
individual elbow-room ." 3 

None of this movement for elbow-room was considered to be 
excessively self -regarding. White's book was full of references to 
the intelligence, the self-restraint, the morality, the breadth of 
view of the average man, the emergent New Citizen. The whole 
process of revolt was indeed so benign that he could only attrib- 
ute it to the workings of "a divinely planted instinct." For it was 
essential that the individual be — as he was proving himself — 
disinterested. The New Citizen was the guilty and neglectful 
citizen of the muckraking literature after he had been reformed 
and aroused by all the exhortatory literature of the age. "The 
people are controlling themselves. Altruism is gaining strength 
for some future struggle with the atomic force of egoism in 
society ” 4 It followed from this view of the citizen that his con- 
tribution to the public weal grew not out of his pursuit in 
politics of his own needs but, in the manner of the old Mug- 
wump ideal, out of his disinterested reflection upon the needs of 
the community. Of course the struggle against the machines 
could not take place without the benefit of some form of counter- 
organization; but it was characteristic of this style of thought to 
conceive of these counter-organizations as private organizations 
based upon high principles rather than group interests — organi- 
zations like the National Civil Service Reform League, the Pure 



258 


THE AGE OF REFORM 


Food Association, the Child Labor Committee, the Consumers 3 
League, the National Civic Federation, the Masons, and other 
fraternal groups. What all such things rested upon for their suc- 
cess was the civic virtue — White spoke rather of “righteousness” 
and “altruism” — of the individual, his willingness not to pursue 
his interests but to transcend them. “Democracy is, at base, 
altruism expressed in terms of self-government.” “Practically all 
the large national organizations which jam the trains annually 
going to their conventions are fundamentally altruistic .” 5 

We can see now in its broad outlines the persistent individ- 
ualism of these Progressives. Although it was necessary for them 
to make some use of organization, they had a profound inherited 
distrust of it. At the core of their conception of politics was a 
figure quite as old-fashioned as the figure of the little competi- 
tive entrepreneur who represented the most commonly accepted 
economic ideal. This old-fashioned character was the Man of 
Good Will, the same innocent, bewildered, bespectacled, and 
mustached figure we see in the cartoons today labeled John Q. 
Public — a white collar or small business voter-taxpayer with 
perhaps a modest home in the suburbs. William Graham Sum- 
ner had depicted him a generation earlier as “the forgotten 
man,” and Woodrow Wilson idealized him as “the man on the 
make” whose type, coming “out of the unknown homes,” was the 
hope of America. In a great deal of Progressive thinking the 
Man of Good Will was abstracted from association with positive 
interests; his chief interests were negative. He needed to be pro- 
tected from unjust taxation, spared the high cost of living, re- 
lieved of the exactions of the monopolies and the grafting of the 
bosses. In years past he had been careless about his civic re- 
sponsibilities, but now he was rising in righteous wrath and as- 
serting himself. He was at last ready to address himself seriously 
to the business of government. The problem was to devise such 
governmental machinery as would empower him to rule. Since 
he was dissociated from all special interests and biases and had 

6 Ibid., pp. 132, 143; see chapter vi passim. 



259 


Chapter vi: The Struggle over Organization 

nothing but the common weal at heart, he would rule well. He 
would act and think as a public-spirited individual, unlike all 
the groups of vested interests that were ready to prey on him. 
Bad people had pressure groups; the Man of Good Will had 
only his civic organizations. Far from joining organizations to 
advance his own interests, he would dissociate himself from 
such combinations and address himself directly and high- 
mindedly to the problems of government. His approach to 
politics was, in a sense, intellectualistic: he would study the 
issues and think them through, rather than learn about them 
through pursuing his needs. Furthermore, it was assumed that 
somehow he would really be capable of informing himself in 
ample detail about the many issues that he would have to pass 
on, and that he could master their intricacies sufficiently to 
pass intelligent judgment. 

Without such assumptions the entire movement for such re- 
forms as the initiative, the referendum, and recall is unintelligi- 
ble. The movement for direct popular democracy was, in effect, 
an attempt to realize Yankee-Protestant ideals of personal re- 
sponsibility; and the Progressive notion of good citizenship was 
the culmination of the Yankee- Mugwump ethos of political 
participation without self-interest. But while this ethos un- 
doubtedly has its distinct points of superiority to the boss- 
machine ethos of hierarchy, discipline, personal loyalty, and per- 
sonal favors, it was less adapted to the realities of the highly 
organized society of the late nineteenth and the twentieth cen- 
tury. It is not surprising, then, that so much of the political 
machinery designed to implement the aims of direct democracy 
should have been found of very limited use. 

Of course, not all his Progressive contemporaries were quite 
so optimistic as William Allen White. There were a number of 
Progressive spokesmen who found fault with his assumptions, 
and there were a few outstanding Progressive leaders who sur- 
mounted them in their practical political dealings. Just as Pro- 
gressive discussions of the business order were pervaded by an 



260 


THE AGE OF REFORM 


argument between two schools with contrasting schemes for 
dealing with the trusts, so the discussions of political reform 
took place between two sides that were divided by a difference 
in philosophy. On the left was a populistic school of thought 
that seemed to have hardly any reservations about the extent to 
which the management of affairs could and should be given 
into the hands of the populace. This school, which can be 
traced as far back as the time when Jackson argued for rotation 
in office on the ground that “the duties of all public offices are, 
or at least admit of being made, so plain and simple that men of 
intelligence may readily qualify themselves for their perform- 
ance, found its contempoiary expression in William Jennings 
Bryan’s contention that the people were competent “to sit in 
judgment on every question which has arisen or which will 
arise, no matter how long our government will endure,” and his 
argument that the great political questions were in the final 
analysis moral questions concerning which the intuitions of the 
people were as good as almost any degree of experience. Even 
a man like Woodrow Wilson, whose native impulses and earlier 
philosophy ran quite to the contrary, fell into this populistic 
conception of democracy when he asserted that the Democratic 
Party aimed “to set up a government in the world where the 
average man, the plain man, the common man, the ignorant 
man, the unaccomplished man, the poor man had a voice equal 
to the voice of anybody else in the settlement of the common 
affairs, an ideal never before realized in the history of the 
world .” 6 

This faith in the lowest common denominator of political ac- 
tion was frequently coupled with an attack on political organiza- 
tion. The political evils that plagued the country, it was often 
argued, were not the consequences of deficient organization but 
of over-organization. The answer to these evils was to move as 
close as possible to a system of “direct government” by the peo- 
ple. It was considered not only that the people were capable of 

6 Link: Wilson: the Road to the White House , p. 518. 



261 


Chapter vi: The Struggle over Organization 

acting effectively as individuals, but that they were at their best 
when acting in this capacity because only then were they free of 
the corrupting and self-interested influence of parties and ma- 
chines. Thus Albert Baird Cummins, when he ran for the gov- 
ernorship of Iowa in 1910, declared that his great object was “to 
bring the individual voter into more prominence, and to dimm- 
ish the influence of permanent organization in the ranks of the 
party.” 7 

Those who shared this style of thought tended to deny that 
the parties should be the property of the party organizations — 
that is, of the groups of persons who did the work of the party 
and held offices under its name — and to insist that the parties 
properly belonged to the voters at large. Indeed, the rhetoric of 
American party politics had encouraged this notion, and it was 
easy to conclude that in so far as the party was in fact not the 
property of the voters, democracy was being flouted. Democracy 
was considered to require not merely competition between party 
organizations that would afford the voters a choice, but rank- 
and-file control or dissolution of the organizations themselves. 
The movement for the direct primary was the chief embodiment 
of this conception of democracy. 8 Its historical inspiration pre- 

7 Dictionary of American Biography , Vol. IV (New York, 1930), p. 597. 
This point of view was expressed as late as 1923 by Senator George W. 
Norris m a defense of the direct primary. “One of the [most important] 
objections that is always made to the direct primary is that it takes away 
party responsibility and breaks down party control . . . Politicians, politi- 
cal bosses, corporations and combmations seeking special privilege and ex- 
ceptional favor at the hands of legislatures and executive officials, always 
urge this as the first reason why the direct primary should be abolished. 
But this objection thus given against the direct primary I frankly offer as 
one of the best reasons for its retention. The direct primary will lower 
party responsibility. In its stead it establishes individual responsibility It 
does lessen allegiance to party and mcrease individual independence, both 
as to the public official and as to the private citizen. It takes away the 
power of the party leader or boss and places the responsibility for control 
upon the individual. It lessens party spirit and decreases partisanship.” 
“Why I Believe m the Direct Primary,” Annals of the American Academy 
of Political and Social Science, Vol CVI (March 1923), p. 23. 

8 See E. E. Schattschneider: Party Government (New York, 1942), pp. 
53-61. 



262 


THE AGE OF REFORM 


sumably came from the town-meeting model, and from the 
widespread direct participation of the American citizen in civic 
affairs in the early and middle years of the nineteenth century. 

Counterposed to this philosophy was a more conservative 
view, expressed by a good many men who recognized the value 
of the Progressive demands for reform and saw the importance 
of popular discontent, but who looked to new forms of political 
organization under responsible leadership as the most desirable 
and effective remedy for the evils against which the Progressives 
were working. The historical root of this point of view lay in the 
long-standing Mugwump concern with good government and 
in the implicit Mugwump belief in elite leadership. Brandeis, 
as we have seen, expressed its impulse when he called upon the 
lawyers to assume "a position of independence between the 
wealthy and the people, prepared to curb the excesses of either,” 
and so did T. R. when he entitled one of his talks to businessmen 
"The Radical Movement under Conservative Direction ” 9 
Henry L. Stimson, writing to Roosevelt in 1910, gave vent to a 
somewhat partisan statement of this philosophy: "To me it 
seems vitally important that the Republican party, which con- 
tains, generally speaking, the richer and more intelligent citizens 
of the country, should take the lead in reform and not drift into 
a reactionary position. If, instead, the leadership should fall into 
the hands of either an independent party, or a party composed, 
like the Democrats, largely of foreign elements and the classes 
which will immediately benefit by the reform, and if the solid 
business Republicans should drift into new obstruction, I fear 
the necessary changes could hardly be accomplished without 
much excitement and possible violence.” 1 

Somewhat more congenial to Mugwump traditions was the 
idea that the evils against which the Progressives were fighting 
could be remedied by a reorganization of government in which 

9 Theodore Roosevelt: Works , National Edition (New York, 1926), 
Vol. XVI, pp 86-99. 

1 Henry L. Stimson and McGeorge Bundy, op. cit, p. 22. 



263 


Chapter vi: The Struggle over Organization 

responsibility and authority could be clearly located in an execu- 
tive, whose acts would be open to public view. The power o£ 
the boss, they argued, like the overweening power of great 
corporations, was a consequence of the weakness of the political 
executive and the more general division of authority and im- 
potence in government. Spokesmen of this view scoffed at the 
inherited popular suspicion of executive power as an outmoded 
holdover from the days of the early Republic when executive 
power was still identified with royal government and the royal 
governors. "The true remedy for American misgovernment,” 
said Stimson, "would lie, then, in exactly the opposite direction 
from that indicated by the advocates of direct democracy. The 
elected officials must have more power, not less. . . ” 2 The pur- 
pose of such devices would not be to flout public opinion, but to 
give expression to its demands in conformity with principles of 
organization that accepted the realities of a complex society. 

The most ardent debate, however, did not take place between 
the two schools of reformers, but between the direct-govern- 
ment reformers and the ultraconservatives. To attend to the 
terms in which the various reforms intended to promote direct 
democracy were debated — and to these one should add the pro- 
posal for women s suffrage — one might think that the issue was 
utopia versus apocalypse. The conservatives moaned and ad- 
monished as though each new reform proposal portended the 
end of the nation, while many Progressives seemed to imagine 
and often, indeed, said that these reforms, once achieved, would 
open the way to a complete and permanent victory over the 
machines and corruption. Woodrow Wilson, for instance, once 
said of the short ballot that it was "the key to the whole problem 
of the restoration of popular government in this country” 3 — 
which was a heavy burden, sound reform though it was, for the 

2 Ibid., p. 58, see the general argument of chapter iii, “Responsible 
Government,” pp. 56-81. 

3 Quoted in Austin F. Macdonald: American City Government and Ad- 
ministration, 3rd ed. (New York, 1941), p. 279. Cf. Walter Lippmann in 
1914: “I have just read a book by a college professor which announces 



264 


THE AGE OF REFORM 


short ballot to bear. There were of course more moderate men 
on both sides , 4 and in retrospect it is clearly these men who were 
right; for the popular reforms neither revolutionized nor re- 
stored anything; they had, indeed, only a marginal effect on the 
conduct of American government. 

Here the more general Progressive uprising against bossism, 
corruption, and misgovernment must be distinguished from the 
attempt to realize mechanical changes that would guarantee 
permanent popular rule. Where the reform movements suc- 
ceeded as they did in sufficient measure to bring a distinct im- 
provement in American government, it was largely because they 
came in on a strong wave of popular enthusiasm or indignation 
or under the guidance of local leaders of exceptional magnetism. 
Such leaders and such public sentiments, I believe, would have 
had somewhat the same results within the framework of the 
older mechanism of government. In their search for mechanical 
guarantees of continued popular control the reformers were try- 
ing to do something altogether impossible — to institutionalize a 
mood. When the mood passed, some of the more concrete re- 
forms remained; but the formal gains for popular government, 
while still on the books, lost meaning because the ability of the 
public to use them effectively lapsed with the political revival 
that brought them in, and the bosses and the interests promptly 
filtered back. Herbert Croly, while by no means unsympathetic 
to the “professional democrats,” as he called them, argued 
cogently that their tendency “to conceive democracy as essen- 
tially a matter of popular political machinery” was one of their 
great weaknesses. Their dominant impulse was to protect the 
people against knavery, a negative goal, rather than “to give 

that the short ballot will be as deep a revolution as the abolition of slavery. 
There are innumerable Americans who beheve that a democratic constitu- 
tion would create a democracy.” Drift and Mastery , p. 187. Cf. La Fol- 
lette’s hopes for the direct primary, Autobiography , pp. 197-8. 

4 An excellent contemporary discussion of the whole problem of the 
pubhc will and representative institutions was A. Lawrence Lowell’s Public 
Opinion and Popular Government (New York, 1913), see also the critical 
reflections of Herbert Croly in Progressive Democracy (New York, 1914). 



265 


Chapter vi: The Struggle over Organization 

positive momentum and direction to popular rule.” They sought, 
above all, "to prevent the people from being betrayed — from 
being imposed upon by unpopular policies and unrepresentative 
officials. But to indoctrinate and organize one’s life chiefly for 
the purpose of avoiding betrayal is to invite sterility and disinte- 
gration.” He concluded that the impulse toward popular rule 
was without meaning whenever it was divorced from a specific 
social program . 6 

The history of Progressive reform justified Croly’s argument, 
for under the impact of the Progressive movement the people 
in many places won better public services, better parks, better 
schools, better tax policies, but they did not destroy narrowly 
partisan government, break up machines, or gain direct control 
of their affairs. With a few exceptions, the bosses found ways 
either to deflect or to use the new reforms that were meant to 
unseat them . 6 The direct primary, for instance, for all its wide 
adoption throughout the country, did not noticeably change the 
type of men nominated for office. It was expensive both to the 
government and to the candidates — for it introduced two cam- 
paigns in the place of one. It put a new premium on publicity 
and promotion in nominating campaigns, and thus introduced 
into the political process another entering wedge for the power 
of money. Without seriously impairing the machines, it weak- 
ened party government and party responsibility. The initiative 
and referendum were also disappointing as instruments of popu- 
lar government. As critics like Herbert Croly pointed out, they 

6 Croly: Progressive Democracy , pp. 213-14; see in general chapters 
x and xiii. 

6 Where the tone of a community was congenial to bossism it was im- 
possible to find political mechanics that would prevent it. One of the signal 
illustrations of this comes from New Jersey, where the Walsh Act of 1911 
permitted municipalities to change to the commission system of govern- 
ment. This was one of the reforms that worked to good effect m some 
places, but m New Jersey Frank Hague used his position as commissioner 
of public safety — i.e., the police and fire departments — as a stepping-stone 
toward that execrable regime for which he became notorious. Dayton D. 
McKean: The Boss: the Hague Machine in Action (Boston, 1940), pp. 
37 — 45. 



266 


THE AGE OF REFORM 


were perfectly designed to facilitate minority rule in so far as 
the complex questions set before the voters in referendums 
could be passed with a distinct minority of the total registra- 
tion . 7 Confronted by an array of technical questions, often 
phrased in legal language, the voters shrank from the responsi- 
bilities the new system attempted to put upon them. Small and 
highly organized groups with plenty of funds and skillful pub- 
licity could make use of these devices, but such were not the 
results the proponents of initiative and referendum sought; nor 
was the additional derationalization of politics that came with 
the propaganda campaigns demanded by referendums. Finally, 
the more ardent reformers who expected that the public will, 
once expressed directly, would bring a radical transformation of 
the old order were surprised to find the voters exercising their 
prerogative in the most conservative way, rejecting, for instance, 
proposals for municipal ownership, the single tax, and pensions 
for city employees . 8 

The reformers were, of course, entirely right in feeling that 
effective action against the old political machines and their 
bosses was both possible and desirable. Reform has been the 
balance wheel of the governmental system. The existing ma- 

7 Herbert Croly: Progressive Democracy , p. 306. 

s There is an extensive literature on such practices as direct primaries, 
the short ballot, initiative, referendum, recall, commission government, 
the city-manager plan, and other reforms of the age. For a brief general 
critique see William B. Munro: The Government of American Cities , 
4th ed. (New York, 1933). 

Some sober party estimates of the direct primary may be found in 
Armais of the American Academy of Political and Social Sciences, Vol. CVI 
( March 1933 ) . The comments of working politicians on the direct primary 
in Ralph S. Boots: The Direct Primary in New Jersey (New York, 1917), 
pp. 262-76, are of unusual interest. 

One of the more successful changes, useful chiefly in smaller munici- 
palities, was the city-manager plan, which paid more deference to the 
need for concentration of power and expertise than the devices aimed to 
bring about direct popular government. The value even of this plan, how- 
ever, has been impaired by the unwillingness of American voters to see 
their city managers ( or their other administrators or political leaders ) paid 
adequate salaries. On this see Thomas H. Reed. Municipal Government in 
the United States ( New York, 1934 ) , chapter xiv. 



267 


Chapter vi: The Struggle over Organization 

chines did their work at unnecessary cost and with gross in- 
equities, and their humane care of their own constituents was 
matched by the outright brutality and the crass disregard of 
civil hberties with which they frequently dealt with opposition. 
Unopposed by the reform principle, the machine principle 
tended to deteriorate to the point at which good government 
and liberal politics both were threatened. But the characteristic 
mistake of the more dogmatic enthusiasts for direct government 
was their unwillingness to consider the possibility of a synthesis 
between the two principles, their faith in contrivances that 
would somehow do away with the machine process and even 
with party responsibility. Too many of these enthusiasts failed 
to see that the machine organizations they were trying to de- 
stroy did have a number of real functions, however badly they 
often performed them, and that any attempt to replace the 
existing machines had to provide not William Allen White’s 
"permanent cure” for the whole machine system, but rather 
alternative machines. There are machines and machines. The 
real choice that lay before the reformers was not whether to 
have direct popular government or party organizations and 
machines, but whether, in destroying the existing organizations, 
they could create organizations of their own, with discipline 
enough to survive, that would be cleaner and more efficient than 
those they were trying to break up. It must be admitted at once 
that in this respect the practice of some skilled Progressive lead- 
ers was often superior to their theories and their rhetoric. 
La Follette was an excellent case in point. Although he ex- 
pressed great faith in the efficacy of the direct-government re- 
forms, he remained in power for a long time and exerted a 
strong and salutary influence on Wisconsin life because he was 
an extremely astute machine-master, who knew the techniques 
of the bosses and used some of them to build a militant and 
well-disciplined state organization . 9 


9 The whole subject of the types of political machines and the character 
of what might be called reform machines needs study by historians and 



268 


THE AGE OF REFORM 


It is in our own times that the most notable decline in the 
strength and importance of the old-fashioned machines has 
taken place. This has occurred not because the machines have 
yielded to frontal assault but because some of their former func- 
tions have ceased to be necessary and others have been taken 
over by new agencies. There is no longer the great mass of im- 
migrants to be patronized and introduced to American life. Fed- 
eral centralization, especially since the New Deal, has nibbled 
away at the role of the local organizations, particularly in the 
sphere of social welfare. The growth of the mass trade unions 
has displaced the machines in some respects, while the develop- 
ment of stronger executives in state and local government has 
deprived them of some of their former patronage and power. 
Much of the work of political indoctrination and education that 
once belonged to them has been assumed by the mass media — 
radio, television, and the mass periodicals, while the work of 
sounding public sentiment has been taken over in some part by 
professional pollsters. These latter developments suggest that we 
are in a certain sense moving closer to the plebiscitarian ideals, 
the mass democracy, that the advocates of direct government 
had in mind. But they would not have been pleased with the 
prospect of having their goals approached in this way, for the 
means of influencing mass sentiment on a grand scale require the 
big money and the crass manipulative techniques that the Pro- 
gressives were trying to eliminate from politics. This brings us 
back again to a central problem of the modem democrat: 
whether it is possible in modern society to find satisfactory ways 

political scientists. See, however, the suggestive article by Robert S. Max- 
well: “La Follette and the Progressive Machine in Wisconsin,” Indiana 
Magazine of History , Vol. XL VIII (March 1952), pp. 55-70, in which the 
author briefly analyzes the La Follette machine as a particular instance 
of the general proposition: “On those rare occasions when successful re- 
form organizations have been welded together they have developed tech- 
niques of political astuteness, leadership, and discipline not unlike the 
traditional machines.” Cf. George Mowry’s remarks on Hiram Johnsons 
California machine: The California Progressives, pp. 138-9, 292. The ad- 
ministration of Fiorello La Guardia m New York affords a municipal ex- 
ample of a reform movement that used machine methods. 



269 


Chajpter vi: The Struggle over Organization 

of realizing the ideal of popular government without becoming 
dependent to an unhealthy degree upon those who have the 
means to influence the popular mind. Without taking an exces- 
sively indulgent view of the old machines or imagining that 
their failings were any less serious than they actually were, it is 
still possible to wonder whether the devices that are replacing 
them are superior as instruments of government. 



((( 270 ))) 


CHAPTER VII 

FROM PROGRESSIVISM TO THE NEW DEAL 


i. Progressivism and War 


v v ar has always been the Nemesis of the liberal tradition in 
America. From our earliest history as a nation there has been a 
curiously persistent association between democratic politics and 
nationalism, jingoism, or war. Periodically war has written the 
last scene to some drama begun by the popular side of the party 
struggle. In the age of Jefferson and Madison it was the Jeffer- 
sonian Republican Party, and particularly that faction of the 
Republican Party associated with the democratic hinterland and 
the frontier, that did most to bring on the War of 1812, and it 
was the war that finally liquidated the Jeffersonian policies and 
caused their reversal. Jacksonian democracy, the next popular 
upsurge, was at first built upon nationalist hero-worship and the 
military reputation of a leader whose ideas about domestic 
policies were unknown. Although it fell short of actual war with 
a European power, the diplomacy of Jacksonian democracy was 
pugnacious. After their primary domestic reforms were accom- 
plished, Jacksonian leaders prodded the nation toward bellicose 
expansionism, risked war with England, and finally did go to 
war with Mexico. In the subsequent "young America” move- 
ment of the 1850’s, democracy and nationalism were again 
marching hand in hand. After the long period of continental 
settlement that followed the Civil War, a period of predomi- 
nantly peaceful relations with foreign countries, it fell for the 
first time in 1898 to the more conservative forces to be at the 



271 


Chapter vii: From Progressivism to the New Deal 

helm in a time of war — but, as I pointed out in dealing with the 
Populists, it was the more radical and popular and dissenting 
forces in American life that felt the strongest impulse toward the 
Cuban crusade, and it was the Mark Hanna, Wall Street kind 
of Republican that showed the strongest initial opposition to the 
war. Again, as after Jeffersonian and Jacksonian democracy, the 
war, soon followed by prosperity, was a strong if only temporary 
solvent of the reform impulse. 

By the turn of the century, it is possible to distinguish two 
chief strains of feeling in the Populist-Progressive tradition. The 
first, more Populist than Progressive, more rural and sectional 
than nationwide in its appeal, represents, in a sense, the roots of 
modern American isolationism. But this Populist impulse was 
less pacifistic and isolationist than it was nationalist, anti-Euro- 
pean, and anti-English. Although it was by no means devoid of 
belligerent potential, it was opposed to imperialism or colonial- 
ism or militarism. To the good Populist, imperialism was doubly 
accursed — appeal though it might to his national pride — be- 
cause it was held to benefit the capitalist and the Wall Streeter 
rather than the nation at large, and because it was too strongly 
imitative of the British example. To the Populist who was also a 
Southerner, imperialism was further questionable because it 
brought new alien races into the national fold. Hence a great 
many Americans who had responded with enthusiasm to the 
war against Spain as a crusade to liberate underdogs in Cuba 
and to strike at a decadent European aristocratic and Catholic 
power became as ardently anti-imperialist as they had been pro- 
war, just as soon as they saw some capitalists express an interest 
in the Philippines as an imperial outpost. 

When all this has been said, it must be added that alongside 
this nationalist belligerence and crusading credulity of the na- 
tive American, there was a genuine streak of Christian pacifism, 
too inconsistently held to be an overruling force and yet far 
from a negligible influence in the conduct of national affairs. It 
was this pacifism that Bryan at times appealed to and that Wil- 



272 


THE AGE OF REFORM 


son in good part relied on during the period when he was “too 
proud to fight.” Both men drew on the same strain o£ moral 
idealism in their conduct of what Arthur S. Link has called 
“missionary diplomacy,” in relation to China, Mexico, and the 
Caribbean countries . 1 

The second source of patriotic and imperialist sentiment was 
neither among the Populists nor the ultraconservatives of the 
country, but among the fervently patriotic and nationalistic 
middle-class Americans in all parts of the country who were 
deeply attracted to Republican insurgency. It is true that there 
were among the Republican Progressives a few ardent pacifists 
like Jane Addams as well as a small group of isolationists who 
followed men like the elder La Follette and George W. Norris 
in their courageous last-ditch resistance to American participa- 
tion in the first World War. But the main stream of feeling in the 
ranks of insurgency was neither anti-war nor anti-imperialist. 
Its real spiritual leader, in this as in other respects, was T. R., 
with his militarist preachments and his hearty appeals to unself- 
ish patriotism and manliness against self-seeking and materialis- 
tic motives. As William Leuchtenburg has shown, the Progres- 
sives, with few exceptions on scattered issues, either supported 
the imperialist policies of the era or quietly acquiesced in them. 
The majority of them voted for increased naval expenditures, 
leaving to conservatives the task of leading the opposition to 
big-navy measures. They took no issue with “Dollar Diplomacy,” 
or with Tafts policy when he landed marines in Nicaragua. 
Most of them supported T. R. in his adventures in Panama and 
the Far East, and his naval expansion. They fought and voted 
for policies underwriting American hegemony in the Caribbean, 
followed Roosevelt in his contemptuous ( and not altogether un- 

1 For an excellent assessment of the merits and defects of missionary 
diplomacy, see Arthur S. Link* Woodrow Wilson and the Progressive Era 
(New York, 1954), chapters iv, v. In the following account I have bene- 
fited from the detailed analysis of the rhetoric of our foreign policy in 
Robert Endicott Osgood: Ideals and Self-Interest in America’s Foreign 
Relations (Chicago, 1953). See also George F. Kennan: American Diplo- 
macy , 1900-1950 (Chicago, 1951), chapter iv. 



273 


Chapter vh: From Progressivism to the New Deal 

justified) criticisms of Taft’s arbitration treaties, opposed Wil- 
son’s magnanimous bill to repeal the Panama Canal tolls. By 
1914 the Progressive Party, which owed its origins in no small 
degree to insurgency over the tariff issue, came out for a higher 
protective tariff, and by 1916 it was entirely committed to the 
defense of “national honor,” excoriation of Wilson, prepared- 
ness, and Americanism. By 1916 “imperialism and militarism 
had replaced the old liberal formulas of protest, and within a 
year the party was dead.” 2 3 

Participation in the war put an end to the Progressive move- 
ment. And yet the wartime frenzy of idealism and self-sacrifice 
marked the apotheosis as well as the liquidation of the Progres- 
sive spirit. It would be misleading to imply that American en- 
trance into the war was in any special sense the work of the Pro- 
gressives, for the final movement toward war was a nationwide 
movement, shared by the majority of Americans in both major 
parties. What is significant, however, is that the war was justi- 
fied before the American public — perhaps had to be justified — 
in the Progressive rhetoric and on Progressive terms; and that 
the men who went to work for George Creel (himself a crusad- 
ing journalist) in the Committee on Public Information, whose 
job it was to stimulate public enthusiasm for the war, were in 
so many instances the same men who had learned their trade 
drumming up enthusiasm for the Progressive reforms and pro- 
viding articles for the muckraking magazines. By 1912 the Pro- 
gressive spirit had become so pervasive that any policy — 
whether it was entrance into the war as rationalized by Wilson 
or abstention from the war as rationalized by La Follette — could 
be strengthened if a way could be found to put it in Progres- 

2 William E. Leuchtenburg: “Progressivism and Imperialism: the Pro- 

gressive Movement and American Foreign Policy, 1898-1916,” Mississippi 
Valley Historical Review , Vol. XXXIX (December 1952), p. 496. Leuch- 
tenburg points out that the Progressives felt that their idealism and anti- 
materialism in domestic policies were not contradicted but m fact comple- 
mented by their militancy m foreign policy and their strong faith in the 
mission of America. 



274 


THE AGE OF REFORM 


sive language. In the end, when the inevitable reaction came, 
the Progressive language itself seemed to have been discredited. 

In the course of the long struggle over neutrality Wilson is the 
key figure, not merely because of the central power of leader- 
ship he exercised but because he was, on this issue, a representa- 
tive American and a good Progressive citizen who expressed in 
every inconsistency, every vacillation, every reluctance, the pre- 
dominant feelings of the country. He embodied, too, the tri- 
umph of the Progressive need to phrase the problems of national 
policy in moral terms . 3 At first, while sharing the common reluc- 
tance to become involved in the struggle, he eschewed the “real- 
istic” formula that the whole struggle was none of America’s 
business and that the essence of the American problem was to 
stay out at all costs. Even his plea for neutrality was pitched in 
high moral terms: the nation must stay out in order to be of 
service, to provide a center of sanity uncorrupted by the strains 
and hatreds of belligerence. It must — the phrase was so charac- 
teristic — maintain “absolute self-mastery” and keep aloof in or- 
der that it might in the end bring a “disinterested influence” to 
the settlement. 

Then, as the country drew closer to involvement under the 
pressure of events, Wilson again chose the language of idealism 

3 Although T. R. prided himself on his “realism,” I do not think the 
case was much different with him. He too was a moralist, except that 
where Wilson invoked pacifistic moral considerations, T. R. was constantly 
crying for the hairy-chested Darwinian virtues, attacking “cowardice,” 
“ease and soft living,” “the pleasures of material well-being,” and the 
like, and dealing with international relations in terms of the “timidity” 
of a man whose wife has been slapped and who will not fight, and similar 
juvenile comparisons. “The just war,” he once wrote, “is a war for the 
integrity of high ideals The only safe motto for the individual citizen 
of a democracy fit to play a great part m the world is service — service 
by work and help in peace, service through the high gallantry of entire 
indifference to life, if war comes on the land.” Osgood, op. cit., p. 140. 
Osgood concludes (ibid., p. 143) that “for more than two years before 
the United States entered the war Roosevelt’s appeals to the American 
people were couched in terms of saving civilization and the national honor 
rather than the Umted States itself. . . . His influence . . . was not, 
after 1914, directed toward arousing a realistic appraisal of the imperatives 
of self-preservation.” 



275 


Chapter vh: From Progressivism to the New Deal 

to formulate the American problem — the problem not only 
whether the United States should intervene, but what might be 
the valid reasons for intervening. One view — a view widely 
shared within the Wilson administration and among thoughtful 
men in the country at large — rested chiefly upon the national 
interest and cool calculations of the future advantage of the 
United States. According to this view, a victory for imperial Ger- 
many would represent a threat to the long-term interests of the 
United States in some sense that a victory for the Allies would 
not. It was expected that a victorious Germany would be more 
aggressive, more formidable, more anti-American, and that after 
the defeat of the Allies and the surrender of the British fleet it 
would either turn upon the United States at some future time or 
at least present so forceful and continuous a threat as to com- 
pel this country to remain a perpetual armed camp in order to 
protect its security. Therefore, it was argued, it was the business 
of the United States, as a matter of self-interest, to see to it that 
the Allies were not defeated — acting if possible as a nonbel- 
ligerent, but if necessary as a belligerent. Another view was that 
intervention in the war could not properly be expressed in such 
calculating and self-regarding terms, but must rest upon moral 
and ideological considerations — the defense of international law 
and freedom of the seas, the rights of small nations, the fight 
against autocracy and militarism, the struggle to make the world 
safe for democracy . 4 To be sure, the argument from self-preser- 


4 This is not to say that the conception of a German invasion of the 
United States played no part in pre-intervention discussions of the sub- 
ject. Fantasies about such an invasion were common m the press. ( Osgood, 
ibid., pp. 132-3.) In its issues from May 1915 to February 1916, Mc- 
Clures ran two series of articles about an imaginary German invasion of 
the United States m 1921, under the titles “The Conquest of America,” 
and “Saving the Nation ” In the end, after the assassination of the Presi- 
dent, Theodore Roosevelt, Herman Ridder the German- American, William 
Jennings Bryan, and Charles Edward Russell the Socialist, all join hands 
to lead the American people m a spiritual awakening. Much of the dis- 
cussion of preparedness in this period was m the Rooseveltian vein. 
Cf. Porter Emerson Browne, “We’ll Dally ’round the Flag, Boys!” Mc- 
Clures , Vol. XLIX (October 1916), p. 81: “Here we are, the richest na- 



276 


THE AGE OF REFORM 


vation and national interest and the argument from morals and 
ideals were not mutually contradictory, and both tended to have 
a place in the course of public discussion. But Wilson’s course, 
the characteristically Progressive course, was to minimize and 
subordinate the self-regarding considerations, and to place 
American intervention upon the loftiest possible plane. He com- 
mitted himself to this line of action quite early in the game 
when he rested so much of his diplomacy on the issue of the 
conduct of German submarine warfare and the freedom of the 
seas. This was quixotically formulated because it linked the 
problem of American intervention or non-intervention to an 
issue of international law — though one entirely congenial to 
the Progressive concern over lawlessness. To Wilson’s critics 
it seemed hypocritical because in purely formal terms British 
violations of maritime law were about as serious as German vio- 
lations. American concern over them could never be pressed so 
vigorously because such a course of action would trip over the 
more urgent desire to do nothing to impair the chances of Allied 
victory. 

Our experience after the second World War suggests that in 
the long run there was nothing Wilson could have done to pre- 
vent a reaction against both the war itself and the Progressive 
movement that preceded the war. But this too seems almost cer- 
tain: that by pinning America’s role in the war so exclusively to 
high moral considerations and to altruism and self-sacrifice, by 
linking the foreign crusade as intimately as possible to the Pro- 
gressive values and the Progressive language, he was uninten- 
tionally insuring that the reaction against Progressivism and 
moral idealism would be as intense as it could be. For he was 
telling the American people, in effect, not that they were de- 
fending themselves, but that as citizens of the world they were 
undertaking the same broad responsibilities for world order and 


tion in the world, and the most supine and the fattest, both in body and 
in head. Wallowing m physical luxury, we have become spiritually so 
loose, so lax and so lazy that we have almost lost the capacity to act.” 



277 


Chapter vn: From Progressivism to the New Deal 

world democracy that they had been expected, under the Yan- 
kee ethos of responsibility, to assume for their own institutions . 5 
The crusade for reform and for democratic institutions, difficult 
as it was at home, was now to be projected to the world scene . 6 

Wilson turned his back on the realistic considerations that 
might be offered as reasons for intervention, and continually 
stressed the more grandiose idealistic reasons. He did more than 
ignore the self -regarding considerations: on occasion he repudi- 
ated them. "There is not a single selfish element, so far as I can 
see, in the cause we are fighting for,” he told the people shortly 
after American entry. "We are fighting for what we believe and 
wish to be the rights of mankind and for the future peace and 
security of the world .” 7 Again: "We have gone in with no spe- 
cial grievance of our own, because we have always said that we 
were the friends and servants of mankind. We look for no profit. 
We look for no advantage ” 8 9 "America,” he said, all too truth- 
fully, during the debate over the treaty, . . is the only ideal- 
istic Nation in the world.” 3 


5 Daniel J. Boorstin has pointed out that while Americans had pre- 
viously hoped on occasion to encourage the growth of representative in- 
stitutions abroad, as m the period after the revolutions of 1848, it was not 
until the time of Wilson that there was in this country any serious expecta- 
tion that this could be done, much less that Americans could be con- 
sidered to have any responsibility to see to it. The prevailing notion had 
been, rather, that American institutions were distinctive and that Europe 
was incapable of adopting them. It was Wilson who first urged Americans 
to be “citizens of the world’' and insisted that their principles were “not 
the principles of a province or of a single continent . . . [but] the prin- 
ciples of a hberated mankind” “L’Europe mie par VAmerique du Nord” 
in Pierre Renouvm et ah, eds.: VEurope du XIXe et du XXe siecles: 
problimes et interpretations historiques (Milan, 1955). 

6 And quite literally too. Cf. Bryan as late as 1923: “Our Nation will 
be saloonless for evermore and will lead the world in the great crusade 
which will drive intoxicating liquor from the globe.” “Prohibition,” Out- 
look , Vol. CXXXIII (February 7, 1923), p 265. 

7 The Public Papers of Woodrow Wilson (New York, 1925-7), Vol. V, 

p. 22. 

8 Ibid., p 33. 

9 Ibid., Vol. VI, p. 52. It is worth noting, by way of contrast, that 

F. D. R. suggested that the second World War be designated simply the 
War for Survival. * J 



278 


THE AGE OF REFORM 


What takes the sting of chauvinism out of this extraordinary 
assertion is that Wilson justified it by going to the peace con- 
ference without a single distinctively nationalist demand to 
make, without a single claim for territory, indemnities, or spoils, 
with no more self-regarding national object than to restrain his 
allies, make a durable and just peace, and form a League that 
would secure such a peace for an incalculable future. It was an 
amazing episode in the history of diplomacy, an episode that 
repeated with ironic variations the themes of American domestic 
Progressivism: for here was Wilson, the innocent in the presence 
of the interests, the reformer among such case-hardened “bosses” 
of Europe as Lloyd George and Clemenceau, the spokesman of 
the small man, the voiceless and unrepresented masses, flinging 
his well-meaning program for the reform of the world into the 
teeth of a tradition of calculating diplomacy and an ageless his- 
tory of division and cynicism and strife. But it was not merely 
upon Europe that Wilson was making impossible demands: he 
had pushed the idealism and the resolution of his own people — 
and even, among his own people, of those who were closest to 
him — beyond the breaking-point. The vein of idealism he was 
trying to mine was there; but the demands he made upon it as- 
sumed that it would be inexhaustible, and his effort to give to 
the idealism of America an internationalist form reckoned with- 
out the fact that his country was not, even in the remotest sense, 
a country with an internationalist outlook. The traditional 
American idea had been not that the United States was to lead, 
rescue, or redeem Europe, but that it was to take its own peo- 
ple in a totally different direction which Europe was presumably 
incapable of following. The United States was to be a kind of 
non-Europe or anti-Europe . 1 Where European institutions were 
old, static, decadent, and aristocratic, American institutions 
were to be modern, progressive, moral, and democratic. This 
undercurrent of feeling was as strong in the native American as 
the uplifting passions of Progressivism, and far stronger than the 


1 Cf. Boorstm, op. cit., passim . 



279 


Chapter vn: From Frogressivism to the New Deal 

ephemeral passions of the war period. For a moment the West- 
ern Allies might be thought of as exempt from these charges, 
but before long they would again be considered, as England for 
instance so characteristically was in the populistic mind, as the 
embodiment of them. 2 

It was remarkable that Wilson should have succeeded even 
for a moment in uniting behind him as large a part of the coun- 
try as he did in an enterprise founded upon the notion of Ameri- 
can responsibility for the world. But it is in no way surprising 
that he should have been resoundingly repudiated in the elec- 
tion of 1920 — more resoundingly than any administration before 
or since. Not long after they began to pay the price of war, the 
people began to feel that they had been gulled by its promoters 
both among the Allies and in the United States. In this respect 
the historical revisionists of the postwar period were merely 
tardy in catching up with them. The war purged the pent-up 
guilts, shattered the ethos of responsibility that had permeated 
the rhetoric of more than a decade. It convinced the people that 
they had paid the price for such comforts of modern life as they 
could claim, that they had finally answered to the full the Pro- 
gressive demand for sacrifice and self-control and altruism. In 
repudiating Wilson, the treaty, the League, and the war itself, 
they repudiated the Progressive rhetoric and the Progressive 
mood — for it was Wilson himself and his propagandists who had 
done so much to tie all these together. Wilson had foreseen that 
the waging of war would require turning the management of 
affairs over to the interests the Progressives had been fighting — 
but this was hardly the change that he had imagined it to be, 
for only on limited issues and in superficial respects had the 
management of affairs ever been very far out of those hands. 

2 Note La Follette’s objection to Wilson's argument that it was im- 
possible for democratic America to remam friendly with Prussian autoc- 
racy: “But the President proposes alliance with Great Britain which . . . 
is a hereditary monarchy . . . with a . . . House of Lords, with a heredi- 
tary landed system, with a limited . . . suffrage for one class.” Con - 
gressional Record , 65th Congress, 1st Sess , p. 228. 



280 


THE AGE OF REFORM 


The reaction went farther than this: it destroyed the popular 
impulse that had sustained Progressive politics for well over a 
decade before 1914. The pressure for civic participation was 
followed by widespread apathy, the sense of responsibility by 
neglect, the call for sacrifice by hedonism. And with all this 
there came, for a time, a sense of self-disgust. By 1920, publish- 
ers were warning authors not to send them manuscripts about 
the war — people would not hear of it. 8 When at last they were 
willing to think about it at all, they thought of it as a mistake, 
and they were ready to read books about the folly of war. 


n. Entracte 

Progressivism had been founded on a mood, and with the re- 
action that followed the war that mood was dissipated. Many 
months before Wilson and his party were repudiated in the elec- 
tion of 1920 the reaction had begun under Wilson s own admin- 
istration. For it was his Attorney General who did more than 
any other man to make the postwar Red scare official. Wilson 
himself, in refusing a pardon to Eugene Debs for opposition to 
the war (a pardon that was eventually granted by Harding), 
merely expressed the political absolutism of a style of thought 
whose exponents intended to wipe out every vestige of sympa- 
thy with Bolshevism, just as their fellows had been planning 
to wipe out all political corruption and then to put a final end 
to the consumption of alcohol. Moods are intangible, and yet 
the change in America hung on mood as much as anything else. 
It will not do to say, as it has often been said, that the returning 
conservatism of the 1920’s can be attributed simply to the return 
of prosperity, though it is doubtless true that this age of con- 
servatism would have been shorter if the prosperity itself had 
not lasted until 1929. The reaction, in fact, was at its most in- 
tense pitch right after the war and during the brief postwar de- 
3 Literary Digest, Vol. LXVI (August 21, 1920), p. 35. 



281 


Chapter vh: From Progressivism to the New Deal 

pression. But still more important, the whole Progressive mood 
from 1900 to 1914 had been a response, we must remember, not 
to depression but to prosperity and economic well-being. 

Naturally it was impossible that a mood so completely domi- 
nant in, say, 1912 should have evaporated without any trace ten 
years later. Yet what stands out is the extent to which Progres- 
sivism had either disappeared or transmuted its form. The in- 
dependent La Follette campaign of 1924 is commonly cited as 
evidence that Progressivism was not dead during the twenties. 
Certainly La Follette’s platform of 1924, calling for a number of 
bold and unmistakably Progressive proposals — public owner- 
ship of water power, eventual public ownership of railroads, 
recognition of collective bargaining, greater governmental aid 
to farmers, a child-labor law, and several mechanical reforms 
aimed to expand popular democracy — went somewhat farther 
than the characteristic pre-war Progressivism; and La Follette, 
without substantial funds or machine support outside his home 
state, did well to poll 16.6 per cent of the popular vote. But 
twelve years earlier, when T. R. snatched the banner of Republi- 
can insurgency from La Follette, Progressive sentiment had 
been so general in the country that Taft, the only avowed con- 
servative in the field, could not, even with the aid of several 
state machines and ample funds, muster so much as one fourth 
of the total vote. It is the disappearance of this Progressive con- 
sensus of 1912 that seems most significant. Moreover, the 
La Follette vote, often considered as measuring the minimum of 
Progressive sentiment in the country, was doubtless much 
stronger than Progressive sentiment itself: much of his support 
was an ethnic vote based upon his reputation as an opponent of 
the war; much of it, also, came from disgruntled farmers who 
resented their exclusion from the general prosperity but who 
would not have supported the broad program of social-demo- 
cratic reform promised in La Follette’s platform. 4 Four years 


4 An analysis of La Follette’s vote suggests two considerations o£ pri- 
mary importance: first, its sharp sectional character, and second, the extent 



282 THE AGE OF REFORM 

later most of La Follette’s supporters seem to have voted for 
Hoover. 

There was, throughout the twenties, a continuous sputtering 
of insurgency in the Senate, set off primarily by the agri- 
cultural depression and the refusal of the Republican Presidents 
to support strong measures of farm relief. Now and then the old 
Populist rhetoric could be heard on Capitol Hill, but it came 
chiefly from Western leaders who could be relied on not to bolt 
in the presidential elections, and who indeed, as Hiram Johnson 


to which it drew upon elements not distinctly or consistently Progressive. 

La Follette carried only his own state, Wisconsin. While he ran well in 
a number of industrial counties, he carried only one county east of the 
Mississippi River, that in southern Illinois. He ran second to Coohdge in 
eleven states, almost all of them in the spring wheat, ranching, mining, or 
lumbering country of the North Central states and the Northwest: Minne- 
sota, Iowa, North Dakota, South Dakota, Montana, Wyoming, Idaho, 
Washington, Oregon, and California. Six of these had been carried by 
Bryan in 1896. 

While m most states where he ran second La Follette seems to have 
cut chiefly into Republican support, on the West Coast he got much sup- 
port from dissident Democrats who had hoped for a liberal nominee and 
were disappointed with Davis. See Kenneth C. MacKay: The Progressive 
Movement of 1924 (New York, 1947), p. 223. Roy Peel and Thomas Don- 
nelly point out that most of the La Follette counties went for Hoover m 
1928. “Smith carried only 43 of the 409 La Follette counties. The Progres- 
sives of 1924 were only Republicans in disguise.” The 1928 Campaign: 
an Analysis (New York, 1931), p. 122. 

In terms of class, La Follette seems to have appealed chiefly to farmers 
suffering from agricultural depression and to the railroad workers, who 
had been victimized by an extremely sweeping injunction obtained by 
Harding’s Attorney General, Harry Daugherty, in a major strike in 1922. 
MacKay, op. cit., pp. 27-33. 

A very large portion of the La Follette vote appears to have been an 
anti-war, anti-British, pro-German vote, chiefly among Germans but in 
some part among Irish- Americans., MacKay (op. cit., pp. 216-17) doubts 
that this was very significant, but for reasons which seem insubstantial. 
Samuel Lubell, m a closer study of voting patterns, points to La Follette’s 
strength m isolationist German-American counties that had not been Pro- 
gressive-Bull Moose in 1912 and in counties that turned strongly against 
Franklin D. Roosevelt in 1940, after foreign relations became an important 
issue. Lubell concludes: “The 4,800,000 votes which La Follette got in 
1924 were often described loosely as the irreducible minimum of liberal 
strength m America. Much of that vote, representing approval of La Fol- 
lette’s opposition to war with Germany, actually had nothing to do with 
liberalism-” The Future of American Politics (New York, 1952), p. 140. 




283 


Chapter vii: From Progressivism to the New Deal 

saw when he referred to Senator William E. Borah as "our 
spearless leader,” could usually be expected to do nothing dras- 
tic. Congressmen from farm states, expressing the “hard” side of 
agrarian thinking, formed the Farm Bloc to advance agrarian 
interests. But the Congressional Progressives of the twenties, 
except for the activities of a rare soul like George W. Norris and 
the exposure of the Teapot Dome scandal, were on the whole a 
fake, and many contemporaries knew it. 5 

Under the cover of public indifference, and even with a large 
measure of public applause, an old-style conservative leader- 
ship, of a sort that the country had almost forgotten in the years 
since 1900, came back into power, unchecked by any serious op- 
position. While here and there, notably in New York, where 
Alfred E. Smith’s administrations continued to extend social 
legislation, the reforms of Progressivism still had some modicum 
of meaning, in the nation at large it was a simple matter to re- 
verse the Progressive policies. The Republican administrations 
of the twenties raised the tariff to unheard-of heights, devised 
tax policies that would benefit the “plutocrats” and the large 
corporations, applauded and assisted in the continued process 
of business consolidation, and even used such an agency as 
Wilsons Federal Trade Commission to further the process of 
consolidation that it had been created to check. Secure in their 
domination of national politics, the Republican Presidents of the 
twenties dared even to spurn the farmers and to veto schemes to 
uphold domestic prices. With the first of these Presidents, cor- 
ruption, always more or less normal in state and municipal 

6 See the condemnation by A Washington Correspondent: “The Pro- 
gressives of the Senate,” American Mercury , Vol. XVI (April 1929), pp. 
385-93, in which the Progressives, excepting George W. Norris and 
Thomas Walsh, are denounced for their lack of militancy and competence 
and for their underlying party regularity. Senator Peter Norbeck, who was 
often m the Progressive camp, wrote confidentially to a friend: “The 
American Mercury article is making quite a sensation around here because 
much of it is true.” Reinhard Luthin: “Smith Wildman Brookhart of 
Iowa: Insurgent Agrarian Politician,” Agricultural History, Vol. XXV 
(October 1951), p. 194. 



284 


THE AGE OF REFORM 


politics, moved to Washington; when it was exposed by insur- 
gents, no one seemed to care, for the Republicans were returned 
to power with overwhelming majorities. 6 Nothing else could 
have made quite so clear how little the nation at large re- 
sponded to the old Progressive rallying cries. 

Among the intellectuals themselves, upon whose activities the 
political culture of Progressivism had always been so dependent, 
there was a marked retreat from politics and public values to- 
ward the private and personal sphere, and even in those with a 
strong impulse toward dissent, bohemianism triumphed over 
radicalism. Among the writers of the younger generation John 
Dos Passos was almost alone in his concern for what had been 
called “the social question.” As for the generation of the muck- 
rakers, it was now becoming the older generation, by and large; 
for a man who had been thirty in the year of Theodore Roose- 
velt’s sudden accession to the presidency was fifty-three in the 
year of La Follette’s gallant campaign, and if he was character- 
istic of his type he was in all probability the “Tired Radical” of 
Walter Weyl’s essay. On the whole, it must be said, the Progres- 
sive generation had few regrets. In 1926, when Frederic C. 
Howe in his autobiography. Confessions of a Reformer , raised 
the question: Where are the radicals? a liberal magazine held a 
symposium on the subject which sounded out a good sample of 
Progressive opinion. 7 Almost none of the old reformers found 
it necessary to indulge in self -recrimination or apologetics, and a 
few expressed the conviction that the very success of the re- 
formers had made a continuation of their work unnecessary. 

6 What is in fact most striking is the reaction of the respectable press, 
which at first thought that the men who exposed the scandal were beneath 
contempt. The New York Times called them “assassins of character,” the 
New York Tribune “the Montana scandal-mongers”; others accused them of 
“pure mahce and twittering hysteria.” Frederick Lewis Allen Only Yester- 
day (New York, 1931), pp. 154^5, But m the Progressive era men had 
grown fat and famous exposing iniquities not one tenth as significant as 
Teapot Dome. 

7 For the symposium, see “Where Are the Pre-War Radicals?” The 
Survey , Vol. LV (February 1, 1926), pp. 536-66. 



285 


Chapter vh: From Progressivism to the New Deal 

Several believed that the spirit of reform would revive and at- 
tach itself, when it was needed, to new causes, perhaps more 
radical than the old ones. But the dominant note was the feeling 
that at least for the moment prosperity had cut the ground from 
under all movements of reform. All seemed to have forgotten the 
prosperity of the Progressive era, 8 but underneath this miscon- 
ception lay one implicit prediction that proved correct: the new 
indifference would last as long as the new prosperity. 

But indifference is too strong, or at least too categorical a 
word. For if the course of American politics and the control of 
affairs by the grosser and more obtuse type of businessman was 
widely accepted, the battle with America went on among the 
intellectuals on a double front. This was the age of "the revolt 
against the village,” the attack on the country mind, that savage 
repudiation of the old pieties that one found, for instance, in 
H. L. Mencken’s famous diatribe against the American farmer 
and in his acidulous sketches of Wilson, Bryan, and Roosevelt. 
And if American capitalism was almost everywhere accepted as 
a hard fact, it was not accepted as an ideal. Where the writers 
of the Progressive era had attacked the businessman for his 
economic and political role, the intellectuals of the twenties still 
assailed him for his personal and cultural incapacities. Where 
once he had been speculator, exploiter, corrupter, and tyrant, he 
had now become boob and philistine, prude and conformist, to 
be dismissed with disdain along with most of the institutions 

8 This common tendency to forget how much dissent the country had 
been able to generate during prosperity was, of course, quickened by the 
depression and New Deal experience. Possibly the reformers felt that the 
prosperity of the 1920’s was better distributed than that of the Progressive 
era, though the surface evidence seems to contradict this notion. Two 
differences between the two eras of prosperity do stand out: the prosperity 
of the twenties was characterized by a high degree of price stability, and 
hence there was no class in the urban population that found itself engaged 
in the race agamst inflation that I noted m chapter iv; second, the pros- 
perity of the twenties was marked by the broad diffusion among the public 
of new consumers’ goods that greatly eased life and made it more enter- 
taining — automobiles, radios, telephones, refrigerators, movies, electrified 
kitchen gadgetry. 



286 


THE AGE OF REFORM 


of the country. Aloofness from practical politics was not the 
same as complacency; but if American intelligence could be 
measured by the Scopes trial, American justice by the Sacco- 
Vanzetti case, American tolerance by the Klan, and American 
political morals by the Prohibition farce and Teapot Dome, it 
seemed simpler to catch the first finer to Europe or to retire to 
the library with the American Mercury than to engage oneself 
seriously with proposals to reform American fife. 

The widespread revolt among liberals and intellectuals against 
the village mind and the country mind was altogether sympto- 
matic of the breach in Progressivism, for it had been essential to 
Progressivism to keep the rural and urban insurgents in har- 
mony. For its achievements in the national arena — whether in 
the fine of railroad regulation, anti-trust laws, or financial reform 
— the Populist-Progressive tradition had always been dependent 
upon the support it could muster from the West and the South, 
from the agrarian flanks of reform. Now it was precisely in the 
West and the South, in the old Bryan country, that the public 
mood swung most sharply away from the devotion to necessary 
reforms that had characterized Progressivism at its best. To be 
sure, the new prosperity of the twenties was spottiest in the 
farm belt, and there the old Populist discontents were not al- 
together forgotten. But the strongest enthusiasms of the rural 
and small-town Americans who understood and loved Bryan 
were now precisely what the more sophisticated urban Pro- 
gressive leadership disdained: the crusade to protect funda- 
mentalist religion from modem science, which had its culmi- 
nation in the Scopes trial; the defense of the eighteenth amend- 
ment from all criticism at all costs; and the rallying of the 
Ku Klux Klan against the Catholics, the Negroes, and the Jews. 
The pathetic postwar career of Bryan himself, once the bell- 
wether for so many of the genuine reforms, was a perfect epit- 
ome of the collapse of rural idealism and the shabbiness of the 
evangelical mind. For was it not Bryan who made a fortune 
lecturing on old-time religion, attacking freedom of thought, 



287 


Chapter vh: From Progressivism to the New Deal 

and promoting Prohibition, while his erstwhile followers cele- 
brated him, no doubt inaccurately, as “the greatest Klansman of 
our time”? 

When the crusading debauch was over, the country's chief 
inheritance from the Yankee-Protestant drive for morality and 
from the tensions of the war period was Prohibition. To the 
historian who likes to trace the development of the great eco- 
nomic issues and to follow the main trend of class politics, the 
story of Prohibition will seem like a historical detour, a mean- 
ingless nuisance, an extraneous imposition upon the main course 
of history. The truth is that Prohibition appeared to the men of 
the twenties as a major issue because it was a major issue, and 
one of the most symptomatic for those who would follow the 
trend of rural-urban conflicts and the ethnic tensions in Ameri- 
can politics. It is also one of the leading clues to the reaction 
against the Progressive temper. For Prohibition, in the twenties, 
was the skeleton at the feast, a grim reminder of the moral 
frenzy that so many wished to forget, a ludicrous caricature of 
the reforming impulse, of the Yankee-Protestant notion that it is 
both possible and desirable to moralize private life through 
public action. 

To hold the Progressives responsible for Prohibition would be 
to do them an injustice. Men of an urbane cast of mind, whether 
conservatives or Progressives in their politics, had been gen- 
erally antagonistic, or at the very least suspicious, of the pre-war 
drive toward Prohibition; and on the other side there were 
many advocates of Prohibition who had nothing to do with 
other reforms. We cannot, however, quite ignore the diagnostic 
significance of prohibitionism. For Prohibition was a pseudo- 
reform, a pinched, parochial substitute for reform which had a 
widespread appeal to a certain type of crusading mind . 9 It was 
linked not merely to an aversion to drunkenness and to the evils 

9 It is perhaps significant that such an early test of Prohibition as the 
Webb-Kenyon law of 1913 tended to be supported by the Progressives in 
the Senate and that most of its opponents were conservatives. 



288 


THE AGE OF REFORM 


that accompanied it, but to the immigrant drinking masses, to 
the pleasures and amenities of city life, and to the well-to-do 
classes and cultivated men. It was carried about America by the 
rural-evangelical virus : the country Protestant frequently 
brought it with him to the city when the contraction of agricul- 
ture sent him there to seek his livelihood. Students of the Prohi- 
bition movement find it easy to believe that the majority senti- 
ment of the country stood in favor of Prohibition at the time the 
amendment was passed and for some years before; for even 
many drinking people were sufficiently persuaded by the note 
of moral uplift to concede that Prohibition might, after all, be a 
good thing. 1 And even if the desire for Prohibition was a mi- 
nority sentiment, it was the sentiment of a large minority, one 
whose intensity and insistency gave its members a power 
disproportionate to their numbers. Politicians, at any rate, 
catered to their demands, and there were among them some — 
one thinks of Bryan as Secretary of State with his much-ridi- 
culed wineless dinners or of Josephus Daniels with his absurd 
insistence on depriving the Navy officers of their drink — who 
unquestionably believed that the conquest of the demon rum 
was one of the important tasks of political life. 

Prohibition had not been a sudden product of the war. The 
demand for liquor reform, long familiar in American politics, 
seems to have quickened during the Progressive era, notably 
after about 1908, and the final victory of the amendment was 
the culmination of five years of heightened agitation by the 
Anti-Saloon League. The alcohol issue had been approached 
with the usual Populist-Progressive arguments: it was one of 
the means by which the interests, in this case the ‘whisky ring,” 
fattened on the toil of the people. Drinking was pre-eminently 
a vice of those classes — the plutocrats and corrupt politicians 
and ignorant immigrants — which the reformers most detested or 
feared. The saloon, as an institution pivotal in the life of vice 

1 Peter Odegard: Pressure Politics (New York, 1928), p. 176; cf. 
Charles Merz: The Dry Decade (Garden City, 1931), chapters i, ii. 



289 


Chapter vh: From Progressivism to the New Deal 

on one side and of American urban politics on the other, fell 
under particular reprobation. Like everything else, drink was 
subject to muckraking, and the readers of the magazines were 
entertained by articles on alcohol as "the arch enemy of prog- 
ress,” "The Experiences and Observations of a New York Saloon- 
Keeper,” and "The Story of an Alcohol Slave, as Told by Him- 
self,” and were even titillated by such pale efforts as "Confes- 
sions of a Moderate Drinker.” 2 

George Kibbe Turner, a leading muckraker for S. S. McClure, 
who specialized in exposing prostitution, probably went to the 
heart of the Prohibition sentiment when he wrote an article at- 
tacking the city saloon in which he pointed out that city people 
constituted each year a larger and larger portion of the whole 
population and insisted that the first thing to be done in the 
movement for city reform was "to remove the terrible and un- 
disciplined commercial forces which, in America, are fighting to 
saturate the populations of cities with alcoholic liquor .” 3 Dur- 
ing the war the alleged need to conserve materials and the 
Germanic names of the leading brewers added some force to the 
prohibitionist propaganda; but what stood the drys in the best 
stead was the same strong undercurrent of public self-castiga- 
tion, the same reaction against personal and physical indulgence 
and material success, that underlay the Progressive tirades 
against the plutocracy and instigated those appeals to Lincoln 
Steffens to "come and show us up.” The sense that others were 
fighting battles and making sacrifices in which one somehow 
ought to share was greatly heightened by the war; and the dry 

2 See McClures , Vol. XXXII (December 1908), pp. 1^4—61; ibid. 
(January 1909), pp. 301-12; Vol. XXXIH (August 1909), pp. 426-30; 
Vol. XXXIV (February 1910), pp. 448-51. 

3 George Kibbe Turner: “Beer and the City Liquor Problem,” Mc- 
Clure’s, Vol. XXXIII (September 1909), p. 543. For the importance of 
the saloon, which was a central institution for urban politics, see Peter 
Odegard, op. cit., chapter ii, which also gives an excellent account of the 
drys’ conception of the saloon. It is unfortunate that no one has written a 
full-dress history of the old-time saloon as an institution, though there are 
interesting remimscences on the subject by George Ade and Brand Whit- 
lock. 



290 


THE AGE OF REFORM 


agitation, with its demand for self-denial, struck an increasingly 
congenial note . 4 When one of the muckrakers wrote the fantasy 
I have mentioned about the liberation of the country from Ger- 
man invasion, he did not fail to celebrate the heroism of the 
women’s clubs that drew together in a “Women’s National War 
Economy League,” whose members all pledged, among many 
other pledges, to buy “no jewelry or useless ornaments,” to buy 
fewer clothes and cut their entertaining, and “to abstain from 
cocktails, highballs and all expensive wines, also from cigarettes, 
to influence husbands, fathers, brothers, sons and men friends 
to do the same, and to contribute the amount thus saved to the 
Woman’s National War Fund .” 5 Of course this sort of thing 
could not last forever, but while it was at its pitch the dry lobby- 
ists struck, and when they were finished the Prohibition mania 
was fixed in the Constitution; and there it remained for almost 
fifteen years, a symbol of the moral overstrain of the preceding 
era, the butt of jokes, a perennial source of irritation, a memento 
of the strange power of crusades for absolute morality to inten- 
sify the evils they mean to destroy. 

But Prohibition was more than a symbol — it was a means by 
which the reforming energies of the country were transmuted 
into mere peevishness. All through the period before the passage 
of the Volstead Act — and especially before the emergence of the 
Anti-Saloon League — when the dry crusade spoke the language 
of social and humanitarian reform, leading Prohibitionists had 


4 "In almost every case, I am firmly convinced, the drink problem is 
fundamentally a problem in moral education; and until parents fully ap- 
preciate this, and endeavor, in the upbnnging of their children, really to 
establish self-control and self-denial as guiding principles of conduct , we 
must expect to be called on to extend helping hands to the unhappy victims 
of drink.” H. Addington Bruce: "Why Do Men Drink?” McClure's Vol. 
XLII (April 1914), p. 132; italics added. Here, one may see, is another 
arena for the exercise of that "absolute self-mastery” to which Woodrow 
Wilson exhorted the American people. 

5 Cleveland Moffett: "Saving the Nation,” McClure's , Vol. XL VI (De- 
cember 1915), pp. 20 ff. 



291 


Chapter vn: From Progressivism to the New Deal 

often been leading reformers, 6 and the churches that gave the 
strongest support to the Social Gospel movement in American 
Protestantism were all by the same token supporters of the dry 
cause. The victory of Prohibition, the transformation of the 
drinker from a victim of evil to a lawbreaker, the necessity of de- 
fending a law that was widely violated, drew many one-time 
reformers toward the camp of the conservatives, while the cir- 
cumstances of American politics led them into Catholic-baiting 
and city-baiting in 1924 and 1928. Prohibition became a low- 
grade substitute for the old Social Gospel enthusiasms. 7 

The Ku Klux Klan, another rural Protestant enthusiasm of the 
twenties, also seemed to mock at the old reforming energies of 
the pre-war period. I say rural, though the important centers of 
Klan activity were the small towns of the nation almost every- 
where outside the Northeast. It did not pay the often mercenary 
organizers of the Klan to do the traveling and hard work that is 
necessary to organize the widely scattered dirt farmers; but in 
the small towns, where gullible nativists were gathered in suf- 
ficient numbers to be worth organizing, the spirit of country 
Protestantism was still strong, and there it was that the fiery 
crosses were to be found burning. The Klan appealed to rela- 
tively unprosperous 8 and uncultivated native white Protestants 
who had in them a vein of misty but often quite sincere ideal- 
ism. Generally they lived in areas where they had little real 

6 Like Frances E. Willard, for instance, and Upton Sinclair, who as late 
as 1931 wrote a book against liquor, The Wet Parade (Pasadena, 1931). 
A political leader like Bryan linked the defense of Prohibition to the de- 
fense of popular rule See his “Prohibition,” Outlook, Vol. CXXXIII (Feb- 
ruary 7, 1923), p. 263. 

7 This process has been analyzed and documented by Paul Carter: The 
Decline and Revival of the Social Gospel . . . 1920-40 , unpublished doc- 
toral dissertation, Columbia University, 1954, chapter iii, “Prohibition, 
Left and Right.” 

8 “You thmk the influential men belong here?” asked an observer in 
Indiana City. “Then look at their shoes when they march m parade. The 
sheet doesn't cover the shoes.” Fredenck Lewis Allen: Only Yesterday 
(New York, 1931), p. 67. 



292 


THE AGE OF REFORM 


contact with the Catholics and Jews against whom their voices 
were raised, though of course in the South the Klan became the 
chief carrier of white supremacy. 

The Klan impulse was not usually a response to direct per- 
sonal relationship or face-to-face competition, but rather the 
result of a growing sense that the code by which rural and small- 
town Anglo-Saxon America had lived was being ignored and 
even flouted in the wicked cities, and especially by the "aliens,” 
and that the old religion and morality were being snickered at 
by the intellectuals. The city had at last eclipsed the country 
in population and above all as the imaginative center of 
American life. For a century and more the surplus rural 
population, coming to the city, had been able to bring to its life 
a tincture of rural nostalgia and rural ideals, but now the city 
was providing to the nation at large the archetype of the good 
life. It was the city that enjoyed the best of the new prosperity, 
the countryside that lagged behind. But, above all, the city was 
the home of liquor and bootleggers, jazz and Sunday golf, wild 
parties and divorce. The magazines and newspapers, the movies 
and radio, brought tidings of all this to the countryside, and 
even lured children of the old American stock away from 
the old ways. The blame fell upon the immigrants, the Catholics, 
the Jews — and not really upon the harmless ones who lived in 
the neighborhood, but upon those who peopled the remoter 
Babylons like New York and Chicago. The Anglo-Saxon Ameri- 
cans now felt themselves more than ever to be the representa- 
tives of a threatened purity of race and ideals, a threatened 
Protestantism, even a threatened integrity of national allegiance 
— for the war and its aftermath had awakened them to the reali- 
zation that the country was full of naturalized citizens still in- 
tensely concerned with the politics of Europe and divided in 
their loyalties . 9 

9 In understanding the Klan, John M. Meckhns The Ku Klux Klan 
(New York, 1924) is helpful. 



293 


Chapter vh: From Progressivism to the New Deal 

The Klans Imperial Wizard and Emperor, Hiram Wesley 
Evans, once wrote a candid and at points eloquent statement of 
Klan aims which states as clearly as any analyst could the re- 
lation between the movement and the decline of rural Protes- 
tant America : 1 ". . . Nordic Americans for the last genera- 
tion have found themselves increasingly uncomfortable and 
finally deeply distressed. There appeared first confusion in 
thought and opinion, a groping hesitancy about national affairs 
and private life alike, in sharp contrast to the clear, straightfor- 
ward purposes of our earlier years. There was futility in religion, 
too, which was in many ways even more distressing. ... Fi- 
nally came the moral breakdown that has been going on for 
two decades. One by one all our traditional moral standards 
went by the boards, or were so disregarded that they ceased to 
be binding. The sacredness of our Sabbath, of our homes, of 
chastity, and finally even of our right to teach our own children 
in our own schools fundamental facts and truths were torn away 
from us. Those who maintained the old standards did so only in 
the face of constant ridicule. 

"Along with this went economic distress. The assurance for 
the future of our children dwindled. We found our great cities 
and the control of much of our industry and commerce taken 
over by strangers, who stacked the cards of success and pros- 
perity against us. Shortly they came to dominate our govern- 
ment. The bloc system by which this is done is now familiar to 
all. ... 

"So the Nordic American today is a stranger in large parts of 
the land his fathers gave him. . . . Our falling birth rate, the re- 
sult of all this, is proof of our distress. We no longer feel that 
we can be fair to children we bring into the world, unless we 
can make sure from the start that they shall have capital or edu- 
cation or both, so that they need never compete with those who 

1 Hiram Wesley Evans: “The Klan’s Fight for Americanism,” North 
American Review , Vol. CCXIII ( March- April— May 1926), pp. 33-63. 



294 


THE AGE OF REFORM 


now fill the lower rungs of the ladder of success. We no longer 
dare risk letting our youth make its own way" in the conditions 
under which we live. . . . 

“We are a movement of the plain people, very weak in the 
matter of culture, intellectual support, and trained leadership. 
We are demanding ... a return of power into the hands of 
the everyday, not highly cultured, not overly intellectualized, 
but entirely unspoiled and not de- Americanized, average citizen 
of the old stock. Our members and leaders are all of this class — 
the opposition of the intellectuals and liberals who held the 
leadership, betrayed Americanism ... is almost automatic. 

“This is undoubtedly a weakness. It lays us open to the charge 
of being hicks’ and rubes’ and ‘drivers of second hand Fords/ 
We admit it. . . . Every popular movement has suffered from 
just this handicap, yet the popular movements have been the 
mainsprings of progress, and have usually had to win against 
the hest people’ of their time.” 

The Klansmen felt themselves to be on the defensive against 
encroaching evils — but these evils were also temptations. The 
Klansmen had the characteristic preoccupation of censors with 
the thing censored. (For this reason it was a particularly terrible 
blow to them when one of their most exalted hobgoblins, the 
leader of the powerful Indiana Klan, was convicted for a rape- 
murder. ) In many places they presumed to set themselves up as 
custodians of the public morals or as informal enforcement 
agents for Prohibition. If a covert yearning for the license of the 
city underlay some of their activities, an acknowledged need for 
romance and the exotic may have heightened their hatred of 
Catholicism. While the Catholics were the primary objects of 
their resentment, at least outside the South, among the most 
striking features of the Klan was its enthusiasm for things sug- 
gestive of Catholic practices — its elaborate hierarchy of 
Cyclopses, Kleagles, Klaliffs, Klokards, Kluds, Kligrapps, 
Klabees, and Klexters, its pride in its ritual (which, said the 
Imperial Wizard, the members of other orders admitted to 



295 


Chapter vn: From Progressivism to the New Deal 

be beautiful and extremely dignified), and its clean white vest- 
ments, which every layman could wear. 2 

Some estimates of Klan strength indicate that at its peak the 
Klan had a membership of a little less than 4,000, 000, 3 and if this 
figure is too high for enrolled members, it can hardly be too high 
if it embraces as well those whose sentiments were represented 
by the Klan but who lived outside the reach of its organizing 
efforts. At any rate its influence was used in the service of politi- 
cal reaction; and the popularity of a man like Bryan among the 
Klansmen in some areas suggests that its followers included 
large numbers who had once given their support to the cause of 
rural reformism. 

The Prohibition and Klan issues always divided the Demo- 
crats more sharply than the Republicans, and it was within the 
Democratic Party that the ethnic tensions in American life were 
more dramatically acted out. Moreover, the collapse of the 
Democratic Party after the war was so severe that it brought 
about an effectual breakdown of the two-party system and of 
useful opposition. The Democrats had traditionally been the mi- 
nority party since the Civil War, but the balance of the parties 
during the Progressive era had been close enough to force op- 
portunistic politicians within the Republican ranks to stave off 
public criticism by adopting in some form many of the most ap- 
pealing Democratic proposals. In 1912 only the Republican split 
had made it possible for Wilson to put an end to sixteen years of 
Republican rule, while Wilson s narrow re-election in 1916 rested 
upon his success in staying out of the war. The political capital 
based on the cry: "He kept us out of war” was of course al- 
together dissipated, and in 1920 the national Democratic ticket 
polled only 34.5 per cent of the total vote, which was the poorest 

2 There were, it should be recalled, four “Kloramc Orders,” of which 
the two most dignified were “Knights of the Great Forrest (The Order of 
American Chivalry)” and “Knights of the Midnight Mystery (Superior 
Order of Knighthood and Spiritual Philosophies).” Stanley Frost: The 
Challenge of the Klan (Indianapolis, 1924), pp. 298-9. 

8 Ibid., pp. 7-8. 



296 


THE AGE OF REFORM 


showing of any major-party ticket since the Civil War era. 4 5 This 
disaster, followed by the bitter wrangling and the interminable 
balloting of the 1924 convention, all but finished the Democrats 
as a serious opposition. 6 It was the wide gap between the parties 
that made it easier for the Republican standpatters to rebuff 
the farmers, survive the exposure of corruption, and ignore the 
La Follette revolt of 1924, for it is when the major-party contest 
is quite close that third-party revolts are most likely to have a 
serious impact. 

It was not so much in the La Follette movement as in the 
Democratic Party that the most interesting denouement of 
Progressivism was to be found and in which the problems of 
future reform politics were most clearly posed. For it was within 
the Democratic Party that the conflict between the rural Prot- 
estant Yankee and the urban machines raged at its highest. It 
was in the twenties and in the person of A1 Smith that urban 
immigrant Catholic America first produced a national hero. 
Smith was a paradox, for he was a Tammanyite and yet a 
Progressive, a product of an urban machine whose name was 
synonymous with corruption, and yet a political leader whose 
governorship gave ample evidence of warm interest in popular 
welfare. A Catholic, a wet, a graduate of the city streets who 
had never been to college, an adroit politician with a history of 
genuine achievement, he became a symbol of the possibilities of 
urban America. With his coarse voice and uncertain pronuncia- 
tion and syntax he was a perfect victim for American snobbism, 
but for the same reason he was a sympathetic figure to those 
who were shut out from the respectabilities of American middle- 
class life, and above all to the immigrant stocks. Although the 
gates to further large-scale immigration had been shut, the 

4 In the popular vote, though not in the electoral college, Cox was 
beaten by Harding even more decisively than Landon was beaten by 
Roosevelt in 1936, for Landon had 36.4 per cent of the total vote. 

5 In 1924 John W. Davis, the Democratic candidate, received only 

28.8 per cent of the total vote, Coohdge 54.1 per cent. La Follette 16.6 
per cent. 



297 


Chapter vh: From Progressivism to the New Deal 

active power of the immigrants in politics was just beginning to 
be felt. The first generation had been relatively passive and 
submissive, but now the second and even the third generation of 
the descendants of the great wave of the late nineteenth century 
were coming of age. They were also growing in pride and self- 
consciousness. Their interest in politics as something more than 
a medium of the barest adjustment to American life was be- 
ginning to be aroused. Many of them had taken an interest in 
politics for the first time in connection with the European war, 
which awakened old loyalties, and many had been moved for 
the first time to violent enthusiasms on one side or the other by 
the policies of Wilson, which had an intimate bearing on the 
fate of almost every European country. Their pride, and often 
their family plans, had been affected by the closing of the gates 
in 1921. Their leisure and their amusements had been struck 
at by the preposterous restrictions of Prohibition, and even 
their sense of security in America was threatened by the antics 
of the Klan. To the immigrants, thus aroused, Smith became 
a natural leader, the more esteemed because the snobs of native 
stock looked down upon him. The ethnic conflict, heightened by 
the fight over Prohibition, became during an age of prosperity 
far more acute than any economic issue. 

The ethnic battle went through two phases. The first was 
fought out within the Democratic Party in 1924. The rural rep- 
resentatives, from the old Bryan constituency, and the Smith 
followers battled over their differences for seventeen days at 
Madison Square Garden, while Smith and William Gibbs 
McAdoo deadlocked the convention for 103 ballots. The fierce- 
ness of the squabble was heightened by the dead even equipoise 
between the forces. On the issue of denouncing the Klan by 
name the final roll-call decided in the negative by a vote of 
543% o to 542% o- The delegates left after having nominated a 
man not conspicuously involved with either faction but also 
without marked appeal to either, and his showing at the polls 
was pitiful. Four years later the Smith forces carried the day 



£98 


THE AGE OF REFORM 


and named their man, and now the ethnic battle was fought out 
between the major parties rather than within one of them. Al- 
though Smith represented more liberal views than Hoover and 
was supported by the liberal intelligentsia, both parties truckled 
so openly to big business that no major economic identification 
was at stake, 6 and the election was fought out quite clearly 
along the division between the dry-Protestant-rural and the wet- 
Catholic-urban-immigrant affiliations. 7 

Smiths overwhelming defeat in 1928 (he was beaten almost 
as badly as four years later Hoover was beaten by Roosevelt) 
diverted attention from some of the major undercurrents in 
American political life. For one thing, the election inflicted upon 
American Catholics, in their civic capacity, a trauma from which 
they never fully recovered and the consequences of which still 
haunt the nation. Although Hoover, as the candidate of the 
incumbent party in a time of prosperity, and the inheritor of the 
then normal Republican majority, would almost certainly have 
been elected in any case, the dimensions of his victory had a 
great deal to do with the personal snobbery and religious bigotry 
invoked against Smith. Not only did the election underline the 
fact that it was impossible for a Catholic to be elected president, 
but the underground campaign impugned the Americanism of 
Catholics and thus gave a blow to their efforts at assimilation 
and at the achievement of a full American identity. 

Of equal importance weie the rise of an urban politics, and 
the shrinkage of the Republican majority in the great industrial 
centers. As Samuel Lubell has pointed out, this process went on 

6 Peel and Donnelly: The 1928 Campaign , p. 79. It is true, of course, 
that Smith attempted more to appeal to those groups which were dis- 
affected by their failure to share m the general prosperity, and that Hoover 
emphasized the Republican claims to the authorship of prosperity. 

7 Cf. the remark of Walter Lippmann: “Quite apart even from the 
severe opposition of the prohibitionists, the objection to Tammany, the 
sectional objection to New York, there is an opposition to Smith which is 
as authentic and, it seems to me, as poignant as his support It is inspired 
by the feeling that the clamorous life of the city should not be acknowl- 
edged as the American ideal/' Men of Destiny (New York, 1927), p. 8. 



299 


Chapter vh: From Progressivism to the New Deal 

almost unnoticed, under the cover of Republican victories. But 
even in those days of Republican triumph, the Republican plu- 
rality in the twelve largest cities of the nation shrank from 1,638,- 
000 in 1920 to 1,252,000 in 1924 and fell away altogether before 
a Democratic plurality of 38,000 in 1928. As Lubell remarks, the 
Republican hold on the cities was broken not by Roosevelt but 
by Smith. “Before the Roosevelt Revolution there was an A1 
Smith Revolution.” 8 The growing Americanization and the in- 
creasing political awareness of the urban immigrant had set in 
motion an undercurrent that was pulling away from the Re- 
publican Party, for in most great centers, the working class, 
heavily immigrant. Catholic, and wet, and “democratic” in its 
social bias, moved into the Democratic Party far more readily 
than it did into the party of Coolidge and Hoover. 

What was evident, too, after the internal Democratic strife 
of 1924 and the defeat of Smith in 1928 was that the Demo- 
cratic Party, when it was finally to have an opportunity really 
to challenge the Republicans, must make this challenge behind 
a candidate who could surmount the feuding that had almost 
torn the party to pieces. No one realized in 1928 how soon and 
with what favorable auspices that challenge would be made, 
but it was becoming clear who could best make it. Franklin D. 
Roosevelt had long been a Smith supporter and had placed 
Smith in nomination at the 1924 convention, and yet he was 
not identified with Tammany in the public mind. At the same 
time he was a Protestant, and an old-family American, an up- 
state New Yorker who could make some claims to being a 
gentleman farmer. As an Assistant Secretary of the Navy under 
Wilson and as Cox’s running mate in the ill-fated campaign 
of 1920, he had roots in the Progressive past and had made 
friendships throughout the country that he had not permitted 
the battles of the twenties to destroy. He was, in short, a 
thoroughly skilled professional politician who had managed 

8 Lubell, op. cit., pp. 34r-5. Lub ell’s analysis of the ethnic-religious 
factor in American politics is extremely revealing. 



300 


THE AGE OF REFORM 


to walk the narrow line between the party factions and maintain 
relations in both camps. It was his gift to be the first major 
leader in the history of American reform to surmount the old 
dualism, so troublesome to the Progressives, between the politi- 
cal ethos of the urban machine and that of nativist Protestant 
America, 


in. The New Departure 

The Great Depression, which broke the mood of the twenties al- 
most as suddenly as the postwar reaction had killed the Pro- 
gressive fervor, rendered obsolete most of the antagonisms that 
had flavored the politics of the postwar era. Once again the de- 
mand for reform became irresistible, and out of the chaotic and 
often mutually contradictory schemes for salvation that arose 
from all corners of the country the New Deal took form. In the 
years 1933-8 the New Deal sponsored a series of legislative 
changes that made the enactments of the Progressive era seem 
timid by comparison, changes that, in their totality, carried the 
politics and administration of the United States farther from the 
conditions of 1914 than those had been from the conditions of 
1880. 

It is tempting, out of a desire for symmetry and historical 
continuity, to see in the New Deal a return to the preoccupations 
of Progressivism, a resumption of the work of reform that had 
begun under Theodore Roosevelt and Woodrow Wilson, and a 
consummation of the changes that were proposed in the half- 
dozen years before the first World War. Much reason can be 
found for yielding to this temptation. Above all, the New Deal- 
ers shared with the Progressives a far greater willingness than 
had been seen in previous American history to make use of the 
machinery of government to meet the needs of the people and 
supplement the workings of the national economy. There are 
many occasions in its history when the New Deal, especially in 



301 


Chapter vn: From Frogressivism to the New Deal 

its demand for organization, administration, and management 
from a central focus, seems to stand squarely in the tradition 
of the New Nationalism for which such Progressives as Herbert 
Croly had argued. Since it is hardly possible for any society 
to carve out a completely new vocabulary for every new prob- 
lem it faces, there is also much in the New Deal rhetoric that 
is strongly reminiscent of Progressivism. Like the Progressives, 
the New Dealers invoked a larger democracy; and where the 
Progressives had their "plutocrats, 55 the New Dealers had their 
“economic royalists. 55 F. D. K, asserting in his first inaugural 
address that “The money changers have fled from their high 
seats in the temple of our civilization. We may now restore that 
temple to the ancient truths, 55 sounds very much like almost any 
inspirational writer for McClure’s in the old days. 9 On a number 
of particular issues, moreover, like the holding-company ques- 
tion, monopoly, and public power, one feels as though one is 
treating again, in the New Deal, with familiar problems — just 
as, in the crucial early days of 1933, the formation of a strong 
bloc of inflationist Senators from the West seemed to hark back 
to the Populist movement. 

Still, granting that absolute discontinuities do not occur in 
history, and viewing the history of the New Deal as a whole, 
what seems outstanding about it is the drastic new departure 
that it marks in the history of American reformism. 1 The New 
Deal was different from anything that had yet happened in the 
United States: different because its central problem was unlike 

9 Naturally there was also some continuity in personnel, for F. D. R. 
himself was only one of a considerable number of American leaders who 
had been young Progressives before the war and were supporters of the 
major reforms of the thirties However, one could draw up an equally 
formidable list — chiefly Republican insurgents of the Bull Moose era, but 
also many Democrats — who had supported Progressive measures and later 
became heated critics of the New Deal. 

1 Here I find myself in agreement with the view expressed by Samuel 
Lubell ( op. cit , p. 3 ) : "The distinctive feature of the political revolution 
which Franklin D. Roosevelt began and Truman inherited lies not m its 
resemblance to the political wars of Andrew Jackson or Thomas Jefferson, 
but m its abrupt break with the continuity of the past.” 



302 


THE AGE OF REFORM 


the problems of Progressivism; different in its ideas and its spirit 
and its techniques. Many men who had lived through Pro- 
gressivism and had thought of its characteristic proposals as 
being in the main line of American traditions, even as being 
restoratives of those traditions, found in the New Deal an out- 
rageous departure from everything they had known and valued, 
and so could interpret it only as an effort at subversion or as the 
result of overpowering alien influences. Their opposition was all 
too often hysterical, but in their sense that something new had 
come into American political and economic life they were quite 
right. 

Consider, to begin, the fundamental problem that the New 
Dealers faced, as compared with the problems of the Progres- 
sives. When Theodore Roosevelt took office in 1901, the country 
was well over three years past a severe depression and in the 
midst of a period of healthy economic development. Its farmers 
were more prosperous than they had been for about forty years, 
its working class was employed and gaining in living standards, 
and even its middle class was far busier counting the moral costs 
of success than it was worrying about any urgent problems of 
family finance. When F. D. R. took his oath of office, the entire 
working apparatus of American economic life had gone to 
smash. The customary masters and leaders of the social order 
were themselves in a state of near panic. Millions were unem- 
ployed, and discontent had reached a dangerous pitch on the 
farms and in the cities. 

Indeed, the New Deal episode marks the first in the history 
of reform movements when a leader of the reform party took the 
reins of a government confronted above all by the problems of a 
sick economy. To be sure, the whole nineteenth-century tradi- 
tion of reform in American politics was influenced by experience 
with periodic economic breakdowns; but its political leaders had 
never had to bear responsibility for curing them. Jefferson in 
1801, Jackson in 1829, and after them T. R. and Wilson — all 
took over at moments when the economy was in good shape. 



303 


Chapter vn: From Progressivism to the New Deal 

While each of them had experience with economic relapse — 
Jefferson in 1807 as the consequence of his embargo policies, 
the Jacksonians briefly in 1834 and again after 1837, T. R. briefly 
during the “bankers’ panic” of 1907, and Wilson with a momen- 
tary recession just before the wartime boom — their thinking, 
and the thinking of the movements they represented, was cen- 
tered upon sharing an existing prosperity among the various 
social classes rather than upon restoring a lost prosperity or 
preventing recurrent slumps. 

The earlier American tradition of political protest had been 
a response to the needs of entrepreneurial classes or of those 
who were on the verge of entrepreneurship — the farmers, small 
businessmen, professionals, and occasionally the upper caste of 
the artisans or the working class. The goal of such classes had 
generally been to clear the way for new enterprises and new 
men, break up privileged business, big businesses, and monopo- 
lies, and give the small man better access to credit. The ideas 
of this Progressive tradition, as one might expect, were founded 
not merely upon acceptance but even upon glorification of the 
competitive order. The Jeffersonians, the Jacksonians, and after 
them most of the Progressives had believed in the market 
economy, and the only major qualification of this belief they 
cared to make stemmed from their realization that the market 
needed to be policed and moralized by a government responsive 
to the needs of the economic beginner and the small entrepre- 
neur. Occasionally, very occasionally, they had argued for the 
exercise of a few positive functions on the part of the national 
government, but chiefly they preferred to keep the positive func- 
tions of government minimal, and, where these were necessary, 
to keep them on the state rather than put them on the national 
level. Their conceptions of the role of the national government 
were at first largely negative and then largely preventive. In the 
Jeffersonian and Jacksonian days it was to avoid excessive ex- 
penditure and excessive taxation, to refrain from giving privi- 
leged charters. Later, in the corporate era, it was to prevent 



304 


THE AGE OF REFORM 


abuses by the railroads and the monopolists, to check and to reg- 
ulate unsound and immoral practices. It is of course true that 
some of the more “advanced” thinkers of the Populist and Pro- 
gressive movements began to think tentatively of more positive 
functions for government, but it was just such proposals — the 
subtreasury scheme for agricultural credits and the various pub- 
lic-ownership proposals — that provoked the greatest opposition 
when attempts were made to apply them on a national scale. 

The whole reformist tradition, then, displayed a mentality 
founded on the existence of an essentially healthy society; it 
was chiefly concerned not with managing an economy to meet 
the problems of collapse but simply with democratizing an 
economy in sound working order. Managing an economy in 
such a way as to restore prosperity is above all a problem of or- 
ganization, 2 while democratizing a well-organized economy had 
been, as we have seen, in some important respects an attempt 
to find ways of attacking or limiting organization. Hence the 
Progressive mind was hardly more prepared than the conserva- 
tive mind for what came in 1929. Herbert Hoover, an old Bull 
Mooser, while more disposed to lead the country than any 
president had been in any previous depression, was unprepared 
for it, and was prevented from adjusting to it by a doctrinaire 
adherence to inherited principles. F. D. R. — a fairly typical 
product of Progressivism who had first won office in 1910 — was 
also unprepared for it in his economic thinking, as anyone will 
see who examines his career in the 1920’s; 3 but he was suffi- 
ciently opportunistic and flexible to cope with it somewhat more 
successfully. 

Hoover, an engineer born in Iowa, represented the moral 

2 The closest thing to an earlier model for the first efforts of the New 
Deal was not the economic legislation of Progressivism but the efforts of 
the Wilson administration to organize the economy for the first World 
War. Hugh Johnson in the NR A and George Peek m the AAA were in 
many ways recapitulating the experience they had had m the War Indus- 
tries Board under Bernard Baruch. 

3 See Frank FreideFs Franklin D. Roosevelt: the Ordeal (Boston, 1954), 
and his forthcoming volume on F. D. R/s governorship. 



305 


Chapter vh: From Progressivism to the New Deal 

traditions of native Protestant politics. An amateur in politics 
who had never run for office before he was elected President 
in 1928, he had no patience with the politician s willingness to 
accommodate, and he hung on, as inflexibly as the situation 
would permit, to the private and voluntary methods that had 
always worked well in his administrative career. 4 F. D. R., a sea- 
soned professional politician who had learned his trade strad- 
dling the terrible antagonisms of the 1920’s, was thoroughly at 
home in the realities of machine politics and a master of the ma- 
chine techniques of accommodation. Unlike Hoover, he had few 
hard and fast notions about economic principles, but he knew 
that it would be necessary to experiment and improvise. “It is 
common sense,” he said in 1932, “to take a method and try it. If 
it fails, admit it frankly and try another. But above all, try some- 
thing.” 

To describe the resulting flood of legislation as economic 
planning would be to confuse planning with interventionism. 
Planning was not quite the word for the New Deal: considered 
as an economic movement, it was a chaos of experimentation. 
Genuine planners like Rexford Guy Tugwell found themselves 
floundering amid the cross-currents of the New Deal, and ended 
in disillusionment. But if, from an economic standpoint, the 
New Deal was altogether lacking in that rationality or con- 
sistency which is implied in the concept of planning, from a 
political standpoint it represented a masterly shifting equipoise 
of interests. And little wonder that some of the old Republican 
insurgents shuddered at its methods. If the state was believed 
neutral in the days of T. R. because its leaders claimed to sanc- 
tion favors for no one, the state under F. D. R. could be called 
neutral only in the sense that it offered favors to everyone. 

Even before F. D. R. took office a silent revolution had taken 

4 Characteristically, also, Hoover accepted what might be called the 
nativist view of the Great Depression: it came from abroad; it was the 
product, not of any deficiencies m the American economy, but of reper- 
cussions of the unsound institutions of Europe, 



306 


THE AGE OF REFORM 


place in public opinion, the essential character of which can be 
seen when we recall how little opposition there was in the coun- 
try, at the beginning, to the assumption of the New Dealers that 
henceforth, for the purposes of recovery, the federal govern- 
ment was to be responsible for the condition of the labor market 
as a part of its concern with the industrial problem as a whole. 
Nothing revolutionary was intended — but simply as a matter of 
politics it was necessary for the federal government to assume 
primary responsibility for the relief of the unemployed. And, 
simply as a matter of politics, if the industrialists were to be 
given the power to write enforceable codes of fair practice, labor 
must at least be given some formal recognition of its right of 
collective bargaining. Certainly no one foresaw, in the first year 
or two of the New Deal, that the immense infusions of purchas- 
ing power into the economy through federal unemployment 
relief would be as lasting or as vital a part of the economy 
of the next several years as they proved in fact to be. Nor did 
anyone foresee how great and poweiful a labor movement 
would be called into being by the spirit and the promise of the 
New Deal and by the partial recovery of its first few years. Rut 
by the end of 1937 it was clear that something had been 
added to the social base of reformism. The demands of a large 
and powerful labor movement, coupled with the interests of the 
unemployed, gave the later New Deal a social-democratic tinge 
that had never before been present in American reform move- 
ments. Hitherto concerned very largely with reforms of an 
essentially entrepreneurial sort and only marginally with social 
legislation, American political reformism was fated henceforth 
to take responsibility on a large scale for social security, unem- 
ployment insurance, wages and hours, and housing. 5 

5 As the counsel for the National Association of Manufacturers put it: 
“Regulation has passed from the negative stage of merely preventing un- 
lawful and improper conduct, to the positive stage of directing and con- 
trolling the character and form of business activity The concept that the 
function of government was to prevent exploitation by virtue of superior 
power has been replaced by the concept that it is the duty of government 



307 


Chapter vh: From Progressivism to the New Deal 

Still more imposing was the new fiscal role of the federal gov- 
ernment. Again, none of this was premeditated. Large-scale 
spending and unbalanced budgets were, in the beginning, a 
response to imperative needs. While other schemes for recovery 
seemed to fall short of expectations, spending kept the economy 
going; and it was only when F. D. R. tried in 1937 to cut back 
expenditures that he learned that he had become the prisoner 
of his spending policies, and turned about and made a neces- 
sity into a virtue. His spending policy never represented, at any 
time before the outbreak of the war, an unambiguous or 
wholehearted commitment to Keynesian economics. Here only 
the war itself could consummate the fiscal revolution that the 
New Deal began. In 1940 Lord Keynes published in the United 
States an article in which he somewhat disconsolately reviewed 
the American experience with deficit spending during the pre- 
vious decade. “It seems politically impossible,” he concluded, 
“for a capitalistic democracy to organize expenditure on the scale 
necessary to make the grand experiment which would prove my 
case — except in war conditions.” He then added that prepara- 
tions for war and the production of armaments might teach 
Americans so much about the potentialities of their economy 
that it would be “the stimulus, which neither the victory nor the 
defeat of the New Deal could give you, to greater individual 
consumption and a higher standard of life.” 6 How remarkably 
prophetic this was we can now see. There had been under 
peacetime conditions an immense weeping and wailing over 
the budgets of F. D. R. — which at their peak ran to seven bil- 
lion dollars. Now we contemplate budgets of over eighty billion 
dollars with somewhat less anguish, because we know that 
most of this expenditure will be used for defense and will not 

to provide security against all the major hazards of hfe — against unemploy- 
ment, accident, illness, old age, and death.” Thomas P. Jenkin. Reactions 
of Major Groups to Positive Government in the United States (Berkeley, 
1945), pp. 300-1. 

6 J. M. Keynes: "The Umted States and the Keynes Plan,” New Re- 
public, Vol. CIII (July 29, 1940), p. 158. 



308 


THE AGE OF REFORM 


be put to uses that are politically more controversial. But, 
above all, we have learned things about the possibilities of our 
economy that were not dreamed of in 1933, much less in 1903. 
While men still grow angry over federal fiscal and tax policies, 
hardly anyone doubts that in the calculable future it will be the 
fiscal role of the government that more than anything else deter- 
mines the course of the economy. 

And what of the old Progressive issues? They were bypassed, 
sidestepped, outgrown — anything but solved. To realize how 
true this was, one need only look at the New Deal approach to 
those two betes noires of the Progressive mind, the machines 
and the trusts. 

Where the Progressives spent much of their energy, as we 
have seen, trying to defeat the bosses and the machines and to 
make such changes in the political machinery of the country as 
would bring about direct popular democracy and "restore gov- 
ernment to the people,” the New Deal was almost completely 
free of such crusading. To the discomfort of the old-fashioned, 
principled liberals who were otherwise enthusiastic about his 
reforms, F. D. R. made no effort to put an end to bossism and 
corruption, but simply ignored the entire problem. In the 
interest of larger national goals and more urgent needs, he 
worked with the bosses wherever they would work with him — 
and did not scruple to include one of the worst machines of all, 
the authoritarian Hague machine in New Jersey. As for the res- 
toration of democracy, he seemed well satisfied with his feeling 
that the broadest public needs were at least being served by the 
state and that there was such an excellent rapport between the 
people and their executive leadership. 7 

The chief apparent exception to this opportune and manage- 
rial spirit in the field of political reform — namely, the attempt 

7 Of course to speak of democracy in purely domestic terms is to under- 
estimate the world-wide significance of the New Deal. At a time when 
democracy was everywhere m retreat, the New Deal gave to the world an 
example of a free nation copmg with the problems of its economy in a 
democratic and humane way. 



309 


Chapter vh: From Progressivism to the New Deal 

to enlarge the Supreme Court — proves on examination to be no 
exception at all. F. D. R.’s fight over the Supreme Court was be- 
gun, after all, not in the interest of some large “democratic” 
principle or out of a desire to reform the Constitutional machin- 
ery as such, but because the Court’s decisions had made it seem 
impossible to achieve the managerial reorganization of society 
that was so urgently needed. His first concern was not that 
judicial review was “undemocratic” but that the federal govern- 
ment had been stripped, as he thought, of its power to deal 
effectively with economic problems. Nor was this fight waged in 
the true Progressive spirit. The Progressives, too, had had their 
difficulties with the judiciary, and had responded with the char- 
acteristically principled but practically difficult proposal for 
the recall of judicial decisions. In short, they raised for recon- 
sideration, as one might expect of principled men, the entire 
question of judicial review. F. D. R. chose no such method . 8 
To reopen the entire question of the propriety of judicial review 
of the acts of Congress under a representative democracy would 
have been a high-minded approach to what he felt was a Con- 
stitutional impasse, but it would have ended perhaps even more 
disastrously than the tactic he employed. F. D. R. avoided such 
an approach, which would have involved a cumbersome effort 
to amend the Constitution, and devised a “gimmick” to achieve 
his ends — the pretense that the age of the judges prevented 
them from remaining abreast of their calendar, and the demand 
for the right to supplement the judiciary, to the number of six, 
with an additional judge for each incumbent who reached the 
age of seventy without retiring. 

8 Indeed, in his message calling for reorganization Roosevelt declared 
that his proposal would make unnecessary any fundamental changes in the 
powers of the courts or in the Constitution, “changes which involve con- 
sequences so far-reaching as to cause uncertainty as to the wisdom of such 
a course.” It remained for the leading senatorial opponent of the bill. 
Senator Burton K. Wheeler, to advocate an amendment to the Constitu- 
tion permitting Congress to override judicial vetoes of its acts. Charles A. 
and Mary R. Beard. America in Midpassage (New York, 1939), Vol. I, 
p. 355. 



310 


THE AGE OF REFORM 


Students of the Court fight are fond of remarking that Roose- 
velt won his case, because the direction of the Court’s de- 
cisions began to change while the fight was in progress and be- 
cause Justice Van Devanter’s retirement enabled the President 
to appoint a liberal justice and decisively change the composi- 
tion of the Court. 9 It seems important, however, to point out 
that a very heavy price had to be paid for even this pragmatic 
attempt to alter a great and sacrosanct conservative institution. 
The Court fight alienated many principled liberals and enabled 
many of F. D. R.’s conservative opponents to portray him to the 
public more convincingly as a man who aspired to personal 
dictatorship and aimed at the subversion of the Republic. 

If we look at the second of the two great foes of Progressiv- 
ism, big business and monopoly, we find that by the time of the 
New Deal public sentiment had changed materially. To be sure, 
the coming of the depression and the revelation of some of the 
less palatable business practices of the 1920’s brought about a 
climate of opinion in which the leadership of business, and 
particularly of big business, was profoundly distrusted and 
bitterly resented. Its position certainly was, in these respects, 
considerably weaker than it had been twenty-five years be- 
fore. Still, by 1933 the American public had lived with the great 
corporation for so long that it was felt to be domesticated, and 
there was far more concern with getting business life on such a 
footing as would enable it to provide jobs than there was with 
breaking up the larger units. The New Deal never developed a 

9 Presumably it will always be debated whether the new harmony be- 
tween Congress and the Supreme Court that developed even while the 
Court fight was going on can be attributed to Roosevelt’s Court reform 
bill. Merlo Pusey m his Charles Evans Hughes (Vol. II, pp. 766 ff.) argues 
that the change in the Court’s decisions was not a pohtical response to the 
legislative struggle. He points out, among other things, that the New Deal 
legislation that came before the Court after the NRA and AAA decisions 
was better drafted. It is beyond doubt, however, that the resignation of 
Van Devanter was precipitated by the Court fight. Ibid., Vol. II, p. 761. 
The fact that advocates of both sides can go on arguing about who won 
the fight is the best evidence that the issue was satisfactorily settled. It 
aroused so much feeling that an unambiguous victory for either side would 
have been unfortunate. 



311 


Chapter vh: From Progressivism to the New Deal 

clear or consistent line on business consolidation, and New 
Dealers fought over the subject in terms that were at times 
reminiscent of the old battles between the trust-busters and the 
trust-regulators. What can be said, however, is that the subject 
of bigness and monopoly was subordinated in the New Deal 
era to that restless groping for a means to bring recovery that 
was so characteristic of Roosevelt’s efforts. The New Deal began 
not with a flourish of trust-busting but rather, in the NRA, with 
an attempt to solve the problems of the business order through 
a gigantic system of governmentally underwritten codes that 
would ratify the trustification of society. One of the first political 
setbacks suffered by the New Deal arose from just this — for it 
had put the formation of its codes of fair practice so completely 
in the hands of the big-business interests that both small busi- 
nessmen and organized labor were seriously resentful. Only five 
years from the date of its passage, after the NRA had failed to 
produce a sustained recovery and had been declared unconstitu- 
tional by the Supreme Court, did the administration turn off and 
take the opposite tack with its call for an inquiry into corporate 
consolidation and business power that led to the Temporary 
National Economic Committee’s memorable investigation. 1 Al- 
though at the time many observers thought that the old Progres- 
sive trust-busting charade was about to be resumed, the New 
Deal never became committed to a categorical “dissection” of 
the business order of the sort Wilson had talked of in 1912, nor 
to the “demonstration” prosecutions with which T. R. had both 
excited and reassured the country. The New Deal was not trying 
to re-establish the competitive order that Wilson had nostalgi- 
cally invoked and that T. R. had sternly insisted was no longer 
possible. Its approach, as it turned out, was severely managerial, 
and distinctly subordinated to those economic considerations 
that would promote purchasing power and hence recovery. It 
was, in short, a concerted effort to discipline the pricing policies 
of businesses, not with the problem of size in mind, nor out of 

1 There had been in the meantime, however, the assault upon the hold- 
ing companies embodied m the so-called “death sentence” of 1935. 



S12 


THE AGE OF REFORM 


consideration for smaller competitors, but with the purpose of 
eliminating that private power to tax which is the prerogative 
of monopoly, and of leaving in the hands of consumers vital 
purchasing power. 

History cannot quite repeat itself, if only because the partici- 
pants in the second round of any experience are aware of the 
outcome of the first. The anti-trust philosophers of the closing 
years of the New Deal were quite aware that previous efforts 
to enforce the Sherman Act had been ceremonial demonstrations 
rather than serious assaults upon big business. Thurman Arnold, 
who was put in charge of the anti-trust program, was well 
known for his belief that earlier interpretations of the Sherman 
Act had actually concealed and encouraged business consoli- 
dation. In his account of the contemporary function of anti-trust 
prosecution Arnold put his emphasis upon benefits for the con- 
sumer and repudiated the earlier use of the Sherman Act: “Since 
the consumers’ interest was not emphasized, such enforcement 
efforts as existed were directed at the punishment of offenses 
rather than the achievement of economic objectives. Indeed, in 
very few antitrust prosecutions was any practical economic ob- 
jective defined or argued with respect to the distribution of any 
particular product. In this way the moral aspects of the offense, 
and that will-o’-the-wisp, corporate intent, became more impor- 
tant considerations than economic results. Antitrust enforce- 
ment, not being geared to the idea of consumers’ interests, be- 
came a hunt for offenders instead of an effort to test the validity 
of organized power by its performance in aiding or preventing 
the flow of goods in commerce. The result was that although the 
economic ideal of a free competitive market as the cornerstone 
of our economy was kept alive, no adequate enforcement staff 
was ever provided to make that ideal a reality. Such, broadly 
speaking, was the state of the Sherman Act from 1890 down to 
the great depression.” 2 

2 Thurman Arnold: The Bottlenecks of Business (New York, 1940), 
p. 263. 



313 


Chapter vh: From Progressivism to the New Deal 

But if such a position as Thurman Arnold’s can be legitimately 
distinguished from the Progressive type of anti-trust, as I think 
it can, there are men today whose political thinking was forged 
in the service of the New Deal who go beyond him in repudiat- 
ing anti-trust action as a mere attack upon size, and who take, 
on the whole, an acquiescent attitude toward big business. A 
few years ago John Kenneth Galbraith made quite a stir with 
his book American Capitalism , whose central thesis was that the 
process of business consolidation creates within itself a “counter- 
vailing power” — that is, that it brings about the organization not 
merely of strong sellers but of strong buyers as well, who dis- 
tribute through large sectors of the economy their ability to save 
through organization . 3 In Galbraith’s book, as in most recent 
literature in defense of bigness, it is not the effort at disorgani- 
zation but the effects of counter-organization, in labor, agricul- 
ture, and government and within business itself, that are counted 
upon to minimize the evils of consolidation. More recently 
David Lilienthal, another graduate of the New Deal adminis- 
trative agencies, has written a strong apologia for big business 
that followed Galbraith in stressing the technologically progres- 
sive character of large-scale industry in language that would 
have horrified Brandeis and Wilson . 4 It is not clear whether the 
attitudes of men like Galbraith and Lilienthal represent domi- 
nant liberal sentiment today — though it may be pertinent to say 
that their books brought no outpouring of protest from other 
liberal writers. The spectacle of liberals defending, with what- 
ever qualifications, bigness and concentration in industry sug- 

3 This is a rather simplified statement of the thesis of Galbraith's 
American Capitalism (Boston, 1952). Students of the history of anti-trust 
ideologies will be particularly interested m Galbraith's strictures on the 
TNEC Report ( pp 59-60 ) . 

4 Galbraith argues that “the competition of the competitive model . . . 
almost completely precludes techmcal development" and that indeed “there 
must be some element of monopoly m an industry if it is to be progressive.” 
Ibid., pp 91, 93, and chapter vn, passim. Cf. David Lilienthal. Big Busi- 
ness: a New Era (New York, 1953), chapter vi. For another such fnendly 
treatment by a former New Dealer, see Adolph A. Berle: The Twentieth 
Century Capitalist Revolution (New York, 1954). 



314 


THE AGE OF REFORM 


gests that that anti-monopoly sentiment which was so long at the 
heart of Progressive thinking is no longer its central theme. The 
generation for which Wilson and Brandeis spoke looked to eco- 
nomic life as a field for the expression of character; modem 
liberals seem to think of it quite exclusively as a field in which 
certain results are to be expected. It is this change in the moral 
stance that seems most worthy of remark. A generation ago, and 
more, the average American was taught to expect that a career 
in business would and should be in some sense a testing and 
proving ground for character and manhood, and it was in these 
terms that the competitive order was often made most appeal- 
ing . 5 Contrariwise, those who criticized the economic order very 
commonly formed their appeals within the same mold of moral 
suasion: the economic order failed to bring out or reward the 
desired qualities of character, to reward virtue and penalize 
vice; it was a source of inequities and injustices. During the last 
fifteen or twenty years, however, as Galbraith observes, "the 
American radical has ceased to talk about inequality or exploi- 
tation under capitalism or even its "inherent contradictions/ He 
has stressed, instead, the unreliability of its performance.” 6 


iv. The New Opportunism 

The New Deal, and the thinking it engendered, represented the 
triumph of economic emergency and human needs over in- 
herited notions and inhibitions. It was conceived and exe- 
cuted above all in the spirit of what Roosevelt called ""bold, 

5 See, for instance, the touching letter quoted by Lilienthal (op. cit., 
p. 198), from a university graduate of the twenties: “We were dismayed at 
the vista of mediocre aspiration and of compartmentalized lives. The 
course of a big business career was predictable and foreclosed. It was also, 
as the personnel department pointed out, secure. The appeal of graduated 
salary raises and retirement on a pension was held out as the big lure. But 
in my high school days the appeal had been to ambition, a good deal was 
said about achievement and independence.” 

6 Galbraith, op. cit., p. 70. 



SIS 


Chapter vn: From Progressivism to the New Deal 

persistent experimentation,” and what those more critical of the 
whole enterprise considered crass opportunism. In discussing 
Progressivism I emphasized its traffic in moral absolutes, its 
exalted moral tone. While something akin to this was by nc 
means entirely absent from the New Deal, the later movemenl 
showed a strong and candid awareness that what was happening 
was not so much moral reformation as economic experimenta- 
tion. Much of this experimentation seemed to the conservative 
opponents of the New Deal as not only dangerous but immoral 
The high moral indignation of the critics of the New Dea 
sheds light on another facet of the period — the relative reversal 
of the ideological roles of conservatives and reformers. Naturallj 
in all ideologies, conservative or radical, there is a dual appeal 
to ultimate moral principles and to the practical necessities oi 
institutional life. Classically, however, it has been the strength 
of conservatives that their appeal to institutional continuities, 
hard facts, and the limits of possibility is better founded; while 
it has usually been the strength of reformers that they arouse 
moral sentiments, denounce injustices, and rally the indignatior 
of the community against intolerable abuses. Such had been the 
alignment of arguments during the Progressive era. During the 
New Deal, however, it was the reformers whose appeal tc 
the urgent practical realities was most impressive — to the farm- 
ers without markets, to the unemployed without bread or hope 
to those concerned over the condition of the banks, the invest- 
ment market, and the like. It was the conservatives, on the othe] 
hand, who represented the greater moral indignation and ralliec 
behind themselves the inspirational literature of American life 
and this not merely because the conservatives were now the 
party of the opposition, but because things were being done oJ 
such drastic novelty that they seemed to breach all the inherited 
rules, not merely of practicality but of morality itself. Hence, ii 
one wishes to look for utopianism in the 1930's, for an exaltec 
faith in the intangibles of morals and character, and for mora 
indignation of the kind that had once been chiefly the preroga 



316 


THE AGE OF REFORM 


tive of the reformers, one will find it far more readily in the 
editorials of the great conservative newspapers than in the liter- 
ature of the New Deal. If one seeks for the latter-day equivalent 
of the first George Kennan, warning the people of San Francisco 
that it would do them no good to have a prosperous town if in 
gaining it they lost their souls, one will find it most readily in 
the 1930’s among those who opposed federal relief for the un- 
employed because it would destroy their characters or who were 
shocked by the devaluation of the dollar, not because they al- 
ways had a clear conception of its consequences, but above all 
because it smacked to them of dirtiness and dishonesty. In the 
past it had been the conservatives who controlled the settlement 
of the country, set up its great industrial and communications 
plant, and founded the fabulous system of production and dis- 
tribution upon which the country prided itself, while the reform- 
ers pointed to the human costs, the sacrifice of principles, and 
drew blueprints to show how the job could be better done. Now, 
however, it was the reformers who fed the jobless or found them 
jobs, saved the banks, humanized industry, built houses and 
schools and public buildings, rescued farmers from bankruptcy, 
and restored hope — while the conservatives, expropriated at 
once from their customary control of affairs and from their 
practical role, invoked sound principles, worried about the Con- 
stitution, boggled over details, pleaded for better morals, and 
warned against tyranny. 

Lamentably, most of the conservative Blinking of the New 
Deal era was hollow and cliche-ridden. What seems most strik- 
ing about the New Deal itself, however, was that all its ferment 
of practical change produced a very slight literature of political 
criticism. While the changes of the Progressive era had produced 
many significant books of pamphleteering or thoughtful analyses 
of society — the writings of such men as Croly, Lippmann, Weyl, 
Brooks Adams, Brandeis, the muckrakers. Socialist critics like 
W. J. Ghent and William English Walling — the New Deal pro- 
duced no comparable body of political writing that would sur- 



317 


Chapter vii: From Progressivism to the New Deal 

vive the day’s headlines. In part this was simply a matter of 
time: the Progressive era lasted over a dozen years, and most 
of the significant writing it engendered came during its later 
phases, particularly after 1910; whereas the dynamic phase of 
the New Deal was concentrated in the six hectic years from 1933 
to 1938. Perhaps still more important is the fact that the New 
Deal brought with it such a rapid bureaucratic expansion and 
such a complex multitude of problems that it created an im- 
mense market for the skills of reform-minded Americans from 
law, journalism, politics, and the professoriat. The men who 
might otherwise have been busy analyzing the meaning of 
events were caught up in the huge expanding bureaucracy and 
put to work drafting laws that would pass the courts, lobbying 
with refractory Congressmen, or relocating sharecroppers. 

To this generalization there is one noteworthy exception: in 
his two books. The Symbols of Government and The Folklore of 
Capitalism , Thurman Arnold wrote works of great brilliance 
and wit and considerable permanent significance — better books, 
I believe, than any of the political criticism of the Progressive 
era. 7 But what do we find in these works, the most advanced of 
the New Deal camp? We find a sharp and sustained attack upon 
ideologies, rational principles, and moralism in politics. We find, 
in short, the theoretical equivalent of F. D. R/s opportunistic 
virtuosity in practical politics — a theory that attacks theories. 
For Arnold’s books, which were of course directed largely 
against the ritualistic thinking of the conservatives of the 1930’s, 
might stand equally well as an attack upon that moralism which 
we found so insistent in the thinking of Progressivism. 

Arnold’s chief concern was with the disparities between the 
way society actually works and the mythology through which 
the sound lawyers, economists, and moralists attempt to under- 
stand it. His books are an explanation of the ritualistic and func- 

7 Thurman W. Arnold: The Symbols of Government (New Haven, 
1935), The Folklore of Capitalism (New Haven, 1937). By 1941 the first 
of these works had gone through five printings, the second, fourteen. 



318 


THE AGE OF REFORM 


tionally irrational character of most of the superficially rational 
principles by which society lives. At the time his books were 
written, the necessity of coping with a breakdown in the actual 
workings of the economy had suddenly confronted men with the 
operational uselessness of a great many accepted words and 
ideas. The language of politics, economics, and law had itself 
become so uncertain that there was a new vogue of books on 
semantics and of works attempting to break "the tyranny of 
words/' a literature of which Arnold’s books were by far the 
most important. The greater part of Arnold’s task was to exam- 
ine, and to satirize, the orthodox conservative thinking of the 
moment. This is not our main concern, but what is of primary in- 
terest here is the extent to which Arnold’s thinking departs from, 
and indeed on occasion attacks, earlier Progressivism. The devi- 
ation of Arnold’s system of values from the classic values of 
American Progressivism was clear from his very terminology. I 
noted, in discussing the Progressive climate of opinion, the 
existence of a prevailing vocabulary of civic morals that re- 
flected the disinterested thinking and the selfless action that was 
expected of the good citizen. The key words of Progressivism 
were terms like patriotism , citizen , democracy , law , character , 
conscience , soul , morals , service , duty , shame , disgrace , sin, and 
selfishness — terms redolent of the sturdy Protestant Anglo-Saxon 
moral and intellectual roots of the Progressive uprising. A search 
for the key words of Arnold’s books yields: needs , organization, 
humanitarian, results, technique, institution , realistic, discipline, 
morale, skill, expert, habits, practical , leadership — a vocabulary 
revealing a very different constellation of values arising from 
economic emergency and the imperatives of a bureaucracy. 

Although primarily concerned with the conservatives of the 
present, Arnold paid his respects to the reformers of the past 
often enough to render a New Dealer’s portrait of earlier Pro- 
gressivism. He saw the reformers of the past as having occupied 
themselves with verbal and moral battles that left the great 
working organizations of society largely untouched. “Wherever 



319 


Chapter vh: From Progressivism to the New Deal 

the reformers are successful — whenever they see their direct 
primaries, their antitrust laws, or whatever else they base their 
hopes on, in actual operation — the great temporal institutions 
adapt themselves, leaving the older reformers disillusioned, like 
Lincoln Steffens, and a newer set carrying on the banner ." 8 Re- 
spectable people with humanitarian values, Arnold thought, had 
characteristically made the mistake of ignoring the fact that "it 
is not logic but organizations which rule an organized society”; 
therefore they selected logical principles, rather than organiza- 
tions, as the objects of their loyalties. Most liberal reform move- 
ments attempt to make institutions practice what they preach, 
in situations where, if this injunction were followed, the func- 
tions of the institutions could not be performed . 9 Where the 
Progressives had been troubled about the development of insti- 
tutions and organizations, Arnold’s argument often appeared to 
be an apotheosis of them. 

At one point or another, Arnold had critical observations to 
make on most of the staple ideas of Progressive thinking. The 
Folklore of Capitalism opened with a satire on "the thinking 
man," to whom most of the discourse of rational politics was 
directed; and the thinking man was hardly more than a carica- 
tured version of the good citizen who was taken as the central 
figure in most Progressive thinking. While Progressive publicists 
had devoted much of their time to preachments against what they 
called "lawlessness," one of the central themes of Arnold s books 
was an analysis of law and legal thinking showing that law and 
respectability were so defined that a good many of the real and 
necessary functions of society had to go on outside the legal 
framework . 1 Similarly anti-Progressive was his attack on the 

8 The Symbols of Government , p. 124. 

9 The Folklore of Capitalism , pp. 375, 384. 

1 Gf. The Symbols of Government , p. 34: "It is part of the function of 
‘Law’ to give recognition to ideals representing the exact opposite of 
established conduct . . . the function of law is not so much to guide 
society as to comfort it. Belief m fundamental principles of law does not 
necessarily lead to an orderly society. Such a belief is as often at the back 
of revolt or disorder.” 



320 


THE AGE OF REFORM 


anti-trust laws — a source of some amusement when he was later 
put in charge of the enforcement of these laws. But Arnold did 
not deny that the laws, as they had been interpreted by reform- 
ers, had had some use. Their chief use, as he saw it, had been 
that they permitted the organization of industry to go on while 
offering comfort to those who were made unhappy by the proc- 
ess. They had, then, a practical significance, but a far different 
one from that which the reformers had tried to give them. The 
reformers, however, had had no real strategy with which to op- 
pose the great trusts: "The reason why these attacks [against 
industrial organizations] always ended with a ceremony of 
atonement, but few practical results, lay in the fact that there 
were no new organizations growing up to take over the func- 
tions of those under attack. The opposition was never able to 
build up its own commissary and its service of supply. It was 
well supplied with orators and economists, but it lacked practi- 
cal organizers. A great cooperative movement in America might 
have changed the power of the industrial empire. Preaching 
against it, however, simply resulted in counterpreaching. And 
the reason for this was that the reformers themselves were 
caught in the same creeds which supported the institutions they 
were trying to reform. Obsessed with a moral attitude toward 
society, they thought in Utopias. They were interested in sys- 
tems of government. Philosophy was for them more important 
than opportunism and so they achieved in the end philosophy 
rather than opportunity.” 2 

Arnold professed more admiration for the tycoons who had 
organized American industry and against whom the Progressives 
had grown indignant than he did for the reformers themselves. 
He spoke with much indulgence of Rockefeller, Carnegie, and 
Ford, and compared John L. Lewis with such men as examples 
of skillful organizers who had had to sidestep recognized scru- 
ples. "Actual observation of human society . . . indicates that 

2 The Folklore of Capitalism , p. 220. 



321 


Chapter vh: From Progressivism to the New Deal 

great constructive achievements in human organization have 
been accomplished by unscrupulous men who violated most of 
the principles which we cherish/’ 3 The leaders of industrial 
organization ignored legal, humanitarian, and economic princi- 
ples. "They built on their mistakes, their action was opportun- 
istic, they experimented with human material and with little 
regard for social justice. Yet they raised the level of productive 
capacity beyond the dreams of their fathers/’ 4 

Not surprisingly Arnold also had a good word for the poli- 
ticians, who, for all their lack of social values and for all the 
imperfections in their aims and vision, are "the only persons 
who understand the techniques of government.” One would 
prefer a government in the hands of disinterested men, to be 
sure, but such men are so devoted to and satisfied with the de- 
velopment of good principles that they fail to develop skills, and 
hence fail to constitute "a competent governing class.” Hence 
society is too often left with a choice between demagogues and 
psychopaths on one side, or, on the other, “kindly but unedu- 
cated Irishmen whose human sympathies give them an instinc- 
tive understanding of what people like.” 5 Several pages of The 
Folklore of Capitalism were given to a defense of the political 
machines for the common sense with which they attack the task 
of government and for the humanitarian spirit in which their 
work is conducted. 6 

Taken by itself, Arnold’s work, with its skepticism about the 
right-thinking citizen, its rejection of fixed moral principles and 
disinterested rationality in politics, its pragmatic temper, its 
worship of accomplishment, its apotheosis of organization and 
institutional discipline, and its defense of the political machines, 
may exaggerate the extent of the difference between the New 

3 The Symbols of Government , p. 5. 

4 Ibid., p. 125. 

5 Ibid., pp. 21—2. 

6 The Folklore of Capitalism, pp. 367-72; cf. pp. 43, 114-15; c£. The 
Symbols of Government, pp. 239-40. 



322 


THE AGE OF REFORM 


Deal and pre-war Progressivism, but it does point sharply to the 
character of that difference . 7 

To emphasize, as I have done, the pragmatic and “hard” side 
of the New Deal is not to forget that it had its “soft” side. Not 
all its spokesmen shared Arnold’s need to pose as hard-boiled . 8 

7 There are many points at which Arnold yields to the need to seem 
hard-boiled and at which (rather hke F. D. R. himself) he becomes flip- 
pant over serious questions. While such lapses have a good deal of symp- 
tomatic importance, I do not wish to appear to portray his writing as an 
attack upon political morahty as such: it was not an effort to destroy 
political morality, but to satirize a particular code of morahty that he con- 
sidered obsolescent and obstructive, and to substitute for it a new one, the 
precise outlines of which were obviously vague. In my judgment, Arnold 
aid not even successfully pose, much less answer, the very real and im- 
portant questions that were suggested by his books concerning the rela- 
tions between morals and pohtics, or between reason and pohtics. For a 
searching criticism see the essay by Sidney Hook m his Reason , Social 
Myths , and Democracy (New York, 1950), pp. 41-51 and the ensuing ex- 
change between Hook and Arnold, pp. 51-61, which to my mind succeeds 
only m underscoring Arnold's philosophical difficulties. The great value of 
Arnold's books lies not in the little they have to say about political ethics, 
but m their descriptive, satirical, and analytical approach to the political 
thinking of his time, and in their statement of the working mood of a great 
many New Dealers. 

I should perhaps add that my own comments in this area are not in- 
tended to be more than descriptive, for there are large questions of political 
ethics that I too have not attempted to answer. In contrasting the prag- 
matic and opportunistic tone of the New Deal with the insistent moralism 
of the Progressives, it has not been my purpose to suggest an invidious 
comparison that would, at every point, favor the New Deal. Neither is it 
my purpose to imply that the political morals of the New Dealers were in- 
ferior to those of their opponents. My essential interest is in the fact that 
the emergency that gave nse to the New Deal also gave rise to a trans- 
valuation of values, and that the kind of moralism that I have identified 
with the dominant patterns of thought among the Progressives was in- 
herited not so much by their successors among the New Dealers, who 
tended to repudiate them, as by the foes of the New Deal. 

8 1 have been referred to David Lihenthal's TV A: Democracy on the 
March (New York, 1944) as an illustration of the idealism and inspira- 
tional force of the New Deal, and as a work more representative of its 
spirit than the writings of Thurman Arnold. Lihenthal's book is indeed 
more unabashedly humanitanan, more inspirational, more concerned with 
maintaining democracy in the face of technical and administrative change, 
more given to idealization of the people. It also shows, however, a dedica- 
tion to certain values, readily discernible in Arnold, that would have been 
of marginal importance to all but a few of the Progressives. Like Arnold, 
Lihenthal is pleading the cause of organization, engineering, management. 



323 


Chapter vh: From Progressivism to the New Deal 

No movement of such scope and power could exist without hav- 
ing its ideals and its ideologies, even its sentimentalities. The 
New Deal had its literature of inspiration and indignation, its 
idealistic fervor, its heroes and villains. The difference I hope 
to establish is that its indignation was directed far more against 
callousness and waste, far less against corruption or monopoly, 
than the indignation of the Progressives, and that its inspiration 
was much more informed by engineering, administration, and 
economics, considerably less by morals and uplift. For the New 
Deal not only brought with it a heartening rediscovery of the 
humane instincts of the country; it also revived the old American 
interest m practical achievement, in doing things with the physi- 
cal world, in the ideal that had inspired the great tycoons and 
industry-builders of the Gilded Age but that afterwards had 
commonly been dismissed by sensitive men as the sphere only 
of philistines and money-grubbers. 

At the core of the New Deal, then, was not a philosophy 
(F. D. R. could identify himself philosophically only as a Chris- 
tian and a democrat), but an attitude, suitable for practical 
politicians, administrators, and technicians, but uncongenial to 
the moralism that the Progressives had for the most part shared 
with their opponents. At some distance from the center of the 
New Deal, but vital to its public support, were other types of 
feeling. In some quarters there was a revival of populistic senti- 
ment and the old popular demonology, which F. D. R. and men 
like Harold Ickes occasionally played up to, chiefly in campaign 
years, and which Harry Truman later reflected in his baiting of 

and the attitudes that go with them, as opposed to what he calls the “fog” 
of conventional ideologies. He appeals to administrative experience, tech- 
nology, science, and expertise , finds that efficient devices of management 
“give a lift to the human spirit,” and asserts that “there is almost nothing, 
however fantastic that (given competent organization) a team of engi- 
neers, scientists, and admmistrators cannot do today.” ( Pocket Book ed , 
New York, 1945, pp. ix, x, 3, 4, 8, 9, 79, 115.) In the light of this philos- 
ophy it is easier to see that Lihenthal’s more recent defense of big business 
does not represent a conversion to a new philosophy but simply an ability 
to find m private orgamzation many of the same virtues that as TVA ad- 
ministrator he found in public enterprise. 



324 


THE AGE OF REFORM 


Wall Street. Along with, this came another New Deal phenome- 
non, a kind of pervasive tenderness for the underdog, for the 
Okies, the sharecroppers, the characters in John Steinbeck's 
novels, the subjects who posed for the FSA photographers, for 
what were called, until a revulsion set in, "the little people." 
With this there came, too, a kind of folkish nationalism, quick- 
ened no doubt by federal patronage of letters and the arts, but 
inspired at bottom by a real rediscovery of hope in America and 
its people and institutions. For after the concentration camps, 
the Nuremberg Laws, Guernica, and (though not everyone saw 
this so readily) the Moscow trials, everything in America 
seemed fresh and hopeful, Main Street seemed innocent beyond 
all expectation, and in time Babbitt became almost lovable. 
Where Progressivism had capitalized on a growing sense of the 
ugliness under the successful surface of American life, the New 
Deal flourished on a sense of the human warmth and the techno- 
logical potentialities that could be found under the surface of its 
inequities and its post-depression poverty. On the far fringe 
there was also a small number of real ideologues, aroused not 
only by the battle over domestic reform but by the rise of world 
fascism. Although many of them were fellow travelers and Com- 
munists, we stand in serious danger of misunderstanding the 
character of the New Deal if we overemphasize the influence of 
this fringe either upon the New Deal core or upon the American 
people at large. It has now become both fashionable and, for 
some, convenient to exaggerate the impact of the extreme left 
upon the thinking of the country in the 1930's. No doubt it will 
always be possible to do so, for Marxism had a strong if ephem- 
eral impact upon many intellectuals; but the amateur Marxism 
of the period had only a marginal effect upon the thought and 
action of either the administrative core of the New Deal or the 
great masses of Americans. 9 For the people at large — that is, 

9 Granville Hicks, m his Where We Came Out (New York, 1954), 
chapter iv, makes a sober effort to show how hmited was the Communist 
influence even m those circles which were its special province. A comple- 



325 


Chapter vn: From Progressivism to the New Deal 

for those who needed it most — the strength of the New Deal 
was based above all upon its ability to get results. 

The New Deal developed from the beginning under the 
shadow of totalitarianism, left and right. F. D. R. and Hitler 
took office within a few months of each other, and from that 
time down to the last phases of the New Deal reforms, not a 
year went by without some premonition of the ultimate horror 
to come. In the earliest days of the Roosevelt administration a 
great many of its critics, influenced by such models of catastro- 
phe as they could find abroad, saw in it the beginnings of fas- 
cism or Communism. Critics from the left thought, for instance, 
that the NRA was a clear imitation of Mussolini's corporate 
state. And — though this is now all but forgotten — critics from 
the right at first thought they saw fascist tendencies in the “vio- 
lations” of fundamental liberties with which they regularly 
charged the architects of the New Deal. Only later did they 
find it more congenial to accuse the New Deal of fostering Com- 
munism. 

To a sober mind all of this rings false today, for it is easier to 
see now that Roosevelt and his supporters were attempting to 
deal with the problems of the American economy within the 
distinctive framework of American political methods — that in a 
certain sense they were trying to continue to repudiate the 
European world of ideology. Between the London Economic 
Conference and Roosevelt's “quarantine” speech of 1937, the 
New Deal, for all its tariff-reduction agreements, was essentially 


mentary error to the now fashionable exaggeration of the Communist in- 
fluence is to exaggerate its ties to the New Deal. Of course Communists 
played an active part m the spurt of labor organization until the experi- 
enced labor leaders expelled them, and in time Communists also succeeded 
in infiltrating the bureaucracy, with what shocking results we now know. 
But it was the depression that began to put American Communism on its 
feet and the New Deal that helped to kill it. The Commumsts, as con- 
sistent ideologues, were always contemptuous of the New Deal. At first 
they saw fascism in it, and when they gave up this hne of criticism during 
the Popular Front period, they remained contemptuous of its frank ex- 
perimentalising its lack of direction, its unsystematic character, and of 
course its compromises. 



326 


THE AGE OF REFORM 


isolationist. What it could not escape was the reality of what 
even some of the Republican leaders later began to characterize 
as “one world." After 1939 that reality was the dominant force 
in American life. The beginning of the war meant that Ameri- 
cans, with terrible finality, had been at last torn from that ha- 
bitual security in which their domestic life was merely inter- 
rupted by crises in the foreign world, and thrust into a situation 
in which their domestic life is largely determined by the de- 
mands of foreign policy and national defense. With this change 
came the final involvement of the nation in all the realities it had 
sought to avoid, for now it was not only mechanized and urban- 
ized and bureaucratized but internationalized as well. Much of 
America still longs for — indeed, expects again to see — a return 
of the older individualism and the older isolation, and grows 
frantic when it finds that even our conservative leaders are un- 
able to restore such conditions. In truth we may well sympathize 
with the Populists and with those who have shared their need 
to believe that somewhere in the American past there was a 
golden age whose life was far better than our own. But actually 
to live in that world, actually to enjoy its cherished promise and 
its imagined innocence, is no longer within our power. 



((( 327 ))) 


ACKNOWLEDGMENTS 


$ 

first efforts to set down my ideas on these subjects 
were elicited by an invitation from the Charles R. Walgreen 
Foundation. I am obliged to Professor Jerome Kerwin, Director 
of the Walgreen lectures, and to a number of his colleagues at 
the University of Chicago for making the occasion of the original 
lectures a pleasant one. My first six chapters are revised and 
expanded versions of those lectures. A somewhat different ver- 
sion was delivered as the Commonwealth Fund Lectures at 
University College, London, in January and February 1955. 

For this volume and other work in progress the Behavioral 
Sciences Division of the Ford Foundation placed at my disposal 
a generous grant that has enabled me to examine many more 
facets of the history of Populism and Progressivism than I could 
otherwise have considered and to complete the work much 
sooner than I could otherwise have done. 

Thanks are due above all to my wife, Beatrice Kevitt Hof- 
stadter, who has developed the art of the editor and the textual 
critic into a major gift for asking the right questions. Her advice 
has been indispensable. Peter Gay gave hours beyond number to 
a searching criticism of the manuscript and to exploring its 
argument with me; his generosity with his time was equaled 
only by his genial severity with my lapses. Fritz Stern, after 
reading the manuscript, went through the galleys meticulously, 
to my inestimable benefit. 

For advice in revision I am deeply obliged to many friends. 
William Leuchtenburg, Seymour M. Lipset, Walter P. Metzger, 
C. Wright Mills, David Riesman, and Kenneth M. Stampp went 
through the manuscript and provided me, section by section and 



328 


THE AGE OF REFORM 


chapter by chapter, with voluminous and detailed criticisms and 
suggestions that caused me to make many serious modifications, 
to eliminate some misstatements and overstatements, and to add 
several observations that brought out more satisfactorily than 
my own draft some of the implications of its ideas — after which 
I was still in possession of a fund of unused comments and 
questions whose pursuit might yield another book. The manu- 
script was similarly read with care, in whole or in large part, 
by Daniel Aaron, Stanley Elkins, Frank Freidel, Henry Graff, 
Alfred A. Knopf, Henry F. May, William Miller, Henry Nash 
Smith, Harold Strauss, Harold Syrett, David B. Truman, and 
C. Vann Woodward, all of whom made valuable comments 
that led to important changes. Lee Benson and Eric Lampard 
gave me much needed advice on Populism and the history 
of American agriculture, and gave me cause to hope that 
some specialists in this field might be more indulgent than I at 
first had any reason to expect with the rather broad generaliza- 
tions I have made about the refractory details of economic his- 
tory. The research assistants who successively served this in- 
quiry, Paul Carter, Gurston Goldin, Eric McKitrick, and James 
Shenton, gave to it an informed, imaginative, and affectionate 
attention that went beyond the call of their assignments. I am 
indebted in particular to conversations with Mr. McKitrick for 
some of the formulations in chapter v, to Mr. Shenton for some 
of those in chapter vi. 



INDEX 


Aaron, Darnel, 90 n, 92 n, 328 
academic profession, 152-5, Dewey 
on, 154 n 

Adams, Brooks, 81, 88, 91, 92, 316 
Adams, Charles F , Jr , 139 n, 
185-6, quoted, 58 n 
Adams, Henry: prejudices of, 78, 
81, 91, 140; on New England so- 
ciety, 136; muckraking activities 
of, 185-6, quoted, 136 
Adams, John, 14 
Addams, Jane, 208, 272 
Ade, George, 289 n 
advertisers, and editorial policy, 194 
agrarian myth . m the nineteenth 
century, 23-59, Populism and, 
62-4, attitude toward govern- 
ment in, 96-7, in the twentieth 
century, 121 

agrarian organization, 47, 49-50, 
96-8, 111-20. See also Popuhsm 
agrarian revolt, failure of, 94-6 
Agricultural Adjustment Adminis- 
tration (AAA), 304 n, 310 n 
“agricultural fundamentalism,” 31 
agriculture: Bryan on, 35, com- 
mercialization of, 38-43, 109-13; 
comparison of American and 
European, 43-6, and theories of 
frontier, 48-58, world crisis in, 
50-2; and apphed science, 51, 
114; and settling of land, 52-8; 
prosperity of, 95, city as market 
for, 100, effect of diversification, 
100 n, and agricultural education, 
114, 117 n, 118, 124-5; parity, 
119, attitudes in commercialized 
farming, 123-30. See also agrar- 
ian myth and farmers 
Alberta, 53 

Albion, Robert G , 51 n 
Aldrich, Thomas Bailey, 172, 177 n 
Allen, Frederick Lewis, 284 


Altgeld, John P., 145, 165 
Amalgamated Copper, 169 
American Association of Umversity 
Professors, 155 

American Bankers' Association, 124 
American Bimetallic League, 75, 
106 

American Capitalism (Galbraith), 
313 

American Federation of Labor, 99, 
169-70 

American Magazine , 195, 196 n 
American Mercury, 286 
American Railway Union, 150, 

221 n 

American Revolution, 10, 28, 227 
American Smelting and Refining 
Company, 169 

American Society of Equity, 111, 
112 n, 116 n, 126 

American Tobacco Company, 249 n 
Anglophobia, 76-9, 81, 271 
Anglo-Saxons, see Yankee tradition 
anthracite strike, 233. See also 
strike 

anti-Cathohcism, 286, 292, 294, 298 
anti-imperialism, 85-6, 90-1, 271-2 
Anti-Masonic Party, 98 
anti-Masonic movements, 72, 98 
anti-militarism, see pacifism 
Anti-Saloon League, 288, 290 
anti-Semitism, 61, 73 n, 77-81, 91, 
286, 292 

anti-trust action- history of, 225-52; 
New Deal attitude toward, 249 n, 
253, 311-4, 310-21; effect of, 
253-4 

Antitrust Division of the Depart- 
ment of Justice, 245, 249 
Appeal to Reason , Socialist journal, 
239 n 

architects, 153 n 
Argentina, 51 



INDEX 


ii 


Arkansas, 103 
Armstrong Committee, 219 
Arnold, Thurman, 249 n, 253, 312, 
317-22; quoted, 253, 312, 318-9, 
320-1 

Atkinson, Edward, 139 n 
Atlantic , 190 
Austin, A. L. D., 103 n 
Australia, 51 

authority, American distrust of, 
226-7 

Autobiography of William Allen 
White , quoted, 131-2 

Baghdigian, Bagdasar K., 180 n 
Bailey, Joseph C , 125 n 
Baker, O. E., 114 n 
Baker, Ray Stannard, 193, 201, 
quoted, 195, 202 n, 205-6 n, 214 
ballot: short, 255, 263-4, 266 n; 

secret, 256 
Baltimore, 176 
Banker-Farmer , 124 
bankers: distrust of, 75-8, 90-1, 
228, and fanners, 124-5; new 
status of, 151; and editorial pol- 
icy, 194; and Wilson, 251 
Bank of England, 76 
banks, investment, see investment 
houses 

Bar Associations, 157, 159 
Bardolph, Richard, 32 n 
Barnes, James A., 65 n, 89 n, 107 n 
Barr, Elizabeth N., 52 n, 64 n, 101 n 
Baruch, Bernard, 304 n; quoted, 
31-2 

Beale, Howard K., 199 n 
Bean, Walton, 239 n 
Beard, Charles A., 154, 198, 202 n, 
309 n 

Beard, Mary R., 309 n 
Bell, Daniel, 81 n, 217 n 
Bellamy, Edward, 67 
Bemis, Edward, 178 
Bendix, Reinhard, 138 n, 153 n 
Bennett, James Gordon, 188 
Benson, Lee, 51 n, 52 n, 99 n, 164 n, 
328 

Bentley, Arthur F., 56 n, 58 n, 154, 
198, 202 n; quoted, 55-6 j 


j Berle, A. A., 161-2, 162 n, 218 n 
I Bettelheim, Bruno, 153 n 
Beveridge, Albert J., 91 
Bidwell, P. W., 33 n, 39 n, 41 n 
Billmgton, Ray Allen, 65 n, 86 n 
bimetallism, 85 n 
Bmgham, Theodore A., 202 n 
Birkbeck, Morris, quoted, 41 
Black, John D., 119 n, 120 n, 169 n 
Blame, James G., 139 
Blair, William M , 129 n 
Blaisdell, Donald, 118 n 
Blake, Nelson M , 89 n 
Blease, Cole, 20 
Bliss, W. D P., 141 n 
Blum, John Morton, 245 n 
Bly, Nelly, 188 
Bocock, John Paul, 177 n 
Bogue, Allan G., 56 n 
Bohemians, 44 
Boiler, Paul, Jr., 72 n 
Boorstin, Darnel J., 277 n, 278 n 
Boots, Ralph S., 266 n 
Borah, William E., 283 
Borsodi, R., 114 n 

boss, political, and immigrants, 9, 
176, 180-4; and Yankee tradition, 
10, and Progressivism, 10, 134, 
255, 263-6; nse to power, 174; 
Steffens on, 206; and New Deal, 
308 

Boston, 139, 176, 177 n 
Bowers, Lloyd W , 160 n 
Boyesen, H. H , 141, 208 
Brackenridge, Hugh Henry, 26 
brain trust, of Progressivism, 154^5, 
178 

Brandeis, Elizabeth, 165 n 
Brandeis, Louis D.: on lawyers, 
160-1, 163, 262; and tariff, 

171-2; view of business, 211-2 n, 
222, 246, 248, 252-3, 313-4, 316; 
on investment, 219, 230 n; and 
Federal Trade Commission, 250; 
quoted, 160-1, 163, 211-2 n, 219, 
250, 262; and New Deal, 313-4, 
316 

Brebner, J. Bartlet, 53 n 
Bristol, George W., quoted, 160 
Browne, Porter Emerson, 275 n 



INDEX 


iii 


Bruce, H. Addington, 290 n 
Brunner, Edmund de S , 44 n 
Bryan, William Jennmgs: and elec- 
tion of 1896, 3, 49-50, 100, 165 n, 
on cities and farms, 35, m litera- 
ture, 60, 275 n; and silver ques- 
tion, 65, 106-7, on money, 66, 
disavowal of anti-Semitism, 80, 
and Klan, 81, anti-imperial- 
ism of, 85-6, and agriculture, 
94-5; and Populism, 94-5, 132, 
attitude of middle class toward, 
132, 250; and Progressivism, 167, 
and competition, 246, on judg- 
ment of the people, 260, pacifism 
of, 271-2, and Prohibition, 277 n, 
287, 288; decline of, 286-7; 
quoted, 35, 65, 66, 80, 260, 277 n 
Bryce, Lord, 73 n, quoted, 142, 160, 
175, 205 

Buck, Solon J., 96 n 
Buel, Jesse, quoted, 33 
Bull Moose movement, 132, 177 n, 
301. See also Progressivism 
Bull Moose Party, see Progressive 
Party 

Bundy, McGeorge, 163 n 
Bureau of Agricultural Economics, 
112 

Bureau of Corporations, 245 
Burr, Aaron, 213 

business, big Progressive attitude 
toward, 5, 134, 163-72, 212-54; 
agrarian attitude toward, 64-81; 
rise of, 136-8, 168-9, 213, 

229-30; Mugwump attitude to- 
ward, 139-45, in journalism and 
literature, 141-2, 200-12, 284 n, 
and the status revolution, 146-63, 
lawyers of, 158-63, city as market 
for, 173, and muckraking, 191-6, 
211-2; and small investments, 
218, officers and stockholders, 
219-21; investigations of, 220, 
230, 311; and democratic govern- 
ment, 225-36; Wilson on, 231; re- 
forms in, 240-2; gradations of, 
245, 248-9; approval of, 246-7, 
283; New Deal attitude toward, 


business, big ( continued ) 

254, 310-4. See also anti-trust 
action and businessmen 
businessmen: and reform parties, 4; 
and conservatism, 12; and farm- 
ers, 124-5; new wealthy group, 
136-8, 140-1, 145-8; new status 
of, 151, opposition to muckrak- 
ing, 194-5, program of Progres- 
sivism for, 236, and Wilson, 251; 
criticism of by intellectuals, 285; 
Arnold on, 320-1 See also wealth 
business schools, 241 
Butler, Ed, 182 n 
Butterfield, Roger, 31 n 

Cabinet, 162 

Caesars Column (Donnelly), 67- 
70, 84, 86; quoted, 68 
Calhoun, John, 140 
California, 116, 145, 268 n 
Call to Action , A (Weaver), 63 
Calvinism, 40 
Canada, 51, 53, 120 n 
canals, 38 

Cantwell, Robert, quoted, 197-8 

capitalism, private welfare, 241-2 

Capper- Volstead Act, 113 

Caribbean, 272 

Carnegie, Andrew, 320 

Carter, Paul, 328 

Case, Robert Ormond, 127 n 

Case, Victoria, 127 n 

Catholic Church, 16, 204 n, 296-9 

Cathohcs, 286, 292, 294, 298 

Cato, 25 

cattle farming, 38, 100 
Census Bureau, 136 
Century, 190 

Chandler, Albert D., quoted, 144-5 
Charles R. Walgreen Foundation, 
327 

Chautauquas, 127 
Chew, Arthur P., 118 
Chicago, 82, 139 n, 173, 176 
Chicago, University of, 327 
child labor, 240, 281 
Child Labor Committee, 258 
China, 272 



IV 


INDEX 


Christian social gospel: reform, 152, 
198, pacifism, 271-2 See also 
Protestant tradition 
Churchill, Winston, Progressive nov- 
elist, 208 n 
Cicero, 25 

city agrarian attitude toward, 32-5, 
82, 108-11, 122, 286-7, Bryan 
on, 35; growth of, 109-11, 173-5, 
and pohtics, 114-5, 296-9, and 
rural legislatures, 116-7, and Pro- 
gressivism, 131, 134; and rural 
migrants, 175, 187. See also gov- 
ernment, municipal 
civil liberties, 267 

Civil War: fiscal legislation during, 
76 n, farm legislation during, 
117 n 

Clark, Gordon, 75, 76 n, 79 n 
Clay, Henry, 140 
Clayton Anti-Trust Act, 113, 249 
Clemenceau, Georges, 278 
Clergy, 149-53 
Cleveland, 173, 176 
Cleveland, Grover: Populist attitude 
toward, 79, 96, and Venezuela af- 
fair, 89; conservatism of, 96, 233; 
and silver, 104, election of 1884, 
139, on tariff, 142; and Pullman 
strike, 233; quoted, 142 
Clough, Shepard B., 219 n 
Cohen, Julius Henry, 1 60 n 
Coin’s Financial School (Harvey), 
76-7, 78, 84; quoted, 80 
collective bargaining, 281, 306 
Colliers, 237 
colonialism, 271 

“Coming Billionaire, The” (Shear- 
man), 136 

commission government, 255, 265 n, 
266 n 

Commission on Country Life, quoted, 
109 

Committee on Agricultural Devel- 
opment and Education, 124 
Committee on Public Information, 
273 

Commons, John R., 154, 165 n, 178, 
240 n 

Commonwealth Fund Lectures, 327 


communications, improvements m, 
51, 57, 169 
Communism, 324-5 
Communist Party, 16 
competition, decline of, 10; Mug- 
wump view of, 142-3, Progres- 
sive view of, 236, 242, 246, 303; 
“free” and “illicit,” 248, unfair, 
249 

Condliffe, J B , 86 n 
Confessions of a Reformer , The 
(Howe), 284, quoted, 204-5 
Connecticut, 116 

Connelley, Wilham E., 52 n, 64 n, 
101 n 

conservatism : as a national trait, 
12-14, 204; m major parties, 100; 
and immigrants, 177; and new 
realism, 199, and growth of cor- 
porations, 221-3, and T Roose- 
velt, 234, and reform, 238, 262-4; 
ascendancy of, 250-1, and Prohi- 
bition, 287 n, during New Deal, 
315-6, Arnold on, 318-21 
Consolidated Tobacco, 169 
conspiratorial manias, 16, 70-93, 
228-36, 232 

Constitution, 28, 199, 227, 290 
consumers, 133, 170-2, 236, 285 n, 
312 

Consumed League, 258 
Cooke, Jay, 218 

Coolidge, Calvin, 31, 118-9, 282 n, 
296 n, quoted, 31 
Coolidge, L A , 202 n, 243 n 
co-operatives, farm, 113, 127 n 
Corey, Lewis, 216 n 
Cornell Countryman , 126 
Cornell University, 158 
com-hog farming, 100, 100 n, 110 
corporations, see busmess, big 
Cosmopolitan, 193, 237 
cost of living, 168-70 
cotton, 38, 50, 52 n, 100, 110 
Cotton Futures Act, 118 
Coughlin, Charles Edward, 81 
Cox, James M , 296 n, 299 
Cox, La Wanda F., 121 n 
Coxey s Army, 165 



INDEX 


v 


Crane, Charles R., 144 
Crane, Stephen, 197 
Credit Mobilier, 71 
“credit-strengthening act” ( March 
18, 1869), 76 
Creel, George, 273 
Crevecoeur, Hector St. Jean de, 23, 
26; quoted, 36 

Croly, Herbert, 6, 244, 245 n, 246, 
251, 266 n, 301, 316, quoted, 
264-5 

Cronau, Rudolph, 209 n 
Cuba, 84, 89-91, 271 
Cummins, Albert Baird, quoted, 
261 

Czechs, 176 

dairying, 100, 112 
Daniels, Josephus, 288 
Darwinism, social, 149 
Daugherty, Harry, 282 n 
David, Phihp, 181 n 
Davis, John W., 282 n, 296 n 
Davis, Joseph S., quoted, 31 
Debs, Eugene V., 98, 165, 221 n, 
238 n, 280 

Demaree, Albert J., 32 n 
democracy: grass roots, 4, 17, Pop- 
ulism and, 4, 18, 40, 47-50, 58-9, 
61-7, 96-108, 132; Progressivism 
and, 6, 18, 132-4, 163-84, 

236-69; national characteristics 
of, 7-9, 16-22, New Deal and, 
11, 18, 301, 308, Jacksonian, 18, 
40, 63^4, 152; Jeffersonian, 18, 
152, 270, 271; Mugwumps and, 
135-45; intellectuals and, 148-63; 
immigrants and, 176-85; big 
business and, 225-36, W. A. 
White on, 258; Croly on, 264; 
mass, 268, and nationalism, 
270-1 

Democratic Party: and Populism, 
4r-5 , 96; and Progressivism, 89, 
133, 295-300, and silver, 104, 
106, and immigrants, 178 n, 295- 
300; Stimson on, 262; and labor, 
299 

Denver, 146 


Department of Agriculture, 112, 
113, 117 n, 118, 118 n, 125, 126 
Department of Justice, 245 
depression, of 1873, 150, of 1893, 
104, 166; of 1913, 251; Great, 4, 
85 n, 300, 305 n, 310 
“Deserted Village, The” ( Gold- 
smith), 26 

Destler, Chester McA., 99 n, 100 n, 
107 n 

Detroit, 173 

Dewey, John, 154, 199; quoted, 
154 n 

Diamond, William, 247 n 
Dies, Martin, 20 
Dmgley tariff, 171 
diplomacy, see foreign pokey 
direct primaries, 255-6, 261-2, 

264 n, 265, 266 n, 319 
Donnelly, Ignatius: Populist novel 
of, 67-70, 73 n, 79, 231; as Pop- 
ulist leader, 74, 103; papers of, 
101-2 n; quoted, 68, 74 
Donnelly, Thomas, 282 n, 298 n 
Dooley, Mr. (Dunne), quoted, 21 
Dos Passos, John, 284 
Dos Passos, John R., 160 n 
Douglas, Paul H., 117 n, 169 n 
Douglas, Stephen A., 72 
Dreiser, Theodore, 190, 197; 
quoted, 190 n 

East, 32, rural culture in, 43; Pop- 
ulism m, 99; Progressivism in, 
133, 163; dispossession of old 
ehte, 137, immigrants in, 176 
Economic Interpretation of the Con- 
stitution of the United States 
(Beard), 199 

economic reform, see democracy, 
Popuhsm, Progressivism, New 
Deal 

Edwards, Everett E., 39 n 
Edwards, George W., 77 
Egbert, Donald Drew, 217 n 
Eggleston, Edward, 197 
Eggleston, George Cary, 67 
Eismger, Chester E., 26 n, 28 n 
election: of 1872, 139; of 1880, 
109 n; of 1884, 109 n, 139, of 



INDEX 


vi 

election ( continued ) 

1888, 109 n, of 1892, 96, 98, 100, 
of 1894, 100, 109 n; of 1896, 3, 
63, 79, 94-5, 164, 165 n, of 1900, 
238 n, of 1904, 238 n; of 1908, 
238 n; of 1912, 98, 133, 177 n, 
238 n, 247, 248, 281, 282 n, 295; 
of 1920, 295; of 1924, 98, 115, 
281, 281-2 n, 296, 297; of 1928, 
282 n, 298, 299, of 1932, 298; of 
1936, 296 n; of 1940, 282 n 
Eliot, Charles William, 229, quoted, 
229-30 n 

elite, see Mugwumps 
Elkins, Stanley, 213 n, 328 
Ellis, Elmer, 107 n 
Elsworth, E. H., 113 
Ely, Richard T., 154, 155 
Emergency Price Control Act, 119 
Emenck, C. F., 51 n 
Emerson, Ralph Waldo, 28 n 
Emery, Mrs. S. E V., 62 n, 73 n, 
75 n, 76 n; quoted, 75-6 
England, 25, 26, 51, 242, 270; in 
Populist thought, 76-9, 85, 88-9 
English, 176 

Europe, 43-6, 86-7, 241. See also 
immigrants and immigration 
Evans, Hiram Wesley, quoted, 
293-4 

Everett, Edward, 140 

Everett, William, 139 n 

Eventt, J. A., 112 n; quoted, 126 n 

“ever normal granary” idea, 112 

“exception clause” (1862), 76 n 

Fabians, 238 

Falconer, John I, 33 n, 39 n, 41 n 
Far East, 272 

Farm Bloc, 118-9, 123, 283 
Farm Bureau Federation, 124, 126, 
128 

“Farmer as a Merchant, The,” 126 
farmers: and reform parties, 4; and 
political democracy, 7, as a spe- 
cial-interest group, 7-8, 115-30, 
283, early history, 23-38; govern- 
ment aid to, 29, 38, 53-5, 117 n, 
118-9; and commercial revolu- 
tion, 36-59, 121; and foreign pol- 


farmers ( continued ) 

icy, 38, mobility among, 42-4; in 
South, 47, “soft” (agrarian) and 
“hard” ( commercial ) sides of, 47, 
95, 120; orgamzing activity of, 
47, 52, 96, 102, 107; mortgage 
indebtedness of, 50, 55-7, 99; 
grievances of, 58, 281-3; and 
railroads, 58; and labor, 64, 
121-2, failure of their revolt, 
9^6, Eastern and Western, 99; 
and the city, 108-11, 122, 175, 
187, 286-7, prosperity of, 109-11; 
marketing and purchasing organi- 
zations, 113, change from third- 
party action, 115, decline in num- 
bers, 116-7; marginal, 128, stere- 
otypes of, 128-9, increase m num- 
ber, 215, Progressive programs 
for, 236, 281, criticism of, 285. 
See also agrarian myth, agricul- 
ture, Populism 

Farmers* Alliance, 47, 96, 102, 127 
Farmers* Union, 111, 112, 116 n, 
122 n, 123 

farming, see agriculture 
farm machinery, 38-9, 45 
Farm Security Administration, 124 
fascism, 325 

Faulkner, Harold U., 170 n 
Federal Farm Loan Act, 118 
Federalist , 64 
Federalists, 28 
Federal Reserve System, 252 
Federal Trade Commission, 249, 
250, 283 

Ferns, Daniel M., 99 n 
Fels, Joseph, 145 
Filene, Edward A., 144, 241 
Filler, Louis, 193, 194 n 
finance capital, see investment 
houses 

first World War, see World War, 
first 

fiscal policy: Populism and, 66, 
74-7; during and after Civil War, 
76 n, 88, 104, of New Deal, 
307-8. See also silver question 
Fish, E. W., 67 n 
Fite, Gilbert C., 116 n 



INDEX 


vii 


Fitzpatrick, F. W., 153 n 
Florida, 52, 103 
Flower, Edward, 80 n 
Flynt, Josiah, 205 n 
Folk, Joseph, 182 n 
Folklore of Capitalism , The (Ar- 
nold), 253, 317, 319-21 
Forbes, Allyn B., 67 n 
Ford Foundation, 327 
Ford, Henry, 81, 320 
Ford, Paul L , 25 n 
foreign bom, see immigrants 
foreign policy, influence of farmers 
on, 38, Wilson and, 229; and war, 
270-9; "dollar diplomacy,” 272, 
and election of 1940, 282 n; and 
isolationism, 325-6 
foreign trade: and agriculture, 50, 
100, 110; and communications 
revolution, 51. See also tariff 
Forum , 136, 175 n 
Foundmg Fathers, 140, 199 
France, 25, 51 
franchises, bartering of, 174 
Frank, Leo, 81 

Franklin, Benjamin, 26 n; quoted, 
27 

Frazier, Lynn, 20 
Frederic, Harold, 197 
free enterprise, 226. See also laissez 
faire 

free land, see frontier 

Free-Soil Party, 98 

Freidel, Frank, 304 n, 328 

Freneau, Philip, 26 

Frenzied Finance (Lawson), 193 

Frick, Henry Clay, 251 

Friedman, I. K., 208 n 

frontier, in American history, 48-51 

Frost, Stanley, 295 n 

Fuller, Henry Blake, 141, 166 

Galbraith, John Kenneth, 313, 
quoted, 313 n, 314 
Garland, Hamlin, 30 n, 52 n, 186, 
197; quoted, 82 
Gary, Elbert H., 193 
Gates, Paul Wallace, 54 n 
Gaus, John M., 112 n, 118 n 


Gaw, Walter A., 194 n 
Gay, Peter, 327 
Gee, Wilson, 37 n, 46 n 
Georgia, 49, 103 
Germans, 43-4, 176 
Germany, 51, 254, 275 
Ghent, W. J., 238 n, 316 
Gibbons, James Cardinal, 67 
Gilded Age, 140, 142, 232, 323 
Godkin, E. L., 142 
gold, 16, 74-5, 110, 186 
Golden Battle , The (Donnelly), 
86-7 

Goldin, Gurston, 328 
Goldman, Enc, quoted, 15 
Goldsmith, Oliver, 26 
Gompers, Samuel, 178 n 
Goode, James B., 78 n 
Goodnow, Frank J., 202 n 
government, federal: aid to farmers 
by, 29, 38, 53-5, 117 n, 118-9; 
foreign policy, 38, 229, 282 n, 
290-9, 325-6; fiscal policy, 76 n, 
88-104, 307-8; and public own- 
ership, 97, 105, 281, 304; Pro- 
gressive attitude toward, 133, 
227, 231-6, 260-1, 303-4; and 
regulation of business, 164-5, 
220-54; attitude of immigrants 
toward, 181-4; action by sought, 
231-6, 250-4, under the Roose- 
velts, 305, New Deal attitude to- 
ward, 306-9 

state: control of by rural ele- 
ments, 116-7; and regulation of 
business, 164-5, 229, 231, 252; 
and social welfare legislation, 240 
municipal: city reform organi- 
zations, 164, Lord Bryce on, 175; 
and muckraking, 185-6, 206-9, 
city-manager plan and municipal 
ownership, 266 n 
Graff, Henry, 328 
Graham, George A., 117 n 
Grain Standards Act, 118 
Granger movement, 4, 46, 49 n, 96, 
127 

Greenback movement, 4, 75, 100 n 
Greenbaum, Joseph, 153 n 



viii 


INDEX 


Greenslet, Ferris, 177 n 
Gregory, Frances W., 140 
Grimes, Alan P., 142 n ? 143 n 
Griswold, A. Whitney, 25 n, 28 n, 
29 n, 37 n, 119 n; quoted 120 
Grosscup, Peter S., 221-2 
guilt, personal, see responsibility, 
sense of 

Gulick, Charles A., 169 n 
Guterman, Norbert, 72 n, 73 n 

Hacker, Louis, quoted, 94 
Hague, Frank, 265 n, 308 
Haiti, 84 

Hamilton, Alexander, quoted, 27 
Hamilton, Walton, 249 n 
Hammond, Bray, 58 n 
Hamptons , 191, 194 
Handlin, Oscar, 78 n, 81 n, 181 n 
Hanna, Mark, 100, 109, 135, 164, 
234-5, 271 

Hansen, Marcus, 53 n; quoted, 43-4 
Harding, Warren G., 296 n 
Harlan, John Marshall, quoted, 

249 n 

Harper’s Weekly , 186, 190 
Harnman, E. H., 235 
Hartford, Conn., 116 
Hartmann, Edward G., 179 n, 180 n 
Harvey, William Hope (“Coin 7 ), 
73 n, 81, 85 n, 86 n; quoted, 76, 
77, 78 n 

Hatch Act, 118 n 
Hawaii, 84 

Hawgood, John A., 44 n 
Hawthorne, Julian, 67 
Hay, John, 91, 164 
Hayes, Rutherford B., 233 
Haynes, Fred E., 107 n 
Hearst, William Randolph, 21, 191 
Heath, B. S., 63 n, quoted, 65 n 
Hechler, Kenneth, 132 n, 172 n 
Hendnck, Burton J., 202 n, 211 n, 
219 

Hepburn Act, 118, 252 
Herrick, Christine T., 171 n 
Herrick, Robert, 141 
Hesiod, 25 

Hibbard, Benjamin H , 41 n, 53 n 


Hicks, Granville, 324 n 
Hicks, John, 57 n, 97 n, 101 n, 
107 n, 112 n, 113 n, 115 n, 122 n, 
125-7 n, quoted, 49, 94 
Higgmson, Francis L., 251 
Higgmson, Thomas Wentworth, 

139 n 

Higham, John, 177 n, 178 n 
Hill, James J , 235 
history, economic interpretation of, 
198-9 

Hitler, Adolf, 325 

Hofstadter, Beatrice Kevitt, 167 n, 
208 n, 327 

Hofstadter, Richard, 58 n, 64 n, 
90 n, 153 n, 167 n, 199 n, 208 n 
Holcombe, Arthur N , 97 n 
Homestead Act, 29, 53-5, 117 n 
Homestead strike, 165, 242 
Hook, Sidney, 322 
Hoover, Herbert, 282, 298, 304-5, 
305 n 

Horace, quoted, 25-6 
Horatio Alger legend, 216 
House, Edward M , 251 
House of Representatives, represen- 
tation in, 116 
housing, 306 

Houston, David F., 112, quoted, 
53 n 

Howe, Frederick C , 170 n, 174 n, 
284; quoted, 204-5 
Howells, William Dean, 141, 197, 
214 n; quoted, 200, 214 
Hoyles, Newman W., 160 
Hughes, Charles Evans, 158, 211 
Hughes, Helen MacGill, 187 n 
Hungarians, 176 
Hunter, Robert, 238 n 
Hurst, Willard, 160 n, 162 n 

Ickes, Harold, 323 
Idaho, 104 

Idaho Farmer , quoted, 129 
If Christ Came to Chicago (Stead), 
186 

Illinois, 39, 41, 98, 99, 100 
immigrants: and Progressivism, 8-9, 
134, 180-4; and politics, 9, 

180-4, 296-9; fanners among, 



INDEX 


ix 


immigrants ( continued ) 

43, and the city, 174-84, feeling 
against, 177-80, 292 
immigration: swelling of, 8, 44, 
175-6; restriction of, 296-7 
imperialism, 271-2, 277 
income tax, 108, 118 
Indiana, 39 

individualism: ideal of Progressiv- 
lsm, 5-7, 227, 258-9, and organi- 
zation in industrial society, 
213-69; and political reform, 257. 
See also Mugwumps and Yankee 
tradition 

Industrial Revolution, 57, 136. See 
also under agriculture and busi- 
ness, big 

initiative, political reform, 108, 255, 
259, 265-6 

insurance, life: investigation of com- 
panies, 211, 219; investments in, 
219 

intellectuals, retreat of, 284-6. See 
also status revolution and liberal- 
ism 

Interchurch World Movement, 

151 n 

interest, special, see business, big 
and pressure group 
interlocking directorates, 230, 239. 

See also investment houses 
International Mercantile Marine 
Company, 169 

International Socialist Review , 217 n 
Interstate Commerce Act, 164, 231 
investment houses, 158-63, 229, 
239, 246, 251 
Iowa, 98-100, 101 n, 103 
Irish, 176, 177, 177 n, 182 n 
isolationism, 20, 326 
Italians, 176 
Italy, 51 

Jackson, Andrew, 4, 227, 301 n, 
302-3, quoted, 260 
James, Marquis, 219 n 
Janowitz, Morris, 153 n 
Jefferson, Thomas, 23, 26, 37, 72, 
301 n, 302-3, quoted, 25, 27, 29 
Jeffersonians, 28-9 


Jenkins, Thomas P., quoted, 306-7 n 
Jessup, Henry Wynans, 160 n 
Jevons, William Stanley, 85 n 
Jews, 61, 73 n, 77-81, 286, 292 
jingoism, 87-93, 270 
Johns Hopkins University, 205 
Johnson, Andrew, 79 
Johnson, Hiram, 268 n; quoted, 
282-3 

Johnson, Hugh, 304 n 
Johnson, Samuel, quoted, 26 
Johnson, Tom, 145 
Johnson, Walter, 196 n 
Johnstone, Paul H., 26 n, 39 n, 40 n, 
101 n, 121 n, 126 n, 129 n 
Jones, Samuel, 145 
Jorgensen, Lloyd P., 53 n 
Josephson, Matthew, 92 n, 251 n 
journalism : yellow, 81, 178-9, 188, 
busmess and, 142, 284 n; muck- 
raking in, 185-212, college grad- 
uates in, 189; and advertisers, 
194, as reahstic influence, 196-7, 
201-2, 206-7 
judicial review, 309 
Jungle , The (Sinclair), 200 

Kahn, Otto H., 251 
Kales, Albert M., 160 n 
Kandel, I. L., 114 n 
Kansas, 49, 50, 56-7, 75, 101, 104, 
132 

Katz, Joseph, 159 n 

Kennan, George, 211, 211 n, 316 

Kennan, George F., 211 n, 272 n 

Kent, William, 144 

Kentucky, 103 

Kerwm, Jerome, 327 

Keynes, J. M., quoted, 307 

Kile, Orville M , 103 n, 127 n 

Kipling, Rudyard, 177 n 

Kipms, Ira, 179 n 

Kirkland, Edward, 197 

Kirwan, Albert D., 19 

Knapp, Seaman A., 124 

Kmghts of Labor, 99, 121 

Knoles, George H., 65 n 

Knopf, Alfred A , 328 

Know-Nothing movement, 72 

Ku Klux Klan, 81, 286, 291-5, 297 



X 


INDEX 


labor: as a special interest, 11, 134; 
political programs of, 99 n; and 
Popubsm, 64, 121-2; and Pro- 
gressivism, 134, 236, 239-42; or- 
ganization of, 168, 213, and im- 
migrants, 178; growth of working 
class, 215, legislative aid to, 240, 
and Democratic Party, 299; and 
New Deal, 306. See also labor 
unions 

labor unions: early history of, 99, 
121-2, 169-70; effect on business, 
240-2; opposition to business wel- 
fare programs, 241; acceptance 
of, 242; and politics, 268 
Ladies' Home Journal , 191 
La Follette, Robert M.: and elec- 
tion of 1924, 98, 281, 296, 296 n; 
Wisconsin regime of, 155, 178, 
and Progressivism, 167, on busi- 
ness, 230; and competition, 246, 
on anti-trust legislation, 247; and 
conservatism, 250, and direct pri- 
mary, 264 n; as a machine-master, 
267, 268 n; pacifism of, 272-3, on 
alliances, 279 n, supporters of, 
281-2, quoted, 230, 247, 279 n 
La Guardia, Fiorello, 268 n 
laissez faire , 97, 142, 143, 149, 167 
Lampard, Eric, 328 
land, settlement of, in West, 45-59 
land companies, 43 
land-grant colleges, 114, 118 n 
Landis, Kenesaw Mountain, 221 
Landon, Alfred M., 296 n 
Langdell, Christopher C , 157 
Larson, Henrietta M., 58 n 
Latin America, 84 
law, Arnold on, 319-20 
Lawson, Thomas, 193, 237 
lawyers: and status revolution, 151, 
155-433; corporation, 158-63; 
Brandeis on, 160-1, 163, 262 
Lazarsfeld, Paul F., 216 n 
League of Nations, 279 
Lease, Mary E., 52 n, 71, 73 n, 91, 
92, 129; quoted, 79, 83-4 
Lee, Alfred McClung, 187 n 
Lemlce, William, 20 
Leuchtenberg, William, 272, 327 


Lewis, John L., 320 
Lexow Committee, 186 
Liberal Imagination, The (Trilling), 
12 

liberalism: and conservatism, 12-4; 
appraisal of, 15-6, 18; and Popu- 
lism, 60-1; and business consoli- 
dation, 252, 313-4, and war, 
270-1; and political machines 
and bosses, 308. See also Progres- 
sivism and New Deal 
Liberal Repubhcan movement 
(1872), 139 
Liberty Party, 98 
Lilienthal, David, 313, 314 n, 

322-3 n 

Lincoln, Abraham, 72, 75, 79 
Lindbergh, Charles A., 20 
Lindsay, Vachel, quoted, 60 
Lindsey, Ben B., 211 n 
Link, Arthur S., 226 n, 250 n, 251 n, 
260 n, 272 

Lippmann, Walter, 316; quoted, 
171, 263^ n, 298 n 
Lipset, Seymour M., 120 n, 138 n, 
153 n, 327 

Literary Digest , 151 
literature and extreme nationalism, 
21; and agrarian myth, 25-7; and 
Populism, 60, 67-70, 75-9, 82-7, 
186, and business, 141-2, 200-12; 
and Progressivism, 166, 196-8, 
and realism, 196-8, 200, 208-10 
Lloyd, Caro, 108 n 
Lloyd, Henry Demarest, 104-5, 186; 

quoted, 107-8, 141 
Lloyd George, David, 278 
lobbyists, 127 n, 216. See also pres- 
sure group 
Locke, John, 27 

Lodge, Henry Cabot, 88, 91, 181 n; 

quoted, 233 
Logan, George, 26 
London, 82 

London, Jack, 21, 197, 238 n 
London Economic Conference, 325 
Long, Huey, 20 

Looking Backward (Bellamy), 67 
Los Angeles, 116, 146, 239 n 
Louisiana Territory, 29 



INDEX 


xi 


Low, Seth, quoted, 174-5 
Lowell, A. Lawrence, 264 n 
Lowenthal, Leo, 72 n, 73 n, 216 n 
Lubell, Samuel, 298-9; quoted, 

301 n 

Luthm, Reinhard, 19, 283 n 
Lydenberg, John, 186 n 

McAdoo, William Gibbs, 297 
MacArthur, Douglas, 86 
MacBrayne, Lewis E., 209 n 
McCarran, Pat, 81 n 
McClure, S. S., 186, 191, 193; 

quoted, 201-2, 211 
McClures: as leading muckraking 
magazine, 191, 201, 301; authors 
of, 193, 195, 208-9; and business, 
221, T. Roosevelt on, 237; and 
first World War, 275-6 n 
McConnell, Grant, 115 n, 112 n, 

124 n, 125 n 
McCulloch, Hugh, 79 
Macdonald, Austin F., 263 n 
McGrath, Earl, 151 n 
machine, political, see political ma- 
chine 

MacKay, Kenneth C., 282 n 
McKean, Dayton D., 265 n 
McKinley, William, 90, 109, 135, 
164 169 

McKitnck, Eric, 213 n, 328 
McVey, Frank L., 74 n 
McWilliams, Carey, 80 n 
Madison, James, 64 
Madison, Wis., 155 
magazines: muckraking, 186, 190-6, 
201-2, 208-9, mass, 268 
Mahan, Alfred T., 91 
Malm, James C., 42 n, 46 n, 51 n, 
55 n, 111 n 
Mann, Arthur, 178 n 
Mark, Irving, 53 n 
markets, urban, 100, 173; interna- 
tional, see foreign trade 
Marshall, Alfred, 85 n 
Marshall, Thomas R., quoted, 246 
Marxism, 238, 324 
Mason, Alpheus T , 172 n 
Masons, 72, 98, 258 
Massachusetts, 229 


materialism, 210-2 
Maxwell, Robert S., quoted, 268 n 
May, Henry F., 149 n, 150 n, 152 n, 
328 

Means, G., 218 n 
meat exporters, 38 
Meat Inspection Act, 118 
Meckkn, John M., 292 n 
Mencken, H. L., 285 
Merwrn, C. L., 137 n 
Metzger, Walter P., 153 n, 327 
Mexico, 270, 272 
Michigan, 39 

Middle Atlantic states, 38, 98 
middle class, and reform, 5, attitude 
toward Populism and Progressiv- 
ism, 99, 105, 131, 135, between 
industry and labor, 170, sense of 
responsibility, 210, 215-6; ideals 
of, 216-8, 222-4, investments of, 
218-20; attitude toward business, 
221, attitude toward government, 
231-2, nationalism of, 272-3. See 
also Mugwumps 
middlemen, 112, 171 
Middle West, 20, 131, 173, 176 
migratory farm workers, 121, 123, 
128, 324 

militarism, 271, 273 
Millard, Bailey, 193 
Miller, Raymond C , 57, 105 n 
Miller, William, 140 n, 219 n, 328 
millionaires, 136, 146-8 
Mills, C Wright, 140, 216 n, 327 
Milwaukee, 173 
mmimum-wage legislation, 240 
Minneapolis, 173, 197, 201, 207 
Minnesota, 68, 100, 101, 101 n, 103 
Minnesota Farmer-Labor Party, 115 
mobility: among farmers, 42-4; 
among industrialists, 136, 146-8; 
in middle class, 215-6. See also 
competition 

Moffett, Cleveland, 290 
money, see fiscal policy 
monopoly, see business, big and 
pressure group 
Montana, 104 
Moody, John, 168 



INDEX 


Xll 


Morgan, J. Pierpont, 150 n, 230, 
234-5, 251, quoted, 235 
Monson, Eltmg, 145 n 
Morrill Land Grant College Act, 114, 
117 n 

mortgage indebtedness, 50, 55-7, 99 
Mott, Frank Luther, 189 n 
Mountain states, 99 
movies, 128 

Mowry, George, 144 n, 145, 167, 
239 n, 246 n, 268 n, quoted, 144 
Muckrakers, 185-212, 240-2, 284-5, 
316 

Mugwumps: and Populism, 91-3, 
and status revolution, 135, 137, 
139-40, and Progressivism, 135, 
139, 262, attitude toward busi- 
ness, 139-45; Lord Bryce on, 140, 
and politics, 140, 185 n, 259, 262; 
ideals of, 141-2, 167, 209, 211, 
attitude toward immigrants, 177 
Mumford, Lewis, 174 n 
municipalities, see city and govern- 
ment, municipal 
Munro, William B., 266 n 
Munsey, Frank, 144, 191 
Munseys , 191 
Mussolini, Benito, 325 
Myers, Gustavus, 193, 196, 238 n 
myth, definition of, 24 n. See also 
agrarian myth and symbols 

Nast, Thomas, 186 
Nation , 142 

National Association of Manufac- 
turers, 226 n, 306 n 
National Bank Act of 1863, 76 n 
National Civic Federation, 258 
National Civil Service Reform 
League, 257 

National Implement and Vehicle As- 
sociation, 125 

nationalism, 20-1, 61, 270-2, 301, 
324 

National Recovery Administration 
(NRA), 304 n, 310 n, 311, 325 
nativism, 5, 20, 61, 72, 82, 177, 180. 

See also xenophobia 
naturalization, 179 
Nebraska, 50, 55-6, 101 


Negroes, 61, 83, 101, 286 
Neu, Irene D , 140 n 
Neuberger, Richard L., 117 n 
Neumann, Franz, 254 
neutrality, 274-6 
Nevms, Allan, 65 n, 89 n 
“New Conservatism,” 14. See also 
conservatism 

New Deal and early reform move- 
ments, 3-4, 300-2, 305-14, 

growth of, 11; and liberal tradi- 
tion, 18, agricultural measures of, 
112, 119; opposition to, 227, and 
business consohdation, 253-4, 
268, 310-4, and Progressivism, 
300-2, 308-26, 321-3, legislation 
of, 300, 305-8, 311; and planning, 
305; conception of government 
in, 306-9, fiscal policy, 307-8; and 
democracy, 308. See also Roose- 
velt, Franklin D. 

New Democracy , The (Weyl), 146 
New England, 34, 98, 139-40, 230 
New Freedom, 118. See also Wil- 
son, Woodrow 
New Jersey, 265 n, 308 
New Nationalism, 301. See also na- 
tionalism 

newspapers, growth of circulation, 
187-8. See also journalism 
New York City, 82, 139, 146, 176, 
177 n, 268 n 

New York Evening Post , 142 
New York Times , 186, 189 n, 284 n 
New York Tribune , 136, 284 n 
New York World Almanac , 136 n 
Nichols, Jeanette P., 86 n 
Nixon, Herman C., 99 n, 100 n, 

103 n, 107 n 
Nock, Albert J., 37 
Non-Partisan League, 115, 116 n 
Norbeck, Peter, 283 n 
Norris, George W., 272, 283, 283 n, 
quoted, 261 n 
North, Douglass, 219 n 
North American Civic League for 
Immigrants, 179 n 
North Dakota, 50, 104 
Northeast, 145 n 



INDEX 


xiii 


Northern Securities Company, 233, 
235, 244 
Northwest, 145 n 
Nourse, Edwin G , 39 n, 110 n 
Nye, Gerald P., 20 
Nye Committee, 72 

Octopus , The (Norns), 200 
Odegard, Peter, 289 n 
Office of Markets, 112 
Office of Price Administration 
(OPA), 119 
Ohio, 39, 116 

Old Order Changeth, The (White), 
quoted, 255-8 
Old World, see Europe 
Old World in the New , The (Ross), 
178-9 

Olney, Richard, 89 
Orientals, 83 
Orwell, George, 68 
Osgood, Robert Endicott, 272 n, 

274 n, 275 n 

Our Country ( Strong ) , 82 

pacifism, 85-6, 271-2 
Paine, Thomas, 26 
Panama Canal, 273 
parity, agricultural, 119 
Parkhurst, Charles Henry, 186 
Pamngton, V L., 199 
“Passing of the Legal Profession, 
The” (Bristol), 160 
paternalism, 228, 241-2 
patriotic orders, 138 n 
patriotism, 272 
Patton, Clifford W., 164 n 
Paxson, Frederick L., 73 n 
Payne- Aldrich tariff, 172 
Pearlin, Leonard J., 153 n 
Pearsons , 194 
Peek, George, 304 n 
Peel, Roy V., 183, 282 n, 298 n 
Peffer, William A., 52 n, 62 n; 

quoted, 65-6 
Pennsylvania, 192 

pensions, old age: governmental, 
240, 266, business, 241, social se- 
curity, 306 

Peoples' Party, see Populist Party 


Perkins, George W., 144 
Persons, Stow, 217 n 
Philadelphia, 176, 177 n 
Philippines, 85, 271 
Phillips, David Graham, 193-4, 197, 
237 

Phillips, John S , 196 n 
Physiocrats, 25 
Pmgree, Hazen, 145 
Pittsburgh, 176 
planters, 37, 38 
Platt, Orville, 243 
Platt, Robert Reat, 160 n 
Plunkett, George Washington, 
quoted, 183 
Poles, 176 

political boss, see boss, political 
political machines, and Progressiv- 
lsm, 5, 134, 254-69, 308; and im- 
migrants, 10, 176, and city gov- 
ernment, 174-5; Steffens on, 206, 
growth of, 213; and national poli- 
tics, 296-9; Arnold on, 321 
political reform, see democracy, 
Populism, Progressivism, New 
Deal 

pohticians, Arnold on, 321 
population: breakdown of homo- 
geneity, 8-9, growth of, 173 n, 
215-6. See also immigration 
Populism: appraisal of, 3-5, 11-22, 
58, 80, 95-6, 99-100, and agrar- 
ianism, 7-8, 62-4; and immi- 
grants, 8-9, 177-8; and the 

Homestead Act, 29; reactionary 
tendencies of, 20-2; and farmers, 
47-8, and frontier, 49-50, m West, 
49-50, 56, 98, 100 n, 286, in 
South, 49-50, 61, 96, 98, 107, 
286, centers of, 50; and growth of 
big business, 64-93, 246, and la- 
bor, 64, 121-2, and money, 66; 
platform of 1892, 66-7, 121; in 
literature, 68-70, 75-9, 82-7; 

anti-imperialism and anti-milita- 
rism of, 85-6, and war, 86-91; 
jingoism of, 87-93; and England, 
88, and Cuban question, 89-91, 
271, and Mugwumps, 91-3; mod- 
em interpretations of, 94-6; early 



xiv 


INDEX 


Populism ( continued ) 

history of, 96-8; in East, 99, 
maximum strength of, 100; and 
major parties, 101; leadership of, 
101-9; lack of funds, 102-3; and 
silver, 104-8, subsequent accept- 
ance of program, 108; as school 
for farm leaders, 115-6 n, and 
Progressivism, 131-4, and con- 
servatism, 132; ideals and objects 
of criticism, 208-12, and isola- 
tionism, 271, decline of, 326. See 
also agriculture and farmers 
Populist Party, 4, 63, 74. See also 
Populism 

Populist Revolt, The (Hicks), 49 
Populists, see Populism 
Portland, Ore, 146 
postal savings bank, 108 
Pound, Ezra, 8 
Pound, Roscoe, 154 
Prairie Farmer , 33; quoted, 39 
Presidents, in business and labor 
disputes, 233, conservatism of, 
250, Republican, 283-4 
press, see journalism 
pressure group: farmers as, 7-8, 
115-30, 283, labor as, 11, 134, 
business as, 226 n, 228-36; m po- 
litical campaigns, 265-6, Progres- 
sive criticism of, 258-9; Progres- 
sives as, 273-4 
prices, 168-70 

primaries, see direct primaries 
Pringle, Henry F., 127 n, 172 n 
Problem of Civilization Solved , The 
(Lease), 83 

professionals, alienation of, 148-68 
profit-sharing plans, 241 
Progressive National Convention 
(1912), 244 n 

Progressive Party, 5, 144. See also 
Progressivism 

Progressives, see Progressivism 
Progressivism: appraisal of, 3-5, 
11-22, 132-5, 164-72, 302-4; 
and big business, 5, 134, 163-72, 
212-54, and immigrants, 8-9, 
177-80, reactionary tendencies of, 
20-22; and farmers, 115; and 


Progressivism ( continued ) 

Populism, 131-4; m East, 133, 
163; and Mugwumps, 143; and 
the status revolution, 143-66, in 
South, 145 n, 286, in West, 145 n, 
286, professionals and intellec- 
tuals of, 148-68; and consumers, 
172, journalism of, 185-6, 190-6, 
and realism, 196-212, moral as- 
pect of, 210-2, opposition to or- 
ganization as destroyer of tradi- 
tional values, 213-25, supporters 
of, 216-8, 239, opposition to cor- 
porations as threat to democracy, 
225-36, economic program of, 
236, and competition, 236, 242, 
246, 303; and conservatism, 250- 
1, and politics, 254-69, and in- 
dividualism, 258-9; and war, 
270-80; and tariff, 273; decline 
of, 280-300, urban-rural conflict 
in, 286-7, and Prohibition, 287- 
91; and Republican Party, 295-6, 
297-300, and New Deal, 300-2, 
308-26, and the judiciary, 309; 
Arnold on, 318-22. See also de- 
mocracy, Populism, New Deal 
Prohibition, 17, 286-91, 294, 296-7 
proletananism, lack of, 10 
prosperity: of farmers, 95, rise of 
Progressivism during, 164 
Protestant tradition: as a persistent 
strain of Progressivism, 8-10, 144, 
318, and immigrants, 8-9, 175-6; 
Mugwumps and, 139; social con- 
sciousness m, 150, 152, and the 
city, 175-6; individual responsi- 
bility in, 203-4, 208, ideal of re- 
warded virtuous individualism, 
221, 259, 305, and Prohibition, 
287; and Klan, 291 
pubhc opmion, 227 
public ownership, 97, 105, 281, 304 
public utilities, consolidation of, 
169 

Pujo Committee, 220, 230 
Pulitzer, Joseph, 191 
Pullman strike, 150, 165, 231 n, 233, 
242 

Pure Food and Drug Act, 118, 172 



INDEX 


xv 


Pure Food Association, 257-8 
Pusey, Merlo, 158 n, 219 n, 310 n 

Quincy, Josiah, 139 n 

"Radical Movement under Conserv- 
ative Direction, The” (T. Roose- 
velt), 262 
radio, 268 

railroads: and farmers, 35, 43, 58, 
first transcontinental, 51; and 
land speculation, 54-7, legisla- 
tion, 108, 118; strike (1877), 150, 
165, 231 n, 233, 242 
Rainsford, W. S., 150 n 
Raper, Arthur F., 43 n 
Ratner, Sidney, 136 n 
reaction, postwar, 280 
realism: contributions of Progressiv- 
ism to, 196-212; limitations of, 
199-200, materials of, 200-3 
recall, 255, 259, 266 n 
Red scare, 280 
Reed, Thomas H., 266 
referendum, 108, 255, 259, 265-6, 
266 n 

reformers, civic, and immigrants, 
183-4. See also muckrakers 
reform movements, see democracy, 
Populism, Progressivism, New 
Deal 

Regier, C. C., 194 n 
Rendezvous with Destiny ( Gold- 
man), 15 

reporters, rise of, 189-90 
Report on Manufactures ( Hamil- 
ton), 27 

Republican Party: and silver, 88, 
104, early nature of, 97; and 
Progressivism, 133, 295-6, 297- 
300; agricultural legislation of, 
117 n, 118; and immigrants, 
178 n; Stimson on, 262; national- 
ism of, 272; decline of m cities, 
298-9 

Republican Party (Jeffersonian), 
270 

Resettlement Administration, 124 


responsibility, individual sense of, 
203-12, 259. See also Protestant 
tradition 

Revolt of the Rednecks (Kirwan), 
19 

revolutions of 1848, 277 n 
nee, 37 

Ridder, Herman, 275 n 
Riesman, David, 40, 162 n, 327 
right, extreme, 232 
Rdey, James Whitcomb, 30 n 
Riordan, William L., 183 
Ritner, Joseph, 30-1 
nvers, 38 

Robbins, Roy M., 55 n 
Rockefeller, John D., 320 
Rockford, 111., 82 

Roosevelt, Franklin D., 3; on farm- 
ers as pressure group, 120, and 
reformers and bosses, 184; desig- 
nation of second World War, 
277 n, and election of 1940, 
282 n; and election of 1936, 
296 n; early political career of, 
299-300, 301 n, 304-5; condi- 
tions on accession, 302, on action, 
305, 314-5; and political ma- 
chines, 308, and Supreme Court, 
309-10, nature of, 322 n, 323, 
"quarantine” speech of, 325; 
quoted, 120, 301, 305, 309 n, 
314-5. See also New Deal 
Roosevelt, George, 250 
Roosevelt, Nicholas, 251 n 
Roosevelt, Theodore, 5, 6, 275 n, 
100; conservatism of, 13, 237-8, 
250-1, 262; and imperialism, 91- 
2; farm legislation under, 118; 
Progressive program of, 132-3; 
and election of 1912, 133; na- 
tionalism of, 139 n, 272; and 
Progressivism, 167; and business, 
169, 235-6, 243-6, 248, 311; on 
family, 171; on responsibility, 
205; and morality, 212; and pub- 
lic attitudes toward government, 
233-6; on government, business, 
labor, 233 n; on his leadership, 
234, 250-1; on muckraking and 
nch, 237; on industrial society, 



xvi 


INDEX 


Roosevelt, Theodore ( continued ) 
244-5; urban popularity of, 246 n; 
and first World War, 274 n, con- 
ditions on accession, 302-3, 
quoted, 92, 171, 233 n, 234, 235- 
6, 237, 244-5, 250-1. See also 
Progressivism 
Root, Elihu, quoted, 162 
Rose, Arnold, 81 n 
Rosenberg, Hans, 51 n 
Ross, Earle D., 114 n 
Ross, Edward A , 154-5, 171, 203 n; 

quoted, 178-9, 182 n 
Rothschild, Baron James, 77 n, 78-9 
Ruggles, Clyde O., 100 n 
rural electrification, 128 
rural free delivery, 128 
Rural Post Roads Act, 118 
Russell, Charles Edward, 196, 275 n 
Russia, 85 
Russians, 176 

Sacco-Vanzetti case, 286 
St. Louis, 176, 207-8 
St. Paul, 173 
saloon, 288-9 

Saloutos, Theodore, 58, 112 n, 113 n, 
116 n, 122 n, 125-7 n; quoted, 
115 n 

Saltonstall, Leverett, 139 n 
San Francisco, 211, 239 
Santo Domingo, 84 
Saskatchewan, 53 
Saturday Evening Post , 191, 193 
Saveth, Edward, 177 n 
savings, 218-9 
Scandinavia, 51, 242 
Scandinavians, 176 
Schafer, Joseph, 121 n 
Schattschneider, E. E , 261 n 
Schlesinger, Arthur M., 82, 97 n, 
173 n 

Schwartz, Harry, 122 n 
Scopes trial, 286 
Scribners , 190 
Scripps, E. W,, 191 
Seager, Henry R., 169 n 
Seasons (Thomson), 25 
secession, 227 


second World War, see World War, 
second 

Securities and Exchange Commis- 
sion, 249 n 

Seligman, E. R. A., 154 
Senate- Populist strength in, 99; 
representation m, 116-7, million- 
aires in, 136, and muckrakers, 
193-4, conservatism of members 
of, 250, agrarian discontent in, 
282 

Senators, popular election of, 108, 
255 

service industries, growth of, 218 
Seven Financial Conspiracies which 
Have Enslaved the American 
People (Emery), 75-6 
Seyd, Ernest, 76 

Shame of the Cities , The (Steffens), 
200, 206 

Shannon, David A., 217 n 
Shannon, Fred A., 43 n, 54 n, 58 n, 
111 n 

Sharp, Paul F., 53 n 
Shearman, Thomas G., 136 
Shelton, George W., 160 n 
Shenton, James, 328 
Sherman, John, 77 
Sherman Anti-Trust Act, 113, 164, 
231, 243, 249, 312 
Sherman Silver Purchase Act, 65, 
88, 104 

short ballot, 255, 263-4, 266 n 
Shylock. as Banker , Bondholder , 
Corruptionist , Conspirator 
(Clark), 75 

silver question- and Populism, 50, 
104-8; “crime of 1873," 76, Sec- 
ond National Silver Convention 
(1892), 78-9; displacement of by 
Cuban question, 89-91; and ad- 
mission of new states, 104 
Simons, Algie, 238 n 
Simpson, Sockless Jerry, quoted, 64- 
5 

Sinclair, Upton, 193, 196, 237, 
238 n 

single tax, 266 
Slavery, 29, 37, 98 
Slovaks, 176 



INDEX 


xvii 


slums, 174, 176, 236 
Smith, Alfred E., 184, 282 n, 283, 
296-9 

Smith, Henry Nash, 29 n, 328; 
quoted, 29 

Smith, J. Allen, 154, 155, 199 n; 

quoted, 15 
Smith, Jim, 182 n 
Smith-Hughes Act, 118 
Smith-Lever Act, 118, 125 
social democracy, 10, 104, 281, 306 
Socialist Party, 98, 179 n 
Socialists, 238, 238-9 n 
social psychology, 199 
“social question,” 236, 240 
social sciences, 153-5, 198-200 
social security, 306. See also pen- 
sions, old age 

Social Thought in America (White), 
6 

Solomon, Barbara Miller, 177 n 
South, 20, 230, and Homestead Act, 
29; farming m, 36-8; position of 
farmers in, 47; Populism in, 49- 
50, 61, 96, 98, 107, 286; and 
Negro question, 101; and absen- 
tee ownership, 138, Progressivism 
in, 145 n, 286 
South Dakota, 50, 104, 116 
Spam, 91 

Spanish American War, 91, 164, 
189, 210, 271 
Spargo, John, 238 n 
speculators, land, 41-3, 54-7 
Spoil of Office , A (Garland), 186 
Spreckels, Budolph, 144 
Square Deal, 118. See also Roose- 
velt, Theodore 
Stalin, Joseph, 72 
Stampp, Kenneth M., 327 
Standard Oil Company, 169, 191-2, 
201, 231 n, 249 n 
Stanton, Frank, 216 n 
status revolution, 135-66 
Stead, W. T., 186 
Stearns, Harold E., 198 n 
Steffens, Lincoln, 186, 193, 195 n, 
201, 289, 319, quoted, 176 n, 
206-7 

Steinbeck, John, 324 


Stenerson, Douglas C., 28 
Stem, Fntz, 327 
Stevens, Thaddeus, 77 n, 81 
Stevenson, Adlai, 13 
Stewart, William M., 89 
Stimson, Henry L., 163 n; quoted^ 
162-3, 262-3 
stockholders, 218, 228 
Storey, Moorfield, 139 n 
Story of Life Insurance , The (Hen- 
drick), 219 

Straus, Frederick, 52 n 
Strauss, Harold, 328 
strike: anthracite, 233; Pullman, 
150, 165, 231 n, 233, 242, Home- 
stead, 165, 242 

Strong, Josiah, 82; quoted, 175, 
^ 200-1 

“Subjective Necessity for Social 
Settlements, The” (Addams), 208 
subsidies, agricultural, 120 
Suez Canal, 51 

Sumner, William Graham, 140; 

quoted, 258 
Sunday laws, 183 

Supreme Court: and anti-trust legis- 
lation, 235, 244-5, 249; conserva- 
tism of, 250; and F. D. Roosevelt, 
309-10; and New Deal, 311 
Sward, Keith, 81 n 
Swedes 44 

symbols, 75-8, 257-8, 286-90. See 
also myth 

Symbols of Government , The (Ar- 
nold), 317, 319, 320-1 
Syrett, Harold, 328 

Taft, Robert, 86 

Taft, William Howard: and elec- 
tion of 1912, 133; and tariff, 172; 
anti-trust actions under, 244 n, 
246; and Nicaragua, 272; and 
arbitration treaties, 273 
Tale of Two Nations , A (Harvey), 
77 

Tammany Hall, 183, 296, 299 
Tarbell, Ida, 186, 191-3, 195 n, 201, 
211 n; quoted, 192 
tariff, 136 n, 142, 171-2, 192, 252, 
273, 283, 325 



xviii 


INDEX 


Taubeneck, Herman E., 103 n, 105; 

quoted, 106 
taxes, 108, 118, 283 
Taylor, Carl C., 43, 123 n 
Taylor, Frederick Winslow, 241 
Teapot Dome, 71, 283, 286 
television, 268 
Teller, Henry Moore, 106 
Temporary National Economic 
Committee (TNEC), 311, 

313 n 

Texas, 72, 116 
Thomson, James, 25 
Tilden, Freeman, 128 n 
Till, Irene, 249 n 
Tillman, Ben, 20 
tobacco, 37 

Tocqueville, Alexis de, 136 n, 156, 
161 n, 227; quoted 42 n 
Toiman, William Howe, 164 n 
“Tortured Millions, The” (Wilkin- 
son), 209-10 

trade unions, see labor unions 
Treason of the Senate , The (Phil- 
lips), 193 

Trilling, Lionel, 200 n, quoted, 12 
True, A. C., 112 n 
Truman, David B., 328 
Truman, Harry, 301 n, 323-4 
trusts, see business, big 
Tryon, Rolla M , 39 n 
Tugwell, Rexford Guy, 305 
Turner, Frederick Jackson, quoted, 
48-9, 50 n 

Turner, George Kibbe, 289 

Twain, Mark, 197 

two nations, theory of, 64^93 

underground government, 174 
Underwood tariff, 252 
unemployment relief, 306, 316 
United States Bank, 227 
United States Steel Corporation, 

169, 230 

university, emergence of, 153-5 
University College, London, 327 

Vanderhp, Frank, 251 
Van Devanter, Willis, 310 
Van Hise, Charles H., 246, 253 


Van Zandt, Roland, 28 n 
Vardaman, James K., 20 
Vagts, Alfred, 89 n, 90 n 
Veblen, Thorstem, 43 n, 154, 198 
Venezuela affair, 89 
Virgil, 25 
Virginia, 98 

Volstead Act, 290. See also Prohibi- 
tion 

voters, 228, 260. See also ballot 
wages, 169 

Walker, John Brisben, 191 
Wallace, Henry C., quoted, 126-7 
Wallace’s Farmer, 125, 126 
Walling, William English, 238 n, 
246 n, 316 

Wall Street, 74, 75, 90, 235, 324. 

See also investment houses 
Walsh, Thomas, 283 n 
war: and liberal tradition, 270-1; 
revulsion against, 280. See also 
anti-imperialism, pacifism, World 
War 

Warburg, Felix M., 251 
Ward, Lester, 154 
Warehouse Act, 118 
warehousing, government, 97 
War Industries Board, 304 n 
Warne, Frank Julian, 176 n 
Washington, 104 
Washington, George, quoted, 41 
Watkins, G. P., 137 n 
Watson, Thomas E., 20, 63 n, 81, 
92; quoted, 62 n, 82-3, 90-1 
Wayland, J. A., 239 n 
wealth: early distribution of, 136-6; 
new class of nch, 136-8, 140-1, 
145-8, and universities, 154-5; 
T. Roosevelt on, 236-7. See also 
businessmen 

Wealth against Commonwealth 
(Lloyd), 186, 200 

Weaver, James B., 66 n, 98, 100, 
102; quoted, 63, 65 
Webb-Kenyon law (1913), 287 
Webster, Darnel, 140 
Welch, Rodney, 43 n 
welfare programs, 240-1 
Weimar Republic, 254 



INDEX 


xix 


West: and agrarian movement, 32; 
commercial farming m, 39, Popu- 
lism in, 49-50, 56, 98, 100 n, 
286, as part of world market, 51, 
speculation in, 54-7; and absen- 
tee ownership, 138 n, Progressiv- 
ism m, 145 n, 286. See also fron- 
tier 

Weyl, Walter, 146 n, 154, 316; 

quoted 146, 147-8, 170 n, 284 
‘What's the Matter with Kansas?” 
(White), 132 

‘What the Farmer Really Looks 
Like ” 128 

wheat, 50, 52 n, 100, 100 n; and 
third party action, 100 n 
Wheeler, Burton K., 20, 309 n 
Whigs, 29 

White, Andrew D , 175 
White, Morton G , 199 n 
White, William Allen, on land spec- 
ulation, 57, on Populism, 131-2; 
on Progressivism, 132, 166, and 
immigrants, 179 n, on magazine 
publishing, 196 n, on moral as- 
pect of reform, 206, 209 n, 210-1, 
212; on popular government, 255- 
8; and political reform, 259, 267; 
quoted, 57, 131-2, 166, 196, 206, 
209 n, 210-1, 212, 255-8 
white-collar class, 216, 258 
Whitlock, Brand, 289 n 
Wiest, Edward, 112 n, 116 n, 118 n 
Wilcox, Benton H., 100 n 
Wilkinson, Florence, quoted, 209- 
10 

Willard, Frances E., 67 
Wilson, M. L., quoted, 114 
Wilson, Woodrow, 3, and agricul- 
ture, 53 n, 118; and election of 
1912, 133; and scholars, 155; and 
lawyers, 161 n; as symbol of Pro- 
gressivism, 167, on cost of living, 
170, and political bosses, 182 n; 
as academic reformer, 205; on 
corporate officers and stockhold- 
ers, 220, on industrial society, 
222-4; and big business, 225-6, 
228-9, 247, 249, 311, 313-4; on 
investment bankers, 228; on mo- 


Wilson, Woodrow ( continued ) 
nopoly, 231, 246; and socialism, 
238 n; on competition, 247-8; 
and conservatism, 251; on white- 
collar class, 258; on popular gov- 
ernment, 260; on ballot, 263; 
pacifism of, 271-2; and Panama 
Canal, 273; and entrance in war, 
273, 275-7; and neutrality, 274- 
6, on “citizens of the world,” 
277 n; and the peace conference, 
278-9; and Debs, 280, and elec- 
tion of 1916, 295, and immigrants, 
297; and economic conditions, 
302; and New Deal, 313-4, 
quoted, 170, 220, 223-4, 228-9, 
231, 246-8, 258, 260, 263, 274, 
277, 277 n. See also Progressivism 
Wmg, DeWitt C , 127 n 
Wisan, J. E , 90 

Wisconsm, 98-100, 155, 267, 282 
Wisconsin, University of, 155, 178 
With the Procession (Fuller), 166 
Wolcott, Leon O., 112 n, 118 n 
Wolman, Leo, 169 n 
women: rights of, 183, labor of, 
240; and suffrage, 263 
Woodbum, James A., 78 
Woodward, C. Vann, 47 n, 49 n, 
81 n, 91 n, 92 n, 107 n, 328 
working class, see labor 
“Working of American Democracy, 
The” (Eliot), 229 
workmen's compensation, 240 
World War, first: and Progressiv- 
ism, 3-4, 11, 175, 272-9; cultiva- 
tion of land during, 53 n; delusive 
beliefs about, 72 

second: and Progressivism, 3; 

delusive beliefs about, 72; F. D. 
Roosevelt's name for, 279 n 
Wyoming, 104 

xenophobia, 73 n, 82-3, 85. See also 
Anglophobia, anti-Cathohcism, 
anti-Semitism, city, conspiratorial 
manias, immigrants, isolationism, 
nativism 
Xenophon, 25 



XX 


INDEX 


Yankee tradition: as a persistent 
strain of Progressivism, 8-10, 318, 
and immigrants, 8-9, 175-80, 

xenophobia m, 83, 85, 292; Mug- 
wumps and, 139, and the city, 
175-6, and politics, 179-80, 
184 n; on law and men, 201-3; 
ideal of political participation, 
259; ideal of individual responsi- 


Yankee tradition ( continued ) 
bility, 277; and Prohibition, 287 
yellow journalism, 83, 178-9, 188 
yeoman farmer, myth of, 23-59. See 
also farmers 
Young, Arthur, 41 
‘young America” movement, 270 

Zelomek, A. W., 53 n